-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, UGjsrz4W8ed0yFtd8rf9z5IKDNxjY0WJXcZ/1Jlt+O42JM+/+cUBTvIJuJG0rcxx oNioPUgJVzIk+l/n6oU4FQ== 0000950123-97-001094.txt : 19970222 0000950123-97-001094.hdr.sgml : 19970222 ACCESSION NUMBER: 0000950123-97-001094 CONFORMED SUBMISSION TYPE: SC 13G PUBLIC DOCUMENT COUNT: 2 FILED AS OF DATE: 19970212 SROS: NONE GROUP MEMBERS: COLLINS FAMILY PARTNERS, INC. GROUP MEMBERS: COLLINS FAMILY PARTNERS, L.P. GROUP MEMBERS: RIPPLEWOOD HOLDINGS LLC GROUP MEMBERS: TIMOTHY C. COLLINS SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: DAYTON SUPERIOR CORP CENTRAL INDEX KEY: 0000854709 STANDARD INDUSTRIAL CLASSIFICATION: STEEL PIPE & TUBES [3317] IRS NUMBER: 310676346 STATE OF INCORPORATION: OH FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G SEC ACT: 1934 Act SEC FILE NUMBER: 005-46337 FILM NUMBER: 97528149 BUSINESS ADDRESS: STREET 1: 721 RICHARD ST CITY: MIAMISBURG STATE: OH ZIP: 45342 BUSINESS PHONE: 5138660711 MAIL ADDRESS: STREET 1: 721 RICHARD ST CITY: MIAMISBURG STATE: OH ZIP: 45342 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: RIPPLEWOOD HOLDINGS LLC CENTRAL INDEX KEY: 0001003970 STANDARD INDUSTRIAL CLASSIFICATION: [] IRS NUMBER: 133835530 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G BUSINESS ADDRESS: STREET 1: 712 FIFTH AVE 49TH FL CITY: NEW YORK STATE: NY ZIP: 10019 BUSINESS PHONE: 2125826700 SC 13G 1 SCHEDULE 13G 1 SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13G UNDER THE SECURITIES EXCHANGE ACT OF 1934 Dayton Superior Corporation (Name of Issuer) Class A Common Shares, without par value (Title of Class of Securities) 240028 10 0 (CUSIP Number) Check the following box if a fee is being paid with this statement. [X] (A fee is not required only if the filing person:(1) has a previous statement on file reporting beneficial ownership of more than five percent of the class of securities described in Item 1; and (2) has filed no amendment subsequent thereto reporting beneficial ownership of five percent or less of such class.) (See Rule 13d-7). The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosure provided in a prior cover page. The information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 2 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of the section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). 2 3 CUSIP No. 2400280 10 0 13G --------------------------------------- - -------------------------------------------------------------------------------- 1. Names of Reporting Persons S.S. or I.R.S. Identification Ripplewood Holdings L.L.C. Nos. of Above Persons - -------------------------------------------------------------------------------- 2. Check the Appropriate Box (a) if a Member of a Group (b) X - -------------------------------------------------------------------------------- 3. S.E.C. Use Only - -------------------------------------------------------------------------------- 4. Citizenship or Place of Delaware Organization - -------------------------------------------------------------------------------- Number of Shares (5) Sole Voting Power ------------------------------------------------------ Beneficially (6) Shared Voting Owned by Each Reporting Power 1,466,350 Person with ------------------------------------------------------ (7) Sole Dispositive Power ------------------------------------------------------ (8) Shared Dispositive Power 1,466,350 - -------------------------------------------------------------------------------- 9. Aggregate Amount Beneficially Owned by Each Reporting Person 1,466,350 - -------------------------------------------------------------------------------- 10. Check if the Aggregate Amount in Row (9) Excludes Certain Shares - -------------------------------------------------------------------------------- 11. Percent of Class Represented by Amount in Row 9 25.9% - -------------------------------------------------------------------------------- 3 4 12. Type of Reporting Person OO 4 5 CUSIP No. 240028 10 0 13G ------------------------------------- - -------------------------------------------------------------------------------- 1. Names of Reporting Persons Collins Family Partners, L.P. S.S. or I.R.S. Identification Nos. of Above Persons - -------------------------------------------------------------------------------- 2. Check the Appropriate Box (a) if a Member of a Group (b) X - -------------------------------------------------------------------------------- 3. S.E.C. Use Only - -------------------------------------------------------------------------------- 4. Citizenship or Place of Delaware Organization - -------------------------------------------------------------------------------- Number of Shares (5) Sole Voting Power ------------------------------------------------------ Beneficially (6) Shared Voting