N-PX 1 a09-19893_8npx.htm N-PX

 

 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, DC 20549

 

FORM N-PX

 

ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED

MANAGEMENT INVESTMENT COMPANY

 

Investment Company Act File Number :          811-05857

 

Name of Registrant:             Columbia Funds Institutional Trust

 

Address of Principal Executive Offices:

One Financial Center

Boston, Massachusetts  02111

 

Name and address of agent of service:

James R. Bordewick, Jr. Esq.

Columbia Management Advisors, LLC

One Financial Center

Boston, MA 02111

 

Registrant’s telephone number including area code:

1-617-426-3750

 

Date of fiscal year end:

7/31

 

Date of reporting period:

07/01/2008  -  06/30/2009

 

 

 


 

Item1: Proxy Voting Record

 

Registrant: Columbia Funds Institutional Trust

 

Disclosure Fund Name

 

Reporting Period

 

Status

CMG Core Bond Fund

 

07/01/2008-06/30/2009

 

No Proxy Votes Cast in Reporting Period

CMG High Yield Fund

 

07/01/2008-06/30/2009

 

No Proxy Votes Cast in Reporting Period

CMG Short Term Bond Fund

 

07/01/2008-06/30/2009

 

No Proxy Votes Cast in Reporting Period

CMG Ultra Short Term Bond Fund

 

07/01/2008-06/30/2009

 

No Proxy Votes Cast in Reporting Period

 


 

Item 1: Proxy Voting Record

Registrant: Columbia Funds Institutional Trust

Fund Name : CMG Enhanced S&P 500 Index Fund

07/01/2008 - 06/30/2009

 

3M Company

 

Ticker

Security ID:

Meeting Date

Meeting Status

MMM

CUSIP 88579Y101

05/12/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1

Elect Linda Alvarado

Mgmt

For

For

For

2

Elect George Buckley

Mgmt

For

For

For

3

Elect Vance Coffman

Mgmt

For

For

For

4

Elect Michael Eskew

Mgmt

For

For

For

5

Elect W. James Farrell

Mgmt

For

For

For

6

Elect Herbert Henkel

Mgmt

For

For

For

7

Elect Edward Liddy

Mgmt

For

For

For

8

Elect Robert Morrison

Mgmt

For

For

For

9

Elect Aulana Peters

Mgmt

For

For

For

10

Elect Robert Ulrich

Mgmt

For

For

For

11

Ratification of Auditor

Mgmt

For

For

For

12

Shareholder Proposal Regarding Right to Call a Special Meeting

ShrHoldr

Against

Against

For

13

Shareholder Proposal Regarding Restricting Executive Compensation

ShrHoldr

Against

Against

For

 

Abbott Laboratories

 

Ticker

Security ID:

Meeting Date

Meeting Status

ABT

CUSIP 002824100

04/24/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Elect Robert Alpern

Mgmt

For

For

For

1.2

Elect Roxanne Austin

Mgmt

For

For

For

1.3

Elect William Daley

Mgmt

For

For

For

1.4

Elect W. James Farrell

Mgmt

For

For

For

1.5

Elect H. Laurance Fuller

Mgmt

For

For

For

1.6

Elect William Osborn

Mgmt

For

For

For

1.7

Elect David Owen

Mgmt

For

For

For

1.8

Elect W. Ann Reynolds

Mgmt

For

For

For

1.9

Elect Roy Roberts

Mgmt

For

For

For

1.10

Elect Samuel Scott III

Mgmt

For

For

For

1.11

Elect William Smithburg

Mgmt

For

For

For

1.12

Elect Glenn Tilton

Mgmt

For

For

For

1.13

Elect Miles White

Mgmt

For

For

For

2

Approval Of The Abbott Laboratories 2009 Incentive Stock Program

Mgmt

For

For

For

3

2009 Employee Stock Purchase Plan

Mgmt

For

For

For

4

Ratification Of Deloitte & Touche Llp As Auditors

Mgmt

For

For

For

5

Shareholder Proposal - Animal Testing

ShrHoldr

Against

Abstain

Against

6

Shareholder Proposal - Health Care Principles

ShrHoldr

Against

Abstain

Against

7

Shareholder Proposal - Advisory Vote

ShrHoldr

Against

For

Against

 


 

Ace Limited

 

Ticker

Security ID:

Meeting Date

Meeting Status

ACE

CUSIP G0070K103

07/14/2008

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1

Election Of Director: Michael G. Atieh To Term Expiring In 2009.

Mgmt

For

For

For

2

Election Of Director: Mary A. Cirillo To Term Expiring In 2009.

Mgmt

For

For

For

3

Election Of Director: Bruce L. Crockett To Term Expiring In 2009.

Mgmt

For

For

For

4

Election Of Director: Thomas J. Neff To Term Expiring In 2009.

Mgmt

For

For

For

5

Election Of Director: Gary M. Stuart To Term Expiring In 2009.

Mgmt

For

For

For

6

Election Of Director: Robert M. Hernandez To Term Expiring In 2010.

Mgmt

For

For

For

7

Election Of Director: Peter Menikoff To Term Expiring In 2010.

Mgmt

For

For

For

8

Election Of Director: Robert Ripp To Term Expiring In 2010.

Mgmt

For

For

For

9

Election Of Director: Dermot F. Smurfit To Term Expiring In 2010.

Mgmt

For

For

For

10

Election Of Director: Evan G. Greenberg To Term Expiring In

Mgmt

For

For

For

11

Election Of Director: John A. Krol To Term Expiring In 2011.

Mgmt

For

For

For

12

Election Of Director: Leo F. Mullin To Term Expiring In 2011.

Mgmt

For

For

For

13

Election Of Director: Olivier Steimer To Term Expiring In 2011.

Mgmt

For

For

For

14

De-Registration From The Cayman Islands

Mgmt

For

For

For

15

Requirement Of The Preparation Of A Special Purpose Unconsolidated Balance Sheet

Mgmt

For

For

For

16

Amendment To Par Value

Mgmt

For

For

For

17

Registration Of The Company In Zurich, Switzerland

Mgmt

For

For

For

18

Approval Of The Name Of The Company

Mgmt

For

For

For

19

Approval Of The Change Of The Purpose Of The Company

Mgmt

For

For

For

20

Approval Of The Rearrangement Of The Company S Existing Share Capital

Mgmt

For

For

For

21

Approval Of The Company S Articles Of Association

Mgmt

For

For

For

22

Confirmation Of Swiss Law As The Authoritative Legislation Governing The Company

Mgmt

For

For

For

23

Approval of Zurich, Switzerland as the Company’s Principal Place of Business

Mgmt

For

For

For

24

Appointment of Special Auditor

Mgmt

For

For

For

25

Amendment to the 2004 Long-Term Incentive Plan

Mgmt

For

For

For

26

Ratification of Auditor

Mgmt

For

For

For

27

Approval of Dividend in the Form of a Par Value Reduction

Mgmt

For

For

For

 


 

Adobe Systems Inc.

 

Ticker

Security ID:

Meeting Date

Meeting Status

ADBE

CUSIP 00724F101

04/01/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1

Election Of Class II Director: Robert K. Burgess

Mgmt

For

For

For

2

Election Of Class II Director: Carol Mills

Mgmt

For

For

For

3

Election Of Class II Director: Daniel Rosensweig

Mgmt

For

For

For

4

Election Of Class II Director: Robert Sedgewick

Mgmt

For

For

For

5

Election Of Class II Director: John E. Warnock

Mgmt

For

For

For

6

Amendment to the 2003 Equity Incentive Plan

Mgmt

For

For

For

7

Ratification of Auditor

Mgmt

For

For

For

 

Aetna Inc.

 

Ticker

Security ID:

Meeting Date

Meeting Status

AET

CUSIP 00817Y108

05/29/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1

Elect Frank Clark

Mgmt

For

For

For

2

Elect Betsy Cohen

Mgmt

For

For

For

3

Elect Molly Coye

Mgmt

For

For

For

4

Elect Roger Farah

Mgmt

For

For

For

5

Elect Barbara Franklin

Mgmt

For

For

For

6

Elect Jeffrey Garten

Mgmt

For

For

For

7

Elect Earl Graves

Mgmt

For

For

For

8

Elect Gerald Greenwald

Mgmt

For

For

For

9

Elect Ellen Hancock

Mgmt

For

For

For

10

Elect Richard Harrington

Mgmt

For

For

For

11

Elect Edward Ludwig

Mgmt

For

For

For

12

Elect Joseph Newhouse

Mgmt

For

For

For

13

Elect Ronald Williams

Mgmt

For

For

For

14

Ratification of Auditor

Mgmt

For

For

For

15

Shareholder Proposal Regarding Cumulative Voting

ShrHoldr

Against

For

Against

16

Shareholder Proposal Regarding Nominating a Retired Executive to the Board

ShrHoldr

Against

Against

For

 

Aflac Incorporated

 

Ticker

Security ID:

Meeting Date

Meeting Status

AFL

CUSIP 001055102

05/04/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1

Elect Daniel Amos

Mgmt

For

For

For

2

Elect John Amos, II

Mgmt

For

For

For

3

Elect Paul Amos, II

Mgmt

For

For

For

4

Elect Yoshiro Aoki

Mgmt

For

For

For

5

Elect Michael Armacost

Mgmt

For

For

For

6

Elect Kriss Cloninger, III

Mgmt

For

For

For

7

Elect Joe Harris

Mgmt

For

For

For

8

Elect Elizabeth Hudson

Mgmt

For

For

For

9

Elect Kenneth Janke, Sr.

Mgmt

For

For

For

10

Elect Douglas Johnson

Mgmt

For

For

For

11

Elect Robert Johnson

Mgmt

For

For

For

12

Elect Charles Knapp

Mgmt

For

For

For

13

Elect E. Stephen Purdom

Mgmt

For

For

For

14

Elect Barbara Rimer

Mgmt

For

For

For

15

Elect Marvin Schuster

Mgmt

For

For

For

16

Elect David Thompson

Mgmt

For

For

For

17

Elect Robert Wright

Mgmt

For

For

For

18

Advisory Vote on Executive Compensation

Mgmt

For

For

For

19

Ratification of Auditor

Mgmt

For

For

For

 


 

Allstate Corp.

 

Ticker

Security ID:

Meeting Date

Meeting Status

ALL

CUSIP 020002101

05/19/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1

Elect F. Duane Ackerman

Mgmt

For

For

For

2

Elect Robert Beyer

Mgmt

For

For

For

3

Elect W. James Farrell

Mgmt

For

For

For

4

Elect Jack Greenberg

Mgmt

For

For

For

5

Elect Ronald LeMay

Mgmt

For

For

For

6

Elect H. John Riley, Jr.

Mgmt

For

For

For

7

Elect Joshua Smith

Mgmt

For

For

For

8

Elect Judith Sprieser

Mgmt

For

For

For

9

Elect Mary Taylor

Mgmt

For

For

For

10

Elect Thomas Wilson

Mgmt

For

For

For

11

Ratification of Auditor

Mgmt

For

For

For

12

Annual Executive Incentive Plan

Mgmt

For

For

For

13

2009 Equity Incentive Plan

Mgmt

For

For

For

14

Shareholder Proposal Regarding Right to Call a Special Meeting

ShrHoldr

Against

For

Against

15

Shareholder Proposal Regarding Advisory Vote on Compensation (Say on Pay)

ShrHoldr

Against

For

Against

16

Shareholder Proposal Regarding Political Contributions and Expenditure Report

ShrHoldr

Against

Against

For

 

Altria Group, Inc.

 

Ticker

Security ID:

Meeting Date

Meeting Status

MO

CUSIP 02209S103

05/19/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1

Elect Elizabeth Bailey

Mgmt

For

For

For

2

Elect Gerald Baliles

Mgmt

For

For

For

3

Elect Dinyar Devitre

Mgmt

For

For

For

4

Elect Thomas Farrell II

Mgmt

For

For

For

5

Elect Robert Huntley

Mgmt

For

For

For

6

Elect Thomas Jones

Mgmt

For

For

For

7

Elect George Muñoz

Mgmt

For

For

For

8

Elect Nabil Sakkab

Mgmt

For

For

For

9

Elect Michael Szymanczyk

Mgmt

For

For

For

10

Ratification of Auditor

Mgmt

For

For

For

11

Shareholder Proposal Regarding Reduction of Nicotine Content in New Brands/Brand Extensions

ShrHoldr

Against

Abstain

Against

12

Shareholder Proposal Regarding Food Insecurity and Tobacco Use

ShrHoldr

Against

Abstain

Against

13

Shareholder Proposal Regarding Adoption of Principles for Health Care Reform

ShrHoldr

Against

Abstain

Against

14

Shareholder Proposal Regarding Human Rights Protocols

ShrHoldr

Against

Abstain

Against

15

Shareholder Proposal Regarding Advisory Vote on Compensation (Say on Pay)

ShrHoldr

Against

Against

For

16

Shareholder Proposal Regarding Political Contributions and Expenditure Report

ShrHoldr

Against

Abstain

Against

 


 

American Electric Power Company, Inc.

 

Ticker

Security ID:

Meeting Date

Meeting Status

AEP

CUSIP 025537101

04/28/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Elect E. R. Brooks

Mgmt

For

For

For

1.2

Elect Donald Carlton

Mgmt

For

For

For

1.3

Elect Ralph Crosby, Jr.

Mgmt

For

For

For

1.4

Elect Linda Goodspeed

Mgmt

For

For

For

1.5

Elect Thomas Hoaglin

Mgmt

For

For

For

1.6

Elect Lester Hudson, Jr.

Mgmt

For

For

For

1.7

Elect Michael Morris

Mgmt

For

For

For

1.8

Elect Lionel Nowell III

Mgmt

For

For

For

1.9

Elect Richard Sandor

Mgmt

For

For

For

1.10

Elect Kathryn Sullivan

Mgmt

For

For

For

1.11

Elect Sara Tucker

Mgmt

For

For

For

1.12

Elect John Turner

Mgmt

For

For

For

2

Elimination of Cumulative Voting and Adoption of Majority Vote for Election of Directors

Mgmt

For

For

For

3

Ratification of Auditor

Mgmt

For

For

For

 

American Express Company

 

Ticker

Security ID:

Meeting Date

Meeting Status

AXP

CUSIP 025816109

04/27/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1

Election Of Director: D.F. Akerson

Mgmt

For

For

For

2

Election Of Director: C. Barshefsky

Mgmt

For

For

For

3

Election Of Director: U.M. Burns

Mgmt

For

For

For

4

Election Of Director: K.I. Chenault

Mgmt

For

For

For

5

Election Of Director: P. Chernin

Mgmt

For

For

For

6

Election Of Director: J. Leschly

Mgmt

For

For

For

7

Election Of Director: R.C. Levin

Mgmt

For

For

For

8

Election Of Director: R.A. Mcginn

Mgmt

For

For

For

9

Election Of Director: E.D. Miller

Mgmt

For

For

For

10

Election Of Director: S.S Reinemund

Mgmt

For

For

For

11

Election Of Director: R.D. Walter

Mgmt

For

For

For

12

Election Of Director: R.A. Williams

Mgmt

For

For

For

13

Ratification Of Auditor

Mgmt

For

For

For

14

Advisory (Non-Binding) Vote Approving Executive Compensation.

Mgmt

For

For

For

15

Shareholder Proposal Relating To Cumulative Voting For Directors.

ShrHoldr

Against

For

Against

16

Shareholder Proposal Regarding Right to Call a Special Meeting

ShrHoldr

Against

For

Against

 

American Tower Corporation

 

Ticker

Security ID:

Meeting Date

Meeting Status

AMT

CUSIP 029912201

05/06/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1

Elect Raymond Dolan

Mgmt

For

For

For

2

Elect Ronald Dykes

Mgmt

For

For

For

3

Elect Carolyn Katz

Mgmt

For

For

For

4

Elect Gustavo Lara Cantu

Mgmt

For

For

For

5

Elect JoAnn Reed

Mgmt

For

For

For

6

Elect Pamela Reeve

Mgmt

For

For

For

7

Elect David Sharbutt

Mgmt

For

For

For

8

Elect James Taiclet, Jr.

Mgmt

For

For

For

9

Elect Samme Thompson

Mgmt

For

For

For

10

Ratification of Auditor

Mgmt

For

For

For

 


 

Amgen Inc.

 

Ticker

Security ID:

Meeting Date

Meeting Status

AMGN

CUSIP 031162100

05/06/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1

Elect David Baltimore

Mgmt

For

For

For

2

Elect Frank Biondi, Jr.

Mgmt

For

For

For

3

Elect François de Carbonnel

Mgmt

For

For

For

4

Elect Jerry Choate

Mgmt

For

For

For

5

Elect Vance Coffman

Mgmt

For

For

For

6

Elect Frederick Gluck

Mgmt

For

For

For

7

Elect Frank Herringer

Mgmt

For

For

For

8

Elect Gilbert Omenn

Mgmt

For

For

For

9

Elect Judith Pelham

Mgmt

For

For

For

10

Elect J. Paul Reason

Mgmt

For

For

For

11

Elect Leonard Schaeffer

Mgmt

For

For

For

12

Elect Kevin Sharer

Mgmt

For

For

For

13

Ratification of Auditor

Mgmt

For

For

For

14

2009 Equity Incentive Plan

Mgmt

For

For

For

15

Elimination of Supermajority Requirement

Mgmt

For

For

For

16

Shareholder Proposal Regarding Right to Call a Special Meeting

ShrHoldr

Against

Against

For

17

Shareholder Proposal Regarding Reincorporation

ShrHoldr

Against

Against

For

 

Anadarko Petroleum Corporation

 

Ticker

Security ID:

Meeting Date

Meeting Status

APC

CUSIP 032511107

05/19/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1

Elect Robert Allison, Jr.

