0000950123-22-012041.txt : 20221114 0000950123-22-012041.hdr.sgml : 20221114 20221114133922 ACCESSION NUMBER: 0000950123-22-012041 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20220930 FILED AS OF DATE: 20221114 DATE AS OF CHANGE: 20221114 EFFECTIVENESS DATE: 20221114 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Penn Mutual Asset Management, LLC CENTRAL INDEX KEY: 0000855702 IRS NUMBER: 232566941 STATE OF INCORPORATION: PA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-18923 FILM NUMBER: 221383419 BUSINESS ADDRESS: STREET 1: 600 DRESHER ROAD STREET 2: SUITE 100 CITY: HORSHAM STATE: PA ZIP: 19044 BUSINESS PHONE: 215-956-8114 MAIL ADDRESS: STREET 1: 600 DRESHER ROAD STREET 2: SUITE 100 CITY: HORSHAM STATE: PA ZIP: 19044 FORMER COMPANY: FORMER CONFORMED NAME: INDEPENDENCE CAPITAL MANAGEMENT INC /ADV DATE OF NAME CHANGE: 19890926 13F-HR 1 primary_doc.xml 13F-HR LIVE 0000855702 XXXXXXXX 09-30-2022 09-30-2022 false Penn Mutual Asset Management, LLC

600 Dresher Road Suite 100 Horsham PA 19044

13F COMBINATION REPORT 028-18923 028-10904 Janus Henderson Investors 028-10368 DIFA, Macquarie Investment Management 028-10562 AllianceBernstein L.P. 028-01091 American Century Investment Management, Inc. 028-11197 Cohen & Steers Capital Management, Inc. 028-10981 Goldman Sachs Asset Management, L.P. 028-04968 MFS Investment Management 028-03432 Morgan Stanley Investment Management, Inc. 028-00399 SSgA Funds Management, Inc. 028-00115 T. Rowe Price Associates, Inc. 028-04490 Vontobel Asset Management, Inc. 028-04139 Eaton Vance Management N Keith Huckerby 215-956-8033 Keith Huckerby Horsham PA 11-11-2022 12 64 76420 false 1 028-10904 Janus Henderson Investors 2 028-10368 DIFA, Macquarie Investment Management 3 028-10562 AllianceBernstein L.P. 4 028-01091 American Century Investment Management, Inc. 5 028-11197 Cohen & Steers Capital Management, Inc. 6 028-10981 Goldman Sachs Asset Management, L.P. 7 028-04968 MFS Investment Management 8 028-03432 Morgan Stanley Investment Management, Inc. 9 028-00399 SSgA Funds Management, Inc. 10 028-00115 T. Rowe Price Associates, Inc. 11 028-04490 Vontobel Asset Management, Inc. 12 028-04139 Eaton Vance Management INFORMATION TABLE 2 18230.xml INFORMATION TABLE FOR FORM 13F 89BIO INC COM 282559103 60 10292 SH SOLE 10292 0 0 ABRDN ASIA PACIFIC INCOME FU COM 003009107 3790 1503855 SH SOLE 1503855 0 0 AGNC INVT CORP COM 00123Q104 2580 306362 SH SOLE 306362 0 0 ANNALY CAPITAL MANAGEMENT IN COM NEW ADDED 035710839 1518 88436 SH SOLE 88436 0 0 ARGAN INC COM 04010E109 427 13280 SH SOLE 13280 0 0 AT&T INC COM 00206R102 2189 142700 SH SOLE 142700 0 0 AVROBIO INC COM 05455M100 24 37306 SH SOLE 37306 0 0 BARRICK GOLD CORP COM 067901108 1162 75000 SH SOLE 75000 0 0 BLACKROCK RES & COMMODITIES COM 09257A108 5050 581181 SH SOLE 581181 0 0 BWX TECHNOLOGIES INC SHS 05605H100 368 7305 SH SOLE 7305 0 0 CALAVO GROWERS INC COM 128246105 292 9200 SH SOLE 9200 0 0 CAMECO CORP CL A 13321L108 348 13115 SH SOLE 13115 0 0 DOMINION ENERGY INC COM 25746U109 859 12426 SH SOLE 12426 0 0 DOUBLELINE YIELD OPPORTUNITI COM 25862D105 2696 199841 SH SOLE 199841 0 0 ELANCO ANIMAL HEALTH INC UNIT 02/01/2023 28414H202 247 11800 SH SOLE 11800 0 0 ENERGY TRANSFER L P COM UT LTD PTN 29273V100 1473 133500 SH SOLE 133500 0 0 ENTERPRISE PRODS PARTNERS