0000855658-22-000284.txt : 20221107 0000855658-22-000284.hdr.sgml : 20221107 20221107194838 ACCESSION NUMBER: 0000855658-22-000284 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20221103 FILED AS OF DATE: 20221107 DATE AS OF CHANGE: 20221107 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Feanny Tracy Ann CENTRAL INDEX KEY: 0001891117 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-18032 FILM NUMBER: 221366894 MAIL ADDRESS: STREET 1: 3906 DRY CREEK DRIVE CITY: AUSTIN STATE: TX ZIP: 78731 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: LATTICE SEMICONDUCTOR CORP CENTRAL INDEX KEY: 0000855658 STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674] IRS NUMBER: 930835214 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 5555 NE MOORE CT CITY: HILLSBORO STATE: OR ZIP: 97124 BUSINESS PHONE: 5032688000 MAIL ADDRESS: STREET 1: 5555 NE MOORE CT CITY: HILLSBORO STATE: OR ZIP: 97124 4 1 edgardoc.xml PRIMARY DOCUMENT X0306 4 2022-11-03 0 0000855658 LATTICE SEMICONDUCTOR CORP LSCC 0001891117 Feanny Tracy Ann 5555 NE MOORE COURT HILLSBORO OR 97124 0 1 0 0 SVP, General Counsel Common Stock 2022-11-03 4 M 0 2215 0.0 A 2215 D Common Stock 2022-11-03 4 F 0 540 50.4 D 1675 D Common Stock 2022-11-03 4 M 0 2790 0.0 A 4465 D Common Stock 2022-11-03 4 F 0 680 50.4 D 3785 D Common Stock 2022-11-04 4 S 0 1173 52.23 D 2612 D Common Stock 2022-11-07 4 S 0 1055 52.67 D 1557 D Performance Restricted Stock Unit (PRSU) 0.0 2022-11-03 4 M 0 2790 0.0 D 2024-11-03 Common Stock 2790 6070 D Restricted Stock Unit (RSU) 0.0 2022-11-03 4 M 0 2215 0.0 D 2025-11-03 Common Stock 2215 10071 D Restricted Stock Units - no purchase price for this transaction. These shares were retained by the Issuer in order to meet the tax withholding obligations of the Reporting Person in connection with the vesting of an installment of the restricted stock units. The amount retained by the Issuer was not in excess of the amount of the tax liability. The transaction indicated was conducted under an approved 10b5-1 Plan. Each Restricted Stock Unit (RSU) represents a right to receive one share of the Issuer's common stock without payment of specific consideration. On November 3, 2022, the Compensation Committee of the Board of Directors of the Issuer determined that 94.47% of the performance conditions, pertaining to the first tranche of shares subject to the Performance Restricted Stock Units granted November 3, 2021 and scheduled to vest on November 3, 2022, had been achieved, resulting in the vesting and release of 2,790 shares and the forfeiture of 163 shares which did not vest. Not applicable. Grants of Restricted Stock Units (RSUs) vest as follows: 25% of the RSUs will vest on the first anniversary of the date of grant, and an additional 6.25% of the RSUs shall vest at the end of each three month period thereafter. Tracy Feanny 2022-11-07