-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, V5ZkX56IKqJqrFjGPvXwMbTTdWQAZwabWkj7F/2aHuIyABAbBEv31DPXbEKEN8cs ncqbMgat/N52AIUFgcbCmw== 0000950130-98-005823.txt : 19981209 0000950130-98-005823.hdr.sgml : 19981209 ACCESSION NUMBER: 0000950130-98-005823 CONFORMED SUBMISSION TYPE: SC 13G PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19981208 GROUP MEMBERS: PAUL TUDOR JONES, II GROUP MEMBERS: THE RAPTOR GLOBAL FUND L.P. GROUP MEMBERS: THE RAPTOR GLOBAL FUND LTD. GROUP MEMBERS: THE UPPER MILL CAPITAL APPRECIATION FUND LTD. GROUP MEMBERS: TUDOR BVI FUTURES, LTD. GROUP MEMBERS: TUDOR INVESTMENT CORP ET AL GROUP MEMBERS: TUDOR PROPRIETARY TRADING, L.L.C. SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: ACTV INC /DE/ CENTRAL INDEX KEY: 0000854152 STANDARD INDUSTRIAL CLASSIFICATION: RADIO & TV BROADCASTING & COMMUNICATIONS EQUIPMENT [3663] IRS NUMBER: 942907258 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G SEC ACT: SEC FILE NUMBER: 005-41394 FILM NUMBER: 98765666 BUSINESS ADDRESS: STREET 1: 1270 AVE OF THE AMERICAS CITY: NEW YORK STATE: NY ZIP: 10020 BUSINESS PHONE: 2122622571 MAIL ADDRESS: STREET 1: 12270 AVE OF THE AMERICAS #2401 STREET 2: 12270 AVE OF THE AMERICAS #2401 CITY: NEW YORK STATE: NY ZIP: 10020 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: TUDOR INVESTMENT CORP ET AL CENTRAL INDEX KEY: 0000923093 STANDARD INDUSTRIAL CLASSIFICATION: [] FILING VALUES: FORM TYPE: SC 13G BUSINESS ADDRESS: STREET 1: ONE LIBERTY PLAZA STREET 2: 51ST FLOOR CITY: NEW YORK STATE: NY ZIP: 10006 MAIL ADDRESS: STREET 1: ONE LIBERTY PLAZA STREET 2: 51ST FLOOR CITY: NEW YORK STATE: NY ZIP: 10006 SC 13G 1 SCHEDULE 13G SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13G UNDER THE SECURITIES EXCHANGE ACT OF 1934 (AMENDMENT NO. )* ACTV, Inc. - -------------------------------------------------------------------------------- (Name of Issuer) COMMON STOCK - -------------------------------------------------------------------------------- (Title of Class of Securities) 00088E104 - -------------------------------------------------------------------------------- (CUSIP Number) Check the appropriate box to designate the rule pursuant to which this Schedule is filed: [ ] Rule 13d-1(b) [x] Rule 13d-1(c) [ ] Rule 13d-1(d) * The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page. The information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). Page 1 CUSIP No. 00088E104 --------- - -------------------------------------------------------------------------------- 1) Names of Reporting Person S.S. or I.R.S. Identification No. of Above Person Tudor Investment Corporation 22-2514825 - -------------------------------------------------------------------------------- 2) Check the Appropriate Box if a Member of a Group (See Instructions) (a) [_] (b) [x] - -------------------------------------------------------------------------------- 3) SEC Use Only - -------------------------------------------------------------------------------- 4) Citizenship or Place of Organization Delaware - -------------------------------------------------------------------------------- (5) Sole Voting Power 0 -------------------------------------------------------------- Number of Shares (6) Shared Voting Power 1,413,400 Beneficially Owned by Each -------------------------------------------------------------- Reporting Person (7) Sole Dispositive Power 0 With -------------------------------------------------------------- (8) Shared Dispositive Power 1,413,400 - -------------------------------------------------------------------------------- 9) Aggregate Amount Beneficially Owned by Each Reporting Person 1,413,400 - -------------------------------------------------------------------------------- 10) Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions) - -------------------------------------------------------------------------------- 11) Percent of Class Represented by Amount in Row 9 5.0% - -------------------------------------------------------------------------------- 12) Type of Reporting Person (See Instructions) CO - -------------------------------------------------------------------------------- Page 2 CUSIP No. 00088E104 --------- - -------------------------------------------------------------------------------- 1) Names of Reporting Person S.S. or I.R.S. Identification No. of Above Person Paul Tudor Jones, II - -------------------------------------------------------------------------------- 2) Check the Appropriate Box if a Member of a Group (See Instructions) (a) [_] (b) [x] - -------------------------------------------------------------------------------- 3) SEC Use Only - -------------------------------------------------------------------------------- 4) Citizenship or Place of Organization USA - -------------------------------------------------------------------------------- (5) Sole Voting Power 0 -------------------------------------------------------------- Number of Shares (6) Shared Voting Power 1,519,300 Beneficially Owned by Each -------------------------------------------------------------- Reporting Person (7) Sole Dispositive Power 0 With -------------------------------------------------------------- (8) Shared Dispositive Power 1,519,300 - -------------------------------------------------------------------------------- 9) Aggregate Amount Beneficially Owned by Each Reporting Person 1,519,300 - -------------------------------------------------------------------------------- 10) Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions) - -------------------------------------------------------------------------------- 11) Percent of Class Represented by Amount in Row 9 5.3% - -------------------------------------------------------------------------------- 12) Type of Reporting Person (See Instructions) IN - -------------------------------------------------------------------------------- Page 3 CUSIP No. 00088E104 --------- - -------------------------------------------------------------------------------- 1) Names of Reporting Person S.S. or I.R.S. Identification No. of Above Person Tudor BVI Futures, Ltd. - -------------------------------------------------------------------------------- 2) Check the Appropriate Box if a Member of a Group (See Instructions) (a) [_] (b) [x] - -------------------------------------------------------------------------------- 3) SEC Use Only - -------------------------------------------------------------------------------- 4) Citizenship or Place of Organization British Virgin Islands - -------------------------------------------------------------------------------- (5) Sole Voting Power 0 -------------------------------------------------------------- Number of Shares (6) Shared Voting Power 468,700 Beneficially Owned by Each -------------------------------------------------------------- Reporting Person (7) Sole Dispositive Power 0 With -------------------------------------------------------------- (8) Shared Dispositive Power 468,700 - -------------------------------------------------------------------------------- 9) Aggregate Amount Beneficially Owned by Each Reporting Person 468,700 - -------------------------------------------------------------------------------- 10) Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions) - -------------------------------------------------------------------------------- 11) Percent of Class Represented by Amount in Row 9 1.7% - -------------------------------------------------------------------------------- 12) Type of Reporting Person (See Instructions) CO - -------------------------------------------------------------------------------- Page 4 CUSIP No. 00088E104 --------- - -------------------------------------------------------------------------------- 1) Names of Reporting Person S.S. or I.R.S. Identification No. of Above Person Tudor Proprietary Trading, L.L.C. 13-3720063 - -------------------------------------------------------------------------------- 2) Check the Appropriate Box if a Member of a Group (See Instructions) (a) [_] (b) [x] - -------------------------------------------------------------------------------- 3) SEC Use Only - -------------------------------------------------------------------------------- 4) Citizenship or Place of Organization Delaware - -------------------------------------------------------------------------------- (5) Sole Voting Power 0 -------------------------------------------------------------- Number of Shares (6) Shared Voting Power 105,900 Beneficially Owned by Each -------------------------------------------------------------- Reporting Person (7) Sole Dispositive Power 0 With -------------------------------------------------------------- (8) Shared Dispositive Power 105,900 - -------------------------------------------------------------------------------- 9) Aggregate Amount Beneficially Owned by Each Reporting Person 105,900 - -------------------------------------------------------------------------------- 10) Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions) - -------------------------------------------------------------------------------- 11) Percent of Class Represented by Amount in Row 9 0.4% - -------------------------------------------------------------------------------- 12) Type of Reporting Person (See Instructions) OO - -------------------------------------------------------------------------------- Page 5 CUSIP No. 00088E104 --------- - -------------------------------------------------------------------------------- 1) Names of Reporting Person S.S. or I.R.S. Identification