-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, VeXzsgOxhCIq21cAkSmyQbYxVJRAmLULpONUx+JgCyHlocBfimQILFqKbM1yDuCP eq9qwlUbXCByLnEQKWFFOg== 0000855109-02-000050.txt : 20021001 0000855109-02-000050.hdr.sgml : 20021001 20021001124209 ACCESSION NUMBER: 0000855109-02-000050 CONFORMED SUBMISSION TYPE: 4/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20020930 FILED AS OF DATE: 20021001 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: EXABYTE CORP /DE/ CENTRAL INDEX KEY: 0000855109 STANDARD INDUSTRIAL CLASSIFICATION: COMPUTER STORAGE DEVICES [3572] IRS NUMBER: 840988566 STATE OF INCORPORATION: DE FISCAL YEAR END: 0102 FILING VALUES: FORM TYPE: 4/A SEC ACT: 1934 Act SEC FILE NUMBER: 000-18033 FILM NUMBER: 02777960 BUSINESS ADDRESS: STREET 1: 1685 38TH ST CITY: BOULDER STATE: CO ZIP: 80301 BUSINESS PHONE: 3034424333 MAIL ADDRESS: STREET 1: 1685 38TH ST CITY: BOULDER STATE: CO ZIP: 80307 REPORTING-OWNER: COMPANY DATA: COMPANY CONFORMED NAME: EXABYTE CORP /DE/ CENTRAL INDEX KEY: 0000855109 STANDARD INDUSTRIAL CLASSIFICATION: COMPUTER STORAGE DEVICES [3572] RELATIONSHIP: DIRECTOR IRS NUMBER: 840988566 STATE OF INCORPORATION: DE FISCAL YEAR END: 0102 FILING VALUES: FORM TYPE: 4/A BUSINESS ADDRESS: STREET 1: 1685 38TH ST CITY: BOULDER STATE: CO ZIP: 80301 BUSINESS PHONE: 3034424333 MAIL ADDRESS: STREET 1: 1685 38TH ST CITY: BOULDER STATE: CO ZIP: 80307 4/A 1 jones0902a.htm form4jones0902a

FORM 4

UNITED STATES SECURITIES AND
EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN
BENEFICIAL OWNERSHIP

Filed Pursuant to section 16(a) of the
Securities Exchange Act of 1934, Section
17(a) of the Public Utility Holding
Company Act of 1935 or Section 30(h) of
the Investment Company Act of 1940 

[   ]   Check this box if no longer
        subject to Section 16. Form 4
        or Form 5 obligations may                           (Print or Type Responses)
        continue. See Instruction 1(b).

 

1.  Name and Address of Reporting Person*

(Last)

 Jones

(First)

 A. Laurence

(Middle)

 

(Street)

1685 38th Street

(City)

Boulder

(State)

CO

(Zip)

80301

 

 

2.  Issuer Name and Ticker or Trading Symbol

(Issuer Name)

 Exabyte Corporation

(Ticker or Trading Symbol)

EXBT

 

3.  I.R.S. or Social Security Number of Reporting Person, if an entity (Voluntary)

(I.D. Number)

 

 

4.  Statement for Month/Day/Year

(Month)

September

(Year)

2002

 

5.  If Amendment, Date of Original (Month/Year)

(Month)

August

(Year)

2002

 

6.  Relationship of Reporting Person(s) to Issuer (Check all applicable)

X

(Director)

 

 

(Officer, Include title)

 

 

(10% Owner)

 

 

(Other, specify)

 

 

7.  Individual or Joint/Group Filing (Check Applicable Line)

X

Form filed by One Reporting Person

 

Form filed by More than One Reporting Person

 

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned

1.Title of Security

(Instr. 3)

2.Transac-tion Date

(Month/
Day/Year)

3. Transaction Code (Instr. 8)

4. Securities Acquired (A) or Disposed of ( D)
(Instr. 3, 4, and 5)

5. Amount of Securities Beneficially Owned at End of Month
(Instr. 3 & 4)

6. Owner-ship Form: Direct (D) or Indirect (I)
(Instr. 4)

7. Nature of Indirect Beneficial Ownership
(Instr. 4)




Code




V




Amount


(A)
or
(D)




Price

 Common

06/03/02

J

 

63,291

A

 

 63,291

I

 See Note

 

 

 

 

 

 

 

 

 

 

 

 

 

FORM 4 (Continued)

 

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)

1. Title of Derivative Security

(Instr. 3)

2. Conversion or Exercise Price of Derivative Security

3. Transaction Date (Month/Day/
Year)

4. Transaction Code (Instr.8)

5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5)

6. Date Exercisable and Expiration Date (Month/Day/Year)


Code


V


(A)


(D)

Date Exercisable

Expiration Date

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

Table II Continued - Derivative Securities Acquired, Disposed of or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
 

7. Title and Amount of Underlying Securities (Instr. 3 and 4)

8. Price of Derivative Security (Instr. 5)

9.Number of Derivative Securities Beneficially Owned at End of Month (Instr. 4)

10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4)

11. Nature of Indirect Beneficial Ownership (Instr. 4)

Title

Amount or Number of Shares

 

 

 

 

 

 

 

 

 

 

 

 

 

 

Explanation of Responses:

Amendment being filed to amend the nature of the ownership of the shares previously reported.

Shares granted by Company (for no consideration) to reporting person pursuant to a consulting arrangement between the reporting person and the Company for his services as Chairman of the Board. Stock certificate was received by reporting person in August 2002.

Shares are held by Aegis Management LLC. Reporting person is the President and Chief Executive Officer of Aegis Management LLC.

 

 /s/ A. Laurence Jones

 

October 1, 2002

**Signature of Reporting Person

 

Date

 

Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.

               * If the form is filed by more than one reporting person, see Instruction 4(b)(v).

              ** Intentional misstatements or omissions of facts constitute Federal Criminal Violations
                 See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).

Note:         File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6
                  for procedure.

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