UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM SD
Specialized Disclosure Report
Digi International Inc.
(Exact Name of Registrant as Specified in its Charter)
| Delaware | 1-34033 | 41-1532464 | ||
| (State or other jurisdiction of incorporation or organization) |
(Commission file number) | (I.R.S. Employer Identification No.) |
| 11001 Bren Road East Minnetonka, Minnesota |
55343 | |
| (Address of principal executive offices) | (Zip Code) |
David H. Sampsell
Vice President of Corporate Development,
General Counsel & Corporate Secretary
952-912-3444
(Name and telephone number, including area code
of the person to contact in connection with this report.)
Check the appropriate box to indicate the rule pursuant to which this form is being filed, and provide the period to which the information in this form applies:
| ☑ | Rule 13p-1 under the Securities Exchange Act (17 CFR 240.13p-1) for the reporting period from January 1 to December 31, 2016. |
INFORMATION TO BE INCLUDED IN THE REPORT
Section 1 – Conflict Minerals Disclosure
| Item 1.01 | Conflict Minerals Disclosure and Report |
Digi International Inc. (the “Company,” “we,” “us,” “our”) has filed a Conflict Minerals Report for the reporting period from January 1, 2016 to December 31, 2016 (the “2016 Conflict Minerals Report”), which is referenced in Item 1.02 below, filed as an exhibit to this Form SD and also publicly available on our website at www.digi.com.
| Item 1.02 | Exhibits |
A copy of the Company’s 2016 Conflict Minerals Report is filed as Exhibit 1.01 attached to this Form SD.
Section 2 – Exhibits
| Item 2.01 | Exhibits |
The following exhibit is filed as part of this report:
| Exhibit |
Description | |
| 1.01 | Conflict Minerals Report as required by Items 1.01 and 1.02 of this Form SD. | |
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the duly authorized undersigned.
| DIGI INTERNATIONAL INC. | ||||||
| By | /s/ David H. Sampsell |
May 31, 2017 | ||||
| David H. Sampsell | (Date) | |||||
| Vice President of Corporate Development, | ||||||
| General Counsel & Corporate Secretary | ||||||
EXHIBIT INDEX
| Exhibit Number |
Document Description |
Form of Filing | ||
| 1.01 | Conflict Minerals Report as required by Items 1.01 and 1.02 of this Form SD. | Filed Electronically | ||
Exhibit 1.01
Conflict Minerals Report
| I. | Introduction |
This Conflict Minerals Report (the “Report”) of Digi International Inc. (“Company,” “we,” “us” or “our”) has been prepared pursuant to Rule 13p-1 and Form SD (the “Rule”) promulgated under the Securities Exchange Act of 1934, as amended, for the reporting period January 1, 2016 to December 31, 2016.
The Rule requires disclosure of certain information when a company manufactures or contracts to manufacture products and the minerals specified in the Rule are necessary to the functionality or production of those products. The specified minerals, which we refer to in this report as the “conflict minerals,” are gold, columbite-tantalite, cassiterite and wolframite, including their derivatives tantalum, tin and tungsten. The “covered countries” for the purposes of the Rule and this Report are the Democratic Republic of the Congo, the Republic of the Congo, the Central African Republic, South Sudan, Uganda, Rwanda, Burundi, Tanzania, Zambia and Angola.
We are a leading provider of machine-to-machine networking hardware and solutions that enable the connection, monitoring and control of local or remote physical assets by electronic means. These networking products and solutions can connect communication hardware to a physical asset, convey information about the asset’s status and performance to a computer system and then use that information to improve or automate one or more processes. As described in this Report, certain of the products we manufacture or contract to manufacture contain components that include conflict minerals that are necessary to the functionality or production of those products. In this Report we refer to such products which were manufactured during calendar year 2016 as the “covered products.” The covered products are hardware products we sell that generally include: embedded modules, gateways, adapter cards and device and terminal servers. Neither the software or services our company sold to customers during calendar year 2016 are considered covered products as these products contain no conflict minerals.
Covered products contain components we purchased from third parties that use tin, tantalum, tungsten and/or gold. We do not source these conflict minerals directly. Due to the depth of our supply chain, we are far removed from the sources of ore from which these metals are produced and the smelters/refiners that process those ores. Our efforts undertaken to identify the countries of origin of those ores reflect our circumstances and position in the supply chain. The amount of information available globally on the traceability and sourcing of the conflict minerals is extremely limited at this time. We have taken steps to identify the applicable smelters and refiners of such conflict minerals in our supply chain; however, we believe that the smelters and refiners of the conflict minerals contained in the covered products are best situated to identify the sources of the conflict minerals.
| II. | Reasonable Country of Origin Inquiry |
We have conducted a good faith reasonable country of origin inquiry (“RCOI”) regarding the conflict minerals. This inquiry was reasonably designed and conducted in good faith to determine whether any of the conflict minerals originated in the covered countries and whether any of the conflict minerals may have been from recycled or scrap sources.
We group components and materials included in our products based on whether they might contain a conflict mineral. In this manner we determined the scope of our covered products. We asked direct suppliers who provide us with materials and components for our covered products that might contain a conflict mineral to make a reasonable determination if raw materials, consumables or purchased components they provide to us contain conflict minerals. Where appropriate, we also asked direct suppliers to make similar inquiries among their direct suppliers to further inform their responses to our request. We asked these suppliers to complete a supply chain compliance questionnaire based on the Electronic Industry Citizenship Coalition (EICC) – Global e-Sustainability Initiative (EICC-GeSI) Conflict Minerals Common Reporting Template reflecting our position on the supply chain. The EICC-GeSI Conflict Minerals Common Reporting Template is regarded as the most common reporting tool for conflict minerals content and sourcing information worldwide, developed by several of the world’s leading consumer electronics brands.