No. of Above Person The Raptor Global Fund L.P. 13-3735415 - -------------------------------------------------------------------------------- 2) Check the Appropriate Box if a Member of a Group (See Instructions) (a) [_] (b) [x] - -------------------------------------------------------------------------------- 3) SEC Use Only - -------------------------------------------------------------------------------- 4) Citizenship or Place of Organization Delaware - -------------------------------------------------------------------------------- (5) Sole Voting Power 0 -------------------------------------------------------------- Number of Shares (6) Shared Voting Power 225,300 Beneficially Owned by Each -------------------------------------------------------------- Reporting Person (7) Sole Dispositive Power 0 With -------------------------------------------------------------- (8) Shared Dispositive Power 225,300 - -------------------------------------------------------------------------------- 9) Aggregate Amount Beneficially Owned by Each Reporting Person 225,300 - -------------------------------------------------------------------------------- 10) Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions) - -------------------------------------------------------------------------------- 11) Percent of Class Represented by Amount in Row 9 0.8% - -------------------------------------------------------------------------------- 12) Type of Reporting Person (See Instructions) PN - -------------------------------------------------------------------------------- Page 6 CUSIP No. 00088E104 --------- - -------------------------------------------------------------------------------- 1) Names of Reporting Person S.S. or I.R.S. Identification No. of Above Person The Raptor Global Fund Ltd. - -------------------------------------------------------------------------------- 2) Check the Appropriate Box if a Member of a Group (See Instructions) (a) [_] (b) [x] - -------------------------------------------------------------------------------- 3) SEC Use Only - -------------------------------------------------------------------------------- 4) Citizenship or Place of Organization Cayman Islands - -------------------------------------------------------------------------------- (5) Sole Voting Power 0 -------------------------------------------------------------- Number of Shares (6) Shared Voting Power 714,800 Beneficially Owned by Each -------------------------------------------------------------- Reporting Person (7) Sole Dispositive Power 0 With -------------------------------------------------------------- (8) Shared Dispositive Power 714,800 - -------------------------------------------------------------------------------- 9) Aggregate Amount Beneficially Owned by Each Reporting Person 714,800 - -------------------------------------------------------------------------------- 10) Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions) - -------------------------------------------------------------------------------- 11) Percent of Class Represented by Amount in Row 9 2.5% - -------------------------------------------------------------------------------- 12) Type of Reporting Person (See Instructions) CO - -------------------------------------------------------------------------------- Page 7 CUSIP No. 00088E104 --------- - -------------------------------------------------------------------------------- 1) Names of Reporting Person S.S. or I.R.S. Identification No. of Above Person The Upper Mill Capital Appreciation Fund Ltd. - -------------------------------------------------------------------------------- 2) Check the Appropriate Box if a Member of a Group (See Instructions) (a) [_] (b) [x] - -------------------------------------------------------------------------------- 3) SEC Use Only - -------------------------------------------------------------------------------- 4) Citizenship or Place of Organization Cayman Islands - -------------------------------------------------------------------------------- (5) Sole Voting Power 0 -------------------------------------------------------------- Number of Shares (6) Shared Voting Power 4,600 Beneficially Owned by Each -------------------------------------------------------------- Reporting Person (7) Sole Dispositive Power 0 With -------------------------------------------------------------- (8) Shared Dispositive Power 4,600 - -------------------------------------------------------------------------------- 9) Aggregate Amount Beneficially Owned by Each Reporting Person 4,600 - -------------------------------------------------------------------------------- 10) Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions) - -------------------------------------------------------------------------------- 