Mgmt

For

For

For

2

Elect Peter Fluor

Mgmt

For

For

For

3

Elect John Poduska, Sr.

Mgmt

For

For

For

4

Elect Paula Reynolds

Mgmt

For

For

For

5

Ratification of Auditor

Mgmt

For

For

For

6

Repeal of Classified Board

Mgmt

For

For

For

7

Shareholder Proposal Regarding Adopting Sexual Orientation and Gender Identity Expression Anti-Bias Policy

ShrHoldr

Against

Abstain

Against

 

Anthem, Inc.

 

Ticker

Security ID:

Meeting Date

Meeting Status

WLP

CUSIP 94973V107

05/20/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1

Elect Lenox Baker, Jr.

Mgmt

For

For

For

2

Elect Susan Bayh

Mgmt

For

For

For

3

Elect Larry Glasscock

Mgmt

For

For

For

4

Elect Julie Hill

Mgmt

For

For

For

5

Elect Ramiro Peru

Mgmt

For

For

For

6

Ratification of Auditor

Mgmt

For

For

For

7

Amendment to the 2006 Incentive Compensation Plan

Mgmt

For

For

For

8

Amendment to the Employee Stock Purchase Plan

Mgmt

For

For

For

9

Shareholder Proposal Regarding Advisory Vote on Compensation (Say on Pay)

ShrHoldr

Against

For

Against

 


 

Aon Corporation

 

Ticker

Security ID:

Meeting Date

Meeting Status

AOC

CUSIP 037389103

05/15/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1

Elect Lester Knight

Mgmt

For

For

For

2

Elect Gregory Case

Mgmt

For

For

For

3

Elect Fulvio Conti

Mgmt

For

For

For

4

Elect Edgar Jannotta

Mgmt

For

For

For

5

Elect Jan Kalff

Mgmt

For

For

For

6

Elect J. Michael Losh

Mgmt

For

For

For

7

Elect R. Eden Martin

Mgmt

For

Against

Against

8

Elect Andrew McKenna

Mgmt

For

For

For

9

Elect Robert Morrison

Mgmt

For

For

For

10

Elect Richard Myers

Mgmt

For

For

For

11

Elect Richard Notebaert

Mgmt

For

For

For

12

Elect John Rogers, Jr.

Mgmt

For

Against

Against

13

Elect Gloria Santona

Mgmt

For

For

For

14

Elect Carolyn Woo

Mgmt

For

For

For

15

Ratification of Auditor

Mgmt

For

For

For

 

Apache Corporation

 

Ticker

Security ID:

Meeting Date

Meeting Status

APA

CUSIP 037411105

05/07/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1

Elect Frederick Bohen

Mgmt

For

Against

Against

2

Elect George Lawrence

Mgmt

For

Against

Against

3

Elect Rodman Patton

Mgmt

For

For

For

4

Elect Charles Pitman

Mgmt

For

For

For

 

Apple Inc.

 

Ticker

Security ID:

Meeting Date

Meeting Status

AAPL

CUSIP 037833100

02/25/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Elect William Campbell

Mgmt

For

For

For

1.2

Elect Millard Drexler

Mgmt

For

For

For

1.3

Elect Albert Gore, Jr.

Mgmt

For

For

For

1.4

Elect Steven Jobs

Mgmt

For

For

For

1.5

Elect Andrea Jung

Mgmt

For

For

For

1.6

Elect Arthur Levinson

Mgmt

For

For

For

1.7

Elect Eric Schmidt

Mgmt

For

For

For

1.8

Elect Jerome York

Mgmt

For

For

For

2

Shareholder Proposal Regarding Political Contributions and Expenditure Report

ShrHoldr

Against

For

Against

3

Shareholder Proposal Regarding Adoption of Principles for Health Care Reform

ShrHoldr

Against

Abstain

Against

4

Shareholder Proposal Regarding Sustainability Report

ShrHoldr

Against

Abstain

Against

5

Shareholder Proposal Regarding Advisory Vote on Compensation (Say on Pay)

ShrHoldr

Against

For

Against

 


 

Applied Materials, Inc.

 

Ticker

Security ID:

Meeting Date

Meeting Status

AMAT

CUSIP 038222105

03/10/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Elect Aart de Geus

Mgmt

For

For

For

1.2

Elect Stephen Forrest

Mgmt

For

For

For

1.3

Elect Philip Gerdine

Mgmt

For

For

For

1.4

Elect Thomas Iannotti

Mgmt

For

For

For

1.5

Elect Alexander Karsner

Mgmt

For

For

For

1.6

Elect Charles Liu

Mgmt

For

For

For

1.7

Elect Gerhard Parker

Mgmt

For

For

For

1.8

Elect Dennis Powell

Mgmt

For

For

For

1.9

Elect Willem Roelandts

Mgmt

For

For

For

1.10

Elect James Rogers

Mgmt

For

For

For

1.11

Elect Michael Splinter

Mgmt

For

For

For

2

Elimination of Supermajority Requirement

Mgmt

For

For

For

3

Ratification of Auditor

Mgmt

For

For

For

 

Archer-Daniels-Midland Company

 

Ticker

Security ID:

Meeting Date

Meeting Status

ADM

CUSIP 039483102

11/06/2008

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1

Election Of Director: G.W. Buckley

Mgmt

For

For

For

2

Election Of Director: M.H. Carter

Mgmt

For

Against

Against

3

Election Of Director: V.F. Haynes

Mgmt

For

For

For

4

Election Of Director: A. Maciel

Mgmt

For

For

For

5

Election Of Director: P.J. Moore

Mgmt

For

For

For

6

Election Of Director: M.B. Mulroney

Mgmt

For

For

For

7

Election Of Director: T.F. O Neill

Mgmt

For

For

For

8

Election Of Director: K.R. Westbrook

Mgmt

For

For

For

9

Election Of Director: P.A. Woertz

Mgmt

For

For

For

10

Ratification Of Auditor

Mgmt

For

For

For

11

Adopt Stockholder S Proposal Regarding Global Human Rights Standards.

ShrHoldr

Against

Abstain

Against

 


 

AT&T Corp.

 

Ticker

Security ID:

Meeting Date

Meeting Status

T

CUSIP 00206R102

04/24/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1

Election Of Director: Randall L. Stephenson

Mgmt

For

For

For

2

Election Of Director: William F. Aldinger III

Mgmt

For

For

For

3

Election Of Director: Gilbert F. Amelio

Mgmt

For

For

For

4

Election Of Director: Reuben V. Anderson

Mgmt

For

For

For

5

Election Of Director: James H. Blanchard

Mgmt

For

For

For

6

Election Of Director: August A. Busch III

Mgmt

For

For

For

7

Election Of Director: Jaime Chico Pardo

Mgmt

For

Against

Against

8

Election Of Director: James P. Kelly

Mgmt

For

For

For

9

Election Of Director: Jon C. Madonna

Mgmt

For

For

For

10

Election Of Director: Lynn M. Martin

Mgmt

For

For

For

11

Election Of Director: John B. Mccoy

Mgmt

For

For

For

12

Election Of Director: Mary S. Metz

Mgmt

For

For

For

13

Election Of Director: Joyce M. Roche

Mgmt

For

For

For

14

Election Of Director: Laura D Andrea Tyson

Mgmt

For

For

For

15

Election Of Director: Patricia P. Upton

Mgmt

For

For

For

16

Ratification Of Appointment Of Independent Auditors.

Mgmt

For

For

For

17

Amendment To Increase Authorized Shares.

Mgmt

For

For

For

18

Report On Political Contributions.

ShrHoldr

Against

Against

For

19

Special Stockholder Meetings.

ShrHoldr

Against

For

Against

20

Cumulative Voting.

ShrHoldr

Against

For

Against

21

Bylaw Requiring Independent Chairman.

ShrHoldr

Against

For

Against

22

Advisory Vote On Compensation.

ShrHoldr

Against

For

Against

23

Pension Credit Policy.

ShrHoldr

Against

For

Against

 

Autodesk, Inc.

 

Ticker

Security ID:

Meeting Date

Meeting Status

ADSK

CUSIP 052769106

06/11/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1

Elect Carl Bass

Mgmt

For

For

For

2

Elect Crawford Beveridge

Mgmt

For

For

For

3

Elect J. Hallam Dawson

Mgmt

For

For

For

4

Elect Per-Kristian Halvorsen

Mgmt

For

For

For

5

Elect Sean Maloney

Mgmt

For

For

For

6

Elect Elizabeth Nelson

Mgmt

For

For

For

7

Elect Charles Robel

Mgmt

For

For

For

8

Elect Steven West

Mgmt

For

For

For

9

Ratification of Auditor

Mgmt

For

For

For

10

2010 Outside Directors’ Stock Plan

Mgmt

For

For

For

 


 

AutoZone, Inc.

 

Ticker

Security ID:

Meeting Date

Meeting Status

AZO

CUSIP 053332102

12/17/2008

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Elect William Crowley

Mgmt

For

For

For

1.2

Elect Sue Gove

Mgmt

For

For

For

1.3

Elect Earl Graves, Jr.

Mgmt

For

For

For

1.4

Elect Robert Grusky

Mgmt

For

For

For

1.5

Elect J.R. Hyde, III

Mgmt

For

For

For

1.6

Elect W. Andrew McKenna

Mgmt

For

For

For

1.7

Elect George Mrkonic, Jr.

Mgmt

For

For

For

1.8

Elect Luis Nieto

Mgmt

For

For

For

1.9

Elect William Rhodes, III

Mgmt

For

For

For

1.10

Elect Theodore Ullyot

Mgmt

For

For

For

2

Ratification of Auditor

Mgmt

For

For

For

 

AvalonBay Communities, Inc.

 

Ticker

Security ID:

Meeting Date

Meeting Status

AVB

CUSIP 053484101

05/21/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Elect Bryce Blair

Mgmt

For

For

For

1.2

Elect Bruce Choate

Mgmt

For

For

For

1.3

Elect John Healy, Jr.

Mgmt

For

For

For

1.4

Elect Gilbert Meyer

Mgmt

For

For

For

1.5

Elect Timothy Naughton

Mgmt

For

For

For

1.6

Elect Lance Primis

Mgmt

For

For

For

1.7

Elect Peter Rummell

Mgmt

For

For

For

1.8

Elect H. Jay Sarles

Mgmt

For

For

For

1.9

Elect W. Edward Walter

Mgmt

For

For

For

2

2009 Stock Option and Incentive Plan

Mgmt

For

For

For

3

Ratification of Auditor

Mgmt

For

For

For

 

Ball Corporation

 

Ticker

Security ID:

Meeting Date

Meeting Status

BLL

CUSIP 058498106

04/22/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Elect Robert Alspaugh

Mgmt

For

For

For

1.2

Elect R. David Hoover

Mgmt

For

Withhold

Against

1.3

Elect Jan Nicholson

Mgmt

For

For

For

2

Ratification of Auditor

Mgmt

For

For

For

3

Proposal To Declassify The Board Of Directors.

ShrHoldr

Against

For

Against

 


 

Bank Of New York Mellon Corp.

 

Ticker

Security ID:

Meeting Date

Meeting Status

BK

CUSIP 064058100

04/14/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Elect Ruth Bruch

Mgmt

For

For

For

1.2

Elect Nicholas Donofrio

Mgmt

For

For

For

1.3

Elect Gerald Hassell

Mgmt

For

For

For

1.4

Elect Edmund Kelly

Mgmt

For

For

For

1.5

Elect Robert Kelly

Mgmt

For

For

For

1.6

Elect Richard Kogan

Mgmt

For

For

For

1.7

Elect Michael Kowalski

Mgmt

For

For

For

1.8

Elect John Luke, Jr.

Mgmt

For

For

For

1.9

Elect Robert Mehrabian

Mgmt

For

For

For

1.10

Elect Mark Nordenberg

Mgmt

For

For

For

1.11

Elect Catherine Rein

Mgmt

For

For

For

1.12

Elect William Richardson

Mgmt

For

For

For

1.13

Elect Samuel Scott III

Mgmt

For

For

For

1.14

Elect John Surma

Mgmt

For

For

For

1.15

Elect Wesley von Schack

Mgmt

For

For

For

2

Advisory Vote on Executive Compensation

Mgmt

For

For

For

3

Ratification of Auditor

Mgmt

For

For

For

4

Stockholder Proposal With Respect To Cumulative Voting.

ShrHoldr

Against

For

Against

5

Shareholder Proposal Regarding Retention of Shares After Retirement

ShrHoldr

Against

Against

For

 

 


 

Baxter International Inc.

 

Ticker

Security ID:

Meeting Date

Meeting Status

BAX

CUSIP 071813109

05/05/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1

Elect Walter Boomer

Mgmt

For

For

For

2

Elect James Gavin III

Mgmt

For

For

For

3

Elect Peter Hellman

Mgmt

For

For

For

4

Elect K.J. Storm

Mgmt

For

For

For

5

Ratification of Auditor

Mgmt

For

For

For

6

Shareholder Proposal Regarding Animal Testing

ShrHoldr

Against

Abstain

Against

 

BB&T Corporation

 

Ticker

Security ID:

Meeting Date

Meeting Status

BBT

CUSIP 054937107

04/28/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Elect John Allison, IV

Mgmt

For

For

For

1.2

Elect Jennifer Banner

Mgmt

For

For

For

1.3

Elect Anna Cablik

Mgmt

For

Withhold

Against

1.4

Elect Nelle Chilton

Mgmt

For

For

For

1.5

Elect Ronald Deal

Mgmt

For

Withhold

Against

1.6

Elect Tom Efird

Mgmt

For

For

For

1.7

Elect Barry Fitzpatrick

Mgmt

For

For

For

1.8

Elect L. Vincent Hackley

Mgmt

For

For

For

1.9

Elect Jane Helm

Mgmt

For

For

For

1.10

Elect John Howe, III

Mgmt

For

For

For

1.11

Elect Kelly King

Mgmt

For

For

For

1.12

Elect James Maynard

Mgmt

For

For

For

1.13

Elect Albert McCauley

Mgmt

For

For

For

1.14

Elect J. Holmes Morrison

Mgmt

For

For

For

1.15

Elect Nido Qubein

Mgmt

For

For

For

1.16

Elect Thomas Thompson

Mgmt

For

For

For

1.17

Elect Stephen Williams

Mgmt

For

For

For

2

Amendment to the 2004 Stock Incentive Plan

Mgmt

For

For

For

3

Advisory Vote on Executive Compensation

Mgmt

For

For

For

4

Ratification of Auditor

Mgmt

For

For

For

5

Shareholder Proposal Regarding Majority Vote for Election of Directors

ShrHoldr

Against

For

Against

 

Becton, Dickinson and Company

 

Ticker

Security ID:

Meeting Date

Meeting Status

BDX

CUSIP 075887109

02/03/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Elect Claire Fraser-Liggett

Mgmt

For

For

For

1.2

Elect Edward Ludwig

Mgmt

For

For

For

1.3

Elect Willard Overlock, Jr.

Mgmt

For

For

For

1.4

Elect Bertram Scott

Mgmt

For

For

For

2

Ratification Of Selection Of Independent Registered Public Accounting Firm.

Mgmt

For

For

For

3

Amendment To Bd S Restated Certificate Of Incorporation.

Mgmt

For

For

For

4

Amendment To The 2004 Employee And Director Equity-Based Compensation Plan.

Mgmt

For

For

For

5

Approval Of Material Terms Of Performance Goals.

Mgmt

For

For

For

6

Special Shareholder Meetings.

ShrHoldr

Against

For

Against

7

Cumulative Voting.

ShrHoldr

Against

For

Against

 


 

Best Buy Co., Inc.

 

Ticker

Security ID:

Meeting Date

Meeting Status

BBY

CUSIP 086516101

06/24/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Elect Ronald James

Mgmt

For

For

For

1.2

Elect Elliot Kaplan

Mgmt

For

For

For

1.3

Elect Sanjay Khosla

Mgmt

For

For

For

1.4

Elect George Mikan III

Mgmt

For

For

For

1.5

Elect Matthew Paull

Mgmt

For

For

For

1.6

Elect Richard Schulze

Mgmt

For

For

For

1.7

Elect Hatim Tyabji

Mgmt

For

For

For

1.8

Elect Gérard Vittecoq

Mgmt

For

For

For

2

Ratification of Auditor

Mgmt

For

For

For

3

Amendment to the 2004 Omnibus Stock and Incentive Plan

Mgmt

For

For

For

4

Amendment to Change the Approval Required For Certain Business Combinations

Mgmt

For

For

For

5

Amendment to Decrease Shareholder Approval Required to Amend Article IX

Mgmt

For

For

For

6

Amendment to Decrease Shareholder Approval Required to Remove Directors Without Cause

Mgmt

For

For

For

7

Amendment to Decrease Shareholder Approval Required to Amend Classified Board Provisions

Mgmt

For

For

For

8

Amendment to Decrease Shareholder Approval Required For Certain Stock Repurchases from Shareholders

Mgmt

For

For

For

9

Amendment to Decrease Shareholder Approval Required to Amend Article X

Mgmt

For

For

For

 

Big Lots, Inc.