We received statements or responses from 98.13% of the direct suppliers who supply us with materials or components that we believe may contain conflict minerals, which represents 97.23% of our supply chain spend during the applicable calendar year. As a result, we received statements or responses from approximately 97.18% of our supply chain spend for calendar 2016. We reviewed the statements and responses we received for completeness and consistency of answers and, as appropriate, certain suppliers were asked to provide corrections and clarifications.
| III. | Design and Performance of Due Diligence Measures |
Our due diligence measures have been designed to conform in all material respects to the five-step framework in the Organization for Economic Co-Operation and Development Due Diligence Guidance for Responsible Supply Chain of Minerals from Conflict-Affected and High Risk Areas (the “OECD Guidance”).
To address the first-step of the OECD Guidance, we have established strong company management systems by adopting a policy relating to conflict minerals that incorporates the OECD Guidance. The policy is found at the following url: www.digi.com/aboutus/environment/conflictminerals. This policy has also been communicated directly to our direct suppliers.
We have advanced the second step of the OECD Guidance related to identifying risks in our supply chain by analyzing the responses from our suppliers. Certain responses from our direct suppliers pursuant to the RCOI process described above contained names of smelters who processed conflict minerals contained in our products. We reviewed the locations of these smelters in light of the covered countries and compared them against the conflict-free compliant smelter list of the EICC.
The results of our due diligence were reviewed with members of our senior management team and summarized for our Board of Directors to enable us to design a strategy to respond to risks in our supply chain.
This Report is also publicly available on our website at the address identified above to meet the final step of the OECD Guidance to report annually on our supply chain due diligence.
| IV. | Product Determination |
Many of our hardware products contain materials or components that include one or more of the conflict minerals. Notwithstanding our efforts described above, we have been unable to determine, after exercising due diligence, whether our hardware products are DRC conflict free and, therefore, we were not able to determine whether these products are conflict free. We received no information from our direct suppliers indicating that the tin, tantalum, tungsten or gold in our products originated in the covered countries, although we have been unable to confirm the sourcing status of these minerals for each of the smelters listed below.
| V. | Product Description |
Our suppliers also provided us with the names of approximately 400 smelters/refiners, along with the smelter/refiner facility location, that our direct suppliers have identified as processing the necessary conflict minerals in our hardware products. These smelters/refiners are listed on Schedule A. Of these smelters/refiners, approximately 246 have been identified as compliant and approximately 13 were reported to be active in the process of becoming defined compliant by the CFSI’s Conflict-Free Smelter Program as of May 15, 2017. The remaining smelters/refiners were not defined as either compliant or active by the EICC as of the same date. The sourcing status for each of those smelters is unknown. While our suppliers identified smelters they have utilized in the production of components, in many cases they were unable to confirm whether any particular smelter was actually used in the production of components provided to our company.
| VI. | Steps to Improve Due Diligence |
We will continue to communicate our expectations and information requirements to our direct suppliers. We will also continue to monitor changes in circumstances that may impact the facts or our determination. Over