Owned by Each Reporting Power 1,466,350 Person with ------------------------------------------------------ (7) Sole Dispositive Power ------------------------------------------------------ (8) Shared Dispositive Power 1,466,350 - -------------------------------------------------------------------------------- 9. Aggregate Amount Beneficially Owned by Each Reporting Person 1,466,350 - -------------------------------------------------------------------------------- 10. Check if the Aggregate Amount in Row (9) Excludes Certain Shares - -------------------------------------------------------------------------------- 11. Percent of Class Represented by Amount in Row 9 25.9% - -------------------------------------------------------------------------------- 5 6 12. Type of Reporting Person PN 6 7 CUSIP No. 2400280 10 0 13G ------------------------------------ - -------------------------------------------------------------------------------- 1. Names of Reporting Persons Collins Family Partners, Inc. S.S. or I.R.S. Identification Nos. of Above Persons - -------------------------------------------------------------------------------- 2. Check the Appropriate Box (a) if a Member of a Group (b) X - -------------------------------------------------------------------------------- 3. S.E.C. Use Only - -------------------------------------------------------------------------------- 4. Citizenship or Place of Delaware Organization - -------------------------------------------------------------------------------- Number of Shares (5) Sole Voting Power ------------------------------------------------------ Beneficially (6) Shared Voting Owned by Each Reporting Power 1,466,350 Person with ------------------------------------------------------ (7) Sole Dispositive Power ------------------------------------------------------ (8) Shared Dispositive Power 1,466,350 ------------------------------------------------------ 9. Aggregate Amount Beneficially Owned by Each Reporting Person 1,466,350 - -------------------------------------------------------------------------------- 10. Check if the Aggregate Amount in Row (9) Excludes Certain Shares - -------------------------------------------------------------------------------- 11. Percent of Class Represented by Amount in Row 9 25.9% - -------------------------------------------------------------------------------- 7 8 12. Type of Reporting Person CO 8 9 CUSIP No. 240028 10 0 13G ------------------------------ - -------------------------------------------------------------------------------- 1. Names of Reporting Persons Timothy C. Collins S.S. or I.R.S. Identification Nos. of Above Persons - -------------------------------------------------------------------------------- 2. Check the Appropriate Box (a) if a Member of a Group (b) X - -------------------------------------------------------------------------------- 3. S.E.C. Use Only - -------------------------------------------------------------------------------- 4. Citizenship or Place of United States Organization - -------------------------------------------------------------------------------- Number of Shares (5) Sole Voting Power ------------------------------------------------------ Beneficially (6) Shared Voting Owned by Each Reporting Power 1,466,350 Person with ------------------------------------------------------ (7) Sole Dispositive Power ------------------------------------------------------ (8) Shared Dispositive Power 1,466,350 ------------------------------------------------------ 9. Aggregate Amount Beneficially Owned by Each Reporting Person 1,466,350 - -------------------------------------------------------------------------------- 10. Check if the Aggregate Amount in Row (9) Excludes Certain Shares - -------------------------------------------------------------------------------- 11. Percent of Class Represented by Amount in Row 9 25.9% - -------------------------------------------------------------------------------- 9 10 12. Type of Reporting Person IN 10 11 CONTINUATION PAGES OF SCHEDULE 13G FILED BY RIPPLEWOOD HOLDINGS L.L.C., COLLINS FAMILY PARTNERS, L.P., COLLINS FAMILY PARTNERS, INC. AND TIMOTHY C. COLLINS Item 1(a) Name of Issuer: Dayton Superior Corporation Item 1(b) Address of Issuer's Principal Executive Offices: 721 Richard Street Miamisburg, OH 45342 Item 2(a) Name of Persons Filing: See Item 1 of the cover pages attached hereto. Item 2(b) Address of Principal Business Office: For Ripplewood Holdings L.L.C.: 712 Fifth Avenue, 49th Floor New York, NY 10019 For Collins Family Partners, L.P.: 712 Fifth Avenue, 49th Floor New York, NY 10019 For Collins Family Partners, Inc.: 712 Fifth Avenue, 49th Floor New York, NY 10019 11 12 For Timothy C. Collins 712 Fifth Avenue, 49th Floor New York, NY 10019 Item 2(c) Citizenship: See Item 4 of the cover pages