-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, PxHfrNnPZKYbxca0ZyEE7q0panqBGBLs7YYqm0FRuVMlG/Pko7fhCkjNbXPyPwp8 i7QIvNkvIH7+RbSoi6Dl+g== 0000950152-97-005311.txt : 19970724 0000950152-97-005311.hdr.sgml : 19970724 ACCESSION NUMBER: 0000950152-97-005311 CONFORMED SUBMISSION TYPE: 10-Q/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 19970328 FILED AS OF DATE: 19970723 SROS: NONE FILER: COMPANY DATA: COMPANY CONFORMED NAME: DAYTON SUPERIOR CORP CENTRAL INDEX KEY: 0000854709 STANDARD INDUSTRIAL CLASSIFICATION: STEEL PIPE & TUBES [3317] IRS NUMBER: 310676346 STATE OF INCORPORATION: OH FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 10-Q/A SEC ACT: 1934 Act SEC FILE NUMBER: 001-11781 FILM NUMBER: 97644146 BUSINESS ADDRESS: STREET 1: 721 RICHARD ST CITY: MIAMISBURG STATE: OH ZIP: 45342 BUSINESS PHONE: 5138660711 MAIL ADDRESS: STREET 1: 721 RICHARD ST CITY: MIAMISBURG STATE: OH ZIP: 45342 10-Q/A 1 DAYTON SUPERIOR CORPORATION FORM 10-Q/A 1 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 AMENDMENT NO. 1 TO FORM 10-Q QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE QUARTER ENDED COMMISSION FILE NUMBER MARCH 28, 1997 1-11781 DAYTON SUPERIOR CORPORATION - -------------------------------------------------------------------------------- (Exact name of registrant as specified in its charter) OHIO 31-0676346 - -------------------------------------------------------------------------------- (State or other jurisdiction of (I.R.S. Employer Incorporation or organization) Identification No.) 721 Richard Street Miamisburg, Ohio 45342 ---------------- ----- (Address of principal (Zip Code) executive offices) Registrant's telephone number, including area code: 937-866-0711 ------------ NOT APPLICABLE - -------------------------------------------------------------------------------- (Former name, former address and former fiscal year, if changed since last report) Indicate by mark whether the registrant (1) has filed all reports required to be filed by Section 13 or 15(d) of the Securities Exchange Act of 1934 during the preceding 12 months (or for such shorter period that the registrant was required to file such reports) and (2) has been subject to such filing requirements for the past 90 days. YES X NO ----- ----- 5,691,804 Common Shares were outstanding as of April 10, 1997 2 This Form 10-Q hereby is amended to add the following: PART II-OTHER INFORMATION ITEM 2. CHANGES IN SECURITIES On February 21, 1997, the Company issued 26,254 of its Class A Common Shares, without par value, to Lloyd A. Rafalsky in payment of a portion of the purchase price (on the basis of a price of $13.1875 per share or $346,223 in the aggregate) of assets purchased from Birmingham Bar Coating, Inc., a corporation of which Mr. Rafalsky was the principal shareholder. The shares were issued in reliance upon the exemption from registration set forth in Section 4(2) of the Securities Act of 1933, as amended, for transactions not involving a public offering. Mr. Rafalsky has certain registration rights with respect to such shares. 3 SIGNATURES - ---------- Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized. DAYTON SUPERIOR CORPORATION --------------------------- DATE: July 22, 1997 BY: /s/Vinod M. Khilnani -------------------- ---------------------- Vinod M. Khilnani Vice President and Chief Financial Officer (Principal Financial Officer) /s/Richard L. Braswell ---------------------- Richard L. Braswell Vice President Finance and Treasurer (Principal Accounting Officer) -----END PRIVACY-ENHANCED MESSAGE-----