UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM SD
Specialized Disclosure Report
Digi International Inc.
(Exact Name of Registrant as Specified in its Charter)
| Delaware | 1-34033 | 41-1532464 | ||
| (State or other jurisdiction of incorporation or organization) |
(Commission file number) |
(I.R.S. Employer Identification No.) | ||
| 11001 Bren Road East Minnetonka, Minnesota |
55343 | |||
| (Address of principal executive offices) | (Zip Code) | |||
David H. Sampsell
Vice President of Corporate Development,
General Counsel & Corporate Secretary
952-912-3444
(Name and telephone number, including area code
of the person to contact in connection with this report.)
Check the appropriate box to indicate the rule pursuant to which this form is being filed, and provide the period to which the information in this form applies:
| x | Rule 13p-1 under the Securities Exchange Act (17 CFR 240.13p-1) for the reporting period from January 1 to December 31, 2015. |
INFORMATION TO BE INCLUDED IN THE REPORT
Section 1 – Conflict Minerals Disclosure
| Item 1.01 | Conflict Minerals Disclosure and Report |
Digi International Inc. (the “Company,” “we,” “us,” “our”) has filed a Conflict Minerals Report for the reporting period from January 1, 2015 to December 31, 2015 (the “2015 Conflict Minerals Report”), which is referenced in Item 1.02 below, filed as an exhibit to this Form SD and also publicly available on our website at www.digi.com.
| Item 1.02 | Exhibits |
A copy of the Company’s 2015 Conflict Minerals Report is filed as Exhibit 1.01 attached to this Form SD.
Section 2 – Exhibits
| Item 2.01 | Exhibits |
The following exhibit is filed as part of this report:
| Exhibit |
Description | |
| 1.01 | Conflict Minerals Report as required by Items 1.01 and 1.02 of this Form SD. | |
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the duly authorized undersigned.
| DIGI INTERNATIONAL INC. | ||||||||
| By | /s/ David H. Sampsell |
May 31, 2016 | ||||||
| David H. Sampsell | (Date) | |||||||
| Vice President of Corporate Development, General Counsel & Corporate Secretary |
||||||||
EXHIBIT INDEX
| Exhibit |
Document Description |
Form of Filing | ||
| 1.01 | Conflict Minerals Report as required by Items 1.01 and 1.02 of this Form SD. | Filed Electronically | ||
Exhibit 1.01
Conflict Minerals Report
| I. | Introduction |
This Conflict Minerals Report (the “Report”) of Digi International Inc. (“Company,” “we,” “us” or “our”) has been prepared pursuant to Rule 13p-1 and Form SD (the “Rule”) promulgated under the Securities Exchange Act of 1934, as amended, for the reporting period January 1, 2015 to December 31, 2015.
The Rule requires disclosure of certain information when a company manufactures or contracts to manufacture products and the minerals specified in the Rule are necessary to the functionality or production of those products. The specified minerals, which we refer to in this report as the “conflict minerals,” are gold, columbite-tantalite, cassiterite and wolframite, including their derivatives tantalum, tin and tungsten. The “covered countries” for the purposes of the Rule and this Report are the Democratic Republic of the Congo, the Republic of the Congo, the Central African Republic, South Sudan, Uganda, Rwanda, Burundi, Tanzania, Zambia and Angola.
We are a leading provider of machine-to-machine networking hardware and solutions that enable the connection, monitoring and control of local or remote physical assets by electronic means. These networking products and solutions can connect communication hardware to a physical asset, convey information about the asset’s status and performance to a computer system and then use that information to improve or automate one or more processes. As described in this Report, certain of the products we manufacture or contract to manufacture contain components that include conflict minerals that are necessary to the functionality or production of those products. In this Report we refer to such products which were manufactured during calendar year 2015 as the “covered products.” The covered products are hardware products we sell that generally include: embedded modules, gateways, adapter cards and device and terminal servers. Neither the software or services our company sold to customers during calendar year 2015 are considered covered products as these products contain no conflict minerals.