11) Percent of Class Represented by Amount in Row 9 0.0% - -------------------------------------------------------------------------------- 12) Type of Reporting Person (See Instructions) CO - -------------------------------------------------------------------------------- Page 8 ITEM 1(a). Name of Issuer: ACTV, Inc. ITEM 1(b). Address of Issuer's Principal Executive Offices: 1270 Avenue of the Americas New York, New York 10020 ITEM 2(a). Name of Person Filing: Tudor Investment Corporation ("TIC") Paul Tudor Jones, II Tudor BVI Futures, Ltd. ("Tudor BVI") Tudor Proprietary Trading, L.L.C. ("TPT") The Raptor Global Fund L.P. ("Raptor L.P.") The Raptor Global Fund Ltd. ("Raptor Ltd.") The Upper Mill Capital Appreciation Fund Ltd. ("Upper Mill") ITEM 2(b). Address of Principal Business Office or, if none, Residence: The principal business office of each of TIC, TPT, and Raptor L.P. is: 600 Steamboat Road Greenwich, CT 06830 The principal business office of Mr. Jones is: c/o Tudor Investment Corporation 600 Steamboat Road Greenwich, CT 06830 The principal business office of each of Tudor BVI, Raptor Ltd. and Upper Mill is: c/o CITCO Kaya Flamboyan 9 Curacao, Netherland Antilles ITEM 2(c). Citizenship: TIC is a Delaware corporation Tudor BVI is a company organized under the laws of the British Virgin Islands Mr. Jones is a citizen of the United States Raptor L.P. is a Delaware limited partnership TPT is a Delaware limited liability company Raptor Ltd. and Upper Mill are companies organized under the laws of the Cayman Islands ITEM 2(d). Title of Class of Securities: Common Stock ITEM 2(e). CUSIP Number: 00088E104 Page 9 ITEM 3. If this statement is filed pursuant to Rules 13d-1(b), or 13d-2(b), check whether the person filing is a: (a) [ ] Broker or Dealer registered under section 15 of the Act (b) [ ] Bank as defined in section 3(a)(6) of the Act (c) [ ] Insurance Company as defined in section 3(a)(19) of the Act (d) [ ] Investment Company registered under section 8 of the Investment Company Act (e) [ ] Investment Adviser registered under section 203 of the Investment Advisers Act of 1940 (f) [ ] Employment Benefit Plan, Pension Fund which is subject to the provisions of the Employee Retirement Income Security Act of 1974 or Endowment Fund; see section 240.13d-1(b)(1)(ii)(F) (g) [ ] Parent Holding Company, in accordance with section 240.13d-1(b)(1)(ii)(G) (Note: See Item 7) (h) [ ] Group, in accordance with section 240.13d-1(b)(1)(ii)(H) ITEM 4. OWNERSHIP. (a) Amount Beneficially Owned: See Item 9 of cover pages (b) Percent of Class: See Item 11 of cover pages (c) Number of shares as to which such person has: (i) sole power to vote or to direct the vote See Item 5 of cover pages (ii) shared power to vote or to direct the vote See Item 6 of cover pages (iii) sole power to dispose or to direct the disposition of See Item 7 of cover pages (iv) shared power to dispose or to direct the disposition of See Item 8 of cover pages
ITEM 5. Ownership of Five Percent or Less of a Class. Not applicable ITEM 6. Ownership of More than Five Percent on Behalf of Another Person. Not applicable ITEM 7. Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By the Parents Holding Company. Not applicable ITEM 8. Identification and Classification of Members of the Group. See cover pages ITEM 9. Notice of Dissolution of Group. Not applicable Page 10 ITEM 10. Certification. By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect. After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. Dated: December 8, 1998 TUDOR INVESTMENT CORPORATION By: /s/ Andrew S. Paul ------------------------------------- Andrew S. Paul Managing Director and General Counsel /s/ Paul Tudor Jones, II ----------------------------------------- Paul Tudor Jones, II TUDOR BVI FUTURES, LTD. By: Tudor Investment Corporation, Trading Advisor By: /s/ Andrew S. Paul ------------------------------------- Andrew S. Paul Managing Director and General Counsel Page 11 TUDOR PROPRIETARY TRADING, L.L.C. By: /s/ Andrew S. Paul ------------------------------------- Andrew S. Paul Managing Director and General Counsel THE RAPTOR GLOBAL FUND L.P. By: Tudor Investment Corporation, General Partner By: /s/ Andrew S. Paul ------------------------------------- Andrew S. Paul Managing Director and General Counsel THE RAPTOR GLOBAL FUND LTD. By: Tudor Investment Corporation, Investment Advisor By: /s/ Andrew S. Paul ------------------------------------- Andrew S. Paul Managing Director and General Counsel THE UPPER MILL CAPITAL APPRECIATION FUND LTD. By: Tudor Investment Corporation, Sub-Investment Manager By: /s/ Andrew S. Paul ------------------------------------- Andrew S. Paul Managing Director and General Counsel Page 12 -----END PRIVACY-ENHANCED MESSAGE-----