2
time, we anticipate that the amount of information globally on the traceability and sourcing of conflict minerals will likely increase and improve our knowledge. We will continue to make inquiries to our direct suppliers and undertake additional fact and risk assessments where potentially relevant changes in facts or circumstances are identified. Accordingly, we will continue to encourage our direct suppliers to improve their own due diligence programs, and to encourage smelters in the supply chain to engage with or become compliant with the CFSI or another independent, third-party audit program. If we become aware of a supplier whose due diligence needs improvement, we intend to continue the trade relationship while that supplier improves its performance. We expect our direct suppliers to take similar measures with their suppliers to ensure alignment throughout the supply chain.
| VII. | Independent Private Sector Audit |
Not required for calendar year 2016.
3
Schedule A
to Conflict Minerals Report
| Metal |
Smelter Name |
Location of Facility | ||
| Gold |
L’Orfebre S.A. | ANDORRA | ||
| Gold |
Morris and Watson Gold Coast | AUSTRALIA | ||
| Gold |
Western Australian Mint trading as The Perth Mint | AUSTRALIA | ||
| Gold |
Ögussa Österreichische Gold- und Silber-Scheideanstalt GmbH | AUSTRIA | ||
| Gold |
Tony Goetz NV | BELGIUM | ||
| Gold |
Umicore S.A. Business Unit Precious Metals Refining | BELGIUM | ||
| Gold |
AngloGold Ashanti Córrego do Sítio Mineração | BRAZIL | ||
| Gold |
Umicore Brasil Ltda | BRAZIL | ||
| Gold |
Asahi Refining Canada Ltd. | CANADA | ||
| Gold |
CCR Refinery – Glencore Canada Corporation | CANADA | ||
| Gold |
Royal Canadian Mint | CANADA | ||
| Gold |
Daye Non-Ferrous Metals Mining Ltd. | CHINA | ||
| Gold |
Gansu Seemine Material Hi-Tech Co., Ltd. | CHINA | ||
| Gold |
Great Wall Precious Metals Co., Ltd. of CBPM | CHINA | ||
| Gold |
Guandong Jinding Material co., Ltd. | CHINA | ||
| Gold |
Guangdong Jinding Gold Limited | CHINA | ||
| Gold |
Guoda Safina High-Tech Environmental Refinery Co., Ltd. | CHINA | ||
| Gold |
Hangzhou Fuchunjiang Smelting Co., Ltd. | CHINA | ||
| Gold |
Henan Yuguang Gold and Lead Co., Ltd | CHINA | ||
| Gold |
Hunan Chenzhou Mining Co., Ltd. | CHINA | ||
| Gold |
Inner Mongolia Qiankun Gold and Silver Refinery Share Co., Ltd. | CHINA | ||
| Gold |
Jiangxi Copper Co., Ltd. | CHINA | ||
| Gold |
Lingbao Gold Co., Ltd. | CHINA | ||
| Gold |
Lingbao Jinyuan Tonghui Refinery Co., Ltd. | CHINA | ||
| Gold |
Luoyang Zijin Yinhui Gold Refinery Co., Ltd. | CHINA | ||
| Gold |
Metalor Technologies (Hong Kong) Ltd. | CHINA | ||
| Gold |
Metalor Technology (Suzhou) Ltd. | CHINA | ||
| Gold |
Penglai Penggang Gold Industry Co., Ltd. | CHINA | ||
| Gold |
Shandong Tiancheng Biological Gold Industrial Co., Ltd. | CHINA | ||
| Gold |
Shandong Yanggu Xiangguang Co. Ltd. | CHINA | ||
| Gold |
Shandong Zhaojin Gold & Silver Refinery Co. Ltd | CHINA | ||
| Gold |
Sichuan Tianze Precious Metals Co., Ltd. | CHINA | ||
| Gold |
The Gold Smelter of Guangdong, Gao Yao He Tai Gold Mining | CHINA | ||
| Gold |
The Refinery of Shandong Gold Mining Co., Ltd. | CHINA | ||
| Gold |
Tongling Nonferrous Metals Group Co., Ltd. | CHINA | ||
| Gold |
Yantai Zhaojin Kanfort Precious Metals Co., Ltd. | CHINA | ||
| Gold |
Yunnan Copper Industry Co., Ltd. | CHINA | ||
| Gold |
Zhongkuang Gold Industry Co., Ltd. | CHINA | ||
| Gold |
Zhongyuan Gold Smelter of Zhongjin Gold Corporation | CHINA | ||
| Gold |
Zijin Mining Group Co., Ltd. Gold Refinery | CHINA | ||
| Gold |
SAFINA A.S. | CZECH REPUBLIC | ||
| Gold |
SAAMP | FRANCE | ||
| Gold |
Allgemeine Gold- und Silberscheideanstalt A.G. | GERMANY | ||
| Gold |
Aurubis AG | GERMANY | ||
| Gold |
Bauer Walser AG | GERMANY | ||
| Gold |
C. Hafner GmbH + Co. KG | GERMANY | ||
| Gold |
Degussa Sonne / Mond Goldhandel GmbH | GERMANY | ||
| Gold |
Doduco | GERMANY | ||
| Gold |
