0000855658-17-000114.txt : 20171106 0000855658-17-000114.hdr.sgml : 20171106 20171106150455 ACCESSION NUMBER: 0000855658-17-000114 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20171018 FILED AS OF DATE: 20171106 DATE AS OF CHANGE: 20171106 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Downing Maxwell J CENTRAL INDEX KEY: 0001672197 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-18032 FILM NUMBER: 171179282 MAIL ADDRESS: STREET 1: 111 SW 5TH AVE., SUITE 700 CITY: PORTLAND STATE: OR ZIP: 97204 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: LATTICE SEMICONDUCTOR CORP CENTRAL INDEX KEY: 0000855658 STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674] IRS NUMBER: 930835214 STATE OF INCORPORATION: DE FISCAL YEAR END: 0102 BUSINESS ADDRESS: STREET 1: 111 SW 5TH AVE., SUITE 700 CITY: PORTLAND STATE: OR ZIP: 97204 BUSINESS PHONE: 5032688000 MAIL ADDRESS: STREET 1: 111 SW 5TH AVE., SUITE 700 CITY: PORTLAND STATE: OR ZIP: 97204 4 1 edgardoc.xml PRIMARY DOCUMENT X0306 4 2017-10-18 0 0000855658 LATTICE SEMICONDUCTOR CORP LSCC 0001672197 Downing Maxwell J 5555 N.E. MOORE CT. HILLSBORO OR 97124 0 1 0 0 CFO Non-Qualified Stock Option (right to buy) 5.73 2017-10-18 4 A 0 79900 0.0 A 2018-01-18 2024-10-18 Common Stock 79900 79900 D Performance Non-Qualified Stock Option (right to buy) 5.73 2017-10-18 4 A 0 55400 0.0 A 2019-10-18 2024-10-18 Common Stock 55400 55400 D Restricted Stock Unit (RSU) 0.0 2017-10-18 4 A 0 65500 0.0 A 2018-10-18 Common Stock 65500 86886 D This option to purchase shares of common stock becomes exercisable over a three and half year period where in 1/14th of the total shares granted vest on each quarterly anniversary of the grant date. Grants of Performance Options vest as follows: 100% on the second anniversary of the grant date upon achievement of the performance conditions. Each Restricted Stock Unit (RSU) represents a right to receive one share of the Issuers common shares without payment of specific consideration. This grant of Restricted Stock Units (RSUs) vest as follows: 25% of the RSUs will vest upon the one-year anniversary of the grant date and an additional 7.5% of the RSUs vest each three months thereafter until 100% of the RSU grant is vested. Not applicable. By: Byron W. Milstead, Attorney-in-Fact For: Maxwell J. Downing 2017-11-06