-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Bhyg8p0H7bk/bhoJfPWNAR/C5m0Y1AYtZnDJmyMwX9ZBJvX0Ex5djhksBILyQx5I o4us/tkuGeEHr/L/hO/hAw== 0000855109-97-000038.txt : 19971203 0000855109-97-000038.hdr.sgml : 19971203 ACCESSION NUMBER: 0000855109-97-000038 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 19971201 FILED AS OF DATE: 19971202 SROS: NASD SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: EXABYTE CORP /DE/ CENTRAL INDEX KEY: 0000855109 STANDARD INDUSTRIAL CLASSIFICATION: COMPUTER STORAGE DEVICES [3572] IRS NUMBER: 840988566 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 3 SEC ACT: SEC FILE NUMBER: 000-18033 FILM NUMBER: 97731066 BUSINESS ADDRESS: STREET 1: 1685 38TH ST CITY: BOULDER STATE: CO ZIP: 80301 BUSINESS PHONE: 3034424333 MAIL ADDRESS: STREET 1: 1685 38TH ST CITY: BOULDER STATE: CO ZIP: 80307 COMPANY DATA: COMPANY CONFORMED NAME: EXABYTE CORP /DE/ CENTRAL INDEX KEY: 0000855109 STANDARD INDUSTRIAL CLASSIFICATION: COMPUTER STORAGE DEVICES [3572] OFFICER IRS NUMBER: 840988566 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 3 BUSINESS ADDRESS: STREET 1: 1685 38TH ST CITY: BOULDER STATE: CO ZIP: 80301 BUSINESS PHONE: 3034424333 MAIL ADDRESS: STREET 1: 1685 38TH ST CITY: BOULDER STATE: CO ZIP: 80307 3 1 FORM 3 - DECEMBER 1, 1997 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 3 INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES 1. Name and Address of Reporting Person Smith, Stephen F. 1748 Bear Mountain Drive Boulder, CO 80303 2. Date of Event Requiring Statement (Month/Day/Year) December 1, 1997 3. IRS or Social Security Number of Reporting Person (Voluntary) 4. Issuer Name and Ticker or Trading Symbol Exabyte Corporation EXBT 5. Relationship of Reporting Person(s) to Issuer (Check all applicable) ( ) Director ( ) 10% Owner (X) Officer (give title below) ( ) Other (specify below) Vice President, CFO, Corporate Secretary, General Counsel 6. If Amendment, Date of Original (Month/Day/Year) 7. Individual or Joint/Group Filing (Check Applicable Line) (X) Form filed by One Reporting Person ( ) Form filed by More than One Reporting Person
___________________________________________________________________________________________________________________________________ Table I -- Non-Derivative Securities Beneficially Owned | ___________________________________________________________________________________________________________________________________| 1. Title of Security |2. Amount of |3. Ownership |4. Nature of Indirect | | Securities | Form: | Beneficial Ownership | | Beneficially | Direct(D) or | | | Owned | Indirect(I) | | ___________________________________________________________________________________________________________________________________| Common |0 | | | - -----------------------------------------------------------------------------------------------------------------------------------| ___________________________________________________________________________________________________________________________________| ___________________________________________________________________________________________________________________________________ Table II -- Derivative Securitites Beneficially Owned | ___________________________________________________________________________________________________________________________________| 1.Title of Derivative |2.Date Exer- |3.Title and Amount | |4. Conver-|5. Owner- |6. Nature of Indirect | Security | cisable and | of Underlying | |sion or |ship | Beneficial Ownership | | Expiration | Securities | |exercise |Form of | | | Date(Month/ |-----------------------|---------|price of |Deriv- | | | Day/Year) | |Amount |deri- |ative | | | Date | Expira- | |or |vative |Security: | | | Exer- | tion | Title |Number of|Security |Direct(D) or | | | cisable | Date | |Shares | |Indirect(I) | | ___________________________________________________________________________________________________________________________________| Right to Buy (Stock Opti|see note |4/25/01 |Common Stock |3,000 |$23.875 |D | | on) | | | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| Right to Buy (Stock Opti|see note |4/28/02 |Common Stock |3,000 |$31.75 |D | | on) | | | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| Right to Buy (Stock Opti|see note |8/5/03 |Common Stock |2,500 |$8.875 |D | | on) | | | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| Right to Buy (Stock Opti|see note |5/11/04 |Common Stock |3,000 |$15.438 |D | | on) | | | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| Right to Buy (Stock Opti|see note |2/3/05 |Common Stock |2,500 |$17.625 |D | | on) | | | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| Right to Buy (Stock Opti|see note |4/28/05 |Common Stock |3,000 |$12.625 |D | | on) | | | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| Right to Buy (Stock Opti|see note |1/26/06 |Common Stock |5,000 |$14.00 |D | | on) | | | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| Right to Buy (Stock Opti|see note |2/12/07 |Common Stock |5,000 |$12.375 |D | | on) | | | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| ___________________________________________________________________________________________________________________________________|
Explanation of Responses: NOTE: Options granted pursuant to the Company's Incentive Stock Plan vest at the rate of 2% per month. SIGNATURE OF REPORTING PERSON /s/ Stephen F. Smith DATE December 2, 1997 -----END PRIVACY-ENHANCED MESSAGE-----