Heimerle + Meule GmbH | GERMANY | ||
| Gold |
Heraeus Precious Metals GmbH & Co. KG | GERMANY | ||
| Gold |
SAXONIA Edelmetalle GmbH | GERMANY | ||
| Gold |
WIELAND Edelmetalle GmbH | GERMANY | ||
| Gold |
Heraeus Ltd Hong Kong | HONG KONG | ||
| Gold |
Bangalore Refinery | INDIA | ||
| Gold |
Gujarat Gold Centre | INDIA | ||
| Gold |
MMTC-PAMP India Pvt., Ltd. | INDIA | ||
| Gold |
Sai Refinery | INDIA | ||
| Gold |
PT Aneka Tambang (Persero) Tbk | INDONESIA | ||
| Gold |
Chimet S.p.A. | ITALY | ||
| Gold |
Faggi Enrico S.p.A. | ITALY | ||
| Gold |
T.C.A S.p.A | ITALY | ||
| Gold |
Aida Chemical Industries Co. Ltd. | JAPAN | ||
| Gold |
Asahi Pretec Corp. | JAPAN | ||
| Gold |
Asaka Riken Co Ltd | JAPAN | ||
| Gold |
Chugai Mining | JAPAN | ||
| Gold |
Dowa | JAPAN | ||
| Gold |
Eco-System Recycling Co., Ltd. | JAPAN | ||
| Gold |
Ishifuku Metal Industry Co., Ltd. | JAPAN | ||
| Gold |
Japan Mint | JAPAN |
A-1
| Metal |
Smelter Name |
Location of Facility | ||
| Gold |
JX Nippon Mining & Metals Co., Ltd | JAPAN | ||
| Gold |
Kojima Chemicals Co., Ltd. | JAPAN | ||
| Gold |
Matsuda Sangyo Co. Ltd | JAPAN | ||
| Gold |
Mistubishi Materials Corporation | JAPAN | ||
| Gold |
Mitsui Mining and Smelting Co., Ltd. | JAPAN | ||
| Gold |
N.E. Chemcat Corporation | JAPAN | ||
| Gold |
Nihon Material Co. LTD | JAPAN | ||
| Gold |
Ohura Precious Metal Industry Co., Ltd | JAPAN | ||
| Gold |
Sumitomo Metal Mining Co., Ltd. | JAPAN | ||
| Gold |
Tanaka Kikinzoku Kogyo K.K. | JAPAN | ||
| Gold |
Tokuriki Honten Co., Ltd | JAPAN | ||
| Gold |
Yamamoto Precious Metal Co., Ltd. | JAPAN | ||
| Gold |
Yokohama Metal Co Ltd | JAPAN | ||
| Gold |
Aktyubinsk Copper Company TOO | KAZAKHSTAN | ||
| Gold |
Kazakhmys Smelting LLC | KAZAKHSTAN | ||
| Gold |
Kazzinc | KAZAKHSTAN | ||
| Gold |
TOO Tau-Ken-Altyn | KAZAKHSTAN | ||
| Gold |
Daejin Indus Co., Ltd. | KOREA, REPUBLIC OF | ||
| Gold |
DSC (Do Sung Corporation) | KOREA, REPUBLIC OF | ||
| Gold |
HeeSung Metal Ltd. | KOREA, REPUBLIC OF | ||
| Gold |
HwaSeong CJ Co., Ltd. | KOREA, REPUBLIC OF | ||
| Gold |
Korea Metal Co. Ltd | KOREA, REPUBLIC OF | ||
| Gold |
Korea Zinc Co., Ltd. | KOREA, REPUBLIC OF | ||
| Gold |
LS-NIKKO Copper Inc. | KOREA, REPUBLIC OF | ||
| Gold |
Samduck Precious Metals | KOREA, REPUBLIC OF | ||
| Gold |
Samwon Metals Corp. | KOREA, REPUBLIC OF | ||
| Gold |
SungEel HiTech | KOREA, REPUBLIC OF | ||
| Gold |
Torecom | KOREA, REPUBLIC OF | ||
| Gold |
Kyrgyzaltyn JSC | KYRGYZSTAN | ||
| Gold |
Modeltech Sdn Bhd | MALAYSIA | ||
| Gold |
Caridad | MEXICO | ||
| Gold |
Metalúrgica Met-Mex Peñoles S.A. De C.V. | MEXICO | ||
| Gold |
Remondis Argentia B.V. | NETHERLANDS | ||
| Gold |
Schone Edelmetaal | NETHERLANDS | ||
| Gold |
Morris and Watson | NEW ZEALAND | ||
| Gold |
K.A.Rasmussen as | NORWAY | ||
| Gold |
Bangko Sentral ng Pilipinas (Central Bank of the Philippines) | PHILIPPINES | ||
| Gold |
KGHM Polska Miedź Spółka Akcyjna | POLAND | ||
| Gold |
FSE Novosibirsk Refinery | RUSSIAN FEDERATION | ||
| Gold |
JSC Ekaterinburg Non-Ferrous Metal Processing Plant | RUSSIAN FEDERATION | ||
| Gold |
JSC Uralectromed | RUSSIAN FEDERATION | ||
| Gold |
Kyshtym Copper-Electrolytic Plant ZAO | RUSSIAN FEDERATION | ||
| Gold |
Moscow Special Alloys Processing Plant | RUSSIAN FEDERATION | ||
| Gold |
OJSC “The Gulidov Krasnoyarsk Non-Ferrous Metals Plant” (OJSC Krastsvetmet) | RUSSIAN FEDERATION | ||
| Gold |
OJSC Kolyma Refinery | RUSSIAN FEDERATION | ||
| Gold |
Prioksky Plant of Non-Ferrous Metals | RUSSIAN FEDERATION | ||
| Gold |
SOE Shyolkovsky Factory of Secondary Precious Metals | RUSSIAN FEDERATION | ||
| Gold |
L’azurde Company For Jewelry | SAUDI ARABIA | ||
| Gold |
Metalor Technologies (Singapore) Pte. Ltd. | SINGAPORE | ||
| Gold |
AU Traders and Refiners | SOUTH AFRICA | ||
| Gold |
Rand Refinery (Pty) Ltd | SOUTH AFRICA | ||
| Gold |
SEMPSA Joyería Platería S.A. | SPAIN | ||
| Gold |
Sudan Gold Refinery | SUDAN | ||
| Gold |
Boliden AB | SWEDEN | ||