 

Ticker

Security ID:

Meeting Date

Meeting Status

BIG

CUSIP 089302103

05/28/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Elect Jeffrey Berger

Mgmt

For

For

For

1.2

Elect Steven Fishman

Mgmt

For

For

For

1.3

Elect Peter Hayes

Mgmt

For

For

For

1.4

Elect David Kollat

Mgmt

For

For

For

1.5

Elect Brenda Lauderback

Mgmt

For

For

For

1.6

Elect Philip Mallott

Mgmt

For

For

For

1.7

Elect Russell Solt

Mgmt

For

For

For

1.8

Elect James Tener

Mgmt

For

For

For

1.9

Elect Dennis Tishkoff

Mgmt

For

For

For

2

Ratification of Auditor

Mgmt

For

For

For

3

Shareholder Proposal Regarding Majority Vote for Election of Directors

ShrHoldr

Against

For

Against

 


 

Biogen, Inc.

 

Ticker

Security ID:

Meeting Date

Meeting Status

BIIB

CUSIP 09062X103

06/03/2009

Take No Action

Meeting Type

Country of Trade

 

 

Proxy Contest

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Elect Alexander Denner

ShrHoldr

N/A

TNA

N/A

1.2

Elect Richard Mulligan

ShrHoldr

N/A

TNA

N/A

1.3

Elect Thomas Deuel

ShrHoldr

N/A

TNA

N/A

1.4

Elect David Sidransky

ShrHoldr

N/A

TNA

N/A

2

Shareholder Proposal Regarding Board Size

ShrHoldr

N/A

TNA

N/A

3

Shareholder Proposal Regarding Reincorporation to North Dakota

ShrHoldr

N/A

TNA

N/A

4

Ratification of Auditor

ShrHoldr

N/A

TNA

N/A

5

Adoption of Majority Vote for Election of Directors

ShrHoldr

N/A

TNA

N/A

 

Biogen, Inc.

 

Ticker

Security ID:

Meeting Date

Meeting Status

BIIB

CUSIP 09062X103

06/03/2009

Voted

Meeting Type

Country of Trade

 

 

Proxy Contest

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Elect Lawrence Best

Mgmt

For

For

For

1.2

Elect Alan Glassberg

Mgmt

For

For

For

1.3

Elect Robert Pangia

Mgmt

For

For

For

1.4

Elect William Young

Mgmt

For

For

For

2

Ratification of Auditor

Mgmt

For

For

For

3

Adoption of Majority Vote for Election of Directors

Mgmt

For

For

For

4

Shareholder Proposal Regarding Board Size

ShrHoldr

Against

Against

For

5

Shareholder Proposal Regarding Reincorporation

ShrHoldr

Against

Against

For

 

BJ Services Company

 

Ticker

Security ID:

Meeting Date

Meeting Status

BJS

CUSIP 055482103

01/29/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Elect John Huff

Mgmt

For

For

For

1.2

Elect Michael Patrick

Mgmt

For

For

For

2

To Approve Amendments To The BJ Services Company 2003 Incentive Plan.

Mgmt

For

For

For

3

Ratification of Auditor

Mgmt

For

For

For

 


 

Boeing Company

 

Ticker

Security ID:

Meeting Date

Meeting Status

BA

CUSIP 097023105

04/27/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1

Election Of Director: John H. Biggs

Mgmt

For

For

For

2

Election Of Director: John E. Bryson

Mgmt

For

For

For

3

Election Of Director: Arthur D. Collins, Jr.

Mgmt

For

For

For

4

Election Of Director: Linda Z. Cook

Mgmt

For

For

For

5

Election Of Director: William M. Daley

Mgmt

For

For

For

6

Election Of Director: Kenneth M. Duberstein

Mgmt

For

For

For

7

Election Of Director: John F. Mcdonnell

Mgmt

For

For

For

8

Election Of Director: W. James Mcnerney, Jr.

Mgmt

For

For

For

9

Election Of Director: Mike S. Zafirovski

Mgmt

For

For

For

10

Amendment To The Boeing Company 2003 Incentive Stock Plan.

Mgmt

For

For

For

11

Ratification Of Auditor

Mgmt

For

For

For

12

Adopt Cumulative Voting.

ShrHoldr

Against

For

Against

13

Require Advisory Vote On Named Executive Officer Compensation.

ShrHoldr

Against

Against

For

14

Adopt Health Care Principles.

ShrHoldr

Against

Abstain

Against

15

Prepare A Report On Foreign Military Sales.

ShrHoldr

Against

Abstain

Against

16

Require An Independent Lead Director.

ShrHoldr

Against

For

Against

17

Require Shareholder Approval Of Future Severance Arrangements.

ShrHoldr

Against

Against

For

18

Require Disclosure Of Political Contributions.

ShrHoldr

Against

Against

For

 

Boston Scientific Corporation

 

Ticker

Security ID:

Meeting Date

Meeting Status

BSX

CUSIP 101137107

05/05/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1

Elect John Abele

Mgmt

For

For

For

2

Elect Ursula Burns

Mgmt

For

For

For

3

Elect Marye Anne Fox

Mgmt

For

For

For

4

Elect Ray Groves

Mgmt

For

For

For

5

Elect Kristina Johnson

Mgmt

For

For

For

6

Elect Ernest Mario

Mgmt

For

For

For

7

Elect N.J. Nicholas, Jr.

Mgmt

For

For

For

8

Elect Pete Nicholas

Mgmt

For

For

For

9

Elect John Pepper

Mgmt

For

For

For

10

Elect Uwe Reinhardt

Mgmt

For

For

For

11

Elect Warren Rudman

Mgmt

For

For

For

12

Elect John Sununu

Mgmt

For

For

For

13

Elect James Tobin

Mgmt

For

For

For

14

Ratification of Auditor

Mgmt

For

For

For

15

Transaction of Other Business

Mgmt

For

Against

Against

 


 

Bristol-Myers Squibb Company

 

Ticker

Security ID:

Meeting Date

Meeting Status

BMY

CUSIP 110122108

05/05/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1

Elect Lamberto Andreotti

Mgmt

For

For

For

2

Elect Lewis Campbell

Mgmt

For

For

For

3

Elect James Cornelius

Mgmt

For

For

For

4

Elect Louis Freeh

Mgmt

For

For

For

5

Elect Laurie Glimcher

Mgmt

For

For

For

6

Elect Michael Grobstein

Mgmt

For

For

For

7

Elect Leif Johansson

Mgmt

For

For

For

8

Elect Alan Lacy

Mgmt

For

For

For

9

Elect Vicki Sato

Mgmt

For

For

For

10

Elect Togo West

Mgmt

For

For

For

11

Elect R. Sanders Williams

Mgmt

For

For

For

12

Ratification of Auditor

Mgmt

For

For

For

13

Shareholder Proposal Regarding Disclosure of Executive Compensation

ShrHoldr

Against

Against

For

14

Shareholder Proposal Regarding Eliminating Supermajority Provisions

ShrHoldr

Against

For

Against

15

Shareholder Proposal Regarding Right to Call a Special Meeting

ShrHoldr

Against

Against

For

16

Shareholder Proposal Regarding Advisory Vote on Compensation (Say on Pay)

ShrHoldr

Against

For

Against

 

Burlington Northern Santa Fe Corporation

 

Ticker

Security ID:

Meeting Date

Meeting Status

BNI

CUSIP 12189T104

04/23/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1

Election Of Director: A.L. Boeckmann

Mgmt

For

For

For

2

Election Of Director: D.G. Cook

Mgmt

For

For

For

3

Election Of Director: V.S. Martinez

Mgmt

For

Against

Against

4

Election Of Director: M.F. Racicot

Mgmt

For

For

For

5

Election Of Director: R.S. Roberts

Mgmt

For

For

For

6

Election Of Director: M.K. Rose

Mgmt

For

For

For

7

Election Of Director: M.J. Shapiro

Mgmt

For

For

For

8

Election Of Director: J.C. Watts, Jr.

Mgmt

For

For

For

9

Election Of Director: R.H. West

Mgmt

For

For

For

10

Election Of Director: J.S. Whisler

Mgmt

For

For

For

11

Election Of Director: E.E. Whitacre, Jr.

Mgmt

For

For

For

12

Ratification Of Auditor

Mgmt

For

For

For

13

Proposal Regarding Say On Executive Pay.

ShrHoldr

Against

Against

For

14

Proposal Regarding Special Shareowner Meetings.

ShrHoldr

Against

For

Against

15

Proposal Regarding Report On Political Contributions.

ShrHoldr

Against

For

Against

 

C.H. Robinson Worldwide, Inc.

 

Ticker

Security ID:

Meeting Date

Meeting Status

CHRW

CUSIP 12541W209

05/14/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1

Elect James Stake

Mgmt

For

For

For

2

Elect John Wiehoff

Mgmt

For

For

For

3

Change in Board Size Range

Mgmt

For

For

For

4

Ratification of Auditor

Mgmt

For

For

For

 


 

Capital One Financial Corporation

 

Ticker

Security ID:

Meeting Date

Meeting Status

COF

CUSIP 14040H105

04/23/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1

Election Of Director: Richard D. Fairbank

Mgmt

For

For

For

2

Election Of Director: E.R. Campbell

Mgmt

For

For

For

3

Election Of Director: Bradford H. Warner

Mgmt

For

For

For

4

Election Of Director: Stanley Westreich

Mgmt

For

For

For

5

Ratification Of Auditor

Mgmt

For

For

For

6

Amendment To The 2004 Stock Incentive Plan

Mgmt

For

For

For

7

Advisory Approval Of Capital One S Named Executive Officer Compensation.

Mgmt

For

For

For

 

Cardinal Health, Inc.

 

Ticker

Security ID:

Meeting Date

Meeting Status

CAH

CUSIP 14149Y108

11/05/2008

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Elect Colleen Arnold

Mgmt

For

For

For

1.2

Elect R. Kerry Clark

Mgmt

For

For

For

1.3

Elect Calvin Darden

Mgmt

For

For

For

1.4

Elect John Finn

Mgmt

For

For

For

1.5

Elect Philip Francis

Mgmt

For

For

For

1.6

Elect Gregory Kenny

Mgmt

For

For

For

1.7

Elect J. Michael Losh

Mgmt

For

For

For

1.8

Elect John McCoy

Mgmt

For

For

For

1.9

Elect Richard Notebaert

Mgmt

For

For

For

1.10

Elect Michael O’Halleran

Mgmt

For

For

For

1.11

Elect David Raisbeck

Mgmt

For

For

For

1.12

Elect Jean Spaulding

Mgmt

For

For

For

2

Ratification of Auditor

Mgmt

For

For

For

3

Adoption of Majority Vote for Election of Directors

Mgmt

For

For

For

4

Elimination of Cumulative Voting

Mgmt

For

Against

Against

5

Adoption of an Advance Notice Requirement

Mgmt

For

For

For

6

Amendment to the Articles of Incorporation Regarding Minimum Stated Capital

Mgmt

For

For

For

7

Proposal To Approve An Amended And Restated 2005 Long-Term Incentive Plan.

Mgmt

For

For

For

8

Proposal To Approve An Amended And Restated Employee Stock Purchase Plan.

Mgmt

For

For

For

9

Shareholder Proposal Regarding Performance-Based Stock Options.

ShrHoldr

Against

For

Against

 


 

Caterpillar Inc.

 

Ticker

Security ID:

Meeting Date

Meeting Status

CAT

CUSIP 149123101

06/10/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Elect Daniel Dickenson

Mgmt

For

For

For

1.2

Elect David Goode

Mgmt

For

For

For

1.3

Elect James Owens

Mgmt

For

For

For

1.4

Elect Charles Powell

Mgmt

For

Withhold

Against

1.5

Elect Joshua Smith

Mgmt

For

For

For

2

Ratification of Auditor

Mgmt

For

For

For

3

Shareholder Proposal Regarding Declassification of the Board

ShrHoldr

Against

For

Against

4

Shareholder Proposal Regarding Majority Vote for Election of Directors

ShrHoldr

Against

For

Against

5

Shareholder Proposal Regarding Disclosure of Foreign Military Sales

ShrHoldr

Against

Abstain

Against

6

Shareholder Proposal Regarding Simple Majority Vote

ShrHoldr

Against

For

Against

7

Shareholder Proposal Regarding Compensation Consultants

ShrHoldr

Against

For

Against

8

Shareholder Proposal Regarding Independent Chairman

ShrHoldr

Against

For

Against

9

Shareholder Proposal Regarding Report on Lobbying Priorities

ShrHoldr

Against

Against

For

 

CenterPoint Energy, Inc.

 

Ticker

Security ID:

Meeting Date

Meeting Status

CNP

CUSIP 15189T107

04/23/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1

Election Of Director: Derrill Cody

Mgmt

For

For

For

2

Election Of Director: Michael P. Johnson

Mgmt

For

For

For

3

Election Of Director: David M. Mcclanahan

Mgmt

For

For

For

4

Election Of Director: Robert T. O Connell

Mgmt

For

For

For

5

Election Of Director: Susan O. Rheney

Mgmt

For

For

For

6

Election Of Director: Michael E. Shannon

Mgmt

For

For

For

7

Ratification Of Auditor

Mgmt

For

For

For

8

Approve The Centerpoint Energy, Inc. 2009 Long Term Incentive Plan.

Mgmt

For

For

For

 

CenturyTel, Inc.

 

Ticker

Security ID:

Meeting Date

Meeting Status

CTL

CUSIP 156700106

01/27/2009

Voted

Meeting Type

Country of Trade

 

 

Special

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1

Issuance of Stock Pursuant to Merger

Mgmt

For

For

For

2

Article Amendment Regarding Votes Per Share

Mgmt

For

For

For

3

Increase in Authorized Common Stock

Mgmt

For

For

For

4

Right to Adjourn Meeting

Mgmt

For

Against

Against

 


 

CenturyTel, Inc.

 

Ticker

Security ID:

Meeting Date

Meeting Status

CTL

CUSIP 156700106

05/07/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Elect Fred Nichols

Mgmt

For

For

For

1.2

Elect Harvey Perry

Mgmt

For

For

For

1.3

Elect Jim Reppond

Mgmt

For

For

For

1.4

Elect Joseph Zimmel

Mgmt

For

For

For

2

Ratification of Auditor

Mgmt

For

For

For

3

Shareholder Proposal Regarding Majority Vote for Election of Directors

ShrHoldr

Against

For

Against

4

Shareholder Proposal Regarding Advisory Vote on Compensation (Say on Pay)

ShrHoldr

Against

For

Against

5

Shareholder Proposal Regarding Network Management Practices

ShrHoldr

Against

Abstain

Against

 

CF Industries Holdings, Inc.

 

Ticker

Security ID:

Meeting Date

Meeting Status

CF

CUSIP 125269100

04/21/2009

Take No Action

Meeting Type

Country of Trade

 

 

Proxy Contest

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1

Election Of Director: Stephen A. Furbacher

ShrHoldr

N/A

TNA

N/A

2

Election Of Director: David R. Harvey

ShrHoldr

N/A

TNA

N/A

3

Election Of Director: John D. Johnson

ShrHoldr

N/A

TNA

N/A

4

Ratification Of Auditor

ShrHoldr

N/A

TNA

N/A

5

To Approve Cf Industries Holdings, Inc. S 2009 Equity And Incentive Plan.

ShrHoldr

N/A

TNA

N/A

 

CF Industries Holdings, Inc.

 

Ticker

Security ID:

Meeting Date

Meeting Status

CF

CUSIP 125269100

04/21/2009

Voted

Meeting Type

Country of Trade

 

 

Proxy Contest

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Elect Stephen Furbacher

Mgmt

For

For

For

1.2

Elect David Harvey

Mgmt

For

For

For

1.3

Elect John Johnson

Mgmt

For

Withhold

Against

2

Ratification of Auditor

Mgmt

For

For

For

3

To Approve Cf Industries Holdings, Inc. S 2009 Equity And Incentive Plan.

Mgmt

For

Against

Against

 

Charles Schwab Corp.

 

Ticker

Security ID:

Meeting Date

Meeting Status

SCHW

CUSIP 808513105

05/14/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1

Elect Nancy Bechtle

Mgmt

For

For

For

2

Elect Walter Bettinger II

Mgmt

For

For

For

3

Elect C. Preston Butcher

Mgmt

For

For

For

4

Shareholder Proposal Regarding Political Contributions and Expenditure Report

ShrHoldr

Against

For

Against

5

Shareholder Proposal Regarding the Approval of Survivor Benefits (Golden Coffins)

ShrHoldr

Against

For

Against

6

Shareholder Proposal Regarding Corporate Executive Bonus Plan

ShrHoldr

Against

Against

For

 


 

Chevron Corporation

 

Ticker

Security ID:

Meeting Date

Meeting Status

CVX

CUSIP 166764100

05/27/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1

Elect Samuel Armacost

Mgmt

For

For

For

2

Elect Linnet Deily

Mgmt

For

For

For

3

Elect Robert Denham

Mgmt

For

For

For

4

Elect Robert Eaton

Mgmt

For

For

For

5

Elect Enrique Hernandez, Jr.