Covered products contain components we purchased from third parties that use tin, tantalum, tungsten and/or gold. We do not source these conflict minerals directly. Due to the depth of our supply chain, we are far removed from the sources of ore from which these metals are produced and the smelters/refiners that process those ores. Our efforts undertaken to identify the countries of origin of those ores reflect our circumstances and position in the supply chain. The amount of information available globally on the traceability and sourcing of the conflict minerals is extremely limited at this time. We have taken steps to identify the applicable smelters and refiners of such conflict minerals in our supply chain; however, we believe that the smelters and refiners of the conflict minerals contained in the covered products are best situated to identify the sources of the conflict minerals.
| II. | Reasonable Country of Origin Inquiry |
We have conducted a good faith reasonable country of origin inquiry (“RCOI”) regarding the conflict minerals. This inquiry was reasonably designed and conducted in good faith to determine whether any of the conflict minerals originated in the covered countries and whether any of the conflict minerals may have been from recycled or scrap sources.
We group components and materials included in our products based on whether they might contain a conflict mineral. In this manner we determined the scope of our covered products. We asked direct suppliers who provide us with materials and components for our covered products that might contain a conflict mineral to make a reasonable determination if raw materials, consumables or purchased components they provide to us contain conflict minerals. Where appropriate, we also asked direct suppliers to make similar inquiries among their direct suppliers to further inform their responses to our request. We asked these suppliers to complete a supply chain compliance questionnaire based on the Electronic Industry Citizenship Coalition (EICC) - Global e-Sustainability Initiative (EICC-GeSI) Conflict Minerals Common Reporting Template reflecting our position on the supply chain. The EICC-GeSI Conflict Minerals Common Reporting Template is regarded as the most common reporting tool for conflict minerals content and sourcing information worldwide, developed by several of the world’s leading consumer electronics brands.
We received statements or responses from 99% of the direct suppliers who supply us with materials or components that we believe may contain conflict minerals, which represents 94.1% of our supply chain spend during the applicable calendar year. As a result, we received statements or responses from approximately 93.2% of our supply chain spend for calendar 2015. We reviewed the statements and responses we received for completeness and consistency of answers and, as appropriate, certain suppliers were asked to provide corrections and clarifications.
| III. | Design and Performance of Due Diligence Measures |
Our due diligence measures have been designed to conform in all material respects to the five-step framework in the Organization for Economic Co-Operation and Development Due Diligence Guidance for Responsible Supply Chain of Minerals from Conflict-Affected and High Risk Areas (the “OECD Guidance”).
To address the first-step of the OECD Guidance, we have established strong company management systems by adopting a policy relating to conflict minerals that incorporates the OECD Guidance. The policy is found at the following url: www.digi.com/aboutus/environment/conflictminerals. This policy has also been communicated directly to our direct suppliers.
We have advanced the second step of the OECD Guidance related to identifying risks in our supply chain by analyzing the responses from our suppliers. Certain responses from our direct suppliers pursuant to the RCOI process described above contained names of smelters who processed conflict minerals contained in our products. We reviewed the locations of these smelters in light of the covered countries and compared them against the conflict-free compliant smelter list of the EICC.
The results of our due diligence were reviewed with members of our senior management team and summarized for our Board of Directors to enable us to design a strategy to respond to risks in our supply chain.
This Report is also publicly available on our website at the address identified above to meet the final step of the OECD Guidance to report annually on our supply chain due diligence.
| IV. | Product Determination |
Many of our hardware products contain materials or components that include one or more of the conflict minerals. Notwithstanding our efforts described above, we have been unable to determine, after exercising due diligence, whether our hardware products are DRC conflict free and, therefore, we were not able to determine whether these products are conflict free. We received no information from our direct suppliers indicating that the tin, tantalum, tungsten or gold in our products originated in the covered countries, although we have been unable to confirm the sourcing status of these minerals for each of the smelters listed below.
| V. | Product Description |
Our suppliers also provided us with the names of approximately 300 smelters/refiners, along with the smelter/refiner facility location, that our direct suppliers have identified as processing the necessary conflict minerals in our hardware products. These smelters/refiners are listed on Schedule A. Of these smelters/refiners, approximately 50 have been identified as compliant and approximately 7 were reported to be active in the process of becoming defined compliant by the CFSI’s Conflict-Free Smelter Program as of May 27, 2016. The remaining smelters/refiners were not defined as either compliant or active by the EICC as of the same date. The sourcing status for each of those smelters is unknown.
| VI. | Steps to Improve Due Diligence |
We will continue to communicate our expectations and information requirements to our direct suppliers. We will also continue to monitor changes in circumstances that may impact the facts or our determination. Over time, we anticipate that the amount of information globally on the traceability and sourcing of conflict minerals will likely increase and improve our knowledge. We will continue to make inquiries to our direct suppliers and
2
undertake additional fact and risk assessments where potentially relevant changes in facts or circumstances are identified. If we become aware of a supplier whose due diligence needs improvement, we intend to continue the trade relationship while that supplier improves its performance. We expect our suppliers to take similar measures with their suppliers to ensure alignment throughout the supply chain.
| VII. | Independent Private Sector Audit |
Not required for calendar year 2015.
