0000855658-12-000015.txt : 20120207
0000855658-12-000015.hdr.sgml : 20120207
20120207161805
ACCESSION NUMBER: 0000855658-12-000015
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20120206
FILED AS OF DATE: 20120207
DATE AS OF CHANGE: 20120207
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Milstead Byron Wayne
CENTRAL INDEX KEY: 0001292289
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-18032
FILM NUMBER: 12578153
MAIL ADDRESS:
STREET 1: 5555 NE MOORE CT.
CITY: HILLSBORO
STATE: OR
ZIP: 97124
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: LATTICE SEMICONDUCTOR CORP
CENTRAL INDEX KEY: 0000855658
STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674]
IRS NUMBER: 930835214
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0103
BUSINESS ADDRESS:
STREET 1: 5555 NE MOORE COURT
CITY: HILLSBORO
STATE: OR
ZIP: 97124-6421
BUSINESS PHONE: 5032688000
MAIL ADDRESS:
STREET 1: 5555 NE MOORE COURT
CITY: HILLSBORO
STATE: OR
ZIP: 97124
4
1
edgardoc.xml
PRIMARY DOCUMENT
X0304
4
2012-02-06
0
0000855658
LATTICE SEMICONDUCTOR CORP
LSCC
0001292289
Milstead Byron Wayne
5555 N.E. MOORE CT.
HILLSBORO
OR
97124
0
1
0
0
Corp VP and General Counsel
Common Stock
2012-02-06
4
M
0
8125
1.98
A
18626
D
Common Stock
2012-02-06
4
S
0
8125
6.9
D
10501
D
Common Stock
2012-02-06
4
M
0
16668
2.32
A
27169
D
Common Stock
2012-02-06
4
S
0
16668
6.9
D
10501
D
Common Stock
2012-02-06
4
M
0
1400
0
A
11901
D
Common Stock
2012-02-06
4
F
0
496
6.88
D
11405
D
Non-Qualified Stock Option (right to buy)
1.98
2012-02-06
4
M
0
8125
0
D
2010-02-03
2016-11-03
Common Stock
8125
56875
D
Non-Qualified Stock Option (right to buy)
2.32
2012-02-06
4
M
0
16668
0
D
2009-08-04
2015-08-04
Common Stock
16668
33339
D
Restricted Stock Unit (RSU)
2012-02-06
4
M
0
1400
0
D
Common Stock
1400
2800
D
The transaction indicated was conducted under an approved 10b5-1 Plan.
Restricted Stock Units - no purchase price for this transaction.
These shares were retained by the Issuer in order to meet the tax withholding obligations of the Reporting Person in connection with the vesting of an installment of the restricted stock units. The amoun retained by the Issuer was not in excess of the amount of the tax liability.
This option to purchase shares of common stock becomes exercisable over a four year period where in 1/16th (6.25%) of the total shares granted vest on each quarterly anniversary of the grant date.
This option to purchase shares of common stock vests as follows: 25% of the total amount of shares subject to the option shall vest on 8/4/2009. 6.25% of the total amount of the shares subject to the option shall vest each three months thereafter until all shares are vested on 8/4/2012.
Each Restricted Stock Unit (RSU) represents a right to receive one share of the Issuers common shares without payment of specific consideration.
Grants of Restricted Stock Units (RSUs) vest as follows: 25% of the RSUs will vest on 8/4/2009 and an additional 6.25% of the RSUs vest each three months thereafter until 100% of the RSU grant is vested on 8/4/2012.
22,400 Restricted Stock Units (RSUs) were granted on 8/4/08 and vest, in whole shares as follows: 25% of the RSU grant shall vest on 8/4/09, and an additional 6.25% of the RSUs vest on each three months thereafter until 100% of the RSU grant is vested on 8/4/2012.
/s/ Byron W. Milstead
2012-02-07