0001209191-18-048232.txt : 20180823
0001209191-18-048232.hdr.sgml : 20180823
20180823171315
ACCESSION NUMBER: 0001209191-18-048232
CONFORMED SUBMISSION TYPE: 4/A
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20180808
FILED AS OF DATE: 20180823
DATE AS OF CHANGE: 20180823
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Hausmann Robert C
CENTRAL INDEX KEY: 0001342555
FILING VALUES:
FORM TYPE: 4/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-17995
FILM NUMBER: 181035344
MAIL ADDRESS:
STREET 1: 6586 INGLESIDE COURT
CITY: SAN JOSE
STATE: CA
ZIP: 95120
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: ZIX CORP
CENTRAL INDEX KEY: 0000855612
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMPUTER PROCESSING & DATA PREPARATION [7374]
IRS NUMBER: 752216818
STATE OF INCORPORATION: TX
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 2711 NORTH HASKELL AVENUE
STREET 2: SUITE 2300, LB 36
CITY: DALLAS
STATE: TX
ZIP: 75204-2960
BUSINESS PHONE: 214-370-2000
MAIL ADDRESS:
STREET 1: 2711 NORTH HASKELL AVENUE
STREET 2: SUITE 2300, LB 36
CITY: DALLAS
STATE: TX
ZIP: 75204-2960
FORMER COMPANY:
FORMER CONFORMED NAME: ZIXIT CORP
DATE OF NAME CHANGE: 19991013
FORMER COMPANY:
FORMER CONFORMED NAME: CUSTOMTRACKS CORP /TX/
DATE OF NAME CHANGE: 19980904
FORMER COMPANY:
FORMER CONFORMED NAME: AMTECH CORP
DATE OF NAME CHANGE: 19920703
4/A
1
doc4a.xml
FORM 4/A SUBMISSION
X0306
4/A
2018-08-08
2018-08-09
0
0000855612
ZIX CORP
ZIXI
0001342555
Hausmann Robert C
2711 N. HASKELL AVENUE
SUITE 2200
DALLAS
TX
75204
1
0
0
0
Common
2018-08-08
4
M
0
3075
4.96
A
71285
D
Common
2018-08-08
4
M
0
3852
3.61
A
75137
D
Common
2018-08-08
4
M
0
5000
2.40
A
80137
D
Common
2018-08-08
4
M
0
5000
2.46
A
85137
D
Common
2018-08-08
4
M
0
36000
1.76
A
121137
D
Common
2018-08-08
4
S
0
52927
5.6599
D
68210
D
Common Stock Option
4.96
2018-08-08
4
M
0
3075
0.00
D
2027-02-12
Common Stock
3075
63713
D
Common Stock Option
3.61
2018-08-08
4
M
0
3852
0.00
D
2026-02-17
Common Stock
3852
59861
D
Common Stock Option
2.40
2018-08-08
4
M
0
5000
0.00
D
2020-06-06
Common Stock
5000
54861
D
Common Stock Option
2.46
2018-08-08
4
M
0
5000
0.00
D
2020-04-08
Common Stock
5000
49861
D
Common Stock Option
1.76
2018-08-08
4
M
0
36000
0.00
D
2020-01-03
Common Stock
36000
13861
D
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $5.65 to $5.66. The reporting person undertakes to provide to Zix Corporation, any security holder of Zix Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within such range.
Grant of 3,075 options on February 13, 2017 vested quarterly and pro-rata over one year. These options expire February 12, 2027.
This Form 4/A amends the Form 4 filed by the Reporting Person on August 9, 2018. The amount of securities directly beneficially owned by the Reporting Person has been historically reported incorrectly and the resulting amount of derivative securities beneficially owned following each of the transactions set forth in Table II should have been reported as set forth in column 9 of Table II of this Form 4/A.
Grant of 3,852 options on February 18, 2016 vested quarterly and pro-rata over one year. These options expire February 17, 2026.
Grant of 5,000 options on June 7, 2010 vested quarterly and pro-rata over one year. These options expire June 6, 2020.
Grant of 5,000 options on April 9, 2010 vested quarterly and pro-rata over one year. These options expire April 8, 2020.
Grant of 36,000 options on January 4, 2010 vested quarterly and pro-rata over one year. These options expire January 3, 2020.
/s/ Noah F. Webster, Attorney-in-Fact
2018-08-23