3
Schedule A
to Conflict Minerals Report
| Metal |
Smelter Name |
Location of Facility | ||
| Gold | Western Australian Mint trading as The Perth Mint | AUSTRALIA | ||
| Gold | Ögussa Österreichische Gold- und Silber-Scheideanstalt GmbH | AUSTRIA | ||
| Gold | Umicore SA Business Unit Precious Metals Refining | BELGIUM | ||
| Gold | AngloGold Ashanti Córrego do Sítio Mineração | BRAZIL | ||
| Gold | Umicore Brasil Ltda. | BRAZIL | ||
| Gold | Asahi Refining Canada Limited | CANADA | ||
| Gold | CCR Refinery - Glencore Canada Corporation | CANADA | ||
| Gold | Royal Canadian Mint | CANADA | ||
| Gold | Daye Non-Ferrous Metals Mining Ltd. | CHINA | ||
| Gold | Gansu Seemine Material Hi-Tech Co., Ltd. | CHINA | ||
| Gold | Great Wall Precious Metals Co., Ltd. of CBPM | CHINA | ||
| Gold | Guangdong Jinding Gold Limited | CHINA | ||
| Gold | Guoda Safina High-Tech Environmental Refinery Co., Ltd. | CHINA | ||
| Gold | Hangzhou Fuchunjiang Smelting Co., Ltd. | CHINA | ||
| Gold | Heraeus Ltd. Hong Kong | CHINA | ||
| Gold | Hunan Chenzhou Mining Co., Ltd. | CHINA | ||
| Gold | Inner Mongolia Qiankun Gold and Silver Refinery Share Company Limited | CHINA | ||
| Gold | Jiangxi Copper Co., Ltd.* | CHINA | ||
| Gold | Lingbao Gold Company Limited | CHINA | ||
| Gold | Lingbao Jinyuan Tonghui Refinery Co., Ltd. | CHINA | ||
| Gold | Luoyang Zijin Yinhui Gold Refinery Co., Ltd. | CHINA | ||
| Gold | Metalor Technologies (Hong Kong) Ltd. | CHINA | ||
| Gold | Metalor Technologies (Suzhou) Ltd. | CHINA | ||
| Gold | Penglai Penggang Gold Industry Co., Ltd. | CHINA | ||
| Gold | Shandong Tiancheng Biological Gold Industrial Co., Ltd. | CHINA | ||
| Gold | Shandong Zhaojin Gold & Silver Refinery Co., Ltd.* | CHINA | ||
| Gold | Sichuan Tianze Precious Metals Co., Ltd. | CHINA | ||
| Gold | The Refinery of Shandong Gold Mining Co., Ltd. | CHINA | ||
| Gold | Tongling Nonferrous Metals Group Co., Ltd. | CHINA | ||
| Gold | Yunnan Copper Industry Co., Ltd. | CHINA | ||
| Gold | Zhongyuan Gold Smelter of Zhongjin Gold Corporation | CHINA | ||
| Gold | Zijin Mining Group Co., Ltd. Gold Refinery* | CHINA | ||
| Gold | Allgemeine Gold-und Silberscheideanstalt A.G. | GERMANY | ||
| Gold | Aurubis AG | GERMANY | ||
| Gold | Bauer Walser AG | GERMANY | ||
| Gold | C. Hafner GmbH + Co. KG | GERMANY | ||
| Gold | DODUCO GmbH | GERMANY | ||
| Gold | Heimerle + Meule GmbH | GERMANY | ||
| Gold | Heraeus Precious Metals GmbH & Co. KG | GERMANY | ||
| Gold | SAXONIA Edelmetalle GmbH | GERMANY | ||
| Gold | WIELAND Edelmetalle GmbH | GERMANY | ||
| Gold | MMTC-PAMP India Pvt., Ltd. | INDIA | ||
| Gold | PT Aneka Tambang (Persero) Tbk* | INDONESIA | ||
| Gold | Chimet S.p.A. | ITALY | ||
| Gold | Faggi Enrico S.p.A. | ITALY | ||
| Gold | T.C.A S.p.A | ITALY | ||
| Gold | Aida Chemical Industries Co., Ltd. | JAPAN | ||
| Gold | Asahi Pretec Corporation | JAPAN | ||