| Gold |
Argor-Heraeus S.A. | SWITZERLAND | ||
| Gold |
Cendres + Métaux S.A. | SWITZERLAND | ||
| Gold |
Metalor Technologies S.A. | SWITZERLAND | ||
| Gold |
PAMP S.A. | SWITZERLAND | ||
| Gold |
PX Précinox S.A. | SWITZERLAND | ||
| Gold |
Valcambi S.A. | SWITZERLAND | ||
| Gold |
Singway Technology Co., Ltd. | TAIWAN | ||
| Gold |
Solar Applied Materials Technology Corp. | TAIWAN | ||
| Gold |
Umicore Precious Metals Thailand | THAILAND | ||
| Gold |
Atasay Kuyumculuk Sanayi Ve Ticaret A.S. | TURKEY | ||
| Gold |
Istanbul Gold Refinery | TURKEY | ||
| Gold |
Nadir Metal Rafineri San. Ve Tic. A.Ş. | TURKEY | ||
| Gold |
Al Etihad Gold Refinery DMCC | UNITED ARAB EMIRATES | ||
| Gold |
Emirates Gold DMCC | UNITED ARAB EMIRATES | ||
| Gold |
Kaloti Precious Metals | UNITED ARAB EMIRATES |
A-2
| Metal |
Smelter Name |
Location of Facility | ||
| Gold |
Abington Reldan Metals, LLC | UNITED STATES | ||
| Gold |
Advanced Chemical Company | UNITED STATES | ||
| Gold |
Asahi Refining USA Inc. | UNITED STATES | ||
| Gold |
AURA-II | UNITED STATES | ||
| Gold |
Elemetal Refining, LLC | UNITED STATES | ||
| Gold |
Ferro Corporation | UNITED STATES | ||
| Gold |
Geib Refining Corporation | UNITED STATES | ||
| Gold |
Kennecott Utah Copper | UNITED STATES | ||
| Gold |
Materion | UNITED STATES | ||
| Gold |
Metalor USA Refining Corporation | UNITED STATES | ||
| Gold |
Pease & Curren | UNITED STATES | ||
| Gold |
RELDAN METALS CO | UNITED STATES | ||
| Gold |
Republic Metals Corporation | UNITED STATES | ||
| Gold |
Sabin Metal Corp. | UNITED STATES | ||
| Gold |
So Accurate Group, Inc. | UNITED STATES | ||
| Gold |
United Precious Metal Refining, Inc. | UNITED STATES | ||
| Gold |
Almalyk Mining and Metallurgical Complex (AMMC) | UZBEKISTAN | ||
| Gold |
Navoi Mining and Metallurgical Combinat | UZBEKISTAN | ||
| Gold |
Universal Precious Metals Refining Zambia | ZAMBIA | ||
| Gold |
Fidelity Printers and Refiners Ltd. | ZIMBABWE | ||
| Tantalum |
Plansee | AUSTRIA | ||
| Tantalum |
Plansee SE Liezen | AUSTRIA | ||
| Tantalum |
Plansee SE Reutte | AUSTRIA | ||
| Tantalum |
LSM Brasil S.A. | BRAZIL | ||
| Tantalum |
Mineração Taboca S.A. | BRAZIL | ||
| Tantalum |
Resind Indústria e Comércio Ltda. | BRAZIL | ||
| Tantalum |
Changsha South Tantalum Niobium Co., Ltd. | CHINA | ||
| Tantalum |
Conghua Tantalum and Niobium Smeltry | CHINA | ||
| Tantalum |
Duoluoshan | CHINA | ||
| Tantalum |
F&X | CHINA | ||
| Tantalum |
FIR Metals & Resource Ltd. | CHINA | ||
| Tantalum |
Guangdong Zhiyuan New Material Co., Ltd. | CHINA | ||
| Tantalum |
Guizhou Zhenhua Xinyun Technology Ltd., Kaili branch | CHINA | ||
| Tantalum |
Hengyang King Xing Lifeng New Materials Co., Ltd. | CHINA | ||
| Tantalum |
Jiangxi Dinghai Tantalum & Niobium Co., Ltd. | CHINA | ||
| Tantalum |
Jiangxi Tuohong New Raw Material | CHINA | ||
| Tantalum |
JiuJiang JinXin Nonferrous Metals Co., Ltd. | CHINA | ||
| Tantalum |
Jiujiang Tanbre Co., Ltd. | CHINA | ||
| Tantalum |
Jiujiang Zhongao Tantalum & Niobium Co., Ltd. | CHINA | ||
| Tantalum |
King-Tan Tantalum Industry Ltd. | CHINA | ||
| Tantalum |
Ningxia Orient Tantalum Industry Co., Ltd. | CHINA | ||
| Tantalum |
RFH Tantalum Smeltry Co., Ltd. | CHINA | ||
| Tantalum |
Shanghai Jiangxi Metals Co. Ltd | CHINA | ||
| Tantalum |
XinXing HaoRong Electronic Material Co., Ltd. | CHINA | ||
| Tantalum |
Yichun Jin Yang Rare Metal Co., Ltd. | CHINA | ||
| Tantalum |
Zhuzhou Cement Carbide | CHINA | ||
| Tantalum |
Molycorp Silmet A.S. | ESTONIA | ||
| Tantalum |
H.C. Starck GmbH Goslar | GERMANY | ||
| Tantalum |
H.C. Starck GmbH Laufenburg | GERMANY | ||
| Tantalum |
H.C. Starck Hermsdorf GmbH | GERMANY | ||
| Tantalum |
H.C. Starck Smelting GmbH & Co. KG | GERMANY | ||
| Tantalum |
Metallurgical Products India Pvt., Ltd. | INDIA | ||
| Tantalum |
Global Advanced Metals Aizu | JAPAN | ||
| Tantalum |
H.C. Starck Ltd. | JAPAN | ||
| Tantalum |
Mitsui Mining and Smelting Co., Ltd. | JAPAN | ||
| Tantalum |
