-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, N4gWBRFnjP4/D0VKfq2NCrsE96qeRt612/nEkR6bVQ5SxEUHtTvNkf7iUJ2uaX/I 9d+EQ46FHJ9vJMNDDa6xWA== 0001013594-98-000090.txt : 19981211 0001013594-98-000090.hdr.sgml : 19981211 ACCESSION NUMBER: 0001013594-98-000090 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 19981130 FILED AS OF DATE: 19981210 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: ACTV INC /DE/ CENTRAL INDEX KEY: 0000854152 STANDARD INDUSTRIAL CLASSIFICATION: RADIO & TV BROADCASTING & COMMUNICATIONS EQUIPMENT [3663] IRS NUMBER: 942907258 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: SEC FILE NUMBER: 001-10377 FILM NUMBER: 98767399 BUSINESS ADDRESS: STREET 1: 1270 AVE OF THE AMERICAS CITY: NEW YORK STATE: NY ZIP: 10020 BUSINESS PHONE: 2122622571 MAIL ADDRESS: STREET 1: 12270 AVE OF THE AMERICAS #2401 STREET 2: 12270 AVE OF THE AMERICAS #2401 CITY: NEW YORK STATE: NY ZIP: 10020 COMPANY DATA: COMPANY CONFORMED NAME: ELLIOTT ASSOCIATES LP CENTRAL INDEX KEY: 0000904495 STANDARD INDUSTRIAL CLASSIFICATION: UNKNOWN SIC - 0000 [0000] OWNER IRS NUMBER: 222140975 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 BUSINESS ADDRESS: STREET 1: 712 FIFTH AVENUE CITY: NEW YORK STATE: NY ZIP: 10019 BUSINESS PHONE: 2125062999 MAIL ADDRESS: STREET 1: ELLIOTT ASSOCIATES LP STREET 2: 712 5TH AVE CITY: NEW YORK STATE: NY ZIP: 10019 4 1 OMB APPROVAL OMB Number: 3235-0104 Expires: September 30, 1998 Estimated average burden hours per response: 0.5 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP FORM 4 Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(f) of the Investment Company Act of 1940 1. Name and Address of Reporting Person Westgate International, L.P. C/o Midland Bank Trust Corporation (Cayman) Limited P.O. Box 1109, Mary Street Grand Cayman, Cayman Islands, BWI 2. Issuer Name and Ticker Trading Symbol Hayes Corporation (HAYZQ) 3. IRS or Social Security Number of Reporting Person (Voluntary) 4. Statement for (Month/Day/Year) 11/98 5. If Amendment, Date of Original (Month/Year) 6. Relationship of Reporting Person to Issuer (Check all applicable) _x_ Director ___ Officer (give title below) ___ Chairman ___ 10% Owner ___ Other (specify below) 7. Individual or Joint/Group Filing (Check applicable line) _x_ Form filed by one Reporting Person ___ Form filed by more than one Reporting Person (Page 1 of 4) Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned 1. Title of Security (Instr. 3) a.) Common Stock, par value $0.01 b.) 6% Cumulative Preferred Stock c.) 6% Cumulative Preferred Stock 2. Transaction Date (Month/Day/Year) a.) 11/12/98 b.) 11/12/98 c.) 11/12/98 3. Transaction Code (Inst. 8) a.) P b.) P c.) P V 4. Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) a.) Amount 5,770 (A) or (D) A Price * a.) Amount 5,833 (A) or (D) A Price $750.00 per share b.) Amount 548 (A) or (D) A Price $750.00 per share 5. Amount of Securities Beneficially Owned at End of Month (Instr. 3 and 4) a.) 12,662** b.) and c.) 12,757*** 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) a.), b.) and c.) D 7. Nature of Indirect Beneficial Ownership (Instr. 4) N/A (Page 2 of 4) Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g. puts, calls, warrants, options, convertible securities) 1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercisable Price of Derivative Security 3. Transaction Date (Month/Day/Year) 4. Transaction Code (Instr. 8) Code V 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) (A) (D) 6. Date Exercisable and Expiration Date (Month/Day/Year) Date Exercisable Expiration Date 7. Title and Amount of Underlying Securities (Instr. 3 and 4) Title Amount or Number of Shares 8. Price of Derivative Security (Inst. 5) 9. Number of Derivative Securities Beneficially Owned at End of Month (Instr. 4) 10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4) Explanation of Responses: * Represents shares of Common Stock issuable upon the conversion of the shares of Hayes' 6% Cumulative Convertible Preferred acquired by Westgate (as reported in a.) and b.)). The prior owner of those shares of 6% Convertible Preferred Stock submitted conversion notices to acquire these shares of Common Stock, but Hayes failed to deliver these shares. ** Represents 922 shares of Common Stock held outright, plus 5,970 shares issuable upon conversion of Hayes' 6% Convertible Preferred Stock, for which Westgate previously submitted conversion notices to acquire these shares of Common Stock, but Hayes failed to deliver these shares, plus the 5,770 shares of Common Stock described in "*" above. (Page 3 of 4) *** With respect to 200 of these shares, Westgate (either directly or via a prior owner of the shares) has exercised its option to put these shares back to Hayes but Hayes has failed to redeem these shares. With respect to 12,557 of these shares, Westgate (either directly or via a prior owner of the shares) has exercised its revocable option to put these shares back to Hayes but Hayes has failed to redeem these shares. # Intentional misstatement or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). WESTGATE INTERNATIONAL, L.P. By: Martley International, Inc., Attorney-in-fact By: /s/ Paul E. Singer December 10, 1998 Paul E. Singer, President # Signature of Reporting Person Date (Page 4 of 4) -----END PRIVACY-ENHANCED MESSAGE-----