Mgmt

For

For

For

6

Elect Franklyn Jenifer

Mgmt

For

For

For

7

Elect Sam Nunn

Mgmt

For

For

For

8

Elect David O’Reilly

Mgmt

For

For

For

9

Elect Donald Rice

Mgmt

For

For

For

10

Elect Kevin Sharer

Mgmt

For

For

For

11

Elect Charles Shoemate

Mgmt

For

For

For

12

Elect Ronald Sugar

Mgmt

For

For

For

13

Elect Carl Ware

Mgmt

For

For

For

14

Elect John Watson

Mgmt

For

For

For

15

Ratification of Auditor

Mgmt

For

For

For

16

Approval of Performance Goals for the Chevron Incentive Plan

Mgmt

For

For

For

17

Amendment to the Long-Term Incentive Plan

Mgmt

For

For

For

18

Shareholder Proposal Regarding Right to Call a Special Meeting

ShrHoldr

Against

Against

For

19

Shareholder Proposal Regarding Advisory Vote on Compensation (Say on Pay)

ShrHoldr

Against

For

Against

20

Shareholder Proposal Regarding Reporting and Reducing Greenhouse Gas Emissions

ShrHoldr

Against

Abstain

Against

21

Shareholder Proposal Regarding Country Selection Guidelines

ShrHoldr

Against

Abstain

Against

22

Shareholder Proposal Regarding Human Rights Policy

ShrHoldr

Against

Abstain

Against

23

Shareholder Proposal Regarding Report on Host Country Laws

ShrHoldr

Against

Abstain

Against

 

Chubb Corporation

 

Ticker

Security ID:

Meeting Date

Meeting Status

CB

CUSIP 171232101

04/28/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1

Election Of Director: Zoe Baird

Mgmt

For

For

For

2

Election Of Director: Sheila P. Burke

Mgmt

For

For

For

3

Election Of Director: James I. Cash, Jr.

Mgmt

For

For

For

4

Election Of Director: Joel J. Cohen

Mgmt

For

For

For

5

Election Of Director: John D. Finnegan

Mgmt

For

For

For

6

Election Of Director: Klaus J. Mangold

Mgmt

For

For

For

7

Election Of Director: Martin G. Mcguinn

Mgmt

For

For

For

8

Election Of Director: Lawrence M. Small

Mgmt

For

For

For

9

Election Of Director: Jess Soderberg

Mgmt

For

For

For

10

Election Of Director: Daniel E. Somers

Mgmt

For

For

For

11

Election Of Director: Karen Hastie Williams

Mgmt

For

For

For

12

Election Of Director: James M. Zimmerman

Mgmt

For

For

For

13

Election Of Director: Alfred W. Zollar

Mgmt

For

For

For

14

Long-Term Incentive Plan (2009)

Mgmt

For

For

For

15

To Ratify The Appointment Of Ernst & Young Llp As Independent Auditor.

Mgmt

For

For

For

 


 

Cisco Systems, Inc.

 

Ticker

Security ID:

Meeting Date

Meeting Status

CSCO

CUSIP 17275R102

11/13/2008

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1

Election Of Director: Carol A. Bartz

Mgmt

For

For

For

2

Election Of Director: M. Michele Burns

Mgmt

For

For

For

3

Election Of Director: Michael D. Capellas

Mgmt

For

For

For

4

Election Of Director: Larry R. Carter

Mgmt

For

For

For

5

Election Of Director: John T. Chambers

Mgmt

For

For

For

6

Election Of Director: Brian L. Halla

Mgmt

For

For

For

7

Election Of Director: Dr. John L. Hennessy

Mgmt

For

Against

Against

8

Election Of Director: Richard M. Kovacevich

Mgmt

For

For

For

9

Election Of Director: Roderick C. Mcgeary

Mgmt

For

For

For

10

Election Of Director: Michael K. Powell

Mgmt

For

For

For

11

Election Of Director: Steven M. West

Mgmt

For

For

For

12

Election Of Director: Jerry Yang

Mgmt

For

For

For

13

Ratification Of Auditor

Mgmt

For

For

For

14

Shareholder Proposal Regarding Formation Of A Board Committee On Human Rights

ShrHoldr

Against

Abstain

Against

15

Shareholder Proposal Regarding Report On Internet Fragmentation

ShrHoldr

Against

Abstain

Against

 

Clorox Company

 

Ticker

Security ID:

Meeting Date

Meeting Status

CLX

CUSIP 189054109

11/19/2008

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1

Elect Daniel Boggan, Jr. As A Director

Mgmt

For

For

For

2

Elect Richard H. Carmona As A Director

Mgmt

For

For

For

3

Elect Tully M. Friedman As A Director

Mgmt

For

For

For

4

Elect George J. Harad As A Director

Mgmt

For

For

For

5

Elect Donald R. Knauss As A Director

Mgmt

For

For

For

6

Elect Robert W. Matschullat As A Director

Mgmt

For

For

For

7

Elect Gary G. Michael As A Director

Mgmt

For

For

For

8

Elect Edward A. Mueller As A Director

Mgmt

For

For

For

9

Elect Jan L. Murley As A Director

Mgmt

For

For

For

10

Elect Pamela Thomas-Graham As A Director

Mgmt

For

For

For

11

Elect Carolyn M. Ticknor As A Director

Mgmt

For

For

For

12

Ratification of Auditor

Mgmt

For

For

For

 

 


 

Coach, Inc.

 

Ticker

Security ID:

Meeting Date

Meeting Status

COH

CUSIP 189754104

10/30/2008

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Elect Lew Frankfort

Mgmt

For

For

For

1.2

Elect Susan Kropf

Mgmt

For

For

For

1.3

Elect Gary Loveman

Mgmt

For

For

For

1.4

Elect Ivan Menezes

Mgmt

For

For

For

1.5

Elect Irene Miller

Mgmt

For

For

For

1.6

Elect Keith Monda

Mgmt

For

For

For

1.7

Elect Michael Murphy

Mgmt

For

For

For

1.8

Elect Jide Zeitlin

Mgmt

For

For

For

2

Amendment to the Performance-Based Annual Incentive Plan

Mgmt

For

For

For

 

Coca-Cola Co.

 

Ticker

Security ID:

Meeting Date

Meeting Status

KO

CUSIP 191216100

04/22/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1

Election Of Director: Herbert A. Allen

Mgmt

For

For

For

2

Election Of Director: Ronald W. Allen

Mgmt

For

For

For

3

Election Of Director: Cathleen P. Black

Mgmt

For

For

For

4

Election Of Director: Barry Diller

Mgmt

For

For

For

5

Election Of Director: Alexis M. Herman

Mgmt

For

For

For

6

Election Of Director: Muhtar Kent

Mgmt

For

For

For

7

Election Of Director: Donald R. Keough

Mgmt

For

For

For

8

Election Of Director: Maria Elena Lagomasino

Mgmt

For

For

For

9

Election Of Director: Donald F. Mchenry

Mgmt

For

For

For

10

Election Of Director: Sam Nunn

Mgmt

For

For

For

11

Election Of Director: James D. Robinson Iii

Mgmt

For

For

For

12

Election Of Director: Peter V. Ueberroth

Mgmt

For

For

For

13

Election Of Director: Jacob Wallenberg

Mgmt

For

For

For

14

Election Of Director: James B. Williams

Mgmt

For

For

For

15

Ratification Of Auditor

Mgmt

For

For

For

16

Shareowner Proposal Regarding An Advisory Vote On Executive Compensation

ShrHoldr

Against

Against

For

17

Shareowner Proposal Regarding An Independent Board Chair

ShrHoldr

Against

For

Against

18

Shareowner Proposal Regarding A Board Committee On Human Rights

ShrHoldr

Against

Abstain

Against

19

Shareowner Proposal Regarding Restricted Stock

ShrHoldr

Against

For

Against

 


 

Colgate-Palmolive Company

 

Ticker

Security ID:

Meeting Date

Meeting Status

CL

CUSIP 194162103

05/08/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1

Elect John Cahill

Mgmt

For

For

For

2

Elect Jill Conway

Mgmt

For

For

For

3

Elect Ian Cook

Mgmt

For

For

For

4

Elect Ellen Hancock

Mgmt

For

For

For

5

Elect David Johnson

Mgmt

For

For

For

6

Elect Richard Kogan

Mgmt

For

For

For

7

Elect Delano Lewis

Mgmt

For

For

For

8

Elect J. Pedro Reinhard

Mgmt

For

For

For

9

Elect Stephen Sadove

Mgmt

For

For

For

10

Ratification of Auditor

Mgmt

For

For

For

11

2009 Executive Incentive Compensation Plan

Mgmt

For

For

For

12

Shareholder Proposal Regarding Advisory Vote on Compensation (Say on Pay)

ShrHoldr

Against

Against

For

 

Comcast Corporation

 

Ticker

Security ID:

Meeting Date

Meeting Status

CMCSA

CUSIP 20030N101

05/13/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Elect S. Decker Anstrom

Mgmt

For

For

For

1.2

Elect Kenneth Bacon

Mgmt

For

For

For

1.3

Elect Sheldon Bonovitz

Mgmt

For

For

For

1.4

Elect Edward Breen

Mgmt

For

For

For

1.5

Elect Julian Brodsky

Mgmt

For

For

For

1.6

Elect Joseph Collins

Mgmt

For

For

For

1.7

Elect J. Michael Cook

Mgmt

For

For

For

1.8

Elect Gerald Hassell

Mgmt

For

For

For

1.9

Elect Jeffrey Honickman

Mgmt

For

For

For

1.10

Elect Brian Roberts

Mgmt

For

For

For

1.11

Elect Ralph Roberts

Mgmt

For

For

For

1.12

Elect Judith Rodin

Mgmt

For

For

For

1.13

Elect Michael Sovern

Mgmt

For

For

For

2

Ratification of Auditor

Mgmt

For

For

For

3

Amendment to the 2002 Employee Stock Purchase Plan

Mgmt

For

For

For

4

Amendment to the 2002 Restricted Stock Plan

Mgmt

For

For

For

5

Amendment to the 2003 Stock Option Plan

Mgmt

For

For

For

6

Shareholder Proposal Regarding Disclosure of Executives Earning in Excess of $500,000

ShrHoldr

Against

Against

For

7

Shareholder Proposal Regarding the Approval of Survivor Benefits (Golden Coffin) Arrangements

ShrHoldr

Against

For

Against

8

Shareholder Proposal Regarding Advisory Vote on Executive Compensation (Say on Pay)

ShrHoldr

Against

For

Against

9

Shareholder Proposal Regarding a Recapitalization Plan

ShrHoldr

Against

For

Against

 


 

Compuware Corporation

 

Ticker

Security ID:

Meeting Date

Meeting Status

CPWR

CUSIP 205638109

08/26/2008

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Elect Dennis Archer

Mgmt

For

For

For

1.2

Elect Gurminder Bedi

Mgmt

For

For

For

1.3

Elect William Grabe

Mgmt

For

For

For

1.4

Elect William Halling

Mgmt

For

For

For

1.5

Elect Peter Karmanos, Jr.

Mgmt

For

For

For

1.6

Elect Faye Nelson

Mgmt

For

For

For

1.7

Elect Glenda Price

Mgmt

For

For

For

1.8

Elect W. James Prowse

Mgmt

For

For

For

1.9

Elect G. Scott Romney

Mgmt

For

For

For

2

Ratification of Auditor

Mgmt

For

For

For

 

Conocophillips

 

Ticker

Security ID:

Meeting Date

Meeting Status

COP

CUSIP 20825C104

05/13/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1

Elect Richard Armitage

Mgmt

For

For

For

2

Elect Richard Auchinleck

Mgmt

For

For

For

3

Elect James Copeland Jr.

Mgmt

For

For

For

4

Elect Kenneth Duberstein

Mgmt

For

For

For

5

Elect Ruth Harkin

Mgmt

For

For

For

6

Elect Harold McGraw III

Mgmt

For

For

For

7

Elect James Mulva

Mgmt

For

For

For

8

Elect Harald Norvik

Mgmt

For

For

For

9

Elect William Reilly

Mgmt

For

For

For

10

Elect Bobby Shackouls

Mgmt

For

For

For

11

Elect Victoria Tschinkel

Mgmt

For

For

For

12

Elect Kathryn Turner

Mgmt

For

For

For

13

Elect William Wade, Jr.

Mgmt

For

For

For

14

Ratification of Auditor

Mgmt

For

For

For

15

2009 Omnibus Stock and Performance Incentive Plan

Mgmt

For

For

For

16

Shareholder Proposal Regarding Adoption of Principles for Health Care Reform

ShrHoldr

Against

Abstain

Against

17

Shareholder Proposal Regarding Advisory Vote on Compensation (Say on Pay)

ShrHoldr

Against

For

Against

18

Shareholder Proposal Regarding Political Contributions and Expenditure Report

ShrHoldr

Against

For

Against

19

Shareholder Proposal Regarding Reporting and Reducing Greenhouse Gas Emissions

ShrHoldr

Against

Abstain

Against

20

Shareholder Proposal Regarding Report on Oil Sands Operations

ShrHoldr

Against

Abstain

Against

21

Shareholder Proposal Regarding Director Qualifications

ShrHoldr

Against

For

Against

 


 

Constellation Energy Group, Inc.

 

Ticker

Security ID:

Meeting Date

Meeting Status

CEG

CUSIP 210371100

07/18/2008

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1

Elect Yves de Balmann

Mgmt

For

For

For

2

Elect Douglas Becker

Mgmt

For

For

For

3

The Election Of Ann C. Berzin As A Director For A Term To Expire In 2009

Mgmt

For

For

For

4

The Election Of James T. Brady As A Director For A Term To Expire In 2009

Mgmt

For

For

For

5

The Election Of Edward A. Crooke As A Director For A Term To Expire In 2009

Mgmt

For

For

For

6

The Election Of James R. Curtiss As A Director For A Term To Expire In 2009

Mgmt

For

For

For

7

Elect Freeman Hrabowski, III

Mgmt

For

For

For

8

The Election Of Nancy Lampton As A Director For A Term To Expire In 2009

Mgmt

For

For

For

9

Elect Robert Lawless

Mgmt

For

For

For

10

The Election Of Lynn M. Martin As A Director For A Term To Expire In 2009

Mgmt

For

For

For

11

Elect Mayo Shattuck III

Mgmt

For

For

For

12

The Election Of John L. Skolds As A Director For A Term To Expire In 2009

Mgmt

For

For

For

13

Elect Michael Sullivan

Mgmt

For

For

For

14

Ratification Of Auditor

Mgmt

For

For

For

15

Increase In Authorized Shares Of Common Stock

Mgmt

For

For

For

 

Covidien, Ltd.

 

Ticker

Security ID:

Meeting Date

Meeting Status

COV

CUSIP G2552X108

03/18/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1

Election Of Director: Craig Arnold

Mgmt

For

For

For

2

Election Of Director: Robert H. Brust

Mgmt

For

For

For

3

Election Of Director: John M. Connors, Jr.

Mgmt

For

For

For

4

Election Of Director: Christopher J. Coughlin

Mgmt

For

For

For

5

Election Of Director: Timothy M. Donahue

Mgmt

For

For

For

6

Election Of Director: Kathy J. Herbert

Mgmt

For

For

For

7

Election Of Director: Randall J. Hogan, Iii

Mgmt

For

For

For

8

Election Of Director: Richard J. Meelia

Mgmt

For

For

For

9

Election Of Director: Dennis H. Reilley

Mgmt

For

For

For

10

Election Of Director: Tadataka Yamada

Mgmt

For

For

For

11

Election Of Director: Joseph A. Zaccagnino

Mgmt

For

For

For

12

Approve Amended And Restated 2007 Stock And Incentive Plan

Mgmt

For

For

For

13

Ratification of Auditor

Mgmt

For

For

For

 

Covidien, Ltd.

 

Ticker

Security ID:

Meeting Date

Meeting Status

COV

CUSIP G2552X108

05/28/2009

Voted

Meeting Type

Country of Trade

 

 

Special

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1

Reorganization of the Company From Bermuda to Ireland

Mgmt

For

For

For

2

Creation of Distributable Reserves

Mgmt

For

For

For

3

Right to Adjourn Meeting

Mgmt

For

Against

Against

 


 

CSX Corporation

 

Ticker

Security ID:

Meeting Date

Meeting Status

CSX

CUSIP 126408103

05/06/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Elect Donna Alvarado

Mgmt

For

For

For

1.2

Elect Alexandre Behring

Mgmt

For

For

For

1.3

Elect John Breaux

Mgmt

For

For

For

1.4

Elect Steven Halverson

Mgmt

For

For

For

1.5

Elect Edward Kelly, III

Mgmt

For

For

For

1.6

Elect Gilbert Lamphere

Mgmt

For

For

For

1.7

Elect John McPherson

Mgmt

For

For

For

1.8

Elect Timothy O’Toole

Mgmt

For

For

For

1.9

Elect David Ratcliffe

Mgmt

For

For

For

1.10

Elect Donald Shepard

Mgmt

For

For

For

1.11

Elect Michael Ward

Mgmt

For

For

For

2

Ratification of Auditor

Mgmt

For

For

For

 

Cummins Inc.

