Senior Managing Director and Chief Operating Officer

0000950123-24-008786.txt : 20240814 0000950123-24-008786.hdr.sgml : 20240814 20240814161504 ACCESSION NUMBER: 0000950123-24-008786 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20240630 FILED AS OF DATE: 20240814 DATE AS OF CHANGE: 20240814 EFFECTIVENESS DATE: 20240814 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Penn Mutual Asset Management CENTRAL INDEX KEY: 0000855702 ORGANIZATION NAME: IRS NUMBER: 232566941 STATE OF INCORPORATION: PA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-18923 FILM NUMBER: 241207981 BUSINESS ADDRESS: STREET 1: EIGHT TOWER BRIDGE STREET 2: 161 WASHINGTON STREET, SUITE 1111 CITY: CONSHOHOCKEN STATE: PA ZIP: 19428 BUSINESS PHONE: 215-956-8114 MAIL ADDRESS: STREET 1: EIGHT TOWER BRIDGE STREET 2: 161 WASHINGTON STREET, SUITE 1111 CITY: CONSHOHOCKEN STATE: PA ZIP: 19428 FORMER COMPANY: FORMER CONFORMED NAME: Penn Mutual Asset Management, LLC DATE OF NAME CHANGE: 20181018 FORMER COMPANY: FORMER CONFORMED NAME: INDEPENDENCE CAPITAL MANAGEMENT INC /ADV DATE OF NAME CHANGE: 19890926 13F-HR 1 primary_doc.xml X0202 13F-HR LIVE 0000855702 XXXXXXXX 06-30-2024 06-30-2024 false Penn Mutual Asset Management

