-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, PKrjswpnvkTLpxFXjw8gtR4v7PJJgAZdwf1S8fOhNaIwKfFrCAcBDKZhl+TYgMba 6sGw8PZycNVU+R0FceL5xg== 0000855109-01-500070.txt : 20020412 0000855109-01-500070.hdr.sgml : 20020412 ACCESSION NUMBER: 0000855109-01-500070 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20011130 FILED AS OF DATE: 20011210 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: EXABYTE CORP /DE/ CENTRAL INDEX KEY: 0000855109 STANDARD INDUSTRIAL CLASSIFICATION: COMPUTER STORAGE DEVICES [3572] IRS NUMBER: 840988566 STATE OF INCORPORATION: DE FISCAL YEAR END: 0102 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-18033 FILM NUMBER: 1810358 BUSINESS ADDRESS: STREET 1: 1685 38TH ST CITY: BOULDER STATE: CO ZIP: 80301 BUSINESS PHONE: 3034424333 MAIL ADDRESS: STREET 1: 1685 38TH ST CITY: BOULDER STATE: CO ZIP: 80307 COMPANY DATA: COMPANY CONFORMED NAME: EXABYTE CORP /DE/ CENTRAL INDEX KEY: 0000855109 STANDARD INDUSTRIAL CLASSIFICATION: COMPUTER STORAGE DEVICES [3572] DIRECTOR IRS NUMBER: 840988566 STATE OF INCORPORATION: DE FISCAL YEAR END: 0102 FILING VALUES: FORM TYPE: 4 BUSINESS ADDRESS: STREET 1: 1685 38TH ST CITY: BOULDER STATE: CO ZIP: 80301 BUSINESS PHONE: 3034424333 MAIL ADDRESS: STREET 1: 1685 38TH ST CITY: BOULDER STATE: CO ZIP: 80307 4 1 pardun.txt FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 4 STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP ( ) Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instructions 1(b). 1. Name and Address of Reporting Person Pardun, Thomas E. 872 Lakeshore Boulevard Incline Village, NV 89451 USA 2. Issuer Name and Ticker or Trading Symbol Exabyte Corporation EXBT 3. IRS or Social Security Number of Reporting Person (Voluntary) 4. Statement for Month/Year 11/30/2001 5. If Amendment, Date of Original (Month/Year) 6. Relationship of Reporting Person(s) to Issuer (Check all applicable) (X) Director ( ) 10% Owner ( ) Officer (give title below) ( ) Other (specify below) 7. Individual or Joint/Group Filing (Check Applicable Line) (X) Form filed by One Reporting Person ( ) Form filed by More than One Reporting Person
___________________________________________________________________________________________________________________________________ Table I -- Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned | ___________________________________________________________________________________________________________________________________| 1. Title of Security |2. |3. |4.Securities Acquired (A) |5.Amount of |6.Dir |7.Nature of Indirect | | Transaction | or Disposed of (D) | Securities |ect | Beneficial Ownership | | | | | Beneficially |(D)or | | | | | | | A/| | Owned at |Indir | | | Date |Code|V| Amount | D | Price | End of Month |ect(I)| | ___________________________________________________________________________________________________________________________________| Common |11/14/| P | | 20,000 | A | $1.22 | 21,000 | D | | | 2001 | | | | | | | | | ___________________________________________________________________________________________________________________________________| ___________________________________________________________________________________________________________________________________ Table II -- Derivative Securitites Acquired, Disposed of, or Beneficially Owned | ___________________________________________________________________________________________________________________________________| 1.Title of Derivative |2.Con- |3. |4. |5.Number of De |6.Date Exer|7.Title and Amount |8.Price|9.Number |10.|11.Nature of| Security |version |Transaction | rivative Secu |cisable and| of Underlying |of Deri|of Deriva |Dir|Indirect | |or Exer | | | rities Acqui |Expiration | Securities |vative |tive |ect|Beneficial | |cise | | | red(A) or Dis |Date(Month/| |Secu |Securities |(D)|Ownership | |Price of| | | posed of(D) |Day/Year) | |rity |Benefi |or | | |Deriva- | | | |Date |Expir| | |ficially |Ind| | |tive | | | | A/|Exer-|ation| Title and Number | |Owned at |ire| | |Secu- | | | | | D |cisa-|Date | of Shares | |End of |ct | | |rity |Date |Code|V| Amount | |ble | | | |Month |(I)| | ___________________________________________________________________________________________________________________________________| Right to Buy (Stock |$0.6500 |11/9/|J | |20,000 |A |See |11/9/|Common |20,000 | |20,000 |D | | Options) | |2001 | | | | |Note |2011 | | | | | | | ___________________________________________________________________________________________________________________________________|
Explanation of Responses: NOTE: Options granted to directors pursuant to the Company's Incentive Plan vest as to 2% per month over 50 months. SIGNATURE OF REPORTING PERSON /s/ Thomas E. Pardun - --------------------------- DATE December 10, 2001 - ---------------------------
4 3 pardun.pdf FORM 4 PDF FORMAT begin 644 pardun.pdf M)5!$1BTQ+C(-)>+CS],-"C8@,"!O8FH-/#P@#2],:6YE87)I>F5D(#$@#2]/ M(#@@#2]((%L@-C8P(#$V,B!=(`TO3"`T-#DY(`TO12`R.#`Q(`TO3B`R(`TO M5"`T,C8R(`T^/B`-96YD;V)J#2`@("`@("`@("`@("`@("`@("`@("`@("`@ M("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@("!X"!;(#`@,"`V,3(@-SDR(%T@#2]#'0@72`-+T9O;G0@/#P@+T8Q(#$P(#`@4B`^/B`- M+T5X=$=3=&%T92`\/"`O1U,Q(#$S(#`@4B`^/B`-+T-O;&]R4W!A8V4@/#P@ M+T-S-2`Q,2`P(%(@/CX@#3X^(`UE;F1O8FH-,3`@,"!O8FH-/#P@#2]4>7!E M("]&;VYT(`TO4W5B='EP92`O5'EP93$@#2]%;F-O9&EN9R`O5VEN06YS:45N M8V]D:6YG(`TO0F%S949O;G0@+T-O=7)I97(@#3X^(`UE;F1O8FH-,3$@,"!O M8FH-6R`-+T-A;%)'0B`\/"`O5VAI=&50;VEN="!;(#`N.34P-2`Q(#$N,#@Y M(%T@+T=A;6UA(%L@,BXR,C(R,2`R+C(R,C(Q(#(N,C(R,C$@72`-+TUA=')I M>"!;(#`N-#$R-"`P+C(Q,C8@,"XP,3DS(#`N,S4W-B`P+C88 M'%=W30<$UN.