0000855713-16-000020.txt : 20160204 0000855713-16-000020.hdr.sgml : 20160204 20160204141218 ACCESSION NUMBER: 0000855713-16-000020 CONFORMED SUBMISSION TYPE: MA-I/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20160204 FILER: COMPANY DATA: COMPANY CONFORMED NAME: ROSS, SINCLAIRE & ASSOCIATES, LLC CENTRAL INDEX KEY: 0000855713 IRS NUMBER: 202461737 STATE OF INCORPORATION: OH FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: MA-I/A SEC ACT: 1934 Act SEC FILE NUMBER: 868-02640 FILM NUMBER: 161387908 BUSINESS ADDRESS: STREET 1: 700 WALNUT ST STREET 2: SUITE 600 CITY: CINCINNATI STATE: OH ZIP: 45202 BUSINESS PHONE: 513-381-3939 MAIL ADDRESS: STREET 1: 700 WALNUT ST STREET 2: SUITE 600 CITY: CINCINNATI STATE: OH ZIP: 45202 FORMER COMPANY: FORMER CONFORMED NAME: ROSS, SINCLAIRE & ASSOCIATES, INC. DATE OF NAME CHANGE: 20051010 FORMER COMPANY: FORMER CONFORMED NAME: ROSS, SINCLAIRE & ASSOCIATES, LLC DATE OF NAME CHANGE: 20051004 FORMER COMPANY: FORMER CONFORMED NAME: ROSS, SINCLAIRE & ASSOCIATES, INC. DATE OF NAME CHANGE: 20020722 MA-I/A 1 primary_doc.xml MA-I/A 0000855713 XXXXXXXX Scott Games 513-762-3669 sgames@rsanet.com N N Robert Edward Tarvin N 1 0000855713 ROSS, SINCLAIRE & ASSOCIATES, LLC 03-01-2014 N 867-00447 LOCATED 03-01-2014 325 W Main St Ste 300 Lexington KY 40507 Bob E Tarvin 03-2014 Ross, Sinclaire & Associates, LLC Lexington KY 40507 Y Y Client development 09-2013 02-2014 Unemployed Nicholasville KY 40356 N N home maker 08-1993 09-2013 Commonwealth of Kentucky Nicholasville KY 40356 N N Executive Director of School Facilities Construction Commission Y 07-1991 Tarvin Enterprises, Inc. 101 Forest Trail Nicholasville KY 40356 N N Interior design & consulting President 5 Light bookkeeping; file taxes and official forms for corporation 08-2015 Rental Property 167 Landings Ave Frankfort KY 40601 N N rental units owner 8 keep records, pay bills, etc. N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N 02-04-2016 M Scott Games Compliance Officer