0000855658-11-000108.txt : 20111109 0000855658-11-000108.hdr.sgml : 20111109 20111109112616 ACCESSION NUMBER: 0000855658-11-000108 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20111104 FILED AS OF DATE: 20111109 DATE AS OF CHANGE: 20111109 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Milstead Byron Wayne CENTRAL INDEX KEY: 0001292289 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-18032 FILM NUMBER: 111190224 MAIL ADDRESS: STREET 1: 5555 NE MOORE CT. CITY: HILLSBORO STATE: OR ZIP: 97124 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: LATTICE SEMICONDUCTOR CORP CENTRAL INDEX KEY: 0000855658 STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674] IRS NUMBER: 930835214 STATE OF INCORPORATION: DE FISCAL YEAR END: 0103 BUSINESS ADDRESS: STREET 1: 5555 NE MOORE COURT CITY: HILLSBORO STATE: OR ZIP: 97124-6421 BUSINESS PHONE: 5032688000 MAIL ADDRESS: STREET 1: 5555 NE MOORE COURT CITY: HILLSBORO STATE: OR ZIP: 97124 4 1 edgardoc.xml PRIMARY DOCUMENT X0304 4 2011-11-04 0 0000855658 LATTICE SEMICONDUCTOR CORP LSCC 0001292289 Milstead Byron Wayne 5555 N.E. MOORE CT. HILLSBORO OR 97124 0 1 0 0 Corp VP and General Counsel Common Stock 2011-11-04 4 M 0 1400 0 A 8601 D Common Stock 2011-11-04 4 F 0 496 6.48 D 8105 D Common Stock 2011-11-07 4 M 0 16671 2.32 A 24776 D Common Stock 2011-11-07 4 S 0 16671 6.4599 D 8105 D Common Stock 2011-11-07 4 M 0 8125 1.98 A 16230 D Common Stock 2011-11-07 4 S 0 8125 6.4574 D 8105 D Non-Qualified Stock Option (right to buy) 1.98 2011-11-07 4 M 0 8125 0 D 2010-02-03 2016-11-03 Common Stock 8125 65000 D Non-Qualified Stock Option (right to buy) 2.32 2011-11-07 4 M 0 16671 0 D 2009-08-04 2015-08-04 Common Stock 16671 50007 D Restricted Stock Unit (RSU) 2011-11-04 4 M 0 1400 0 D Common Stock 1400 4200 D Restricted Stock Units - no purchase price for this transaction. These shares were retained by the Issuer in order to meet the tax withholding obligations of the Reporting Person in connection with the vesting of an installment of the restricted stock units. The amoun retained by the Issuer was not in excess of the amount of the tax liability. The transaction indicated was conducted under an approved 10b5-1 Plan. The price indicated is the weighted average sale price for the shares sold. The individual sale prices for the shares indicated range from $6.43 to $6.51. This option to purchase shares of common stock becomes exercisable over a four year period where in 1/16th (6.25%) of the total shares granted vest on each quarterly anniversary of the grant date. This option to purchase shares of common stock vests as follows: 25% of the total amount of shares subject to the option shall vest on 8/4/2009. 6.25% of the total amount of the shares subject to the option shall vest each three months thereafter until all shares are vested on 8/4/2012. Each Restricted Stock Unit (RSU) represents a right to receive one share of the Issuers common shares without payment of specific consideration. Grants of Restricted Stock Units (RSUs) vest as follows: 25% of the RSUs will vest on 8/4/2009 and an additional 6.25% of the RSUs vest each three months thereafter until 100% of the RSU grant is vested on 8/4/2012. Not applicable. /s/ Byron W. Milstead 2011-11-07