Eight Tower Bridge 161 Washington Street, Suite 1111 Conshohocken PA 19428

13F COMBINATION REPORT 028-18923 000107518 801-35477 028-01343 000104652 801-13991 Janus Henderson Investors 028-05267 000105390 801-32108 DIFA, Macquarie Investment Management 028-10562 000108477 801-56720 AllianceBernstein L.P. 028-01091 000105778 801-8174 American Century Investment Management, Inc. 028-02405 000106266 801-27721 Cohen & Steers Capital Management, Inc. 028-10981 000107738 801-37591 Goldman Sachs Asset Management, L.P. 028-13177 000110045 801-17352 MFS Investment Management 028-11338 000111242 801-60103 SSgA Funds Management, Inc. 028-00115 000105496 801-856 T. Rowe Price Associates, Inc. 028-04490 000105007 801-21953 Vontobel Asset Management, Inc. 028-04139 000104859 801-15930 Eaton Vance Management N Keith Huckerby Senior Managing Director and Chief Operating Officer 215-956-8033 Keith Huckerby Conshohocken PA 08-14-2024 0 65 47045933 false INFORMATION TABLE 2 34946.xml INFORMATION TABLE FOR FORM 13F 3M CO COM 88579Y101 BBG001S5T7X2 459855 4500 SH SOLE 4500 0 0 AGNC INVT CORP COM 00123Q104 BBG001T074G2 3434400 360000 SH SOLE 360000 0 0 AGNICO EAGLE MINES LTD COM 008474108 BBG001S77MK3 317190 4850 SH SOLE 4850 0 0 ALCOA CORP COM 013872106 BBG00B3T3HF1 278460 7000 SH SOLE 7000 0 0 ANNALY CAPITAL MANAGEMENT IN COM NEW 035710839 BBG001S8J4S0 3384827 177588 SH SOLE 177588 0 0 ARGAN INC COM 04010E109 BBG001SJP7D8 248744 3400 SH SOLE 3400 0 0 ARMOUR RESIDENTIAL REIT INC COM SHS 042315705 BBG001SRBTG4 3373089 174050 SH SOLE 174050 0 0 BARRICK GOLD CORP COM 067901108 BBG001S5N9P3 318588 19100 SH SOLE 19100 0 0 BRADY CORP CL A 104674106 BBG001S5PCB9 241633 3660 SH SOLE 3660 0 0 BWX TECHNOLOGIES INC COM 05605H100 BBG001SGJPH7 593750 6250 SH SOLE 6250 0 0 CALAVO GROWERS INC COM 128246105 BBG001S9FP96 340500 15000 SH SOLE 15000 0 0 CARDLYTICS INC NOTE 1.000% 9/1 14161WAB1 BBG00XH48CJ5 461181 500000 PRN SOLE 500000 0 0 COMTECH TELECOMMUNICATIONS C COM NEW 205826209 BBG001S5PYN8 618132 204004 SH SOLE 204004 0 0 CONMED CORP NOTE 2.250% 6/1 207410AH4 BBG017Y3WXZ3 893826 1000000 PRN SOLE 1000000 0 0 CRACKER BARREL OLD CTRY STOR NOTE 0.625% 6/1 22410JAB2 BBG011F6J0D1 1104657 1250000 PRN SOLE 1250000 0 0 DELEK US HLDGS INC NEW COM 24665A103 BBG00FZYFVD4 284740 11500 SH SOLE 11500 0 0 DEVON ENERGY CORP NEW COM 25179M103 BBG001S63VG4 310470 6550 SH SOLE 6550 0 0 DUKE ENERGY CORP NEW COM NEW 26441C204 BBG001S5QNR7 240552 2400 SH SOLE 2400 0 0 EURONET WORLDWIDE INC NOTE 0.750% 3/1 298736AL3 BBG00NKZLB01 712821 734000 PRN SOLE 734000 0 0 EVOLUTION PETE CORP COM 30049A107 BBG001S7PJP5 317085 60168 SH SOLE 60168 0 0 FIRST MAJESTIC SILVER CORP NOTE 0.375% 1/1 32076VAD5 BBG013TBZ7Y5 413149 500000 PRN SOLE 500000 0 0 FIRSTENERGY CORP COM 337932107 BBG001S5R3N4 220435 5760 SH SOLE 5760 0 0 FUTUREFUEL CORP COM 36116M106 BBG001SNX0W4 389634 75952 SH SOLE 75952 0 0 GILDAN ACTIVEWEAR INC COM 375916103 BBG001S7JJL6 511920 13500 SH SOLE 13500 0 0 H & E EQUIPMENT SERVICES INC COM 404030108 BBG001SKSFQ0 373237 8450 SH SOLE 8450 0 0 HALOZYME THERAPEUTICS INC NOTE 0.250% 3/0 40637HAD1 BBG00ZFDCBK7 1483660 1555000 PRN SOLE 1555000 0 0 HEALTHCARE SVCS GROUP INC COM 421906108 BBG001S5RTV8 293807 27770 SH SOLE 27770 0 0 HEWLETT PACKARD ENTERPRISE C COM 42824C109 BBG0078W3NP4 338720 16000 SH SOLE 16000 0 0 HF SINCLAIR CORP COM 403949100 BBG0135B2269 429654 8055 SH SOLE 8055 0 0 HIMAX TECHNOLOGIES INC SPONSORED ADR 43289P106 BBG001SPKXV2 293780 37000 SH SOLE 37000 0 0 INTERDIGITAL INC COM 45867G101 BBG001S8DV79 489552 4200 SH SOLE 4200 0 0 IONIS PHARMACEUTICALS INC NOTE 0.125%12/1 462222AB6 BBG00R3L6254 2702734 2756000 PRN SOLE 2756000 0 0 ISHARES TR PFD AND INCM SEC 464288687 BBG001SNVWC8 3069815 97300 SH SOLE 97300 0 0 JEFFERIES FINL GROUP INC COM 47233W109 BBG001S5SX02 259996 5225 SH SOLE 5225 0 0 KAROOOOO LTD ORD SHS Y4600W108 BBG00PQMJSX9 394740 13754 SH SOLE 13754 0 0 KEURIG DR PEPPER INC COM 49271V100 BBG001ST5W34 233800 7000 SH SOLE 7000 0 0 LENDINGTREE INC NOTE 0.500% 7/1 52603BAD9 BBG00W6WLPH5 463632 500000 PRN SOLE 500000 0 0 LUXFER HLDGS PLC SHS G5698W116 BBG0029SH121 384915 33211 SH SOLE 33211 0 0 LYONDELLBASELL INDUSTRIES N SHS - 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