-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, L5h0ewK6VQwLLTmy8Ksb+IKqhVhH0uslUrLnhNC6uDTv0WObLvcJf/P6cxcjKAHV GeOJTK2rc4K2tkiD77ALjg== 0000855109-04-000018.txt : 20040701 0000855109-04-000018.hdr.sgml : 20040701 20040701173336 ACCESSION NUMBER: 0000855109-04-000018 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20040123 FILED AS OF DATE: 20040701 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: WARD TOM W CENTRAL INDEX KEY: 0001230326 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-18033 FILM NUMBER: 04896273 BUSINESS ADDRESS: STREET 1: 1685 38TH STREET CITY: BOULDER STATE: CO ZIP: 80301 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: EXABYTE CORP /DE/ CENTRAL INDEX KEY: 0000855109 STANDARD INDUSTRIAL CLASSIFICATION: COMPUTER STORAGE DEVICES [3572] IRS NUMBER: 840988566 STATE OF INCORPORATION: DE FISCAL YEAR END: 1203 BUSINESS ADDRESS: STREET 1: 2108 - 55TH STREET CITY: BOULDER STATE: CO ZIP: 80301 BUSINESS PHONE: 3034424333 MAIL ADDRESS: STREET 1: 2108 - 55TH STREET CITY: BOULDER STATE: CO ZIP: 80301 4 1 edgar.xml PRIMARY DOCUMENT X0202 4 2004-01-23 0000855109 EXABYTE CORP /DE/ EXBT 0001230326 WARD TOM W 2108 55TH STREET BOULDER CO 80301 1 1 0 0 President, CEO Common 2004-01-23 4 J 0 745214 A 5575279 D Common 2004-03-18 4 J 0 370675 A 5945954 D Common 2004-06-29 4 J 0 116208 A 6062162 D Right to Buy (stock option) 1.30 2004-02-20 4 J 0 37500 1.30 A 2014-02-20 Common 37500 37500 D Series AA Convertible Preferred 1.00 2004-05-03 4 J 0 2945.717 A 2004-05-03 Common 2945717 2945.717 D Common Stock Purchase Warrants 1.00 2004-05-03 4 J 0 883715 A 2004-05-03 2009-05-03 Common 883715 883715 D Series I Convertible Preferred 2004-05-03 4 J 0 1320000 D 2002-07-31 Common 0 D Shares were issued as payment of a quarterly bonus issued to Filer pursuant to the Senior Management Bonus Plan ("Plan"). The Plan was approved and is administered by the Compensation Committee of the Board of Directors. The number of shares issued is determined by dividing the amount of the bonus by the fair market value of the Issuer's stock on the last day of the quarter for which the bonus is being paid. Filer acquired shares as consideration for a guarantee extended by him for the benefit of Exabyte Corporation. Options granted pursuant to the Company's Incentive Plan vest as to 2% per month over 50 months. Shares acquired as a result of the exchange of all of Filer's Series I Convertible Preferred Stock previously held directly by Filer, pursuant to a certain exchange agreement entered into by Issuer and Filer. In connection with the issuance of the Series AA Convertible Preferred Stock, 883,715 common stock purchase warrants were issued for no additional cost. No expiration date associated with this derivative security. /s/ Tom W. Ward 2004-07-01 -----END PRIVACY-ENHANCED MESSAGE-----