0000855658-18-000107.txt : 20180720 0000855658-18-000107.hdr.sgml : 20180720 20180720155854 ACCESSION NUMBER: 0000855658-18-000107 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20180419 FILED AS OF DATE: 20180720 DATE AS OF CHANGE: 20180720 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Downing Maxwell J CENTRAL INDEX KEY: 0001672197 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-18032 FILM NUMBER: 18962494 MAIL ADDRESS: STREET 1: 111 SW 5TH AVE., SUITE 700 CITY: PORTLAND STATE: OR ZIP: 97204 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: LATTICE SEMICONDUCTOR CORP CENTRAL INDEX KEY: 0000855658 STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674] IRS NUMBER: 930835214 STATE OF INCORPORATION: DE FISCAL YEAR END: 0102 BUSINESS ADDRESS: STREET 1: 111 SW 5TH AVE., SUITE 700 CITY: PORTLAND STATE: OR ZIP: 97204 BUSINESS PHONE: 5032688000 MAIL ADDRESS: STREET 1: 111 SW 5TH AVE., SUITE 700 CITY: PORTLAND STATE: OR ZIP: 97204 4 1 edgardoc.xml PRIMARY DOCUMENT X0306 4 2018-04-19 0 0000855658 LATTICE SEMICONDUCTOR CORP LSCC 0001672197 Downing Maxwell J 111 SW 5TH AVE., 7TH FL. PORTLAND OR 97204 0 1 0 0 CFO Common Stock 2018-04-19 4 M 0 1217 0.0 A 28713 D Common Stock 2018-04-19 4 F 0 406 5.49 D 28307 D Restricted Stock Unit (RSU) 0.0 2018-04-19 4 M 0 1217 0.0 D 2017-07-19 Common Stock 1217 80457 D Restricted Stock Units - no purchase price for this transaction. These shares were retained by the Issuer in order to meet the tax withholding obligations of the Reporting Person in connection with the vesting of an installment of the restricted stock units. The amount retained by the Issuer was not in excess of the amount of the tax liability. Each Restricted Stock Unit (RSU) represents a right to receive one share of the Issuers common shares without payment of specific consideration. This grant of Restricted Stock Units (RSUs) vest as follows: 25% of the RSUs will vest upon the one-year anniversary of the grant date and an additional 6.25% of the RSUs vest each three months thereafter until 100% of the RSU grant is vested. Not applicable. By: Byron W. Milstead, Attorney-in-Fact For: Maxwell J. Downing 2018-07-20