 

Ticker

Security ID:

Meeting Date

Meeting Status

CMI

CUSIP 231021106

05/12/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1

Elect Robert Bernhard

Mgmt

For

For

For

2

Elect Robert Darnall

Mgmt

For

For

For

3

Elect Robert Herdman

Mgmt

For

For

For

4

Elect Alexis Herman

Mgmt

For

For

For

5

Elect N. Thomas Linebarger

Mgmt

For

For

For

6

Elect William Miller

Mgmt

For

For

For

7

Elect Georgia Nelson

Mgmt

For

For

For

8

Elect Theodore Solso

Mgmt

For

For

For

9

Elect Carl Ware

Mgmt

For

For

For

10

Ratification of Auditor

Mgmt

For

For

For

11

Amendment to the 2003 Stock Incentive Plan

Mgmt

For

For

For

12

Reapproval of Performance Goals Under Bonus Plans

Mgmt

For

For

For

13

Shareholder Proposal Regarding Adoption of International Labor Organization Standards

ShrHoldr

Against

Abstain

Against

 


 

CVS Caremark Corporation

 

Ticker

Security ID:

Meeting Date

Meeting Status

CVS

CUSIP 126650100

05/06/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1

Elect Edwin Banks

Mgmt

For

For

For

2

Elect C. David Brown II

Mgmt

For

For

For

3

Elect David Dorman

Mgmt

For

For

For

4

Elect Kristen Gibney Williams

Mgmt

For

For

For

5

Elect Marian Heard

Mgmt

For

For

For

6

Elect William Joyce

Mgmt

For

For

For

7

Elect Jean-Pierre Millon

Mgmt

For

For

For

8

Elect Terrence Murray

Mgmt

For

For

For

9

Elect C.A. Lance Piccolo

Mgmt

For

For

For

10

Elect Sheli Rosenberg

Mgmt

For

For

For

11

Elect Thomas Ryan

Mgmt

For

For

For

12

Elect Richard Swift

Mgmt

For

For

For

13

Ratification of Auditor

Mgmt

For

For

For

14

Shareholder Proposal Regarding Special Shareholder Meetings

ShrHoldr

Against

Against

For

15

Shareholder Proposal Regarding Independent Chairman of the Board

ShrHoldr

Against

For

Against

16

Shareholder Proposal Regarding Political Contributions and Expenditures

ShrHoldr

Against

For

Against

17

Shareholder Proposal Regarding Advisory Vote on Executive Compensation (Say on Pay)

ShrHoldr

Against

For

Against

 

Darden Restaurants, Inc.

 

Ticker

Security ID:

Meeting Date

Meeting Status

DRI

CUSIP 237194105

09/12/2008

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Elect Leonard Berry

Mgmt

For

For

For

1.2

Elect Odie Donald

Mgmt

For

For

For

1.3

Elect David Hughes

Mgmt

For

For

For

1.4

Elect Charles Ledsinger, Jr.

Mgmt

For

For

For

1.5

Elect William Lewis, Jr.

Mgmt

For

For

For

1.6

Elect Connie Mack, III

Mgmt

For

For

For

1.7

Elect Andrew Madsen

Mgmt

For

For

For

1.8

Elect Clarence Otis Jr.

Mgmt

For

For

For

1.9

Elect Michael Rose

Mgmt

For

For

For

1.10

Elect Maria Sastre

Mgmt

For

For

For

1.11

Elect Jack Smith

Mgmt

For

For

For

2

To Approve The Amended Darden Restaurants, Inc. 2002 Stock Incentive Plan.

Mgmt

For

For

For

3

Ratification of Auditor

Mgmt

For

For

For

 


 

Dell Inc.

 

Ticker

Security ID:

Meeting Date

Meeting Status

DELL

CUSIP 24702R101

07/18/2008

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Elect Donald Carty

Mgmt

For

For

For

1.2

Elect Michael Dell

Mgmt

For

For

For

1.3

Elect William Gray, III

Mgmt

For

For

For

1.4

Elect Sallie Krawcheck

Mgmt

For

For

For

1.5

Elect Alan Lafley

Mgmt

For

For

For

1.6

Elect Judy Lewent

Mgmt

For

For

For

1.7

Elect Thomas Luce, III

Mgmt

For

Withhold

Against

1.8

Elect Klaus Luft

Mgmt

For

For

For

1.9

Elect Alex Mandl

Mgmt

For

For

For

1.10

Elect Michael Miles

Mgmt

For

For

For

1.11

Elect Sam Nunn, Jr.

Mgmt

For

For

For

2

Ratification Of Independent Auditor

Mgmt

For

For

For

3

Approval Of Executive Annual Incentive Bonus Plan

Mgmt

For

For

For

4

Reimbursement Of Proxy Expenses

ShrHoldr

Against

For

Against

5

Advisory Vote On Executive Compensation

ShrHoldr

Against

For

Against

 

Devon Energy Corporation

 

Ticker

Security ID:

Meeting Date

Meeting Status

DVN

CUSIP 25179M103

06/03/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Elect Robert Howard

Mgmt

For

For

For

1.2

Elect Michael Kanovsky

Mgmt

For

For

For

1.3

Elect J. Todd Mitchell

Mgmt

For

For

For

1.4

Elect J. Larry Nichols

Mgmt

For

For

For

2

Elect Robert Mosbacher, Jr.

Mgmt

For

For

For

3

Ratification of Auditor

Mgmt

For

For

For

4

2009 Long-Term Incentive Plan

Mgmt

For

For

For

5

Shareholder Proposal Regarding Majority Vote for Election of Directors

ShrHoldr

Against

For

Against

 

DIRECTV Group Inc.

 

Ticker

Security ID:

Meeting Date

Meeting Status

DTV

CUSIP 25459L106

06/02/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Elect Chase Carey

Mgmt

For

For

For

1.2

Elect Mark Carleton

Mgmt

For

For

For

1.3

Elect Peter Lund

Mgmt

For

For

For

1.4

Elect Haïm Saban

Mgmt

For

For

For

2

Ratification of Auditor

Mgmt

For

For

For

3

Shareholder Proposal Regarding Health Care Reform Principles

ShrHoldr

Against

Abstain

Against

4

Shareholder Proposal Regarding Declassification of the Board

ShrHoldr

Against

For

Against

 


 

Dow Chemical Co.

 

Ticker

Security ID:

Meeting Date

Meeting Status

DOW

CUSIP 260543103

05/14/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1

Elect Arnold Allemang

Mgmt

For

For

For

2

Elect Jacqueline Barton

Mgmt

For

For

For

3

Elect James Bell

Mgmt

For

For

For

4

Elect Jeff Fettig

Mgmt

For

For

For

5

Elect Barbara Franklin

Mgmt

For

For

For

6

Elect John Hess

Mgmt

For

For

For

7

Elect Andrew Liveris

Mgmt

For

For

For

8

Elect Geoffery Merszei

Mgmt

For

For

For

9

Elect Dennis Reilley

Mgmt

For

For

For

10

Elect James Ringler

Mgmt

For

For

For

11

Elect Ruth Shaw

Mgmt

For

For

For

12

Elect Paul Stern

Mgmt

For

For

For

13

Ratification of Auditor

Mgmt

For

For

For

14

Shareholder Proposal Regarding Cumulative Voting

ShrHoldr

Against

For

Against

15

Shareholder Proposal Regarding the Right to Call Special Meetings

ShrHoldr

Against

Against

For

16

Shareholder Proposal Regarding Retention of Shares After Retirement

ShrHoldr

Against

Against

For

17

Shareholder Proposal Regarding Say on Executive Pay

ShrHoldr

Against

For

Against

18

Shareholder Proposal Regarding Environmental Remediation in the Midland Area

ShrHoldr

Against

Abstain

Against

 

Duke Energy Corporation

 

Ticker

Security ID:

Meeting Date

Meeting Status

DUK

CUSIP 26441C105

05/07/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Elect William Barnet, III

Mgmt

For

For

For

1.2

Elect G. Alex Bernhardt, Sr.

Mgmt

For

For

For

1.3

Elect Michael Browning

Mgmt

For

For

For

1.4

Elect Daniel DiMicco

Mgmt

For

For

For

1.5

Elect Ann Maynard Gray

Mgmt

For

For

For

1.6

Elect James Hance, Jr.

Mgmt

For

For

For

1.7

Elect James Rhodes

Mgmt

For

For

For

1.8

Elect James Rogers

Mgmt

For

For

For

1.9

Elect Philip Sharp

Mgmt

For

For

For

1.10

Elect Dudley Taft

Mgmt

For

For

For

2

Ratification of Auditor

Mgmt

For

For

For

 

Dun & Bradstreet Corporation

 

Ticker

Security ID:

Meeting Date

Meeting Status

DNB

CUSIP 26483E100

05/05/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Elect Austin Adams

Mgmt

For

For

For

1.2

Elect James Fernandez

Mgmt

For

For

For

1.3

Elect Sandra Peterson

Mgmt

For

For

For

1.4

Elect Michael Quinlan

Mgmt

For

For

For

2

Ratification of Auditor

Mgmt

For

For

For

3

2009 Stock Incentive Plan

Mgmt

For

For

For

 


 

E.I. DuPont de Nemours & Co.

 

Ticker

Security ID:

Meeting Date

Meeting Status

DD

CUSIP 263534109

04/29/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1

Election Of Director: Samuel W. Bodman

Mgmt

For

For

For

2

Election Of Director: Richard H. Brown

Mgmt

For

For

For

3

Election Of Director: Robert A. Brown

Mgmt

For

For

For

4

Election Of Director: Bertrand P. Collomb

Mgmt

For

For

For

5

Election Of Director: Curtis J. Crawford

Mgmt

For

For

For

6

Election Of Director: Alexander M. Cutler

Mgmt

For

For

For

7

Election Of Director: John T. Dillon

Mgmt

For

For

For

8

Election Of Director: Eleuthere I. Du Pont

Mgmt

For

For

For

9

Election Of Director: Marillyn A. Hewson

Mgmt

For

For

For

10

Election Of Director: Charles O. Holliday, Jr.

Mgmt

For

For

For

11

Election Of Director: Lois D. Juliber

Mgmt

For

For

For

12

Election Of Director: Ellen J. Kullman

Mgmt

For

For

For

13

Election Of Director: William K. Reilly

Mgmt

For

For

For

14

On Ratification Of Independent Registered Public Accounting Firm

Mgmt

For

For

For

15

On Shareholder Say On Executive Pay

ShrHoldr

Against

For

Against

 

Eastman Chemical Company

 

Ticker

Security ID:

Meeting Date

Meeting Status

EMN

CUSIP 277432100

05/07/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1

Elect Stephen Demeritt

Mgmt

For

For

For

2

Elect Robert Hernandez

Mgmt

For

For

For

3

Elect Lewis Kling

Mgmt

For

For

For

4

Elect David Raisbeck

Mgmt

For

For

For

5

Ratification of Auditor

Mgmt

For

For

For

6

Shareholder Proposal Regarding Adopting Sexual Orientation and Gender Identity Expression Anti-Bias Policy

ShrHoldr

Against

Abstain

Against

7

Shareholder Proposal Regarding Right to Call a Special Meeting

ShrHoldr

Against

Against

For

 

eBay Inc.

 

Ticker

Security ID:

Meeting Date

Meeting Status

EBAY

CUSIP 278642103

04/29/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1

Election Of Director: Marc L. Andreessen

Mgmt

For

For

For

2

Election Of Director: William C. Ford, Jr.

Mgmt

For

For

For

3

Election Of Director: Dawn G. Lepore

Mgmt

For

For

For

4

Election Of Director: Pierre M. Omidyar

Mgmt

For

For

For

5

Election Of Director: Richard T. Schlosberg, III

Mgmt

For

For

For

6

One-time Stock Option Exchange Program

Mgmt

For

Against

Against

7

Amendment to the 2008 Equity Incentive Award Plan

Mgmt

For

For

For

8

Ratification of Auditor

Mgmt

For

For

For

 


 

Edison International

 

Ticker

Security ID:

Meeting Date

Meeting Status

EIX

CUSIP 281020107

04/23/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Elect Vanessa Chang

Mgmt

For

For

For

1.2

Elect France Córdova

Mgmt

For

For

For

1.3

Elect Theodore Craver, Jr.

Mgmt

For

For

For

1.4

Elect Charles Curtis

Mgmt

For

For

For

1.5

Elect Bradford Freeman

Mgmt

For

For

For

1.6

Elect Luis Nogales

Mgmt

For

For

For

1.7

Elect Ronald Olson

Mgmt

For

For

For

1.8

Elect James Rosser

Mgmt

For

For

For

1.9

Elect Richard Schlosberg, III

Mgmt

For

For

For

1.10

Elect Thomas Sutton

Mgmt

For

For

For

1.11

Elect Brett White

Mgmt

For

For

For

2

Ratification of Auditor

Mgmt

For

For

For

3

Amendment to the 2007 Performance Incentive Plan

Mgmt

For

For

For

4

Shareholder Proposal Regarding Shareholder Say On Executive Pay.

ShrHoldr

Against

For

Against

 

Eli Lilly and Company

 

Ticker

Security ID:

Meeting Date

Meeting Status

LLY

CUSIP 532457108

04/20/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Elect Martin Feldstein

Mgmt

For

Withhold

Against

1.2

Elect J. Erik Fyrwald

Mgmt

For

For

For

1.3

Elect Ellen Marram

Mgmt

For

For

For

1.4

Elect Douglas Oberhelman

Mgmt

For

For

For

2

Ratification of Auditor

Mgmt

For

For

For

3

Repeal of Classified Board

Mgmt

For

For

For

4

Amendment to the Bonus Plan

Mgmt

For

For

For

5

Shareholder Proposal Regarding Eliminating Supermajority Provisions

ShrHoldr

Against

For

Against

6

Shareholder Proposal Regarding Simple Majority Vote

ShrHoldr

Against

For

Against

7

Shareholder Proposal Regarding Advisory Vote on Executive Compensation (Say on Pay)

ShrHoldr

Against

For

Against

 

Emerson Electric Co.

 

Ticker

Security ID:

Meeting Date

Meeting Status

EMR

CUSIP 291011104

02/03/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Elect August Busch III

Mgmt

For

For

For

1.2

Elect Arthur Golden

Mgmt

For

Withhold

Against

1.3

Elect Harriet Green

Mgmt

For

For

For

1.4

Elect William Johnson

Mgmt

For

For

For

1.5

Elect John Menzer

Mgmt

For

For

For

1.6

Elect Vernon Loucks, Jr.

Mgmt

For

For

For

2

Ratification Of Kpmg Llp As Independent Registered Public Accounting Firm.

Mgmt

For

For

For

 


 

ENSCO International Incorporated

 

Ticker

Security ID:

Meeting Date

Meeting Status

ESV

CUSIP 26874Q100

05/28/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1

Elect Gerald Haddock

Mgmt

For

For

For

2

Elect Paul Rowsey, III

Mgmt

For

For

For

3

Elect C.Christopher Gaut

Mgmt

For

For

For

4

Amendment to the 2005 Long-Term Incentive Plan

Mgmt

For

For

For

5

Ratification of Auditor

Mgmt

For

For

For

 

Entergy Corporation

 

Ticker

Security ID:

Meeting Date

Meeting Status

ETR

CUSIP 29364G103

05/08/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1

Elect Maureen Bateman

Mgmt

For

For

For

2

Elect W. Frank Blount

Mgmt

For

For

For

3

Elect Gary Edwards

Mgmt

For

For

For

4

Elect Alexis Herman

Mgmt

For

For

For

5

Elect Donald Hintz

Mgmt

For

For

For

6

Elect J. Wayne Leonard

Mgmt

For

For

For

7

Elect Stuart Levenick

Mgmt

For

For

For

8

Elect James Nichols

Mgmt

For

For

For

9

Elect William Percy, II

Mgmt

For

For

For

10

Elect W.J. Tauzin

Mgmt

For

For

For

11

Elect Steven Wilkinson

Mgmt

For

For

For

12

Ratification of Auditor

Mgmt

For

For

For

 

EOG Resources, Inc.

 

Ticker

Security ID:

Meeting Date

Meeting Status

EOG

CUSIP 26875P101

04/29/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1

Election Of Director: George A. Alcorn

Mgmt

For

For

For

2

Election Of Director: Charles R. Crisp

Mgmt

For

For

For

3

Election Of Director: James C. Day

Mgmt

For

For

For

4

Election Of Director: Mark G. Papa

Mgmt

For

For

For

5

Election Of Director: H. Leighton Steward

Mgmt

For

For

For

6

Election Of Director: Donald F. Textor

Mgmt

For

For

For

7

Election Of Director: Frank G. Wisner

Mgmt

For

For

For

8

Ratification of Auditor

Mgmt

For

For

For

 

Estee Lauder Co.

 

Ticker

Security ID:

Meeting Date

Meeting Status

EL

CUSIP 518439104

11/07/2008

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Elect Charlene Barshefsky

Mgmt

For

For

For

1.2

Elect Leonard Lauder

Mgmt

For

Withhold

Against

1.3

Elect Ronald Lauder

Mgmt

For

For

For

2

The Executive Annual Incentive Plan

Mgmt

For

For

For

3

Ratification of Auditor

Mgmt

For

For

For

 


 

Exelon Corporation

 

Ticker

Security ID:

Meeting Date

Meeting Status

EXC

CUSIP 30161N101

04/28/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1

Election Of Director: John A. Canning, Jr.