Taki Chemical Co., Ltd. | JAPAN | ||
| Tantalum |
Ulba | KAZAKHSTAN | ||
| Tantalum |
Power Resources Ltd. | MACEDONIA | ||
| Tantalum |
KEMET Blue Metals | MEXICO | ||
| Tantalum |
Solikamsk Magnesium Works OAO | RUSSIAN FEDERATION | ||
| Tantalum |
H.C. Starck Co., Ltd. | THAILAND | ||
| Tantalum |
Advanced Metallurgical Group N.V. (AMG) | UNITED STATES | ||
| Tantalum |
D Block Metals, LLC | UNITED STATES | ||
| Tantalum |
E.S.R. Electronics | UNITED STATES | ||
| Tantalum |
Exotech Inc. | UNITED STATES | ||
| Tantalum |
Global Advanced Metals | UNITED STATES | ||
| Tantalum |
Global Advanced Metals Boyertown | UNITED STATES | ||
| Tantalum |
H.C. Starck Inc. | UNITED STATES | ||
| Tantalum |
Hi-Temp Speciality Metals, Inc. | UNITED STATES |
A-3
| Metal |
Smelter Name |
Location of Facility | ||
| Tantalum |
Kemet Blue Powder | UNITED STATES | ||
| Tantalum |
KEMET Blue Powder | UNITED STATES | ||
| Tantalum |
QuantumClean | UNITED STATES | ||
| Tantalum |
Telex | UNITED STATES | ||
| Tantalum |
Tranzact, Inc. | UNITED STATES | ||
| Tin |
Global Advanced Metals Pty Ltd | AUSTRALIA | ||
| Tin |
Galloo N.V. | BELGIUM | ||
| Tin |
Metallo Chimique | BELGIUM | ||
| Tin |
Metallo Chimique | BELGIUM | ||
| Tin |
EM Vinto | BOLIVIA | ||
| Tin |
Operaciones Metalurgical S.A. | BOLIVIA | ||
| Tin |
Cooperativa Metalurgica de Rondônia Ltda. | BRAZIL | ||
| Tin |
Estanho de Rondônia S.A. | BRAZIL | ||
| Tin |
Magnu’s Minerais Metais e Ligas Ltda. | BRAZIL | ||
| Tin |
Melt Metais e Ligas S.A. | BRAZIL | ||
| Tin |
Mineração Taboca S.A. | BRAZIL | ||
| Tin |
Resind Indústria e Comércio Ltda. | BRAZIL | ||
| Tin |
Soft Metais Ltda. | BRAZIL | ||
| Tin |
Super Ligas | BRAZIL | ||
| Tin |
White Solder Metalurgia e Mineração Ltda. | BRAZIL | ||
| Tin |
Sumitomo Metal Mining Co. Ltd. | CANADA | ||
| Tin |
Chenzhou Yunxiang Mining and Metallurgy Co., Ltd. | CHINA | ||
| Tin |
China Tin Group Co., Ltd. | CHINA | ||
| Tin |
CNMC (Guangxi) PGMA Co. Ltd. | CHINA | ||
| Tin |
Gejiu Fengming Metallurgy Chemical Plant | CHINA | ||
| Tin |
GEJIU GOLD SMELTER MINERALS CO.,LTD | CHINA | ||
| Tin |
Gejiu Jin Ye Mineral Co., Ltd. | CHINA | ||
| Tin |
Gejiu Jinye Mineral Company | CHINA | ||
| Tin |
Gejiu Kai Meng Industry and Trade LLC | CHINA | ||
| Tin |
Gejiu Non-Ferrous Metal Processing Co., Ltd. | CHINA | ||
| Tin |
Gejiu YunXin Colored Electrolysis Ltd | CHINA | ||
| Tin |
Gejiu Yunxin Nonferrous Electrolysis Co., Ltd. | CHINA | ||
| Tin |
Gejiu Zi-Li | CHINA | ||
| Tin |
Guanyang Guida Nonferrous Metal Smelting Plant | CHINA | ||
| Tin |
Hezhou Jinwei Tin Co., Ltd | CHINA | ||
| Tin |
HuiChang Hill Tin Industry Co., Ltd. | CHINA | ||
| Tin |
Huichang Jinshunda Tin Co. Ltd | CHINA | ||
| Tin |
Jiangxi Ketai Advanced Material Co., Ltd. | CHINA | ||
| Tin |
Jiangxi Nanshan | CHINA | ||
| Tin |
Linwu Xianggui Ore Smelting Co., Ltd. | CHINA | ||
| Tin |
Minmetals Ganzhou Tin Co. Ltd. | CHINA | ||
| Tin |
Nankang Nanshan Tin Manufactory Co., Ltd. | CHINA | ||
| Tin |
Taicang City Nancang Metal Meterial Co.,Ltd | CHINA | ||
| Tin |
Tong Ding Metal Materials Co., Ltd. | CHINA | ||
| Tin |
Xianghualing Tin Industry Co., Ltd. | CHINA | ||
| Tin |
XIN WANG copper smelter | CHINA | ||
| Tin |
Xinmao Xiye (Tin Company) | CHINA | ||
| Tin |
Yifeng Tin Industry (Chenzhou) Co Ltd | CHINA | ||
| Tin |
Yunnan Chengfeng Non-ferrous Metals Co., Ltd. | CHINA | ||
| Tin |
Yunnan Gejiu Jinye Minerals | CHINA | ||
| Tin |
Yunnan Tin Group (Holding) Company Limited | CHINA | ||
| Tin |
Zhongshan Jinye Smelting Co., Ltd | CHINA | ||
| Tin |
Feinhutte Halsbrucke GmbH | GERMANY | ||
| Tin |
Heraeus Precious Metals GmbH & Co. KG | GERMANY | ||
| Tin |
CV Ayi Jaya | INDONESIA | ||
| Tin |
CV Dua Sekawan | INDONESIA | ||
| Tin |
CV Gita Pesona | INDONESIA | ||
| Tin |
CV Nurjanah | INDONESIA | ||
| Tin |
CV Serumpun Sebalai | INDONESIA | ||
| Tin |
CV Tiga Sekawan | INDONESIA | ||
| Tin |
CV United Smelting | INDONESIA | ||
| Tin |
CV Venus Inti Perkasa | INDONESIA | ||