| Gold | Asaka Riken Co., Ltd. | JAPAN | ||
| Gold | Chugai Mining | JAPAN | ||
| Gold | Dowa | JAPAN | ||
| Gold | Eco-System Recycling Co., Ltd. | JAPAN | ||
| Gold | Ishifuku Metal Industry Co., Ltd. | JAPAN | ||
| Gold | Japan Mint | JAPAN | ||
| Gold | JX Nippon Mining & Metals Co., Ltd. | JAPAN | ||
| Gold | Kojima Chemicals Co., Ltd. | JAPAN | ||
| Gold | Matsuda Sangyo Co., Ltd. | JAPAN | ||
| Gold | Mitsubishi Materials Corporation | JAPAN | ||
| Gold | Mitsui Mining and Smelting Co., Ltd.* | JAPAN | ||
| Gold | Nihon Material Co., Ltd. | JAPAN | ||
| Gold | Ohura Precious Metal Industry Co., Ltd. | JAPAN | ||
| Gold | Sumitomo Metal Mining Co., Ltd. | JAPAN | ||
| Gold | Tanaka Kikinzoku Kogyo K.K. | JAPAN | ||
| Gold | Tokuriki Honten Co., Ltd. | JAPAN | ||
| Gold | Yamamoto Precious Metal Co., Ltd. | JAPAN | ||
| Gold | Yokohama Metal Co., Ltd. | JAPAN | ||
| Gold | Aktyubinsk Copper Company TOO | KAZAKHSTAN | ||
| Gold | Kazakhmys Smelting LLC | KAZAKHSTAN | ||
| Gold | Kazzinc | KAZAKHSTAN |
A-1
| Metal |
Smelter Name |
Location of Facility | ||
| Gold | Daejin Indus Co., Ltd. | KOREA, REPUBLIC OF | ||
| Gold | Do Sung Corporation | KOREA, REPUBLIC OF | ||
| Gold | Hwasung CJ Co., Ltd. | KOREA, REPUBLIC OF | ||
| Gold | Korea Metal Co., Ltd. | KOREA, REPUBLIC OF | ||
| Gold | Korea Zinc Co. Ltd. | KOREA, REPUBLIC OF | ||
| Gold | LS-NIKKO Copper Inc.* | KOREA, REPUBLIC OF | ||
| Gold | Samduck Precious Metals | KOREA, REPUBLIC OF | ||
| Gold | SAMWON Metals Corp. | KOREA, REPUBLIC OF | ||
| Gold | Torecom | KOREA, REPUBLIC OF | ||
| Gold | Kyrgyzaltyn JSC | KYRGYZSTAN | ||
| Gold | Metahub Industries Sdn. Bhd. | MALAYSIA | ||
| Gold | Caridad | MEXICO | ||
| Gold | METALÚRGICA MET-MEX PEÑOLES, S.A. DE C.V* | MEXICO | ||
| Gold | Schone Edelmetaal B.V. | NETHERLANDS | ||
| Gold | Morris and Watson | NEW ZEALAND | ||
| Gold | Bangko Sentral ng Pilipinas (Central Bank of the Philippines) | PHILIPPINES | ||
| Gold | KGHM Polska Miedź Spółka Akcyjna | POLAND | ||
| Gold | JSC Ekaterinburg Non-Ferrous Metal Processing Plant | RUSSIAN FEDERATION | ||
| Gold | JSC Uralelectromed | RUSSIAN FEDERATION | ||
| Gold | Moscow Special Alloys Processing Plant | RUSSIAN FEDERATION | ||
| Gold | OJSC “The Gulidov Krasnoyarsk Non-Ferrous Metals Plant” (OJSC Krastsvetmet) | RUSSIAN FEDERATION | ||
| Gold | OJSC Kolyma Refinery | RUSSIAN FEDERATION | ||
| Gold | OJSC Novosibirsk Refinery | RUSSIAN FEDERATION | ||
| Gold | Prioksky Plant of Non-Ferrous Metals | RUSSIAN FEDERATION | ||
| Gold | SOE Shyolkovsky Factory of Secondary Precious Metals | RUSSIAN FEDERATION | ||
| Gold | L’ azurde Company For Jewelry | SAUDI ARABIA | ||
| Gold | Metalor Technologies (Singapore) Pte., Ltd. | SINGAPORE | ||
| Gold | Rand Refinery (Pty) Ltd. | SOUTH AFRICA | ||
| Gold | SEMPSA Joyería Platería SA | SPAIN | ||
| Gold | Boliden AB | SWEDEN | ||
