0000855658-22-000297.txt : 20221116 0000855658-22-000297.hdr.sgml : 20221116 20221116154838 ACCESSION NUMBER: 0000855658-22-000297 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20221114 FILED AS OF DATE: 20221116 DATE AS OF CHANGE: 20221116 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: ANDERSON JAMES ROBERT CENTRAL INDEX KEY: 0001644651 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-18032 FILM NUMBER: 221395071 MAIL ADDRESS: STREET 1: 111 SW 5TH AVE CITY: PORTLNAD STATE: OR ZIP: 97204 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: LATTICE SEMICONDUCTOR CORP CENTRAL INDEX KEY: 0000855658 STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674] IRS NUMBER: 930835214 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 5555 NE MOORE CT CITY: HILLSBORO STATE: OR ZIP: 97124 BUSINESS PHONE: 5032688000 MAIL ADDRESS: STREET 1: 5555 NE MOORE CT CITY: HILLSBORO STATE: OR ZIP: 97124 4 1 edgardoc.xml PRIMARY DOCUMENT X0306 4 2022-11-14 0 0000855658 LATTICE SEMICONDUCTOR CORP LSCC 0001644651 ANDERSON JAMES ROBERT 5555 NE MOORE COURT HILLSBORO OR 97124 1 1 0 0 President & CEO Common Stock 2022-11-14 4 M 0 5687 0.0 A 795105 D Common Stock 2022-11-14 4 F 0 2995 64.63 D 792110 D Common Stock 2022-11-15 4 M 0 30000 8.24 A 822110 D Common Stock 2022-11-15 4 S 0 30000 68.349 D 792110 D Non-Qualified Stock Option (right to buy) 8.24 2022-11-15 4 M 0 30000 0.0 D 2019-09-04 2025-09-04 Common Stock 30000 384363 D Restricted Stock Unit (RSU) 0.0 2022-11-14 4 M 0 5687 0.0 D 2022-11-14 Common Stock 5687 129786 D Restricted Stock Units - no purchase price for this transaction. These shares were retained by the Issuer in order to meet the tax withholding obligations of the Reporting Person in connection with the vesting of an installment of the restricted stock units. The amount retained by the Issuer was not in excess of the amount of the tax liability. The transaction indicated was conducted under an approved 10b5-1 Plan. This transaction was executed in multiple trades at prices ranging from $67.72 to $69.29 The price reported above reflects the weighted average sale price. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate sale price. Each Restricted Stock Unit (RSU) represents a right to receive one share of the Issuer's common stock without payment of specific consideration. Grants of Restricted Stock Units (RSUs) vest as follows: 25% of the RSUs will vest on the first anniversary of the date of grant, and an additional 6.25% of the RSUs shall vest at the end of each three month period thereafter. Not applicable. By: Tracy Feanny, Attorney in Fact For: James R Anderson 2022-11-16