-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, NNbFgM/hg3y7fnMqie4S6U7ANALncD/RXcBq6C1uPlnnViOCCTBTHp7U1iSgu7QH EfqIlJDLSYTRAQUh5RP/Pw== 0000912057-01-540158.txt : 20020411 0000912057-01-540158.hdr.sgml : 20020411 ACCESSION NUMBER: 0000912057-01-540158 CONFORMED SUBMISSION TYPE: 424B3 PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20011116 FILER: COMPANY DATA: COMPANY CONFORMED NAME: ACTV INC /DE/ CENTRAL INDEX KEY: 0000854152 STANDARD INDUSTRIAL CLASSIFICATION: RADIO & TV BROADCASTING & COMMUNICATIONS EQUIPMENT [3663] IRS NUMBER: 942907258 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 424B3 SEC ACT: 1933 Act SEC FILE NUMBER: 333-59334 FILM NUMBER: 1793807 BUSINESS ADDRESS: STREET 1: 1270 AVE OF THE AMERICAS CITY: NEW YORK STATE: NY ZIP: 10020 BUSINESS PHONE: 2122622571 MAIL ADDRESS: STREET 1: 12270 AVE OF THE AMERICAS #2401 STREET 2: 12270 AVE OF THE AMERICAS #2401 CITY: NEW YORK STATE: NY ZIP: 10020 424B3 1 a2062668z424b3.htm 424B3 Prepared by MERRILL CORPORATION

Filed Under Rule 424(b)(3)
File Number 333-59334

Prospectus Supplement Dated November 16, 2001
To
Prospectus Dated May 2, 2001

    This Prospectus Supplement is filed by ACTV, Inc. ("ACTV") to amend and restate the section entitled "Selling Security Holders" of ACTV's Prospectus dated May 2, 2001 (the "Original Prospectus") to provide for the pending distribution of shares of ACTV common stock by ECA Global LLC ("ECA"). ECA was listed in the Original Prospectus as a Selling Security Holder with 385,269 shares of ACTV common stock registered in its name. In lieu of ECA's selling those shares, ECA has elected to distribute an aggregate of 385,247 of such shares among all of ECA's equityholders. Certain of ECA's equityholders were previously listed in the Original Prospectus as Selling Security Holders and will receive additional shares of ACTV common stock upon ECA's distribution. Certain other ECA equityholders, not previously listed in the Prospectus, will also receive shares of ACTV common stock and become the beneficial owners of such shares upon ECA's distribution. All of the Selling Security Holders for this Offering, including the additional ECA equityholders that will receive ACTV common stock upon ECA's distribution, and the Selling Security Holders previously named in the Original Prospectus, are listed in the table below in alphabetical order.

    ACTV is not registering any additional shares of common stock in this Prospectus Supplement. The total number of shares registered for this Offering remains 1,535,995, the number registered pursuant to the Original Prospectus.

    Accordingly, in order to reflect the pending distribution of certain shares of ACTV common stock by ECA to ECA's equityholders, the table set forth in the section of the Original Prospectus entitled "Selling Security Holders" is hereby amended and restated in its entirety as follows:

Name

  Position, Office or affiliation during the past three years
  Ownership prior to this Offering
  Number of Shares to be distributed by ECA Global LLC
  Total Shares Owned
  Shares included in this Offering (1)(2)
  Ownership after this Offering(2)
  Percentage Ownership after this Offering (2)
 
Abacus Capital Group Limited   None   1,575,209   0   1,575,209   450,060   1,125,149   2.0 %
Abacus Capital Group (USA), Inc.   None   41,294   0   41,294   11,798   29,496   *  
Gerardo Aguinis   None   0   77   77   77   0   *  
Don Amoroso   None   0   1,716   1,716   1,716   0   *  
Mike Benson   None   15,485   6,476   21,961   10,900   11,061   *  
Jim Brancheau   None   15,485   89,625   105,110   94,049   11,061   *  
Elizabeth Brooks   Employee   6,194   0   6,194   1,770   4,424   *  
Michael Caplan   None   0   77   77   77   0   *  
Shaun Cronin   None   0   2,543   2,543   2,543   0   *  
Bruce Davis   None   4,130   0   4,130   4,130   0   0  
George Deriso   None   15,485   61,810   77,295   66,234   11,061   *  
Mitch Drummond   None   0   3,090   3,090   3,090   0   *  
ECA Global, LLC (3)   None   1,348,442   (3 ) 963,195   22   963,173   1.6 %
Tim Enwall   None   31,058   89,625   120,683   98,499   22,184   *  
Andrew Fine   None   48,520   0   48,520   22,711   25,809   *  
Colin Forster   None   0   3,863   3,863   3,863   0   *  
Richard Garrett   None   0   4,053   4,053   4,053   0   *  
Luigi Guillo   Employee   5,161   0   5,161   1,475   3,686   *  
Hillary Hall   None   0   117   117   117   0   *  
Joel Hassell   COO of ACTV and CEO of Intellocity   1,089,137   10,275   1,099,412   321,457   777,955   1.4 %
Rollie Heath   None   0   77   77   77   0   *  
Tom Humble   None   0   5,794   5,794   5,794   0   *  
Tim Johnson   None   0   1,846   1,846   1,846   0   *  
Ed Knudson   Senior Vice President of Business Development of Intellocity   123,882   0   123,882   35,395   88,487   *  
Carrie Koenig   None   0   77   77   77   0   *  
Don Krafcheck   Employee   3,097   0   3,097   885   2,212   *  
Steve LeBlang   None   0   77   77   77   0   *  
Tom Lemmons   Employee   20,647   0   20,647   5,899   14,748   *  
Nicholas Lim   None   0   12,362   12,362   12,362   0   *  
Megan MacMilan   None   7,742   10,280   18,022   12,492   5,530   *  

