0000855713-14-000015.txt : 20140905 0000855713-14-000015.hdr.sgml : 20140905 20140905085107 ACCESSION NUMBER: 0000855713-14-000015 CONFORMED SUBMISSION TYPE: MA-I PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20140730 FILER: COMPANY DATA: COMPANY CONFORMED NAME: ROSS, SINCLAIRE & ASSOCIATES, LLC CENTRAL INDEX KEY: 0000855713 IRS NUMBER: 202461737 STATE OF INCORPORATION: OH FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: MA-I SEC ACT: 1934 Act SEC FILE NUMBER: 868-02640 FILM NUMBER: 141084594 BUSINESS ADDRESS: STREET 1: 700 WALNUT ST STREET 2: SUITE 600 CITY: CINCINNATI STATE: OH ZIP: 45202 BUSINESS PHONE: 513-381-3939 MAIL ADDRESS: STREET 1: 700 WALNUT ST STREET 2: SUITE 600 CITY: CINCINNATI STATE: OH ZIP: 45202 FORMER COMPANY: FORMER CONFORMED NAME: ROSS, SINCLAIRE & ASSOCIATES, INC. DATE OF NAME CHANGE: 20051010 FORMER COMPANY: FORMER CONFORMED NAME: ROSS, SINCLAIRE & ASSOCIATES, LLC DATE OF NAME CHANGE: 20051004 FORMER COMPANY: FORMER CONFORMED NAME: ROSS, SINCLAIRE & ASSOCIATES, INC. DATE OF NAME CHANGE: 20020722 MA-I 1 primary_doc.xml MA-I 0000855713 XXXXXXXX Andy Warning 513-762-3693 awarning@rsanet.com sgames@rsanet.com N Matthew Allen Staarman 004967679 N 1 0000855713 ROSS, SINCLAIRE & ASSOCIATES, LLC 03-27-2006 N 07-29-2014 0000855713 LOCATED SUPERVISED 03-27-2006 700 WALNUT ST SUITE 600 CINCINNATI OH 45202 04-2005 Ross, Sinclaire and Associates Cincinnati OH 45202 Y Y Assistant CFO 11-2003 04-2005 Straightline Buisness Solutions Cincinnati OH 45202 N N Partner N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N 07-30-2014 Andy Warning CCO