Mgmt

For

For

For

2

Election Of Director: M. Walter D Alessio

Mgmt

For

For

For

3

Election Of Director: Bruce Demars

Mgmt

For

For

For

4

Election Of Director: Nelson A. Diaz

Mgmt

For

For

For

5

Election Of Director: Rosemarie B. Greco

Mgmt

For

For

For

6

Election Of Director: Paul L. Joskow

Mgmt

For

For

For

7

Election Of Director: John M. Palms

Mgmt

For

For

For

8

Election Of Director: John W. Rogers, Jr.

Mgmt

For

For

For

9

Election Of Director: John W. Rowe

Mgmt

For

For

For

10

Election Of Director: Stephen D. Steinour

Mgmt

For

For

For

11

Renewal of the Annual Incentive Plan for Senior Executives

Mgmt

For

For

For

12

Ratification of Auditor

Mgmt

For

For

For

13

Shareholder Proposal Regarding Global Warming Report

ShrHoldr

Against

Abstain

Against

 

Expeditors International

 

Ticker

Security ID:

Meeting Date

Meeting Status

EXPD

CUSIP 302130109

05/06/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1

Elect Mark Emmert

Mgmt

For

For

For

2

Elect R. Jordan Gates

Mgmt

For

Against

Against

3

Elect Dan Kourkoumelis

Mgmt

For

For

For

4

Elect Michael Malone

Mgmt

For

For

For

5

Elect John Meisenbach

Mgmt

For

For

For

6

Elect Peter Rose

Mgmt

For

For

For

7

Elect James Wang

Mgmt

For

Against

Against

8

Elect Robert Wright

Mgmt

For

For

For

9

2009 Stock Option Plan

Mgmt

For

For

For

10

Ratification of Auditor

Mgmt

For

For

For

 


 

Exxon Mobil Corporation

 

Ticker

Security ID:

Meeting Date

Meeting Status

XOM

CUSIP 30231G102

05/27/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Elect Michael Boskin

Mgmt

For

For

For

1.2

Elect Larry Faulkner

Mgmt

For

For

For

1.3

Elect Kenneth Frazier

Mgmt

For

For

For

1.4

Elect William George

Mgmt

For

For

For

1.5

Elect Reatha King

Mgmt

For

For

For

1.6

Elect Marilyn Nelson

Mgmt

For

For

For

1.7

Elect Samuel Palmisano

Mgmt

For

For

For

1.8

Elect Steven Reinemund

Mgmt

For

For

For

1.9

Elect Rex Tillerson

Mgmt

For

For

For

1.10

Elect Edward Whitacre, Jr.

Mgmt

For

For

For

2

Ratification of Auditor

Mgmt

For

For

For

3

Shareholder Proposal Regarding Cumulative Voting

ShrHoldr

Against

For

Against

4

Shareholder Proposal Regarding Right to Call a Special Meeting

ShrHoldr

Against

Against

For

5

Shareholder Proposal Regarding Reincorporation

ShrHoldr

Against

Against

For

6

Shareholder Proposal Regarding Independent Board Chairman

ShrHoldr

Against

Against

For

7

Shareholder Proposal Regarding Advisory Vote on Executive Compensation (Say on Pay)

ShrHoldr

Against

Against

For

8

Shareholder Proposal Regarding Executive Compensation Report

ShrHoldr

Against

Against

For

9

Shareholder Proposal Regarding Corporate Sponsorships Report

ShrHoldr

Against

Abstain

Against

10

Shareholder Proposal Regarding Adopting Sexual Orientation and Gender Identity Expression Anti-Bias Policy

ShrHoldr

Against

Abstain

Against

11

Shareholder Proposal Regarding Greenhouse Gas Emissions Goals

ShrHoldr

Against

Abstain

Against

12

Shareholder Proposal Regarding a Climate Change and Technology Report

ShrHoldr

Against

Abstain

Against

13

Shareholder Proposal Regarding Renewable Energy Policy

ShrHoldr

Against

Abstain

Against

 

FedEx Corporation

 

Ticker

Security ID:

Meeting Date

Meeting Status

FDX

CUSIP 31428X106

09/29/2008

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1

Election Of Director: James L. Barksdale

Mgmt

For

For

For

2

Election Of Director: August A. Busch Iv

Mgmt

For

For

For

3

Election Of Director: John A. Edwardson

Mgmt

For

For

For

4

Election Of Director: Judith L. Estrin

Mgmt

For

For

For

5

Election Of Director: J.R. Hyde, Iii

Mgmt

For

For

For

6

Election Of Director: Shirley A. Jackson

Mgmt

For

For

For

7

Election Of Director: Steven R. Loranger

Mgmt

For

For

For

8

Election Of Director: Gary W. Loveman

Mgmt

For

For

For

9

Election Of Director: Frederick W. Smith

Mgmt

For

For

For

10

Election Of Director: Joshua I. Smith

Mgmt

For

For

For

11

Election Of Director: Paul S. Walsh

Mgmt

For

For

For

12

Election Of Director: Peter S. Willmott

Mgmt

For

For

For

13

Amendment To The Incentive Stock Plan

Mgmt

For

For

For

14

Ratification Of Independent Registered Public Accounting Firm.

Mgmt

For

For

For

15

Stockholder Proposal Regarding Independent Board Chairman.

ShrHoldr

Against

For

Against

16

Stockholder Proposal Regarding Shareholder Vote On Executive Pay.

ShrHoldr

Against

For

Against

 


 

Firstenergy Corp.

 

Ticker

Security ID:

Meeting Date

Meeting Status

FE

CUSIP 337932107

05/19/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Elect Paul Addison

Mgmt

For

For

For

1.2

Elect Anthony Alexander

Mgmt

For

For

For

1.3

Elect Michael Anderson

Mgmt

For

For

For

1.4

Elect Carol Cartwright

Mgmt

For

For

For

1.5

Elect William Cottle

Mgmt

For

For

For

1.6

Elect Robert Heisler, Jr.

Mgmt

For

For

For

1.7

Elect Ernest Novak, Jr.

Mgmt

For

For

For

1.8

Elect Catherine Rein

Mgmt

For

For

For

1.9

Elect George Smart

Mgmt

For

For

For

1.10

Elect Wes Taylor

Mgmt

For

For

For

1.11

Elect Jesse Williams, Sr.

Mgmt

For

For

For

2

Ratification of Auditor

Mgmt

For

For

For

3

Shareholder Proposal Regarding a Simple Majority Vote

ShrHoldr

Against

For

Against

4

Shareholder Proposal Regarding Right to Call a Special Meeting

ShrHoldr

Against

Against

For

5

Shareholder Proposal Regarding Proponent Engagement Process

ShrHoldr

Against

Against

For

6

Shareholder Proposal Regarding Majority Vote for Election of Directors

ShrHoldr

Against

For

Against

 

Fluor Corporation

 

Ticker

Security ID:

Meeting Date

Meeting Status

FLR

CUSIP 343412102

05/06/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1

Elect Peter Barker

Mgmt

For

For

For

2

Elect Alan Boeckmann

Mgmt

For

For

For

3

Elect Vilma Martinez

Mgmt

For

For

For

4

Elect Dean O’Hare

Mgmt

For

For

For

5

Ratification of Auditor

Mgmt

For

For

For

 

Forest Laboratories, Inc.

 

Ticker

Security ID:

Meeting Date

Meeting Status

FRX

CUSIP 345838106

08/11/2008

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Elect Howard Solomon

Mgmt

For

For

For

1.2

Elect Lawrence Olanoff, MD., Ph.D.

Mgmt

For

For

For

1.3

Elect Nesli Basgoz, MD

Mgmt

For

For

For

1.4

Elect William Candee, III

Mgmt

For

For

For

1.5

Elect George Cohan

Mgmt

For

For

For

1.6

Elect Dan Goldwasser

Mgmt

For

For

For

1.7

Elect Kenneth Goodman

Mgmt

For

For

For

1.8

Elect Lester Salans, MD

Mgmt

For

For

For

2

Adoption Of The Amended And Restated Certificate Of Incorporation.

Mgmt

For

For

For

3

Ratification of Auditor

Mgmt

For

For

For

 


 

FPL Group, Inc.

 

Ticker

Security ID:

Meeting Date

Meeting Status

FPL

CUSIP 302571104

05/22/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Elect Sherry Barrat

Mgmt

For

For

For

1.2

Elect Robert Beall, II

Mgmt

For

For

For

1.3

Elect J. Hyatt Brown

Mgmt

For

For

For

1.4

Elect James Camaren

Mgmt

For

For

For

1.5

Elect J. Brian Ferguson

Mgmt

For

For

For

1.6

Elect Lewis Hay III

Mgmt

For

For

For

1.7

Elect Toni Jennings

Mgmt

For

For

For

1.8

Elect Oliver Kingsley, Jr.

Mgmt

For

For

For

1.9

Elect Rudy Schupp

Mgmt

For

For

For

1.10

Elect Michael Thaman

Mgmt

For

For

For

1.11

Elect Hansel Tookes, II

Mgmt

For

For

For

1.12

Elect Paul Tregurtha

Mgmt

For

For

For

2

Ratification of Auditor

Mgmt

For

For

For

3

Amendment to the Long Term Incentive Plan

Mgmt

For

For

For

 

Franklin Resources, Inc.

 

Ticker

Security ID:

Meeting Date

Meeting Status

BEN

CUSIP 354613101

03/11/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1

Election Of Director: Samuel H. Armacost

Mgmt

For

For

For

2

Election Of Director: Charles Crocker

Mgmt

For

For

For

3

Election Of Director: Joseph R. Hardiman

Mgmt

For

For

For

4

Election Of Director: Robert D. Joffe

Mgmt

For

For

For

5

Election Of Director: Charles B. Johnson

Mgmt

For

For

For

6

Election Of Director: Gregory E. Johnson

Mgmt

For

For

For

7

Election Of Director: Rupert H. Johnson, Jr.

Mgmt

For

For

For

8

Election Of Director: Thomas H. Kean

Mgmt

For

For

For

9

Election Of Director: Chutta Ratnathicam

Mgmt

For

For

For

10

Election Of Director: Peter M. Sacerdote

Mgmt

For

For

For

11

Election Of Director: Laura Stein

Mgmt

For

For

For

12

Election Of Director: Anne M. Tatlock

Mgmt

For

For

For

13

Ratification of Auditor

Mgmt

For

For

For

14

Amendment to the 2004 Key Executive Incentive Compensation Plan

Mgmt

For

For

For

 


 

Frontier Communications Corporation

 

Ticker

Security ID:

Meeting Date

Meeting Status

FTR

CUSIP 35906A108

05/14/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Elect Kathleen Abernathy

Mgmt

For

For

For

1.2

Elect Leroy Barnes, Jr.

Mgmt

For

For

For

1.3

Elect Peter Bynoe

Mgmt

For

For

For

1.4

Elect Michael Dugan

Mgmt

For

For

For

1.5

Elect Jeri Finard

Mgmt

For

For

For

1.6

Elect Lawton Fitt

Mgmt

For

For

For

1.7

Elect William Kraus

Mgmt

For

For

For

1.8

Elect Howard L. Schrott

Mgmt

For

For

For

1.9

Elect Larraine Segil

Mgmt

For

For

For

1.10

Elect David Ward

Mgmt

For

For

For

1.11

Elect Myron A. Wick, III

Mgmt

For

For

For

1.12

Elect Mary Wilderotter

Mgmt

For

For

For

2

2009 Equity Incentive Plan

Mgmt

For

For

For

3

Shareholder Proposal Regarding Advisory Vote on Compensation (Say on Pay)

ShrHoldr

Against

For

Against

4

Ratification of Auditor

Mgmt

For

For

For

 

Gap Inc.

 

Ticker

Security ID:

Meeting Date

Meeting Status

GPS

CUSIP 364760108

05/19/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Elect Adrian Bellamy

Mgmt

For

For

For

1.2

Elect Domenico De Sole

Mgmt

For

For

For

1.3

Elect Donald Fisher

Mgmt

For

For

For

1.4

Elect Robert Fisher

Mgmt

For

For

For

1.5

Elect Bob Martin

Mgmt

For

For

For

1.6

Elect Jorge Montoya

Mgmt

For

For

For

1.7

Elect Glenn Murphy

Mgmt

For

For

For

1.8

Elect James Schneider

Mgmt

For

For

For

1.9

Elect Mayo Shattuck III

Mgmt

For

For

For

1.10

Elect Kneeland Youngblood

Mgmt

For

For

For

2

Ratification of Auditor

Mgmt

For

For

For

 

General Dynamics Corporation

 

Ticker

Security ID:

Meeting Date

Meeting Status

GD

CUSIP 369550108

05/06/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1

Elect Nicholas Chabraja

Mgmt

For

For

For

2

Elect James Crown

Mgmt

For

For

For

3

Elect William Fricks

Mgmt

For

For

For

4

Elect Jay Johnson

Mgmt

For

For

For

5

Elect George Joulwan

Mgmt

For

For

For

6

Elect Paul Kaminski

Mgmt

For

For

For

7

Elect John Keane

Mgmt

For

For

For

8

Elect Deborah Lucas

Mgmt

For

For

For

9

Elect Lester Lyles

Mgmt

For

For

For

10

Elect J. Christopher Reyes

Mgmt

For

For

For

11

Elect Robert Walmsley

Mgmt

For

For

For

12

2009 Equity Compensation Plan

Mgmt

For

For

For

13

2009 United Kingdom Share Save Plan

Mgmt

For

For

For

14

Ratification of Auditor

Mgmt

For

For

For

15

Shareholder Proposal Regarding Space Weapons

ShrHoldr

Against

Abstain

Against

16

Shareholder Proposal Regarding Executive Death Benefit Payments

ShrHoldr

Against

For

Against

 


 

General Electric Company

 

Ticker

Security ID:

Meeting Date

Meeting Status

GE

CUSIP 369604103

04/22/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1

Election Of Director: James I. Cash, Jr.

Mgmt

For

For

For

2

Election Of Director: William M. Castell

Mgmt

For

For

For

3

Election Of Director: Ann M. Fudge

Mgmt

For

For

For

4

Election Of Director: Susan Hockfield

Mgmt

For

For

For

5

Election Of Director: Jeffrey R. Immelt

Mgmt

For

For

For

6

Election Of Director: Andrea Jung

Mgmt

For

For

For

7

Election Of Director: Alan G. (A.G.) Lafley

Mgmt

For

For

For

8

Election Of Director: Robert W. Lane

Mgmt

For

For

For

9

Election Of Director: Ralph S. Larsen

Mgmt

For

For

For

10

Election Of Director: Rochelle B. Lazarus

Mgmt

For

For

For

11

Election Of Director: James J. Mulva

Mgmt

For

For

For

12

Election Of Director: Sam Nunn

Mgmt

For

For

For

13

Election Of Director: Roger S. Penske

Mgmt

For

For

For

14

Election Of Director: Robert J. Swieringa

Mgmt

For

For

For

15

Election Of Director: Douglas A. Warner III

Mgmt

For

For

For

16

Ratification Of Kpmg

Mgmt

For

For

For

17

Cumulative Voting

ShrHoldr

Against

For

Against

18

Executive Compensation Advisory Vote

ShrHoldr

Against

Against

For

19

Independent Study Regarding Breaking Up GE

ShrHoldr

Against

Against

For

20

Dividend Policy

ShrHoldr

Against

Against

For

21

Shareholder Vote On Golden Parachutes

ShrHoldr

Against

Against

For

 

General Mills, Inc.

 

Ticker

Security ID:

Meeting Date

Meeting Status

GIS

CUSIP 370334104

09/22/2008

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1

Election Of Director: Bradbury H. Anderson

Mgmt

For

For

For

2

Election Of Director: Paul Danos

Mgmt

For

For

For

3

Election Of Director: William T. Esrey

Mgmt

For

For

For

4

Election Of Director: Raymond V. Gilmartin

Mgmt

For

For

For

5

Election Of Director: Judith Richards Hope

Mgmt

For

For

For

6

Election Of Director: Heidi G. Miller

Mgmt

For

For

For

7

Election Of Director: Hilda Ochoa-Brillembourg

Mgmt

For

For

For

8

Election Of Director: Steve Odland

Mgmt

For

For

For

9

Election Of Director: Kendall J. Powell

Mgmt

For

For

For

10

Election Of Director: Lois E. Quam

Mgmt

For

For

For

11

Election Of Director: Michael D. Rose

Mgmt

For

For

For

12

Election Of Director: Robert L. Ryan

Mgmt

For

For

For

13

Election Of Director: Dorothy A. Terrell

Mgmt

For

For

For

14

Ratification of Auditor

Mgmt

For

For

For

 


 

Genworth Financial, Inc.

 

Ticker

Security ID:

Meeting Date

Meeting Status

GNW

CUSIP 37247D106

05/13/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1

Elect Frank Borelli

Mgmt

For

For

For

2

Elect Michael Fraizer

Mgmt

For

For

For

3

Elect Nancy Karch

Mgmt

For

For

For

4

Elect J. Robert Kerrey

Mgmt

For

For

For

5

Elect Risa Lavizzo-Mourey

Mgmt

For

For

For

6

Elect James Parke

Mgmt

For

For

For

7

Elect James Riepe

Mgmt

For

For

For

8

Elect Barrett Toan

Mgmt

For

For

For

9

Elect Thomas Wheeler

Mgmt

For

For

For

10

Amendment to the 2004 Omnibus Incentive Plan to Permit an Equity Exchange

Mgmt

For

Against

Against

11

Ratification of Auditor

Mgmt

For

For

For

 

Gilead Sciences, Inc.