Name

  Position, Office or affiliation during the past three years
  Ownership prior to this Offering
  Number of Shares to be distributed by ECA Global LLC
  Total Shares Owned
  Shares included in this Offering (1)(2)
  Ownership after this Offering(2)
  Percentage Ownership after this Offering (2)
Steve Markel   Vice President of Product Development of Intellocity   18,716   0   18,716   5,347   13,369   *
Dorothy Martin   None   0   4,225   4,225   4,225   0   *
Ken Martin   None   7,742   2,317   10,059   4,529   5,530   *
George Mileusnic   None   2,167   0   2,167   619   1,548   *
Richard Mogull   None   0   1,964   1,964   1,964   0   *
Sean Moore   None   0   2,317   2,317   2,317   0   *
Herb Morreale   None   0   77   77   77   0   *
Terry Morreale   None   0   482   482   482   0   *
Steve Olshansky   None   15,485   2,937   18,422   7,361   11,061   *
Rob Predolich   Employee   5,574   0   5,574   1,593   3,981   *
Laurie Priddy   None   4,130   0   4,130   4,130   0   *
Gary Rasmussen   Vice President of Platform Development of Intellocity   98,073   0   98,073   28,021   70,052   *
Dan Real   None   15,485   15,452   30,937   19,876   11,061   *
Steve Reynolds   CTO of Intellocity   624,576   2,897   627,473   181,347   446,126   *
Maryann Richards   None   25,808   7,134   32,942   14,508   18,434   *
Gary Sheff   None   48,520   0   48,520   22,711   25,809   *
Dino Starinieri   None   0   450   450   450   0   *
Joseph Stark   None   8,021   0   8,021   2,292   5,729   *
Larry Stevens   None   0   77   77   77   0   *
Carol Stimmel   None   0   3,476   3,476   3,476   0   *
Nancy Talmey   None   0   77   77   77   0   *
Joe Tartell   None   7,742   3,863   11,605   6,075   5,530   *
Lynn Thompson   None   0   3,090   3,090   3,090   0   *
Richard Trinkner   None   7,742   3,352   11,094   5,564   5,530   *
Bauke van Daalen   None   0   3,090   3,090   3,090   0   *
Carola van der Veen   None   0   1,545   1,545   1,545   1,545   *
Bob Wald   None   15,485   5,247   20,732   9,671   11,061   *
Catherine Weldon   None   15,485   15,452   30,937   19,876   11,061   *
Bob Wells   None   0   321   321   321   0   *
Margaret Whelan   Employee   7,226   0   7,226   2,065   5,161   *
Patti Wilson   None   0   1,545   1,545   1,545   0   *
Carol Woodman   Employee   3,097   0   3,097   885   2,212   *
Derik Yarnell   Employee   8,258   0   8,258   2,359   5,899   *
Ian Zenoni   Employee   3,097   0   3,097   885   2,212   *

*
Less than 1%

(1)
The number of shares of common stock shown as beneficially owned and offered by the selling security holders (i) includes (a) 1,502,959 shares of common stock issued to certain of the selling security holders pursuant to ACTV's acquisition of Intellocity in exchange for the issued and outstanding shares of common stock of Intellocity owned by the selling security holders at the time of said acquisition, and (b) the number of shares of common stock issuable upon the exercise of options to purchase up to 33,036 shares of ACTV common stock issued to certain selling security holders in exchange for options of Intellocity, and (ii) excludes shares of common stock issuable upon the exercise of options held by selling security holders who are employees of ACTV and its subsidiaries.

(2)
Gives effect to the sale of all the shares of common stock being offered hereby.

(3)
ECA Global LLC has approved the distribution of 385,247 of the 385,269 shares of ACTV common stock registered in its name in the Prospectus to all of ECA Global LLC's equityholders. Each ECA Global LLC equityholder who will receive such shares is listed in the table, along with the number of shares of ACTV common stock that they will receive upon the distribution from ECA Global LLC.

2



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