| Gold | Argor-Heraeus SA | SWITZERLAND | ||
| Gold | Cendres + Métaux SA | SWITZERLAND | ||
| Gold | Metalor Technologies SA | SWITZERLAND | ||
| Gold | PAMP SA | SWITZERLAND | ||
| Gold | PX Précinox SA | SWITZERLAND | ||
| Gold | Valcambi SA | SWITZERLAND | ||
| Gold | Singway Technology Co., Ltd. | TAIWAN | ||
| Gold | Solar Applied Materials Technology Corp. | TAIWAN | ||
| Gold | Umicore Precious Metals Thailand* | THAILAND | ||
| Gold | Atasay Kuyumculuk Sanayi Ve Ticaret A.S. | TURKEY | ||
| Gold | Istanbul Gold Refinery | TURKEY | ||
| Gold | Nadir Metal Rafineri San. Ve Tic. A.Ş.* | TURKEY | ||
| Gold | Al Etihad Gold Refinery DMCC | UNITED ARAB EMIRATES | ||
| Gold | Emirates Gold DMCC | UNITED ARAB EMIRATES | ||
| Gold | Advanced Chemical Company | UNITED STATES | ||
| Gold | Asahi Refining USA Inc. | UNITED STATES | ||
| Gold | Elemetal Refining, LLC | UNITED STATES | ||
| Gold | Geib Refining Corporation | UNITED STATES | ||
| Gold | Kennecott Utah Copper LLC | UNITED STATES | ||
| Gold | Materion | UNITED STATES | ||
| Gold | Metalor USA Refining Corporation | UNITED STATES | ||
| Gold | Republic Metals Corporation | UNITED STATES | ||
| Gold | Sabin Metal Corp. | UNITED STATES | ||
| Gold | So Accurate Group, Inc. | UNITED STATES | ||
| Gold | United Precious Metal Refining, Inc. | UNITED STATES | ||
| Gold | Almalyk Mining and Metallurgical Complex (AMMC) | UZBEKISTAN | ||
| Gold | Navoi Mining and Metallurgical Combinat | UZBEKISTAN | ||
| Tantalum | Plansee SE Liezen* | AUSTRIA | ||
| Tantalum | Plansee SE Reutte* | AUSTRIA | ||
| Tantalum | LSM Brasil S.A. | BRAZIL | ||
| Tantalum | Mineração Taboca S.A.* | BRAZIL | ||
| Tantalum | Resind Indústria e Comércio Ltda. | BRAZIL | ||
| Tantalum | Changsha South Tantalum Niobium Co., Ltd. | CHINA | ||
| Tantalum | Conghua Tantalum and Niobium Smeltry | CHINA | ||
| Tantalum | Duoluoshan | CHINA | ||
| Tantalum | F&X Electro-Materials Ltd. | CHINA | ||
| Tantalum | FIR Metals & Resource Ltd. | CHINA | ||
| Tantalum | Guangdong Zhiyuan New Material Co., Ltd. | CHINA | ||
| Tantalum | Guizhou Zhenhua Xinyun Technology Ltd., Kaili branch | CHINA |
A-2
| Metal |
Smelter Name |
Location of Facility | ||
| Tantalum | Hengyang King Xing Lifeng New Materials Co., Ltd. | CHINA | ||
| Tantalum | Jiangxi Dinghai Tantalum & Niobium Co., Ltd. | CHINA | ||
| Tantalum | JiuJiang JinXin Nonferrous Metals Co., Ltd. | CHINA | ||
| Tantalum | Jiujiang Tanbre Co., Ltd.* | CHINA | ||
| Tantalum | Jiujiang Zhongao Tantalum & Niobium Co., Ltd. | CHINA | ||
| Tantalum | King-Tan Tantalum Industry Ltd. | CHINA | ||
| Tantalum | Ningxia Orient Tantalum Industry Co., Ltd.* | CHINA | ||
| Tantalum | RFH Tantalum Smeltry Co., Ltd. | CHINA | ||
| Tantalum | XinXing HaoRong Electronic Material Co., Ltd. | CHINA | ||
| Tantalum | Yichun Jin Yang Rare Metal Co., Ltd. | CHINA | ||
