0001437749-23-023920.txt : 20230816 0001437749-23-023920.hdr.sgml : 20230816 20230816121244 ACCESSION NUMBER: 0001437749-23-023920 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20230814 FILED AS OF DATE: 20230816 DATE AS OF CHANGE: 20230816 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: NELSON MARK JON CENTRAL INDEX KEY: 0001554623 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-18032 FILM NUMBER: 231177285 MAIL ADDRESS: STREET 1: 101 INNOVATION DRIVE CITY: SAN JOSE STATE: CA ZIP: 95134 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: LATTICE SEMICONDUCTOR CORP CENTRAL INDEX KEY: 0000855658 STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674] IRS NUMBER: 930835214 STATE OF INCORPORATION: DE FISCAL YEAR END: 1230 BUSINESS ADDRESS: STREET 1: 5555 NE MOORE CT CITY: HILLSBORO STATE: OR ZIP: 97124 BUSINESS PHONE: 5032688000 MAIL ADDRESS: STREET 1: 5555 NE MOORE CT CITY: HILLSBORO STATE: OR ZIP: 97124 4 1 rdgdoc.xml FORM 4 X0508 4 2023-08-14 0000855658 LATTICE SEMICONDUCTOR CORP LSCC 0001554623 NELSON MARK JON 5555 NE MOORE COURT HILLSBORO OR 97124 1 SVP, Sales 1 Common Stock 2023-08-14 4 M 0 1820 0 A 34946 D Common Stock 2023-08-14 4 F 0 903 88.33 D 34043 D Common Stock 2023-08-15 4 S 0 917 87.62 D 33126 D Restricted Stock Unit (RSU) 0 2023-08-14 4 M 0 1820 0 D Common Stock 1820 32121 D Restricted Stock Units (RSUs) - no purchase price for this transaction. These shares were retained by the Issuer in order to meet the tax withholding obligations of the Reporting Person in connection with the vesting of an installment of the restricted stock units. The amount retained by the Issuer was not in excess of the amount of the tax liability. The transaction indicated was conducted under an approved 10b5-1 Plan, adoption date of referenced 10b5-1(c) plan is: 08-18-2022. Each Restricted Stock Unit (RSU) represents a right to receive one share of the Issuer's common stock without payment of specific consideration. Grants of Restricted Stock Units (RSUs) vest as follows: 25% of the RSUs will vest on the first anniversary of the date of grant, and an additional 6.25% of the RSUs shall vest at the end of each three month period thereafter. Not applicable. /s/ Tracy Feanny, Attorney in Fact For: Mark Jon Nelson 2023-08-16