 

Ticker

Security ID:

Meeting Date

Meeting Status

GILD

CUSIP 375558103

05/06/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Elect Paul Berg

Mgmt

For

For

For

1.2

Elect John Cogan

Mgmt

For

For

For

1.3

Elect Etienne Davignon

Mgmt

For

For

For

1.4

Elect James Denny

Mgmt

For

For

For

1.5

Elect Carla Hills

Mgmt

For

For

For

1.6

Elect John Madigan

Mgmt

For

For

For

1.7

Elect John Martin

Mgmt

For

For

For

1.8

Elect Gordon Moore

Mgmt

For

For

For

1.9

Elect Nicholas Moore

Mgmt

For

For

For

1.10

Elect Richard Whitley

Mgmt

For

For

For

1.11

Elect Gayle Wilson

Mgmt

For

For

For

2

Ratification of Auditor

Mgmt

For

For

For

3

Amendment to the 2004 Equity Incentive Plan

Mgmt

For

For

For

 


 

Goodrich Corporation

 

Ticker

Security ID:

Meeting Date

Meeting Status

GR

CUSIP 382388106

04/21/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Elect Diane Creel

Mgmt

For

For

For

1.2

Elect George Davidson, Jr.

Mgmt

For

For

For

1.3

Elect Harris Deloach, Jr.

Mgmt

For

For

For

1.4

Elect James Griffith

Mgmt

For

For

For

1.5

Elect William Holland

Mgmt

For

For

For

1.6

Elect John Jumper

Mgmt

For

For

For

1.7

Elect Marshall Larsen

Mgmt

For

For

For

1.8

Elect Lloyd Newton

Mgmt

For

For

For

1.9

Elect Douglas Olesen

Mgmt

For

For

For

1.10

Elect Alfred Rankin, Jr.

Mgmt

For

For

For

1.11

Elect A. Thomas Young

Mgmt

For

For

For

2

Ratification of Auditor

Mgmt

For

For

For

3

Shareholder Proposal Regarding Majority Vote for Election of Directors

ShrHoldr

Against

For

Against

 


 

Google Inc.

 

Ticker

Security ID:

Meeting Date

Meeting Status

GOOG

CUSIP 38259P508

05/07/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Elect Eric Schmidt

Mgmt

For

For

For

1.2

Elect Sergey Brin

Mgmt

For

For

For

1.3

Elect Larry Page

Mgmt

For

For

For

1.4

Elect L. John Doerr

Mgmt

For

For

For

1.5

Elect John Hennessy

Mgmt

For

Withhold

Against

1.6

Elect Arthur Levinson

Mgmt

For

For

For

1.7

Elect Ann Mather

Mgmt

For

For

For

1.8

Elect Paul Otellini

Mgmt

For

For

For

1.9

Elect K. Shriram

Mgmt

For

For

For

1.10

Elect Shirley Tilghman

Mgmt

For

For

For

2

Ratification of Auditor

Mgmt

For

For

For

3

Amendment to the 2004 Stock Plan

Mgmt

For

Against

Against

4

Shareholder proposal regarding political contribution disclosure

ShrHoldr

For

For

For

5

Shareholder proposal regarding internet censorship

ShrHoldr

Against

Abstain

Against

6

Shareholder proposal regarding health care reform

ShrHoldr

Against

Abstain

Against

 

Hess Corporation

 

Ticker

Security ID:

Meeting Date

Meeting Status

HES

CUSIP 42809H107

05/06/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Elect John Hess

Mgmt

For

For

For

1.2

Elect Samuel Bodman

Mgmt

For

For

For

1.3

Elect Risa Lavizzo-Mourey

Mgmt

For

For

For

1.4

Elect Craig Matthews

Mgmt

For

For

For

1.5

Elect Ernst von Metzsch

Mgmt

For

For

For

2

Ratification of Auditor

Mgmt

For

For

For

 

Hewlett-Packard Company

 

Ticker

Security ID:

Meeting Date

Meeting Status

HPQ

CUSIP 428236103

03/18/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1

Election Of Director: L. T. Babbio, Jr.

Mgmt

For

For

For

2

Election Of Director: S. M. Baldauf

Mgmt

For

For

For

3

Election Of Director: R. L. Gupta

Mgmt

For

For

For

4

Election Of Director: J. H. Hammergren

Mgmt

For

For

For

5

Election Of Director: M. V. Hurd

Mgmt

For

For

For

6

Election Of Director: J. Z. Hyatt

Mgmt

For

For

For

7

Election Of Director: J. R. Joyce

Mgmt

For

For

For

8

Election Of Director: R. L. Ryan

Mgmt

For

For

For

9

Election Of Director: L. S. Salhany

Mgmt

For

For

For

10

Election Of Director: G. K. Thompson

Mgmt

For

For

For

11

Ratification of Auditor

Mgmt

For

For

For

 


 

Home Depot Inc.

 

Ticker

Security ID:

Meeting Date

Meeting Status

HD

CUSIP 437076102

05/28/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1

Elect F. Duane Ackerman

Mgmt

For

For

For

2

Elect David Batchelder

Mgmt

For

For

For

3

Elect Francis Blake

Mgmt

For

For

For

4

Elect Ari Bousbib

Mgmt

For

For

For

5

Elect Gregory Brenneman

Mgmt

For

For

For

6

Elect Albert Carey

Mgmt

For

For

For

7

Elect Armando Codina

Mgmt

For

For

For

8

Elect Bonnie Hill

Mgmt

For

For

For

9

Elect Karen Katen

Mgmt

For

For

For

10

Ratification of Auditor

Mgmt

For

For

For

11

Right to Call a Special Meeting

Mgmt

For

For

For

12

Shareholder Proposal Regarding Cumulative Voting

ShrHoldr

Against

For

Against

13

Shareholder Proposal Regarding Special Shareholder Meetings

ShrHoldr

Against

Against

For

14

Shareholder Proposal Regarding Employment Diversity Report

ShrHoldr

Against

Abstain

Against

15

Shareholder Proposal Regarding Advisory Vote on Compensation (Say on Pay)

ShrHoldr

Against

For

Against

16

Shareholder Proposal Regarding Energy Usage

ShrHoldr

Against

Abstain

Against

 

Honeywell International Inc.

 

Ticker

Security ID:

Meeting Date

Meeting Status

HON

CUSIP 438516106

04/27/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1

Election Of Director: Gordon M. Bethune

Mgmt

For

For

For

2

Election Of Director: Jaime Chico Pardo

Mgmt

For

Against

Against

3

Election Of Director: David M. Cote

Mgmt

For

For

For

4

Election Of Director: D. Scott Davis

Mgmt

For

For

For

5

Election Of Director: Linnet F. Deily

Mgmt

For

For

For

6

Election Of Director: Clive R. Hollick

Mgmt

For

For

For

7

Election Of Director: George Paz

Mgmt

For

For

For

8

Election Of Director: Bradley T. Sheares

Mgmt

For

For

For

9

Election Of Director: John R. Stafford

Mgmt

For

For

For

10

Election Of Director: Michael W. Wright

Mgmt

For

For

For

11

Approval Of Independent Accountants

Mgmt

For

For

For

12

Cumulative Voting

ShrHoldr

Against

For

Against

13

Principles For Health Care Reform

ShrHoldr

Against

Abstain

Against

14

Executive Compensation Advisory Vote

ShrHoldr

Against

For

Against

15

Tax Gross-Up Payments

ShrHoldr

Against

For

Against

16

Special Shareowner Meetings

ShrHoldr

Against

For

Against

 

Hospira, Inc.

 

Ticker

Security ID:

Meeting Date

Meeting Status

HSP

CUSIP 441060100

05/14/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Elect Christopher Begley

Mgmt

For

For

For

1.2

Elect Barbara Bowles

Mgmt

For

For

For

1.3

Elect Roger Hale

Mgmt

For

For

For

1.4

Elect John Staley

Mgmt

For

For

For

1.5

Elect Heino von Prondzynski

Mgmt

For

For

For

2

Ratification of Auditor

Mgmt

For

For

For

3

Amendment to the 2004 Long-Term Stock Incentive Plan

Mgmt

For

For

For

 


 

Host Hotels & Resorts, Inc.

 

Ticker

Security ID:

Meeting Date

Meeting Status

HST

CUSIP 44107P104

05/14/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1

Elect Robert Baylis

Mgmt

For

For

For

2

Elect Terence Golden

Mgmt

For

For

For

3

Elect Ann McLaughlin Korologos

Mgmt

For

For

For

4

Elect Richard Marriott

Mgmt

For

For

For

5

Elect Judith McHale

Mgmt

For

For

For

6

Elect John Morse, Jr.

Mgmt

For

For

For

7

Elect W. Edward Walter

Mgmt

For

For

For

8

Ratification of Auditor

Mgmt

For

For

For

9

2009 Comprehensive Stock and Cash Incentive Plan

Mgmt

For

For

For

10

Increase of Authorized Common Stock

Mgmt

For

For

For

 

Hudson City Bancorp, Inc.

 

Ticker

Security ID:

Meeting Date

Meeting Status

HCBK

CUSIP 443683107

04/21/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Elect Denis Salamone

Mgmt

For

For

For

1.2

Elect Michael Azzara

Mgmt

For

For

For

1.3

Elect Victoria Bruni

Mgmt

For

For

For

2

Ratification of Auditor

Mgmt

For

For

For

 


 

IAC/Interactivecorp

 

Ticker

Security ID:

Meeting Date

Meeting Status

IACI

CUSIP 44919P300

08/01/2008

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Elect Edgar Bronfman, Jr.

Mgmt

For

For

For

1.2

Elect Barry Diller

Mgmt

For

Withhold

Against

1.3

Elect Victor Kaufman

Mgmt

For

For

For

1.4

Elect Donald Keough

Mgmt

For

For

For

1.5

Elect Bryan Lourd

Mgmt

For

For

For

1.6

Elect John Malone

Mgmt

For

For

For

1.7

Elect Arthur Martinez

Mgmt

For

For

For

1.8

Elect Steven Rattner

Mgmt

For

For

For

1.9

Elect Alan Spoon

Mgmt

For

For

For

1.10

Elect Diane Von Furstenberg

Mgmt

For

For

For

1.11

Elect Michael Zeisser

Mgmt

For

For

For

2

Preferred Share Merger

Mgmt

For

For

For

3

Reverse Stock Split

Mgmt

For

For

For

4

To Approve The 2008 Stock And Annual Incentive Plan Proposal.

Mgmt

For

For

For

5

Ratification of Auditor

Mgmt

For

For

For

 

Intel Corporation

 

Ticker

Security ID:

Meeting Date

Meeting Status

INTC

CUSIP 458140100

05/20/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1

Elect Charlene Barshefsky

Mgmt

For

For

For

2

Elect Susan Decker

Mgmt

For

For

For

3

Elect John Donahoe

Mgmt

For

For

For

4

Elect Reed Hundt

Mgmt

For

For

For

5

Elect Paul Otellini

Mgmt

For

For

For

6

Elect James Plummer

Mgmt

For

For

For

7

Elect David Pottruck

Mgmt

For

For

For

8

Elect Jane Shaw

Mgmt

For

For

For

9

Elect John Thornton

Mgmt

For

For

For

10

Elect Frank Yeary

Mgmt

For

For

For

11

Elect David Yoffie

Mgmt

For

For

For

12

Ratification of Auditor

Mgmt

For

For

For

13

Amendment to the 2006 Equity Incentive Plan

Mgmt

For

For

For

14

Stock Option Exchange Program

Mgmt

For

Against

Against

15

ADVISORY VOTE ON EXECUTIVE COMPENSATION

Mgmt

For

For

For

16

Shareholder Proposal Regarding Cumulative Voting

ShrHoldr

Against

For

Against

17

Shareholder Proposal Regarding Human Right to Water

ShrHoldr

Against

Abstain

Against

 


 

International Business Machines Corporation

 

Ticker

Security ID:

Meeting Date

Meeting Status

IBM

CUSIP 459200101

04/28/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1

Election Of Director: A.J.P. Belda

Mgmt

For

For

For

2

Election Of Director: C. Black

Mgmt

For

For

For

3

Election Of Director: W.R. Brody

Mgmt

For

For

For

4

Election Of Director: K.I. Chenault

Mgmt

For

For

For

5

Election Of Director: M.L. Eskew

Mgmt

For

Against

Against

6

Election Of Director: S.A. Jackson

Mgmt

For

For

For

7

Election Of Director: T. Nishimuro

Mgmt

For

For

For

8

Election Of Director: J.W. Owens

Mgmt

For

For

For

9

Election Of Director: S.J. Palmisano

Mgmt

For

For

For

10

Election Of Director: J.E. Spero

Mgmt

For

For

For

11

Election Of Director: S. Taurel

Mgmt

For

For

For

12

Election Of Director: L.H. Zambrano

Mgmt

For

For

For

13

Ratification Of Auditor

Mgmt

For

For

For

14

Approval Of Long-Term Incentive Performance Terms

Mgmt

For

For

For

15

Stockholder Proposal On Cumulative Voting

ShrHoldr

Against

For

Against

16

Stockholder Proposal On Executive Compensation And Pension Income

ShrHoldr

Against

For

Against

17

Stockholder Proposal On Advisory Vote On Executive Compensation

ShrHoldr

Against

For

Against

 

Jacobs Engineering Group Inc.

 

Ticker

Security ID:

Meeting Date

Meeting Status

JEC

CUSIP 469814107

01/22/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1

Election Of Director: Joseph R. Bronson

Mgmt

For

For

For

2

Election Of Director: Thomas M.T. Niles

Mgmt

For

For

For

3

Election Of Director: Noel G. Watson

Mgmt

For

For

For

4

Election Of Director: John F. Coyne

Mgmt

For

For

For

5

Amendment to the 1989 Employee Stock Purchase Plan

Mgmt

For

For

For

6

Amendment to the 1999 Stock Incentive Plan

Mgmt

For

For

For

7

Ratification of Auditor

Mgmt

For

For

For

 

Johnson & Johnson

 

Ticker

Security ID:

Meeting Date

Meeting Status

JNJ

CUSIP 478160104

04/23/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1

Election Of Director: Mary Sue Coleman

Mgmt

For

Against

Against

2

Election Of Director: James G. Cullen

Mgmt

For

For

For

3

Election Of Director: Michael M.E. Johns

Mgmt

For

Against

Against

4

Election Of Director: Arnold G. Langbo

Mgmt

For

For

For

5

Election Of Director: Susan L. Lindquist

Mgmt

For

For

For

6

Election Of Director: Leo F. Mullin

Mgmt

For

For

For

7

Election Of Director: William D. Perez

Mgmt

For

For

For

8

Election Of Director: Charles Prince

Mgmt

For

Against

Against

9

Election Of Director: David Satcher

Mgmt

For

For

For

10

Election Of Director: William C. Weldon

Mgmt

For

For

For

11

Ratification Of Auditor

Mgmt

For

For

For

12

Advisory Vote On Executive Compensation Policies And Disclosure

ShrHoldr

Against

For

Against

 


 

JPMorgan Chase & Co.

 

Ticker

Security ID:

Meeting Date

Meeting Status

JPM

CUSIP 46625H100

05/19/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1

Elect Crandall Bowles

Mgmt

For

For

For

2

Elect Stephen Burke

Mgmt

For

For

For

3

Elect David Cote

Mgmt

For

For

For

4

Elect James Crown

Mgmt

For

For

For

5

Elect James Dimon

Mgmt

For

For

For

6

Elect Ellen Futter

Mgmt

For

For

For

7

Elect William Gray, III

Mgmt

For

For

For

8

Elect Laban Jackson, Jr.

Mgmt

For

For

For

9

Elect David Novak

Mgmt

For

For

For

10

Elect Lee Raymond

Mgmt

For

For

For

11

Elect William Weldon

Mgmt

For

For

For

12

Ratification of Auditor

Mgmt

For

For

For

13

Advisory Vote On Executive Compensation

Mgmt

For

For

For

14

Shareholder Proposal Regarding Disclosure of Prior Government Service

ShrHoldr

Against

Abstain

Against

15

Shareholder Proposal Regarding Cumulative Voting

ShrHoldr

Against

For

Against

16

Shareholder Proposal Regarding Right to Call a Special Meeting

ShrHoldr

Against

Against

For

17

Shareholder Proposal Regarding Report on Credit Card Practices

ShrHoldr

Against

Abstain

Against

18

Shareholder Proposal Regarding Key Executive Performance Plan (“KEPP”)

ShrHoldr

Against

Against

For

19

Shareholder Proposal Regarding Retention of Shares After Retirement

ShrHoldr

Against

Against

For

20

Shareholder Proposal Regarding Carbon Principles Report

ShrHoldr

Against

Abstain

Against

 

Kellogg Company

 

Ticker

Security ID:

Meeting Date

Meeting Status

K

CUSIP 487836108

04/24/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Elect John Dillon

Mgmt

For

For

For

1.2

Elect James Jenness

Mgmt

For

For

For

1.3

Elect Donald Knauss

Mgmt

For

For

For

1.4

Elect Robert Steele

Mgmt

For

For

For

2

Ratification of Auditor

Mgmt

For

For

For

3

Approval Of The Kellogg Company 2009 Long-Term Incentive Plan

Mgmt

For

For

For

4

Approval Of The Kellogg Company 2009 Non-Employee Director Stock Plan

Mgmt

For

For

For

5

Enact A Majority Vote Requirement For The Election Of Directors

ShrHoldr

Against

For

Against

6

Elect Each Director Annually

ShrHoldr

Against

For

Against

 


 

Kimberly-Clark Corporation

 

Ticker

Security ID:

Meeting Date

Meeting Status

KMB

CUSIP 494368103

04/30/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1

Election Of Director: John R. Alm

Mgmt

For

For

For

2

Election Of Director: Dennis R. Beresford

Mgmt

For

For

For

3

Election Of Director: John F. Bergstrom

Mgmt

For

Against

Against

4

Election Of Director: Abelardo E. Bru

Mgmt

For

For

For

5

Election Of Director: Robert W. Decherd

Mgmt

For

For

For

6

Election Of Director: Thomas J. Falk

Mgmt

For

For

For

7

Election Of Director: Mae C. Jemison, M.D.