| Tin |
PT Alam Lestari Kencana | INDONESIA | ||
| Tin |
PT Artha Cipta Langgeng | INDONESIA | ||
| Tin |
PT ATD Makmur Mandiri Jaya | INDONESIA | ||
| Tin |
PT Babel Inti Perkasa | INDONESIA | ||
| Tin |
PT Bangka Kudai Tin | INDONESIA | ||
| Tin |
PT Bangka Prima Tin | INDONESIA | ||
| Tin |
PT Bangka Putra Karya | INDONESIA |
A-4
| Metal |
Smelter Name |
Location of Facility | ||
| Tin |
PT Bangka Timah Utama Sejahtera | INDONESIA | ||
| Tin |
PT Bangka Tin Industry | INDONESIA | ||
| Tin |
PT Belitung Industri Sejahtera | INDONESIA | ||
| Tin |
PT BilliTin Makmur Lestari | INDONESIA | ||
| Tin |
PT Bukit Timah | INDONESIA | ||
| Tin |
PT Cipta Persada Mulia | INDONESIA | ||
| Tin |
PT DS Jaya Abadi | INDONESIA | ||
| Tin |
PT Eunindo Usaha Mandiri | INDONESIA | ||
| Tin |
PT Fang Di MulTindo | INDONESIA | ||
| Tin |
PT HP Metals Indonesia | INDONESIA | ||
| Tin |
PT Inti Stania Prima | INDONESIA | ||
| Tin |
PT Justindo | INDONESIA | ||
| Tin |
PT Karimun Mining | INDONESIA | ||
| Tin |
PT Kijang Jaya Mandiri | INDONESIA | ||
| Tin |
PT Lautan Harmonis Sejahtera | INDONESIA | ||
| Tin |
PT Menara Cipta Mulia | INDONESIA | ||
| Tin |
PT Mitra Stania Prima | INDONESIA | ||
| Tin |
PT O.M. Indonesia | INDONESIA | ||
| Tin |
PT Panca Mega Persada | INDONESIA | ||
| Tin |
PT Pelat Timah Nusantara Tbk | INDONESIA | ||
| Tin |
PT Prima Timah Utama | INDONESIA | ||
| Tin |
PT Refined Bangka Tin | INDONESIA | ||
| Tin |
PT Sariwiguna Binasentosa | INDONESIA | ||
| Tin |
PT Seirama Tin Investment | INDONESIA | ||
| Tin |
PT Stanindo Inti Perkasa | INDONESIA | ||
| Tin |
PT Sukses Inti Makmur | INDONESIA | ||
| Tin |
PT Sumber Jaya Indah | INDONESIA | ||
| Tin |
PT Timah (Persero) Tbk Kundur | INDONESIA | ||
| Tin |
PT Timah (Persero) Tbk Mentok | INDONESIA | ||
| Tin |
PT Tinindo Inter Nusa | INDONESIA | ||
| Tin |
PT Tirus Putra Mandiri | INDONESIA | ||
| Tin |
PT Tommy Utama | INDONESIA | ||
| Tin |
PT Wahana Perkit Jaya | INDONESIA | ||
| Tin |
Dowa | JAPAN | ||
| Tin |
Mitsubishi Material | JAPAN | ||
| Tin |
Tamura Corporation | JAPAN | ||
| Tin |
Poongsan Corporation | KOREA, REPUBLIC OF | ||
| Tin |
Samhwa Non-ferrorus Metal Ind. Co. Ltd | KOREA, REPUBLIC OF | ||
| Tin |
Malaysia Smelting Corp | MALAYSIA | ||
| Tin |
Metahub Industries Sdn. Bhd. | MALAYSIA | ||
| Tin |
Modeltech Sdn Bhd | MALAYSIA | ||
| Tin |
Rahman Hydraulic Tin Berhad | MALAYSIA | ||
| Tin |
Senju Metal Industry Co., Ltd. | MALAYSIA | ||
| Tin |
Minsur | PERU | ||
| Tin |
O.M. Manufacturing Philippines, Inc. | PHILIPPINES | ||
| Tin |
Fenix Metals | POLAND | ||
| Tin |
Novosibirsk Processing Plant Ltd. | RUSSIAN FEDERATION | ||
| Tin |
Phoenix Metal Ltd. | RWANDA | ||
| Tin |
Sizer Metals PTE | SINGAPORE | ||
| Tin |
CINTAS METALICAS S.A | SPAIN | ||
| Tin |
Elmet S.L.U. | SPAIN | ||
| Tin |
Impag AG | SWITZERLAND | ||
| Tin |
Rui Da Hung | TAIWAN | ||
| Tin |
UNIFORCE METAL INDUSTRIAL CORP. | TAIWAN | ||
| Tin |
O.M. Manufacturing (Thailand) Co., Ltd. | THAILAND | ||
| Tin |
Thaisarco | THAILAND | ||
| Tin |
A.E.B. International, Inc. | UNITED STATES | ||
| Tin |
Alpha | UNITED STATES | ||
| Tin |
Grant Manufacturing and Alloying | UNITED STATES | ||
| Tin |
Imperial Zinc, Corp. | UNITED STATES | ||
| Tin |
International Wire Group, Inc | UNITED STATES | ||
| Tin |
Metallic Resources Inc | UNITED STATES | ||
| Tin |
RELDAN METALS CO | UNITED STATES | ||
| Tin |
An Thai Minerals Co., Ltd. | VIET NAM | ||
| Tin |
An Vinh Joint Stock Mineral Processing Company | VIET NAM | ||
| Tin |
Electro-Mechanical Facility of the Cao Bang Minerals & Metallurgy Joint Stock Company | VIET NAM | ||
| Tin |
NGHE TIN NON-FERROUS METAL | VIET NAM | ||
| Tin |
Nghe Tinh Non-Ferrous Metals Joint Stock Company | VIET NAM | ||
| Tin |
Tuyen Quang Non-Ferrous Metals Joint Stock Company | VIET NAM |
A-5
| Metal |
Smelter Name |
Location of Facility | ||
| Tin |
VQB Mineral and Trading Group JSC | VIET NAM | ||
| Tungsten |
Wolfram Bergbau und Hütten AG | AUSTRIA | ||
