0001209191-18-012167.txt : 20180222 0001209191-18-012167.hdr.sgml : 20180222 20180222111602 ACCESSION NUMBER: 0001209191-18-012167 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20180218 FILED AS OF DATE: 20180222 DATE AS OF CHANGE: 20180222 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: ROBERTSON DAVE CENTRAL INDEX KEY: 0001188811 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-17995 FILM NUMBER: 18631470 MAIL ADDRESS: STREET 1: 2711 N HASKELL AVE STREET 2: STE 2300 LB 36 CITY: DALLAS STATE: TX ZIP: 75204 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ZIX CORP CENTRAL INDEX KEY: 0000855612 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMPUTER PROCESSING & DATA PREPARATION [7374] IRS NUMBER: 752216818 STATE OF INCORPORATION: TX FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 2711 NORTH HASKELL AVENUE STREET 2: SUITE 2300, LB 36 CITY: DALLAS STATE: TX ZIP: 75204-2960 BUSINESS PHONE: 214-370-2000 MAIL ADDRESS: STREET 1: 2711 NORTH HASKELL AVENUE STREET 2: SUITE 2300, LB 36 CITY: DALLAS STATE: TX ZIP: 75204-2960 FORMER COMPANY: FORMER CONFORMED NAME: ZIXIT CORP DATE OF NAME CHANGE: 19991013 FORMER COMPANY: FORMER CONFORMED NAME: CUSTOMTRACKS CORP /TX/ DATE OF NAME CHANGE: 19980904 FORMER COMPANY: FORMER CONFORMED NAME: AMTECH CORP DATE OF NAME CHANGE: 19920703 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2018-02-18 0 0000855612 ZIX CORP ZIXI 0001188811 ROBERTSON DAVE 2711 N. HASKELL AVENUE SUITE 2200, LB 36 DALLAS TX 75204 0 1 0 0 Vice President Common Stock 2018-02-18 4 F 0 1977 4.16 D 128340 D Common Stock 2018-02-19 4 M 0 6667 A 135007 D Common Stock 2018-02-19 4 F 0 1924 4.16 D 133083 D Common Stock 2018-02-20 4 F 0 812 4.10 D 132271 D Common Stock 2018-02-20 4 F 0 1624 4.10 D 130647 D Common Stock 2018-02-20 4 M 0 6666 A 137313 D Common Stock 2018-02-20 4 F 0 1564 4.10 D 135749 D Common Stock 2018-02-20 4 F 0 2345 4.10 D 133404 D Restricted Stock Units 2018-02-19 4 M 0 6667 0.00 D Common Stock 6667 0 D Restricted Stock Units 2018-02-20 4 M 0 6666 0.00 D Common Stock 6666 0 D Each restricted stock unit ("RSU") coverts into a share of common stock on a one-for-one basis. Granted under the Amended and Restated 2012 Incentive Plan (as amended, the "Plan") on February 19, 2015. The 40,000 RSU grant consists of 50% RSUs that will vest pro-rata over 3 years and 50% that will vest pro-rata up to 1/3 each year the Company meets approved performance goals in 2015-2017, subject to acceleration under conditions described in the Plan. /s/ Justin K. Ferguson, Attorney-in-Fact 2017-02-22