| Tantalum | Zhuzhou Cemented Carbide | CHINA | ||
| Tantalum | Molycorp Silmet A.S. | ESTONIA | ||
| Tantalum | H.C. Starck GmbH Goslar | GERMANY | ||
| Tantalum | H.C. Starck GmbH Laufenburg | GERMANY | ||
| Tantalum | H.C. Starck Hermsdorf GmbH | GERMANY | ||
| Tantalum | H.C. Starck Smelting GmbH & Co.KG | GERMANY | ||
| Tantalum | Metallurgical Products India Pvt., Ltd. | INDIA | ||
| Tantalum | Global Advanced Metals Aizu* | JAPAN | ||
| Tantalum | H.C. Starck Ltd. | JAPAN | ||
| Tantalum | Mitsui Mining & Smelting | JAPAN | ||
| Tantalum | Taki Chemicals* | JAPAN | ||
| Tantalum | Ulba Metallurgical Plant JSC* | KAZAKHSTAN | ||
| Tantalum | KEMET Blue Metals | MEXICO | ||
| Tantalum | Solikamsk Magnesium Works OAO* | RUSSIAN FEDERATION | ||
| Tantalum | H.C. Starck Co., Ltd. | THAILAND | ||
| Tantalum | Avon Specialty Metals Ltd | UNITED KINGDOM | ||
| Tantalum | D Block Metals, LLC* | UNITED STATES | ||
| Tantalum | Exotech Inc.* | UNITED STATES | ||
| Tantalum | Global Advanced Metals Boyertown | UNITED STATES | ||
| Tantalum | H.C. Starck Inc. | UNITED STATES | ||
| Tantalum | Hi-Temp Specialty Metals, Inc. | UNITED STATES | ||
| Tantalum | KEMET Blue Powder | UNITED STATES | ||
| Tantalum | QuantumClean | UNITED STATES | ||
| Tantalum | Telex Metals* | UNITED STATES | ||
| Tantalum | Tranzact, Inc. | UNITED STATES | ||
| Tin | Metallo-Chimique N.V.* | BELGIUM | ||
| Tin | EM Vinto | BOLIVIA | ||
| Tin | OMSA | BOLIVIA | ||
| Tin | Cooperativa Metalurgica de Rondônia Ltda. | BRAZIL | ||
| Tin | Estanho de Rondônia S.A. | BRAZIL | ||
| Tin | Magnu’s Minerais Metais e Ligas Ltda. | BRAZIL | ||
| Tin | Melt Metais e Ligas S.A.* | BRAZIL | ||
| Tin | Mineração Taboca S.A. | BRAZIL | ||
| Tin | Resind Indústria e Comércio Ltda. | BRAZIL | ||
| Tin | Soft Metais Ltda. | BRAZIL | ||
| Tin | White Solder Metalurgia e Mineração Ltda. | BRAZIL | ||
| Tin | China Tin Group Co., Ltd. | CHINA | ||
| Tin | CNMC (Guangxi) PGMA Co., Ltd. | CHINA | ||
| Tin | Gejiu Kai Meng Industry and Trade LLC | CHINA | ||
| Tin | Gejiu Non-Ferrous Metal Processing Co., Ltd. | CHINA | ||
| Tin | Gejiu Yunxin Nonferrous Electrolysis Co., Ltd. | CHINA | ||
| Tin | Gejiu Zili Mining And Metallurgy Co., Ltd. | CHINA | ||
| Tin | Huichang Jinshunda Tin Co., Ltd. | CHINA | ||
| Tin | Jiangxi Ketai Advanced Material Co., Ltd. | CHINA | ||
| Tin | Linwu Xianggui Ore Smelting Co., Ltd. | CHINA | ||
| Tin | Nankang Nanshan Tin Manufactory Co., Ltd. | CHINA | ||
| Tin | Yunnan Chengfeng Non-ferrous Metals Co., Ltd. | CHINA | ||
| Tin | Yunnan Tin Company, Ltd. | CHINA | ||
| Tin | Feinhütte Halsbrücke GmbH | GERMANY | ||
| Tin | CV Ayi Jaya | INDONESIA | ||
| Tin | CV Dua Sekawan | INDONESIA | ||
| Tin | CV Gita Pesona | INDONESIA | ||
| Tin | CV Serumpun Sebalai | INDONESIA | ||
| Tin | CV United Smelting | INDONESIA | ||
| Tin | CV Venus Inti Perkasa | INDONESIA | ||
