FORM 4 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940 |
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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b). | |||||||||||||||||
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10. |
1. Name and Address of Reporting Person*
(Street)
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2. Issuer Name and Ticker or Trading Symbol
GREAT SOUTHERN BANCORP, INC. [ GSBC ] |
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
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3. Date of Earliest Transaction
(Month/Day/Year) 11/15/2023 | ||||||||||||||||||||||||||
4. If Amendment, Date of Original Filed
(Month/Day/Year) |
6. Individual or Joint/Group Filing (Check Applicable Line)
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Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned | ||||||||||
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1. Title of Security (Instr. 3) | 2. Transaction Date (Month/Day/Year) | 2A. Deemed Execution Date, if any (Month/Day/Year) | 3. Transaction Code (Instr. 8) | 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) | 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) | 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) | 7. Nature of Indirect Beneficial Ownership (Instr. 4) | |||
Code | V | Amount | (A) or (D) | Price | ||||||
Common stock | 1,790 | D | ||||||||
Common stock | 3,066(1) | I | 401(k) Plan |
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) | |||||||||||||||
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1. Title of Derivative Security (Instr. 3) | 2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) | 6. Date Exercisable and Expiration Date (Month/Day/Year) | 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) | 8. Price of Derivative Security (Instr. 5) | 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) | 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) | 11. Nature of Indirect Beneficial Ownership (Instr. 4) | ||||
Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
Option to purchase | $53.22 | 11/15/2023 | A | 1,200 | 11/15/2025 | 11/15/2033 | Common stock | 1,200 | $53.22 | 1,200 | D | ||||
Option to purchase | $53.22 | 11/15/2023 | A | 1,200 | 11/15/2026 | 11/15/2033 | Common stock | 1,200 | $53.22 | 2,400 | D | ||||
Option to purchase | $53.22 | 11/15/2023 | A | 1,200 | 11/15/2027 | 11/15/2033 | Common stock | 1,200 | $53.22 | 3,600 | D | ||||
Option to purchase | $53.22 | 11/15/2023 | A | 1,200 | 11/15/2028 | 11/15/2033 | Common stock | 1,200 | $53.22 | 4,800 | D | ||||
Common stock | $32.59 | (2) | 10/15/2024 | Common stock | 1,750 | 6,550 | D | ||||||||
Common stock | $50.71 | (3) | 11/18/2025 | Common stock | 1,750 | 8,300 | D | ||||||||
Common stock | $41.3 | (4) | 10/24/2026 | Common stock | 2,500 | 10,800 | D | ||||||||
Option to purchase | $52.2 | (5) | 11/15/2027 | Common stock | 2,800 | 13,600 | D | ||||||||
Option to purchase | $55 | (6) | 11/28/2028 | Common stock | 3,500 | 17,100 | D | ||||||||
Option to purchase | $60.15 | (7) | 11/20/2029 | Common stock | 3,800 | 20,900 | D | ||||||||
Option to purchase | $41.74 | (8) | 10/26/2030 | Common stock | 4,500 | 25,400 | D | ||||||||
Option to purchase | $57.98 | (9) | 11/17/2031 | Common stock | 4,750 | 30,150 | D | ||||||||
Option to purchase | $61.55 | (10) | 11/16/2032 | Common stock | 4,800 | 34,950 | D |
Explanation of Responses: |
1. Reflects reporting person's holdings of units in Issuer's common stock fund under Issuer's 401(k) plan. Number of shares shown as beneficially owned under the plan represents the approximate equivalent number of shares of Issuer's common stock |
2. 438 shares vest on 10/15/2016 and 10/15/2017, and 437 shares vest on 10/15/2018 and 10/15/2019 |
3. 438 shares vest on 11/18/2017 and 11/18/2018, and 437 shares vest on 11/18/2019 and 11/18/2020 |
4. 625 shares vest on 10/24/2018, 10/24/2019, 10/24/2020 and 10/24/2021 |
5. 700 shares vest on 11/15/2019, 11/15/2020, 11/15/2021 and 11/15/2022 |
6. 875 shares vest on 11/28/2020, 11/28/2021, 11/28/2022 and 11/28/2023 |
7. 950 shares vest on 11/20/2021, 11/20/2022, 11/20/2023 and 11/20/2024 |
8. 1,125 shares vest on 10/26/2022, 10/26/2023, 10/26/2024 and 10/26/2025 |
9. 1,188 shares vest on 11/17/2023 and 11/17/2024 and 1,187 shares vest on 11/17/2025 and 11/17/2026 |
10. 1,200 shares vest on 11/16/2024, 11/16/2025, 11/16/2026 and 11/16/2027 |
Remarks: |
Matt Snyder, Attorney-in-fact for John M. Bugh | 11/16/2023 | |
** Signature of Reporting Person | Date | |
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | ||
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v). | ||
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). | ||
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. | ||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number. |