-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, P+pmZ2UUYpZCxLNOABuyEDohfJoqBHP7IAMOKAEVwPH6sSx4lA3595T5gfjNOERD KS3Au9tjAO5IhRp52Km7Rw== 0001104659-06-082548.txt : 20061219 0001104659-06-082548.hdr.sgml : 20061219 20061219172423 ACCESSION NUMBER: 0001104659-06-082548 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20061219 FILED AS OF DATE: 20061219 DATE AS OF CHANGE: 20061219 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Roehrig Thomas CENTRAL INDEX KEY: 0001383765 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-11781 FILM NUMBER: 061287442 BUSINESS ADDRESS: BUSINESS PHONE: 937-428-7170 MAIL ADDRESS: STREET 1: 7777 WASHINGTON DRIVE CITY: DAYTON STATE: OH ZIP: 45459 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: DAYTON SUPERIOR CORP CENTRAL INDEX KEY: 0000854709 STANDARD INDUSTRIAL CLASSIFICATION: STEEL PIPE & TUBES [3317] IRS NUMBER: 310676346 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 7777 WASHINGTON VILLAGE DRIVE STREET 2: SUITE 130 CITY: DAYTON STATE: OH ZIP: 45459 BUSINESS PHONE: 9374287172 MAIL ADDRESS: STREET 1: 7777 WASHINGTON VILLAGE DRIVE STREET 2: SUITE 130 CITY: DAYTON STATE: OH ZIP: 45459 3 1 a3.xml 3 X0202 3 2006-12-19 0 0000854709 DAYTON SUPERIOR CORP DSUP 0001383765 Roehrig Thomas C/O DAYTON SUPERIOR CORPORATION 7777 WASHINGTON VILLAGE DRIVE, SUITE 130 DAYTON OH 45459 0 1 0 0 VP of Corp. Accounting & Sec. Common Stock 8236 D Employee Stock Options (right to buy) 12.4579 2010-06-16 Common Stock 5969 D Employee Stock Options (right to buy) 11.0737 2013-08-11 Common Stock 10837 D The option is vested and exercisable with respect to 21.25% of the common shares subject thereto. The remaining 78.75% of the common shares subject to the option will become vested and exercisable on June 15, 2009, subject to accelerated vesting (i) if certain annual performance targets are achieved, (ii) upon a change in control of the Company, subject to the satisfaction of certain additional performance conditions, or (iii) at the discretion of the Company's board of directors. The option is vested and exercisable with respect to 10% of the common shares subject thereto. The remaining 90% of the common shares subject to the option will become vested and exercisable on August 11, 2012, subject to accelerated vesting (i) if certain annual performance targets are achieved, (ii) upon a change in control of the Company, subject to the satisfaction of certain additional performance conditions, or (iii) at the discretion of the Company's board of directors. Vice President of Corporate Accounting and Secretary - Dayton Superior Corporation. /s/ Thomas W. Roehrig 2006-12-19 -----END PRIVACY-ENHANCED MESSAGE-----