0001209191-18-048232.txt : 20180823 0001209191-18-048232.hdr.sgml : 20180823 20180823171315 ACCESSION NUMBER: 0001209191-18-048232 CONFORMED SUBMISSION TYPE: 4/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20180808 FILED AS OF DATE: 20180823 DATE AS OF CHANGE: 20180823 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Hausmann Robert C CENTRAL INDEX KEY: 0001342555 FILING VALUES: FORM TYPE: 4/A SEC ACT: 1934 Act SEC FILE NUMBER: 000-17995 FILM NUMBER: 181035344 MAIL ADDRESS: STREET 1: 6586 INGLESIDE COURT CITY: SAN JOSE STATE: CA ZIP: 95120 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ZIX CORP CENTRAL INDEX KEY: 0000855612 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMPUTER PROCESSING & DATA PREPARATION [7374] IRS NUMBER: 752216818 STATE OF INCORPORATION: TX FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 2711 NORTH HASKELL AVENUE STREET 2: SUITE 2300, LB 36 CITY: DALLAS STATE: TX ZIP: 75204-2960 BUSINESS PHONE: 214-370-2000 MAIL ADDRESS: STREET 1: 2711 NORTH HASKELL AVENUE STREET 2: SUITE 2300, LB 36 CITY: DALLAS STATE: TX ZIP: 75204-2960 FORMER COMPANY: FORMER CONFORMED NAME: ZIXIT CORP DATE OF NAME CHANGE: 19991013 FORMER COMPANY: FORMER CONFORMED NAME: CUSTOMTRACKS CORP /TX/ DATE OF NAME CHANGE: 19980904 FORMER COMPANY: FORMER CONFORMED NAME: AMTECH CORP DATE OF NAME CHANGE: 19920703 4/A 1 doc4a.xml FORM 4/A SUBMISSION X0306 4/A 2018-08-08 2018-08-09 0 0000855612 ZIX CORP ZIXI 0001342555 Hausmann Robert C 2711 N. HASKELL AVENUE SUITE 2200 DALLAS TX 75204 1 0 0 0 Common 2018-08-08 4 M 0 3075 4.96 A 71285 D Common 2018-08-08 4 M 0 3852 3.61 A 75137 D Common 2018-08-08 4 M 0 5000 2.40 A 80137 D Common 2018-08-08 4 M 0 5000 2.46 A 85137 D Common 2018-08-08 4 M 0 36000 1.76 A 121137 D Common 2018-08-08 4 S 0 52927 5.6599 D 68210 D Common Stock Option 4.96 2018-08-08 4 M 0 3075 0.00 D 2027-02-12 Common Stock 3075 63713 D Common Stock Option 3.61 2018-08-08 4 M 0 3852 0.00 D 2026-02-17 Common Stock 3852 59861 D Common Stock Option 2.40 2018-08-08 4 M 0 5000 0.00 D 2020-06-06 Common Stock 5000 54861 D Common Stock Option 2.46 2018-08-08 4 M 0 5000 0.00 D 2020-04-08 Common Stock 5000 49861 D Common Stock Option 1.76 2018-08-08 4 M 0 36000 0.00 D 2020-01-03 Common Stock 36000 13861 D The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $5.65 to $5.66. The reporting person undertakes to provide to Zix Corporation, any security holder of Zix Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within such range. Grant of 3,075 options on February 13, 2017 vested quarterly and pro-rata over one year. These options expire February 12, 2027. This Form 4/A amends the Form 4 filed by the Reporting Person on August 9, 2018. The amount of securities directly beneficially owned by the Reporting Person has been historically reported incorrectly and the resulting amount of derivative securities beneficially owned following each of the transactions set forth in Table II should have been reported as set forth in column 9 of Table II of this Form 4/A. Grant of 3,852 options on February 18, 2016 vested quarterly and pro-rata over one year. These options expire February 17, 2026. Grant of 5,000 options on June 7, 2010 vested quarterly and pro-rata over one year. These options expire June 6, 2020. Grant of 5,000 options on April 9, 2010 vested quarterly and pro-rata over one year. These options expire April 8, 2020. Grant of 36,000 options on January 4, 2010 vested quarterly and pro-rata over one year. These options expire January 3, 2020. /s/ Noah F. Webster, Attorney-in-Fact 2018-08-23