attached hereto. Item 2(d) Title of Class of Securities: Class A Common Shares Item 2(e) CUSIP Number: 240028 10 0 Item 3. If this statement is filed pursuant to Rules 13d- 1(b), or 13d-2(b), check whether the person filing is a: (a) ( ) Broker or Dealer registered under Section 15 of the Act (b) ( ) Bank as defined in Section 3(a)(6) of the Act (c) ( ) Insurance Company as defined in Section 3(a)(19) of the Act (d) ( ) Investment Company registered under Section 8 of the Investment Company Act 12 13 (e) ( ) Investment Adviser registered under Section 203 of the Investment Advisers Act of 1940 (f) ( ) Employee Benefit Plan, Pension Fund which is subject to the provisions of the Employee Retirement Income Security Act of 1974 or Endowment Fund; see Section 240.13d-1(b)(1)(ii)(F) (g) ( ) Parent Holding Company, in accordance with Section 240.13d-1(b)(ii)(G) (h) ( ) Group, in accordance with Section 240.13d-1(b)(1)(ii)(H) Item 4. Ownership If the percent of the class owned, as of December 31 of the year covered by the statement, or as of the last day of any month described in Rule 13d- 1(b)(2), if applicable, exceeds five percent, provide the following information as of that date and identify those shares which there is a right to acquire. (a) Amount Beneficially Owned The Reporting Persons are the beneficial owners of, in the aggregate, 1,466,350 Class B Common Shares of the Issuer. Such shares are convertible on a one-for-one basis into 1,466,350 shares of Class A Common Shares. (b) Percent of Class: 25.9% (c) Number of shares as to which such person has: 13 14 (i) sole power to vote or to direct the vote: (ii) shared power to vote or to direct the vote: 1,466,350 (iii) sole power to dispose or to direct the disposition of: (iv) shared power to dispose or to direct the disposition of: 1,466,350 Item 5. Ownership of Five Percent or Less of a Class If the statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than five percent of the class of securities, check the following [ ]. Item 6. Ownership of More than Five Percent on Behalf of Another Person. As of December 31, 1996, Ripplewood Holdings L.L.C. is the holder of record of 1,466,350 Class B Common Shares of Dayton Superior Corporation (the "Issuer"). Collins Family Partners, L.P. is the Class A Member of Ripplewood Holdings L.L.C. and has the power to appoint a majority of the directors of Ripplewood Holdings L.L.C. Collins Family Partners, Inc. is the General Partner of Collins Family Partners, L.P. Timothy C. Collins is the President and controlling shareholder of Collins Family Partners, Inc. and is the Senior Managing Director and Chief Executive Officer of Ripplewood Holdings L.L.C. Accordingly, Collins Family Partners, L.P., Collins Family Partners, 14 15 Inc. and Timothy C. Collins may be deemed to have shared voting and investment power with Ripplewood Holdings L.L.C. with respect to the 1,466,350 Class B Common Shares beneficially owned by Ripplewood Holdings L.L.C. Collins Family Partners, L.P., Collins Family Partners, Inc. and Timothy C. Collins disclaim beneficial ownership of such shares. Item 7. Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company. NOT APPLICABLE. Item 8. Identification and Classification of Members of the Group. NOT APPLICABLE. Item 9. Notice of Dissolution of Group. NOT APPLICABLE. Item 10. Certification. NOT APPLICABLE 15 16 Signature. After reasonable inquiry and to the best of our knowledge and belief, we certify that the information set forth in this Statement is true, complete and correct. Date: February 12, 1997 RIPPLEWOOD HOLDINGS L.L.C. By: /s/ Timothy C. Collins -------------------------------- Senior Managing Director and Chief Executive Officer COLLINS FAMILY PARTNERS, L.P. By: COLLINS FAMILY PARTNERS, INC. its general partner By: /s/ Timothy C. Collins ---------------------- President COLLINS FAMILY PARTNERS, INC. By: /s/ Timothy C. Collins ------------------------- President TIMOTHY C. COLLINS /s/ Timothy C. Collins ---------------------------- 16 EX-99.1 2 EXHIBIT 1 1 CUSIP No. 240028 10 0 Exhibit 1 Pursuant to Rule 13d-1(f)(1)(iii) promulgated under the Securities Exchange Act of 1934, as amended, the undersigned agree that the Statement to which this Exhibit is attached is filed on behalf of each of them in the capacites set forth below. Dated: February 12, 1997 RIPPLEWOOD HOLDINGS L.L.C. By: /s/ Timothy C. Collins -------------------------------- Senior Managing Director and Chief Executive Officer COLLINS FAMILY PARTNERS, L.P. By: COLLINS FAMILY PARTNERS, INC. its general partner By: /s/ Timothy C. Collins ---------------------- President COLLINS FAMILY PARTNERS, INC. By: /s/ Timothy C. Collins ------------------------- President TIMOTHY C. COLLINS /s/ Timothy C. Collins ---------------------------- 17 -----END PRIVACY-ENHANCED MESSAGE-----