| Tin | PT Alam Lestari Kencana | INDONESIA | ||
| Tin | PT Aries Kencana Sejahtera* | INDONESIA | ||
| Tin | PT Artha Cipta Langgeng | INDONESIA | ||
| Tin | PT ATD Makmur Mandiri Jaya | INDONESIA |
A-3
| Metal |
Smelter Name |
Location of Facility | ||
| Tin | PT Babel Inti Perkasa* | INDONESIA | ||
| Tin | PT Bangka Kudai Tin | INDONESIA | ||
| Tin | PT Bangka Prima Tin* | INDONESIA | ||
| Tin | PT Bangka Timah Utama Sejahtera | INDONESIA | ||
| Tin | PT Bangka Tin Industry* | INDONESIA | ||
| Tin | PT Belitung Industri Sejahtera | INDONESIA | ||
| Tin | PT BilliTin Makmur Lestari* | INDONESIA | ||
| Tin | PT Bukit Timah | INDONESIA | ||
| Tin | PT Cipta Persada Mulia* | INDONESIA | ||
| Tin | PT DS Jaya Abadi* | INDONESIA | ||
| Tin | PT Eunindo Usaha Mandiri | INDONESIA | ||
| Tin | PT Fang Di MulTindo | INDONESIA | ||
| Tin | PT Inti Stania Prima* | INDONESIA | ||
| Tin | PT Justindo | INDONESIA | ||
| Tin | PT Karimun Mining | INDONESIA | ||
| Tin | PT Mitra Stania Prima | INDONESIA | ||
| Tin | PT Panca Mega Persada | INDONESIA | ||
| Tin | PT Pelat Timah Nusantara Tbk | INDONESIA | ||
| Tin | PT Prima Timah Utama* | INDONESIA | ||
| Tin | PT Refined Bangka Tin | INDONESIA | ||
| Tin | PT Sariwiguna Binasentosa* | INDONESIA | ||
| Tin | PT Seirama Tin Investment | INDONESIA | ||
| Tin | PT Stanindo Inti Perkasa* | INDONESIA | ||
| Tin | PT Sukses Inti Makmur | INDONESIA | ||
| Tin | PT Sumber Jaya Indah | INDONESIA | ||
| Tin | PT Timah (Persero) Tbk Kundur | INDONESIA | ||
| Tin | PT Timah (Persero) Tbk Mentok* | INDONESIA | ||
| Tin | PT Tinindo Inter Nusa* | INDONESIA | ||
| Tin | PT Tirus Putra Mandiri | INDONESIA | ||
| Tin | PT Tommy Utama | INDONESIA | ||
| Tin | PT Wahana Perkit Jaya* | INDONESIA | ||
| Tin | Dowa | JAPAN | ||
| Tin | Mitsubishi Materials Corporation* | JAPAN | ||
| Tin | Malaysia Smelting Corporation (MSC)* | MALAYSIA | ||
| Tin | Metahub Industries Sdn. Bhd. | MALAYSIA | ||
| Tin | Minsur | PERU | ||
| Tin | O.M. Manufacturing Philippines, Inc.* | PHILIPPINES | ||
| Tin | Fenix Metals* | POLAND | ||
| Tin | Elmet S.L.U. (Metallo Group) | SPAIN | ||
| Tin | Rui Da Hung* | TAIWAN | ||
| Tin | O.M. Manufacturing (Thailand) Co., Ltd.* | THAILAND | ||
| Tin | Thaisarco* | THAILAND | ||
| Tin | Alpha | UNITED STATES | ||
| Tin | Metallic Resources, Inc.* | UNITED STATES | ||
| Tin | An Thai Minerals Company Limited | VIET NAM | ||
| Tin | An Vinh Joint Stock Mineral Processing Company | VIET NAM | ||
| Tin | Electro-Mechanical Facility of the Cao Bang Minerals & Metallurgy Joint Stock Company | VIET NAM | ||
| Tin | Nghe Tinh Non-Ferrous Metals Joint Stock Company | VIET NAM | ||
| Tin | Tuyen Quang Non-Ferrous Metals Joint Stock Company | VIET NAM | ||
| Tin | VQB Mineral and Trading Group JSC* | VIET NAM | ||
| Tungsten | Wolfram Bergbau und Hütten AG* | AUSTRIA | ||
