0000855658-22-000182.txt : 20220804 0000855658-22-000182.hdr.sgml : 20220804 20220804212835 ACCESSION NUMBER: 0000855658-22-000182 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20220802 FILED AS OF DATE: 20220804 DATE AS OF CHANGE: 20220804 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Douglass Stephen CENTRAL INDEX KEY: 0001752584 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-18032 FILM NUMBER: 221138375 MAIL ADDRESS: STREET 1: 111 SW 5TH AVE. SUITE 700 CITY: PORTLAND STATE: X1 ZIP: 97204 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: LATTICE SEMICONDUCTOR CORP CENTRAL INDEX KEY: 0000855658 STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674] IRS NUMBER: 930835214 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 5555 NE MOORE CT CITY: HILLSBORO STATE: OR ZIP: 97124 BUSINESS PHONE: 5032688000 MAIL ADDRESS: STREET 1: 5555 NE MOORE CT CITY: HILLSBORO STATE: OR ZIP: 97124 4 1 edgardoc.xml PRIMARY DOCUMENT X0306 4 2022-08-02 0 0000855658 LATTICE SEMICONDUCTOR CORP LSCC 0001752584 Douglass Stephen 5555 NE MOORE COURT HILLSBORO OR 97124 0 1 0 0 SVP, R&D Common Stock 2022-08-02 4 M 0 2254 0.0 A 117828 D Common Stock 2022-08-02 4 F 0 1187 63.59 D 116641 D Common Stock 2022-08-02 4 M 0 24038 0.0 A 140679 D Common Stock 2022-08-02 4 F 0 12657 63.59 D 128022 D Performance Restricted Stock Unit (PRSU) 0.0 2022-08-02 4 M 0 24038 0.0 D Common Stock 24038 16024 D Restricted Stock Unit (RSU) 0.0 2022-08-02 4 M 0 2254 0.0 D Common Stock 2254 86128 D Restricted Stock Units - no purchase price for this transaction. The total beneficial ownership of shares includes 295 shares acquired on June 30, 2022 under the Issuer's 01/01/2022 Employee Stock Purchase Plan. These shares were retained by the Issuer in order to meet the tax withholding obligations of the Reporting Person in connection with the vesting of an installment of the restricted stock units. The amount retained by the Issuer was not in excess of the amount of the tax liability. Each Restricted Stock Unit (RSU) represents a right to receive one share of the Issuer's common stock without payment of specific consideration. Performance Restricted Stock Units (PRSUs) vest as follows: one-third of the PRSUs will vest on each anniversary of the date of grant, subject to the achievement of certain performance conditions. Not applicable. Grants of Restricted Stock Units (RSUs) vest as follows: 25% of the RSUs will vest on the first anniversary of the date of grant, and an additional 6.25% of the RSUs shall vest at the end of each three month period thereafter. By: Tracy Feanny, Attorney in Fact For: Stephen Mark Douglass 2022-08-02