0000855658-17-000113.txt : 20171106
0000855658-17-000113.hdr.sgml : 20171106
20171106150431
ACCESSION NUMBER: 0000855658-17-000113
CONFORMED SUBMISSION TYPE: 4/A
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20171018
FILED AS OF DATE: 20171106
DATE AS OF CHANGE: 20171106
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Billerbeck Darin G
CENTRAL INDEX KEY: 0001388177
FILING VALUES:
FORM TYPE: 4/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-18032
FILM NUMBER: 171179280
MAIL ADDRESS:
STREET 1: C/O LATTICE SEMICONDUCTOR CORP
STREET 2: 5555 NE MOORE CT
CITY: HILLSBORO
STATE: OR
ZIP: 97124
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: LATTICE SEMICONDUCTOR CORP
CENTRAL INDEX KEY: 0000855658
STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674]
IRS NUMBER: 930835214
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0102
BUSINESS ADDRESS:
STREET 1: 111 SW 5TH AVE., SUITE 700
CITY: PORTLAND
STATE: OR
ZIP: 97204
BUSINESS PHONE: 5032688000
MAIL ADDRESS:
STREET 1: 111 SW 5TH AVE., SUITE 700
CITY: PORTLAND
STATE: OR
ZIP: 97204
4/A
1
edgardoc.xml
PRIMARY DOCUMENT
X0306
4/A
2017-10-18
2017-10-20
0
0000855658
LATTICE SEMICONDUCTOR CORP
LSCC
0001388177
Billerbeck Darin G
5555 N.E. MOORE CT.
HILLSBORO
OR
97124
1
1
0
0
President & CEO
Common Stock
2017-10-18
4
M
0
574600
4.86
A
1018111
D
Common Stock
2017-10-18
4
F
0
531807
5.73
D
486304
D
Non-Qualified Stock Option (right to buy)
4.86
2017-10-18
4
M
0
574600
0.0
D
2011-11-08
2017-11-08
Common Stock
574600
0
D
Non-Qualified Stock Option (right to buy)
5.73
2017-10-18
4
A
0
256500
0.0
A
2018-01-18
2024-10-18
Common Stock
256500
256500
D
Performance Non-Qualified Stock Option (right to buy)
5.73
2017-10-18
4
A
0
177900
0.0
A
2019-10-18
2024-10-18
Common Stock
177900
177900
D
Restricted Stock Unit (RSU)
0.0
2017-10-18
4
A
0
210300
0.0
A
2018-10-18
Common Stock
210300
398912
D
These shares were retained by the Issuer in order to meet the aggregate exercise price and tax withholding obligations of the Reporting Person in connection with the exercise of stock options that were scheduled to expire on November 8, 2017. The amount retained by the Issuer was not in excess of the amount of the tax liability. The Reporting Person retained the net shares obtained on the exercise.
This option to purchase shares of common stock vested as follows: 25% of the total amount of shares subject to the option vested on 11/8/2011. 6.25% of the total amount of the shares subject to the option vested in each of the three months thereafter until all shares vested on 11/8/2014.
This option to purchase shares of common stock becomes exercisable over a three and half year period where in 1/14th of the total shares granted vest on each quarterly anniversary of the grant date.
Grants of Performance Options vest as follows: 100% on the second anniversary of the grant date upon achievement of the performance conditions.
Each Restricted Stock Unit (RSU) represents a right to receive one share of the Issuers common shares without payment of specific consideration.
This grant of Restricted Stock Units (RSUs) vest as follows: 25% of the RSUs will vest upon the one-year anniversary of the grant date and an additional 7.5% of the RSUs vest each three months thereafter until 100% of the RSU grant is vested.
Not applicable.
By: Byron W. Milstead, Attorney-in-Fact For: Darin G. Billerbeck
2017-11-06