| Tungsten | Chenzhou Diamond Tungsten Products Co., Ltd. | CHINA | ||
| Tungsten | Chongyi Zhangyuan Tungsten Co., Ltd. | CHINA | ||
| Tungsten | Dayu Jincheng Tungsten Industry Co., Ltd. | CHINA | ||
| Tungsten | Dayu Weiliang Tungsten Co., Ltd. | CHINA | ||
| Tungsten | Fujian Jinxin Tungsten Co., Ltd. | CHINA | ||
| Tungsten | Ganxian Shirui New Material Co., Ltd. | CHINA | ||
| Tungsten | Ganzhou Huaxing Tungsten Products Co., Ltd.* | CHINA | ||
| Tungsten | Ganzhou Jiangwu Ferrotungsten Co., Ltd. | CHINA | ||
| Tungsten | Ganzhou Non-ferrous Metals Smelting Co., Ltd. | CHINA | ||
| Tungsten | Ganzhou Seadragon W & Mo Co., Ltd. | CHINA | ||
| Tungsten | Ganzhou Yatai Tungsten Co., Ltd. | CHINA | ||
| Tungsten | Guangdong Xianglu Tungsten Co., Ltd. | CHINA | ||
| Tungsten | Hunan Chenzhou Mining Co., Ltd. | CHINA | ||
| Tungsten | Hunan Chuangda Vanadium Tungsten Co., Ltd. Wuji | CHINA | ||
| Tungsten | Hunan Chuangda Vanadium Tungsten Co., Ltd. Yanglin | CHINA | ||
| Tungsten | Hunan Chunchang Nonferrous Metals Co., Ltd. | CHINA | ||
| Tungsten | Jiangwu H.C. Starck Tungsten Products Co., Ltd. | CHINA | ||
| Tungsten | Jiangxi Gan Bei Tungsten Co., Ltd. | CHINA |
A-4
| Metal |
Smelter Name |
Location of Facility | ||
| Tungsten | Jiangxi Minmetals Gao’an Non-ferrous Metals Co., Ltd. | CHINA | ||
| Tungsten | Jiangxi Tonggu Non-ferrous Metallurgical & Chemical Co., Ltd. | CHINA | ||
| Tungsten | Jiangxi Xinsheng Tungsten Industry Co., Ltd. | CHINA | ||
| Tungsten | Jiangxi Xiushui Xianggan Nonferrous Metals Co., Ltd. | CHINA | ||
| Tungsten | Jiangxi Yaosheng Tungsten Co., Ltd. | CHINA | ||
| Tungsten | Malipo Haiyu Tungsten Co., Ltd. | CHINA | ||
| Tungsten | Xiamen Tungsten (H.C.) Co., Ltd.* | CHINA | ||
| Tungsten | Xiamen Tungsten Co., Ltd. | CHINA | ||
| Tungsten | Xinhai Rendan Shaoguan Tungsten Co., Ltd. | CHINA | ||
| Tungsten | H.C. Starck GmbH | GERMANY | ||
| Tungsten | H.C. Starck Smelting GmbH & Co.KG | GERMANY | ||
| Tungsten | A.L.M.T. TUNGSTEN Corp. | JAPAN | ||
| Tungsten | Japan New Metals Co., Ltd. | JAPAN | ||
| Tungsten | Hydrometallurg, JSC | RUSSIAN FEDERATION | ||
| Tungsten | Pobedit, JSC | RUSSIAN FEDERATION | ||
| Tungsten | Global Tungsten & Powders Corp.* | UNITED STATES | ||
| Tungsten | Kennametal Fallon | UNITED STATES | ||
| Tungsten | Kennametal Huntsville | UNITED STATES | ||
| Tungsten | Niagara Refining LLC | UNITED STATES | ||
| Tungsten | Asia Tungsten Products Vietnam Ltd. | VIET NAM | ||
| Tungsten | Nui Phao H.C. Starck Tungsten Chemicals Manufacturing LLC | VIET NAM | ||
| Tungsten | Sanher Tungsten Vietnam Co., Ltd. | VIET NAM | ||
| Tungsten | Tejing (Vietnam) Tungsten Co., Ltd. | VIET NAM | ||
| Tungsten | Vietnam Youngsun Tungsten Industry Co., Ltd. | VIET NAM |
| * | Smelter/refiner that has received a “conflict free” designation from an independent third party audit program as of May 27, 2016. |
A-5