| Tungsten |
ACL Metais Eireli | BRAZIL | ||
| Tungsten |
Bejing Tian-long | CHINA | ||
| Tungsten |
Chenzhou Diamond Tungsten Products Co., Ltd. | CHINA | ||
| Tungsten |
Chongyi Zhangyuan Tungsten Co Ltd | CHINA | ||
| Tungsten |
Dayu Jincheng Tungsten Industry Co., Ltd. | CHINA | ||
| Tungsten |
Dayu Weiliang Tungsten Co., Ltd. | CHINA | ||
| Tungsten |
Fujian Jinxin Tungsten Co., Ltd. | CHINA | ||
| Tungsten |
Ganxian Shirui New Material Co., Ltd. | CHINA | ||
| Tungsten |
Ganzhou Haichuang Tungsten Industry Co., Ltd. | CHINA | ||
| Tungsten |
Ganzhou Huaxing Tungsten Products Co., Ltd. | CHINA | ||
| Tungsten |
Ganzhou Jiangwu Ferrotungsten Co., Ltd. | CHINA | ||
| Tungsten |
Ganzhou Non-ferrous Metals Smelting Co., Ltd. | CHINA | ||
| Tungsten |
Ganzhou Seadragon W & Mo Co., Ltd. | CHINA | ||
| Tungsten |
Ganzhou Yatai Tungsten Co., Ltd. | CHINA | ||
| Tungsten |
Guangdong Xianglu Tungsten Co., Ltd. | CHINA | ||
| Tungsten |
Hunan Chenzhou Mining Co., Ltd. | CHINA | ||
| Tungsten |
Hunan Chuangda Metallurgy Group Co. Ltd. | CHINA | ||
| Tungsten |
Hunan Chuangda Vanadium Tungsten Co., Ltd. Wuji | CHINA | ||
| Tungsten |
Hunan Chuangda Vanadium Tungsten Co., Ltd. Yanglin | CHINA | ||
| Tungsten |
Hunan Chunchang Nonferrous Metals Co., Ltd. | CHINA | ||
| Tungsten |
Jiangwu H.C. Starck Tungsten Products Co., Ltd. | CHINA | ||
| Tungsten |
Jiangxi Dayu Longxintai Tungsten Co., Ltd. | CHINA | ||
| Tungsten |
Jiangxi Gan Bei Tungsten Co., Ltd. | CHINA | ||
| Tungsten |
Jiangxi Minmetals Gao’an Non-ferrous Metals Co., Ltd. | CHINA | ||
| Tungsten |
Jiangxi Tonggu Non-ferrous Metallurgical & Chemical Co., Ltd. | CHINA | ||
| Tungsten |
Jiangxi Xinsheng Tungsten Industry Co., Ltd. | CHINA | ||
| Tungsten |
Jiangxi Xiushui Xianggan Nonferrous Metals Co., Ltd. | CHINA | ||
| Tungsten |
Jiangxi Yaosheng Tungsten Co., Ltd. | CHINA | ||
| Tungsten |
Luoyang Mudu Tungsten & Molybdenum Technology Co., Ltd. | CHINA | ||
| Tungsten |
Malipo Haiyu Tungsten Co., Ltd. | CHINA | ||
| Tungsten |
South-East Nonferrous Metal Company Limited of Hengyang City | CHINA | ||
| Tungsten |
Xiamen Tungsten (H.C.) Co., Ltd. | CHINA | ||
| Tungsten |
Xiamen Tungsten Co., Ltd. | CHINA | ||
| Tungsten |
Xinfeng Huarui Tungsten & Molybdenum New Material Co., Ltd. | CHINA | ||
| Tungsten |
Xinhai Rendan Shaoguan Tungsten Co., Ltd. | CHINA | ||
| Tungsten |
H.C. Starck GmbH | GERMANY | ||
| Tungsten |
H.C. Starck Smelting GmbH & Co.KG | GERMANY | ||
| Tungsten |
H.C. Starck Smelting GmbH & Co.KG | GERMANY | ||
| Tungsten |
A.L.M.T. TUNGSTEN Corp. | JAPAN | ||
| Tungsten |
Japan New Metals Co Ltd | JAPAN | ||
| Tungsten |
Nippon Tungsten Co., Ltd | JAPAN | ||
| Tungsten |
Nippon Yakin Kogyo Co., Ltd. | JAPAN | ||
| Tungsten |
Woltech Korea Co., Ltd. | KOREA, REPUBLIC OF | ||
| Tungsten |
Philippine Chuangxin Industrial Co., Inc. | PHILIPPINES | ||
| Tungsten |
Hydrometallurg, JSC | RUSSIAN FEDERATION | ||
| Tungsten |
Moliren Ltd | RUSSIAN FEDERATION | ||
| Tungsten |
Pobedit JSC | RUSSIAN FEDERATION | ||
| Tungsten |
Unecha Refractory metals plant | RUSSIAN FEDERATION | ||
| Tungsten |
Wolfram Company CJSC | RUSSIAN FEDERATION | ||
| Tungsten |
Altlantic Metals | UNITED STATES | ||
| Tungsten |
ATI Metalworking Products | UNITED STATES | ||
| Tungsten |
Global Tungsten & Powders Corp | UNITED STATES | ||
| Tungsten |
Kennametal Fallon | UNITED STATES | ||
| Tungsten |
Kennametal Huntsville | UNITED STATES | ||
| Tungsten |
Midwest Tungsten Wire Co. | UNITED STATES | ||
| Tungsten |
Niagara Refining LLC | UNITED STATES | ||
| Tungsten |
Sumitomo Electric, USA (A.L.M.T.) | UNITED STATES | ||
| Tungsten |
Asia Tungsten Products Vietnam Ltd. | VIET NAM | ||
| Tungsten |
Nui Phao H.C. Starck Tungsten Chemicals Manufacturing LLC | VIET NAM | ||
| Tungsten |
Sanher Tungsten Vietnam Co., Ltd. | VIET NAM | ||
| Tungsten |
Tejing (Vietnam) Tungsten Co., Ltd. | VIET NAM | ||
| Tungsten |
Vietnam Youngsun Tungsten Industry Co., Ltd. | VIET NAM |
A-6