L COM 293792107 1371 57663 SH SOLE 57663 0 0 EVOLUTION PETE CORP COM 30049A107 997 143268 SH SOLE 143268 0 0 FIRST MAJESTIC SILVER CORP COM 32076V103 345 45280 SH SOLE 45280 0 0 FRANKLIN BSP RLTY TR INC COMMON STOCK 35243J101 4308 399988 SH SOLE 399988 0 0 FUTUREFUEL CORP COM 36116M106 1067 176629 SH SOLE 176629 0 0 HALOZYME THERAPEUTICS INC NOTE 0.250% 3/0 40637HAD1 1105 1305000 PRN SOLE 1305000 0 0 HEALTHCARE SVCS GROUP INC COM 421906108 1654 136770 SH SOLE 136770 0 0 HF SINCLAIR CORP COM 403949100 211 3925 SH SOLE 3925 0 0 INTERDIGITAL INC NOTE 2.000% 6/0 45867GAB7 1196 1274000 PRN SOLE 1274000 0 0 INTERNATIONAL BUSINESS MACHS COM 459200101 1646 13855 SH SOLE 13855 0 0 IONIS PHARMACEUTICALS INC NOTE 0.125%12/1 462222AB6 1136 1256000 PRN SOLE 1256000 0 0 JAZZ INVESTMENTS I LTD NOTE 1.500% 8/1 472145AD3 487 515000 PRN SOLE 515000 0 0 JOHN BEAN TECHNOLOGIES CORP NOTE 0.250% 5/1 477839AB0 414 500000 PRN SOLE 500000 0 0 LIGAND PHARMACEUTICALS INC NOTE 0.750% 5/1 53220KAF5 1219 1256000 PRN SOLE 1256000 0 0 LSI INDS INC OHIO COM 50216C108 561 72990 SH SOLE 72990 0 0 MIX TELEMATICS LTD SPONSORED ADR 60688N102 322 42410 SH SOLE 42410 0 0 MORGAN STANLEY EMERGING MKTS COM 617477104 3875 963819 SH SOLE 963819 0 0 MPLX LP COM UNIT REP LTD 55336V100 1329 44277 SH SOLE 44277 0 0 NOVARTIS AG SPONSORED ADR 66987V109 313 4120 SH SOLE 4120 0 0 NUSTAR ENERGY LP UNIT COM 67058H102 144 10700 SH SOLE 10700 0 0 NUVEEN PFD & INCOME SECS FD COM 67072C105 2034 309650 SH SOLE 309650 0 0 NVE CORP COM COM NEW 629445206 1853 39718 SH SOLE 39718 0 0 OMEGA HEALTHCARE INVS INC COM 681936100 976 33100 SH SOLE 33100 0 0 PARAMOUNT GLOBAL 5.75% CONV PFD A 92556H305 288 9330 SH SOLE 9330 0 0 PGIM GLOBAL HIGH YIELD FD FO COM 69346J106 139 13152 SH SOLE 13152 0 0 PHATHOM PHARMACEUTICALS INC COM 71722W107 963 86940 SH SOLE 86940 0 0 PLAINS ALL AMERN PIPELINE L UNIT LTD PARTN 726503105 1152 109500 SH SOLE 109500 0 0 RICHARDSON ELECTRS LTD COM 763165107 433 28644 SH SOLE 28644 0 0 RITHM CAPITAL CORP COM NEW 64828T201 2634 359900 SH SOLE 359900 0 0 SIMON PPTY GROUP INC NEW COM 828806109 2714 30240 SH SOLE 30240 0 0 SNAP INC NOTE 0.250% 5/0 83304AAD8 24 26000 PRN SOLE 26000 0 0 SNAP INC NOTE 0.750% 8/0 83304AAB2 344 400000 PRN SOLE 400000 0 0 SNAP ON INC COM 833034101 355 1765 SH SOLE 1765 0 0 SUNCOR ENERGY INC NEW COM 867224107 280 9950 SH SOLE 9950 0 0 SUPERNUS PHARMACEUTICALS NOTE 0.625% 4/0 868459AD0 657 675000 PRN SOLE 675000 0 0 TENARIS S A SPONSORED ADS 88031M109 384 14850 SH SOLE 14850 0 0 TURNING PT BRANDS INC NOTE 2.500% 7/1 90041LAE5 880 1000000 PRN SOLE 1000000 0 0 TWO HBRS INVT CORP COM NEW 90187B408 823 248000 SH SOLE 248000 0 0 UGI CORP NEW COM 902681113 410 5145 SH SOLE 5145 0 0 UNUM GROUP COM 91529Y106 372 9595 SH SOLE 9595 0 0 VALE S A SPONSORED ADS 91912E105 386 28953 SH SOLE 28953 0 0 VANECK ETF TRUST JP MRGAN EM LOC 92189H300 1116 48943 SH SOLE 48943 0 0 VAXCYTE INC COM 92243G108 374 15585 SH SOLE 15585 0 0 VISHAY INTERTECHNOLOGY INC NOTE 2.250% 6/1 928298AP3 950 1015000 PRN SOLE 1015000 0 0 WALGREENS BOOTS ALLIANCE INC COM 931427108 565 18000 SH SOLE 18000 0 0 WARNER BROS DISCOVERY INC COM SER A 934423104 397 34520 SH SOLE 34520 0 0 WELLS FARGO CO NEW COM 949746804 7224 6000 SH SOLE 6000 0 0 WESTERN ASSET EMERGING MKTS COM 95766A101 910 114079 SH SOLE 114079 0 0