0000950123-19-008206.txt : 20190814 0000950123-19-008206.hdr.sgml : 20190814 20190814132834 ACCESSION NUMBER: 0000950123-19-008206 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20190630 FILED AS OF DATE: 20190814 DATE AS OF CHANGE: 20190814 EFFECTIVENESS DATE: 20190814 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Penn Mutual Asset Management, LLC CENTRAL INDEX KEY: 0000855702 IRS NUMBER: 232566941 STATE OF INCORPORATION: PA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-18923 FILM NUMBER: 191025026 BUSINESS ADDRESS: STREET 1: 600 DRESHER ROAD STREET 2: SUITE 100 CITY: HORSHAM STATE: PA ZIP: 19044 BUSINESS PHONE: 215-956-8114 MAIL ADDRESS: STREET 1: 600 DRESHER ROAD STREET 2: SUITE 100 CITY: HORSHAM STATE: PA ZIP: 19044 FORMER COMPANY: FORMER CONFORMED NAME: INDEPENDENCE CAPITAL MANAGEMENT INC /ADV DATE OF NAME CHANGE: 19890926 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0000855702 XXXXXXXX 06-30-2019 06-30-2019 Penn Mutual Asset Management, LLC

600 Dresher Road Suite 100 Horsham PA 19044

13F COMBINATION REPORT 028-18923 028-10904 Janus Henderson Group Plc 028-10368 Ivy Investment Management Co. 028-10562 AllianceBernstein L.P. 028-01091 American Century Investment Management, Inc. 028-11197 Cohen & Steers Capital Management, Inc. 028-10981 Goldman Sachs Asset Management, L.P. 028-04968 MFS Investment Management 028-03432 Morgan Stanley Investment Management, Inc. 028-13573 Neuberger Berman Investment Advisors LLC 028-00399 SSgA Funds Management, Inc. 028-00115 T. Rowe Price Associates, Inc. 028-04490 Vontobel Asset Management, Inc. 028-04139 Eaton Vance Management N Keith Huckerby 215-956-8033 Keith Huckerby Horsham PA 08-06-2019 13 22 101376 false 1 028-10904 Janus Henderson Group Plc 2 028-10368 Ivy Investment Management Co. 3 028-10562 AllianceBernstein L.P. 4 028-01091 American Century Investment Management, Inc. 5 028-11197 Cohen & Steers Capital Management, Inc. 6 028-10981 Goldman Sachs Asset Management, L.P. 7 028-04968 MFS Investment Management 8 028-03432 Morgan Stanley Investment Management, Inc. 9 028-13573 Neuberger Berman Investment Advisors LLC 10 028-00399 SSgA Funds Management, Inc. 11 028-00115 T. Rowe Price Associates, Inc. 12 028-04490 Vontobel Asset Management, Inc. 13 028-04139 Eaton Vance Management INFORMATION TABLE 2 form13fInfoTable.xml INFORMATION TABLE FOR FORM 13F ABERDEEN ASIA-PACIFIC INCOME FUND INC COM 003009107 9109 2179083 SH SOLE 2179083 0 0 AGNC INVESTMENT CORP COM 00123Q104 21291 1265800 SH SOLE 1265800 0 0 ANNALY CAPITAL MANAGEMENT INC COM 035710409 15994 1751800 SH SOLE 1751800 0 0 AT&T INC COM 00206R102 7506 224000 SH SOLE 224000 0 0 AVALARA INC COM 05338G106 31 426 SH SOLE 426 0 0 BLACKROCK RESOURCES & COMMODITIES STRATEGY TRUST COM 09257A108 594 72600 SH SOLE 72600 0 0 BROOKFIELD REAL ASSETS INCOME FUND INC COM 112830104 374 17256 SH SOLE 17256 0 0 CAPSTEAD MORTGAGE CORP COM 14067E506 2768 331528 SH SOLE 331528 0 0 COLONY CAPITAL INC COM 19626G108 1361 272118 SH SOLE 272118 0 0 DOCUSIGN INC COM 256163106 3596 72331 SH SOLE 72331 0 0 DOMINION ENERGY INC COM 25746U109 961 12426 SH SOLE 12426 0 0 DOUBLELINE INCOME SOLUTIONS FUND COM 258622109 1200 60100 SH SOLE 60100 0 0 EAGLE POINT CREDIT CO INC COM 269808101 902 50401 SH SOLE 50401 0 0 MORGAN STANLEY EMERGING MARKETS DOMESTIC DEBT FUND INC COM 617477104 7323 1059799 SH SOLE 1059799 0 0 NEW RESIDENTIAL INVESTMENT CORP COM 64828T201 4956 322000 SH SOLE 322000 0 0 PGIM GLOBAL HIGH YIELD FUND INC COM 69346J106 1699 117601 SH SOLE 117601 0 0 SIMON PROPERTY GROUP INC COM 828806109 4282 26800 SH SOLE 26800 0 0 TWO HARBORS INVESTMENT CORP COM 90187B408 2027 160000 SH SOLE 160000 0 0 VALE SA COM 91912E105 389 28953 SH SOLE 28953 0 0 VANECK VECTORS J.P. MORGAN EM LOCAL CURRENCY BOND ETF COM 92189H300 6211 179000 SH SOLE 179000 0 0 WELLS FARGO & CO COM 949746804 5457 4000 SH SOLE 4000 0 0 WESTERN ASSET EMERGING MARKETS DEBT FUND INC COM 95766A101 3347 233701 SH SOLE 233701 0 0