0000855713-15-000007.txt : 20151207 0000855713-15-000007.hdr.sgml : 20151207 20151207095936 ACCESSION NUMBER: 0000855713-15-000007 CONFORMED SUBMISSION TYPE: MA-I/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20151202 FILER: COMPANY DATA: COMPANY CONFORMED NAME: ROSS, SINCLAIRE & ASSOCIATES, LLC CENTRAL INDEX KEY: 0000855713 IRS NUMBER: 202461737 STATE OF INCORPORATION: OH FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: MA-I/A SEC ACT: 1934 Act SEC FILE NUMBER: 868-02640 FILM NUMBER: 151271547 BUSINESS ADDRESS: STREET 1: 700 WALNUT ST STREET 2: SUITE 600 CITY: CINCINNATI STATE: OH ZIP: 45202 BUSINESS PHONE: 513-381-3939 MAIL ADDRESS: STREET 1: 700 WALNUT ST STREET 2: SUITE 600 CITY: CINCINNATI STATE: OH ZIP: 45202 FORMER COMPANY: FORMER CONFORMED NAME: ROSS, SINCLAIRE & ASSOCIATES, INC. DATE OF NAME CHANGE: 20051010 FORMER COMPANY: FORMER CONFORMED NAME: ROSS, SINCLAIRE & ASSOCIATES, LLC DATE OF NAME CHANGE: 20051004 FORMER COMPANY: FORMER CONFORMED NAME: ROSS, SINCLAIRE & ASSOCIATES, INC. DATE OF NAME CHANGE: 20020722 MA-I/A 1 primary_doc.xml MA-I/A 0000855713 XXXXXXXX Andy Warning 513-762-3693 awarning@rsanet.com sgames@rsanet.com N N Lincoln Robert Theinert 004758555 N 1 0000855713 ROSS, SINCLAIRE & ASSOCIATES, LLC 02-02-2004 N 07-30-2014 0000855713 SUPERVISED 02-02-2004 700 WALNUT ST SUITE 600 CINCINNATI OH 45202 LOCATED 11-30-2009 325 W MAIN STREET SUITE 300 LEXINGTON KY 40507 12-2003 ROSS, SINCLAIRE & ASSOCIATES, LLC LEXINGTON KY 40507 Y Y Investment Banker Y 04-2012 TRL Management LLC 92 Buffalo Creek Rd Olive Hill KY 41164 N N Rental Property President 25 DUTIES AS OWNER OF TRL MANAGEMENT, LLC INCLUDE IDENTIFYING AND NEGOTIATING PROPERTIES FOR PURCHASE. FAMILY MEMBERS ASSIST WITH, OVERSEEING CONTRACTORS, SHOWING PROPERTIES ETC. MY WEEKEND WORK WITH TRL INCLUDES ALL GENERAL LANDLORD DUTIES FROM PAINTING TO LAWN MOWING. N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N 12-02-2015 M Scott Games Compliance Officer