0001209191-19-018428.txt : 20190311
0001209191-19-018428.hdr.sgml : 20190311
20190311163319
ACCESSION NUMBER: 0001209191-19-018428
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20190307
FILED AS OF DATE: 20190311
DATE AS OF CHANGE: 20190311
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Hausmann Robert C
CENTRAL INDEX KEY: 0001342555
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-17995
FILM NUMBER: 19672709
MAIL ADDRESS:
STREET 1: 6586 INGLESIDE COURT
CITY: SAN JOSE
STATE: CA
ZIP: 95120
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: ZIX CORP
CENTRAL INDEX KEY: 0000855612
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMPUTER PROCESSING & DATA PREPARATION [7374]
IRS NUMBER: 752216818
STATE OF INCORPORATION: TX
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 2711 NORTH HASKELL AVENUE
STREET 2: SUITE 2300, LB 36
CITY: DALLAS
STATE: TX
ZIP: 75204-2960
BUSINESS PHONE: 214-370-2000
MAIL ADDRESS:
STREET 1: 2711 NORTH HASKELL AVENUE
STREET 2: SUITE 2300, LB 36
CITY: DALLAS
STATE: TX
ZIP: 75204-2960
FORMER COMPANY:
FORMER CONFORMED NAME: ZIXIT CORP
DATE OF NAME CHANGE: 19991013
FORMER COMPANY:
FORMER CONFORMED NAME: CUSTOMTRACKS CORP /TX/
DATE OF NAME CHANGE: 19980904
FORMER COMPANY:
FORMER CONFORMED NAME: AMTECH CORP
DATE OF NAME CHANGE: 19920703
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2019-03-07
0
0000855612
ZIX CORP
ZIXI
0001342555
Hausmann Robert C
2711 N. HASKELL AVENUE
SUITE 2200
DALLAS
TX
75204
1
0
0
0
Deferred Stock Units
2019-03-07
4
A
0
7832
0.00
A
76042
D
Deferred Stock Units
2019-03-07
4
A
0
13861
0.00
A
89903
D
Deferred Stock Units
2018-02-26
4
D
0
13861
0.00
D
Common Stock
13861
0
D
Grant under the 2018 Omnibus Incentive Plan (the "Plan"). The deferred stock units will vest pro-rata and quarterly over one year, and subject to acceleration under conditions described in the Plan. Delivery of the underlying shares in respect of vesting will occur pursuant to the underlying award agreement.
On the Form 4/A filed on August 23, 2018, the reporting person elected to report on Table II 13,861 Deferred Stock Units ("DSUs") granted under the Amended and Restated 2012 Incentive Plan. Pursuant to guidance from the Securities and Exchange Commission, the reporting person has now elected to report these DSUs on Table I instead of Table II since the DSUs may be settled solely by delivery of an equal number of shares of the issuer's common stock. Therefore, the reporting person has moved the reporting of these 13,861 DSUs from Table II to Table I.
Each deferred stock unit represents a contingent right to receive one share of ZIXI common stock.
/s/ Noah F. Webster, Attorney-in-Fact
2019-03-11