-6 M^[/N?++L.W=F7\)8,B109:U_O9-3)76H57*3V<,4^OS<_:'5%@ZGINW";`*5 M%P&[P+,-8D^`KYFF:P8-^`+B%A M$+%D15+(BL47$N20,W!PIRP!92`UT4]8&D,?6`KBEP9L$=&5SQ4RB/TM!"S) M:5(0">T0L)(L3XN@>JUX[85W(35#522P_9B`GX2@AV%*L@S8$A[(AJ5H;`5S MDF8L::(!@+F?AD5R">Z:Q7X&IE1G#-]=#56X][^2;,U2`B-61.0%Q8\DK"2( M:$+@B4:1OR*78#^AVG5?4XZ$'AV]B5F5P,JR`E.WA^[2X"L^8V[[GGD=OTWD/O#PYWY;"`^A$O6I'2?`MV M$2\XB&;ZP&L_L:A(A=U?'TL5.[G)"9)#DLT.,4"KKL_$3\]B5M1NCVY MJ\JRTD2E(:HEZ&@JY.:0WVB80YFE=$43A.FU#^8/&`82@HTJ$JWIYA1XKYTA M@Y&=NZ1[[8K-?A2!O]E$-/`7$:E,-C![[6=4'M,4F9J\)J9]G MRR4-Q-.*OA#(:1X16)"(O>++G4B^)ND1,1#4A@1TN:WEFITWQ)0D(7VA88'A MH_,?&4WR[EW*B@U,:,0CK&/1]W'`/9+RW6!$]RUI1$)8;&&&%#[5+7NO!+@?0)D=(TV[`,<\B6 ME[R>(Y(0)`[V8+05?`KASZPF6GY:GH7[KTSN>;@XV5W12-C2^Q%5K1(G*-]Z MU=:73J0;F:LC<^M5:I(>,YQ@W%Q]-I"PL:$<2K:?%ZGPQ#N.]_I?R.\[I2KY M6$\RO[H=2^#5/V(#8AT?8=VI')-H=U8!PU<'ZE2#2,R^/PKXZ(HX#_C$]MYZ M@RFJ"E6*L##4<_H?FN'#5IYR6(+>+=\J5"WGYX//3IL2QD?I^,E@<8P.?K"C^NU'Z2+%Y34!5OI1E^:CDNCC^3I%453RKRAL! MJ*H.Y_OM0PG(_X>]VR]O<9S"]#OCX?]#/]-M_3H`=`:IS`IE;F1S=')E86T- M96YD;V)J#3$S(#`@;V)J#3P\(`TO5'EP92`O17AT1U-T871E(`TO4T$@9F%L M7!E("]086=E(`TO4&%R96YT(#4@,"!2(`TO4F5S;W5R8V5S M(#(@,"!2(`TO0V]N=&5N=',@,R`P(%(@#2]2;W1A=&4@.3`@#2]-961I84)O M>"!;(#`@,"`V,3(@-SDR(%T@#2]#'0@ M72`-+T9O;G0@/#P@+T8Q(#$P(#`@4B`^/B`-+T5X=$=3=&%T92`\/"`O1U,Q M(#$S(#`@4B`^/B`-+T-O;&]R4W!A8V4@/#P@+T-S-2`Q,2`P(%(@/CX@#3X^ M(`UE;F1O8FH-,R`P(&]B:@T\/"`O3&5N9W1H(#DX-"`O1FEL=&5R("]&;&%T M941E8V]D92`^/B`-\A6ACV"/>AX2C6GYX8MCWN>$0 MQ[G"(0E.C[X:YLW(FT;A9'Q[$?V%*LLE[M7U$"+?,/_\;XL$=#T@`PG':0!) MK:75;;00Q9_7%,(0+`M\RM*GN$B?*,QI4K*T2`O*P4N^E"FCRTOP4[[-.5U" M_G`).8,[FM&'-$GC]7H'DZ\9]CROG**56M$)]W]IW&ZX+HG2`LV;/[1M*WID ME&<6GO.*R-.^)>K0?3(N-Y\IJT:#&!`_+B@$WR@3U_5"<;8$;Y.768$3WI$I M2Q,JAGJB7,5UB'!=,HZ+DIW`E31V7,5@":H3>$5RT"S8M5TFGBCC:9Z!B%B< M\3@IE``'U`&1I%PQ"Q$+D$?ZE"TI6^_2[+%:IK:):&PCE7[*1)@MD6U)\6^Y MT>_WFM[3(I"FTH2(4(FU%B2Y-;=1#KYM4Q;71VG8CP.:4]>^4[56(DJA8^`4 M;KS^'I4[X*+=Z![H'BY=+DQO<2&C#J,0+87<6)@?\ZQ8V>+L2LH/=:L/(Q:F MO[@0,E097YW!O/UN^'5@5C24?#K$K%.%VE-Y-][9?]"82>D\YIILM5'W'FQ& M/S=A=""N&&<=6_EXE(R_BAKGX>JVR8%2"!7C7Q6N)ETG7`&>+23-+:%(+/OV M&:-.#PW<*E/'A1(PUEX;KF2<=0A7','UJPQAU38&E2+FJYBU0DZW02995`M) M\>IDT!FNQC+*EU3\CIOH1*LV%#*9'3K@:!G=JIC4PL(,,=Y>"O@'N^YNYK=G M#',SNFW_4#56C;I2M3JAU;47CMOV3(DH>F.8L_1Q54"1PUVY@X4Y+_+D;VG@ MGQPRZ#L.WHZN/;3%K\I=HN=KH:,\LT&[X*JLQ[8>+@U$4D# M+R?D9"N#E:OL>(9*\KL\&$'['N:1KSW'=0T:*CG8_\Z5X?Q`^ZA?!C1UY M=[\%^I'>([WK_O#H'839?1UGUX7#F&6T$SE\"GN=?J7H?;&$^4% MQ%S.[_T,6\S8&Y5*]&G60"3#S`+II-9%([O81K, MYI.QC@V;VW@GK/(-[A`0F,9L69[!8G47O9+O1<$>Q/#*51-]FE!US;C.)4C> M/GOM(#+^$6``7!E("]086=E