0001437749-23-003983.txt : 20230221 0001437749-23-003983.hdr.sgml : 20230221 20230221162019 ACCESSION NUMBER: 0001437749-23-003983 CONFORMED SUBMISSION TYPE: 4/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210219 FILED AS OF DATE: 20230221 DATE AS OF CHANGE: 20230221 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: ANDERSON JAMES ROBERT CENTRAL INDEX KEY: 0001644651 FILING VALUES: FORM TYPE: 4/A SEC ACT: 1934 Act SEC FILE NUMBER: 000-18032 FILM NUMBER: 23648475 MAIL ADDRESS: STREET 1: 111 SW 5TH AVE CITY: PORTLNAD STATE: OR ZIP: 97204 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: LATTICE SEMICONDUCTOR CORP CENTRAL INDEX KEY: 0000855658 STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674] IRS NUMBER: 930835214 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 5555 NE MOORE CT CITY: HILLSBORO STATE: OR ZIP: 97124 BUSINESS PHONE: 5032688000 MAIL ADDRESS: STREET 1: 5555 NE MOORE CT CITY: HILLSBORO STATE: OR ZIP: 97124 4/A 1 rdgdoc.xml FORM 4/A X0306 4/A 2021-02-19 2021-03-29 0000855658 LATTICE SEMICONDUCTOR CORP LSCC 0001644651 ANDERSON JAMES ROBERT 5555 NE MOORE COURT HILLSBORO OR 97124 1 1 President, CEO Restricted Stock Unit (RSU) 0 2021-02-19 4 A 0 43332 0 A 2022-02-19 Common Stock 43332 492377 D There is no amendment to the transaction reported in this line item. The purpose of this Form 4 amendment is to reflect that the grants of (i) 54,736 Performance Restricted Stock Units (PRSUs) and (ii) 196,138 PRSUs, each reported in Table II of the original Form 4, should not have been reported. As the vesting of the PRSUs is subject to performance criteria other than the passage time or the market price of the Issuer's securities, the PRSUs were not reportable at the time of grant as they did not constitute "derivative securities" for purposes of Section 16. Restricted Stock Units - no exercise price for this transaction. Grants of Restricted Stock Units (RSUs) vest as follows: 25% of the RSUs will vest on the first anniversary of the date of grant, and an additional 6.25% of the RSUs shall vest at the end of each three month period thereafter. Not applicable. Restricted Stock Units - no purchase price for this transaction. /s/ Tracy Feanny, Attorney in Fact For: James R Anderson 2023-02-21