Mgmt

For

For

For

8

Election Of Director: Ian C. Read

Mgmt

For

For

For

9

Election Of Director: G. Craig Sullivan

Mgmt

For

For

For

10

Ratification Of Auditors

Mgmt

For

For

For

11

Right To Call A Special Meeting

Mgmt

For

For

For

12

Reapproval Of Performance Goals Under The 2001 Equity Participation Plan

Mgmt

For

For

For

13

Stockholder Proposal Regarding Cumulative Voting

ShrHoldr

Against

For

Against

 

Kimco Realty Corporation

 

Ticker

Security ID:

Meeting Date

Meeting Status

KIM

CUSIP 49446R109

05/12/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Elect Milton Cooper

Mgmt

For

For

For

1.2

Elect Richard Dooley

Mgmt

For

Withhold

Against

1.3

Elect Joe Grills

Mgmt

For

Withhold

Against

1.4

Elect David Henry

Mgmt

For

For

For

1.5

Elect F. Patrick Hughes

Mgmt

For

For

For

1.6

Elect Frank Lourenso

Mgmt

For

For

For

1.7

Elect Richard Saltzman

Mgmt

For

For

For

1.8

Elect Philip Coviello

Mgmt

For

For

For

2

Ratification of Auditor

Mgmt

For

For

For

 

King Pharmaceuticals, Inc.

 

Ticker

Security ID:

Meeting Date

Meeting Status

KG

CUSIP 495582108

06/04/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Elect R. Charles Moyer

Mgmt

For

For

For

1.2

Elect D. Gregory Rooker

Mgmt

For

For

For

1.3

Elect Ted Wood

Mgmt

For

For

For

1.4

Elect Earnest Deavenport, Jr.

Mgmt

For

For

For

1.5

Elect Elizabeth Greetham

Mgmt

For

For

For

2

Ratification of Auditor

Mgmt

For

For

For

3

Shareholder Proposal Regarding Majority Vote for Election of Directors

ShrHoldr

Against

For

Against

 


 

Kraft Foods Inc

 

Ticker

Security ID:

Meeting Date

Meeting Status

KFT

CUSIP 50075N104

05/20/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1

Elect Ajay Banga

Mgmt

For

For

For

2

Elect Myra Hart

Mgmt

For

For

For

3

Elect Lois Juliber

Mgmt

For

For

For

4

Elect Mark Ketchum

Mgmt

For

For

For

5

Elect Richard Lerner

Mgmt

For

For

For

6

Elect John Pope

Mgmt

For

For

For

7

Elect Fedric Reynolds

Mgmt

For

For

For

8

Elect Irene Rosenfeld

Mgmt

For

For

For

9

Elect Deborah Wright

Mgmt

For

For

For

10

Elect Frank Zarb

Mgmt

For

For

For

11

Amendment to the 2005 Performance Incentive Plan

Mgmt

For

For

For

12

Ratification of Auditor

Mgmt

For

For

For

13

Shareholder Proposal Regarding the Right to Call Special Metings

ShrHoldr

Against

Against

For

 

Kroger Co.

 

Ticker

Security ID:

Meeting Date

Meeting Status

KR

CUSIP 501044101

06/25/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1

Elect Reuben Anderson

Mgmt

For

For

For

2

Elect Robert Beyer

Mgmt

For

For

For

3

Elect David Dillon

Mgmt

For

For

For

4

Elect Susan Kropf

Mgmt

For

For

For

5

Elect John LaMacchia

Mgmt

For

For

For

6

Elect David Lewis

Mgmt

For

For

For

7

Elect Don McGeorge

Mgmt

For

For

For

8

Elect W. Rodney McMullen

Mgmt

For

For

For

9

Elect Jorge Montoya

Mgmt

For

For

For

10

Elect Clyde Moore

Mgmt

For

For

For

11

Elect Susan Phillips

Mgmt

For

For

For

12

Elect Steven Rogel

Mgmt

For

For

For

13

Elect James Runde

Mgmt

For

For

For

14

Elect Ronald Sargent

Mgmt

For

For

For

15

Elect Bobby Shackouls

Mgmt

For

For

For

16

Ratification of Auditor

Mgmt

For

For

For

17

Shareholder Proposal Regarding Cage Free Eggs

ShrHoldr

Against

Abstain

Against

18

Shareholder Proposal Regarding Majority Vote for Election of Directors

ShrHoldr

Against

For

Against

 

Lexmark International, Inc.

 

Ticker

Security ID:

Meeting Date

Meeting Status

LXK

CUSIP 529771107

04/23/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1

Election Of Director: Michael J. Maples

Mgmt

For

For

For

2

Election Of Director: Stephen R. Hardis

Mgmt

For

For

For

3

Election Of Director: William R. Fields

Mgmt

For

For

For

4

Election Of Director: Robert Holland, Jr.

Mgmt

For

For

For

5

Ratification Of Auditor

Mgmt

For

For

For

6

Approval Of The Company S Stock Incentive Plan, As Amended And Restated.

Mgmt

For

Against

Against

7

Stockholder Proposal Regarding An Advisory Vote On Executive Compensation.

ShrHoldr

Against

For

Against

 


 

Limited Brands, Inc.

 

Ticker

Security ID:

Meeting Date

Meeting Status

LTD

CUSIP 532716107

05/28/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1

Elect James Heskett

Mgmt

For

For

For

2

Elect Allan Tessler

Mgmt

For

For

For

3

Elect Abigail Wexner

Mgmt

For

For

For

4

Ratification of Auditor

Mgmt

For

For

For

5

Amendment to the 1993 Stock Option and Performance Incentive Plan

Mgmt

For

For

For

6

Repeal of Classified Board

Mgmt

N/A

For

N/A

 

Linear Technology Corp.

 

Ticker

Security ID:

Meeting Date

Meeting Status

LLTC

CUSIP 535678106

11/05/2008

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Elect Robert Swanson, Jr.

Mgmt

For

Withhold

Against

1.2

Elect David Lee

Mgmt

For

For

For

1.3

Elect Lothar Maier

Mgmt

For

For

For

1.4

Elect Richard Moley

Mgmt

For

For

For

1.5

Elect Thomas Volpe

Mgmt

For

For

For

2

Ratification of Auditor

Mgmt

For

For

For

 

Lockheed Martin Corporation

 

Ticker

Security ID:

Meeting Date

Meeting Status

LMT

CUSIP 539830109

04/23/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1

Election Of Director: E.C. Pete Aldridge Jr.

Mgmt

For

For

For

2

Election Of Director: Nolan D. Archibald

Mgmt

For

For

For

3

Election Of Director: David B. Burritt

Mgmt

For

For

For

4

Election Of Director: James O. Ellis Jr.

Mgmt

For

For

For

5

Election Of Director: Gwendolyn S. King

Mgmt

For

For

For

6

Election Of Director: James M. Loy

Mgmt

For

For

For

7

Election Of Director: Douglas H. Mccorkindale

Mgmt

For

For

For

8

Election Of Director: Joseph W. Ralston

Mgmt

For

For

For

9

Election Of Director: Frank Savage

Mgmt

For

For

For

10

Election Of Director: James M. Schneider

Mgmt

For

For

For

11

Election Of Director: Anne Stevens

Mgmt

For

For

For

12

Election Of Director: Robert J. Stevens

Mgmt

For

For

For

13

Election Of Director: James R. Ukropina

Mgmt

For

For

For

14

Ratification Of Appointment Of Ernst & Young Llp As Independent Auditors

Mgmt

For

For

For

15

Elimination Of Supermajority Requirement

Mgmt

For

For

For

16

Stockholder Proposal - Report On Space-Based Weapons Program

ShrHoldr

Against

Abstain

Against

17

Stockholder Proposal - Policy On Payments To Executives After Death

ShrHoldr

Against

Abstain

Against

18

Stockholder Proposal - Advisory Vote On Executive Compensation

ShrHoldr

Against

For

Against

 


 

Loews Corporation

 

Ticker

Security ID:

Meeting Date

Meeting Status

L

CUSIP 540424108

05/12/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1

Elect Ann Berman

Mgmt

For

For

For

2

Elect Joseph Bower

Mgmt

For

For

For

3

Elect Charles Diker

Mgmt

For

For

For

4

Elect Paul Fribourg

Mgmt

For

For

For

5

Elect Walter Harris

Mgmt

For

For

For

6

Elect Philip Laskawy

Mgmt

For

For

For

7

Elect Ken Miller

Mgmt

For

For

For

8

Elect Gloria Scott

Mgmt

For

For

For

9

Elect Andrew Tisch

Mgmt

For

For

For

10

Elect James Tisch

Mgmt

For

For

For

11

Elect Jonathan Tisch

Mgmt

For

For

For

12

Ratification of Auditor

Mgmt

For

For

For

13

Amendment to Simplify and Update Charter

Mgmt

For

For

For

14

Shareholder Proposal Regarding Cumulative Voting

ShrHoldr

Against

For

Against

 

Lowe’s Companies, Inc.

 

Ticker

Security ID:

Meeting Date

Meeting Status

LOW

CUSIP 548661107

05/29/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Elect Peter Browning

Mgmt

For

For

For

1.2

Elect Marshall Larsen

Mgmt

For

For

For

1.3

Elect Stephen Page

Mgmt

For

For

For

1.4

Elect O. Temple Sloan, Jr.

Mgmt

For

For

For

2

Amendment to the 2006 Long Term Incentive Plan

Mgmt

For

For

For

3

Ratification of Auditor

Mgmt

For

For

For

4

Amendment to the Articles of Incorporation to Eliminate All Remaining Supermajority Requirements

Mgmt

For

For

For

5

Shareholder Proposal Regarding Reincorporation

ShrHoldr

Against

Against

For

6

Shareholder Proposal Regarding Principles of Health Care Reform

ShrHoldr

Against

Abstain

Against

7

Shareholder Proposal Regarding Independent Chairman

ShrHoldr

Against

For

Against

 


 

Marathon Oil Corporation

 

Ticker

Security ID:

Meeting Date

Meeting Status

MRO

CUSIP 565849106

04/29/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1

Election Of Director: Charles F. Bolden, Jr.

Mgmt

For

For

For

2

Election Of Director: Gregory H. Boyce

Mgmt

For

For

For

3

Election Of Director: Clarence P. Cazalot, Jr.

Mgmt

For

For

For

4

Election Of Director: David A. Daberko

Mgmt

For

For

For

5

Election Of Director: William L. Davis

Mgmt

For

For

For

6

Election Of Director: Shirley Ann Jackson

Mgmt

For

For

For

7

Election Of Director: Philip Lader

Mgmt

For

For

For

8

Election Of Director: Charles R. Lee

Mgmt

For

For

For

9

Election Of Director: Michael E.J. Phelps

Mgmt

For

For

For

10

Election Of Director: Dennis H. Reilley

Mgmt

For

For

For

11

Election Of Director: Seth E. Schofield

Mgmt

For

For

For

12

Election Of Director: John W. Snow

Mgmt

For

For

For

13

Election Of Director: Thomas J. Usher

Mgmt

For

For

For

14

Ratification Of Auditor

Mgmt

For

For

For

15

Shareholder Proposal Regarding Right To Call A Special Meetings

ShrHoldr

Against

For

Against

16

Shareholder Proposal Regarding Advisory Vote On Compensation (Say On Pay)

ShrHoldr

Against

For

Against

 

Massey Energy Company

 

Ticker

Security ID:

Meeting Date

Meeting Status

MEE

CUSIP 576206106

05/19/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Elect James Crawford

Mgmt

For

For

For

1.2

Elect E. Gordon Gee

Mgmt

For

For

For

1.3

Elect Lady Judge

Mgmt

For

Withhold

Against

1.4

Elect Stanley Suboleski

Mgmt

For

For

For

2

Ratification of Auditor

Mgmt

For

For

For

3

Amendment to the 2006 Plan

Mgmt

For

For

For

4

Shareholder Proposal Regarding Environmental Progress Report

ShrHoldr

Against

Abstain

Against

5

Shareholder Proposal Regarding Climate Change Report

ShrHoldr

Against

Abstain

Against

6

Shareholder Proposal Regarding Early Disclosure of Voting Results of Shareholder Proposals

ShrHoldr

Against

Against

For

 

McDonald’s Corporation

 

Ticker

Security ID:

Meeting Date

Meeting Status

MCD

CUSIP 580135101

05/27/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1

Elect Robert Eckert

Mgmt

For

For

For

2

Elect Enrique Hernandez, Jr.

Mgmt

For

For

For

3

Elect Jeanne Jackson

Mgmt

For

For

For

4

Elect Andrew McKenna

Mgmt

For

For

For

5

Ratification of Auditor

Mgmt

For

For

For

6

Amendment to the 2001 Omnibus Stock Ownership Plan

Mgmt

For

For

For

7

2009 Cash Incentive Plan

Mgmt

For

For

For

8

Shareholder Proposal Regarding Advisory Vote on Compensation (Say on Pay)

ShrHoldr

Against

For

Against

9

Shareholder Proposal Regarding Cage-free Eggs

ShrHoldr

Against

Abstain

Against

 


 

Medtronic, Inc.

 

Ticker

Security ID:

Meeting Date

Meeting Status

MDT

CUSIP 585055106

08/21/2008

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Elect Victor Dzau

Mgmt

For

For

For

1.2

Elect William Hawkins

Mgmt

For

For

For

1.3

Elect Shirley Ann Jackson

Mgmt

For

For

For

1.4

Elect Denise O’Leary

Mgmt

For

For

For

1.5

Elect Jean-Pierre Rosso

Mgmt

For

For

For

1.6

Elect Jack Schuler

Mgmt

For

Withhold

Against

2

Ratification of Auditor

Mgmt

For

For

For

3

To Approve The Medtronic, Inc. 2008 Stock Award And Incentive Plan.

Mgmt

For

For

For

 

Merck & Co., Inc.

 

Ticker

Security ID:

Meeting Date

Meeting Status

MRK

CUSIP 589331107

04/28/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1

Election Of Director: Leslie A. Brun

Mgmt

For

For

For

2

Election Of Director: Thomas R. Cech, Ph.D.

Mgmt

For

For

For

3

Election Of Director: Richard T. Clark

Mgmt

For

For

For

4

Election Of Director: Thomas H. Glocer

Mgmt

For

For

For

5

Election Of Director: Steven F. Goldstone

Mgmt

For

For

For

6

Election Of Director: William B. Harrison, Jr.

Mgmt

For

For

For

7

Election Of Director: Harry R. Jacobson, M.D.

Mgmt

For

For

For

8

Election Of Director: William N. Kelley, M.D.

Mgmt

For

Against

Against

9

Election Of Director: Rochelle B. Lazarus

Mgmt

For

For

For

10

Election Of Director: Carlos E. Represas

Mgmt

For

For

For

11

Election Of Director: Thomas E. Shenk, Ph.D.

Mgmt

For

Against

Against

12

Election Of Director: Anne M. Tatlock

Mgmt

For

Against

Against

13

Election Of Director: Samuel O. Thier, M.D.

Mgmt

For

Against

Against

14

Election Of Director: Wendell P. Weeks

Mgmt

For

Against

Against

15

Election Of Director: Peter C. Wendell

Mgmt

For

Against

Against

16

Ratification Of Auditor

Mgmt

For

For

For

17

Authorization Of Board To Set Board Size

Mgmt

For

For

For

18

Stockholder Proposal Concerning Special Shareholder Meetings

ShrHoldr

Against

For

Against

19

Stockholder Proposal Concerning An Independent Lead Director

ShrHoldr

Against

For

Against

20

Stockholder Proposal Concerning An Advisory Vote On Executive Compensation

ShrHoldr

Against

For

Against

 


 

MetLife, Inc.

 

Ticker

Security ID:

Meeting Date

Meeting Status

MET

CUSIP 59156R108

04/28/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Elect C. Robert Henrikson

Mgmt

For

For

For

1.2

Elect John Keane

Mgmt

For

For

For

1.3

Elect Catherine Kinney

Mgmt

For

For

For

1.4

Elect Hugh Price

Mgmt

For

For

For

1.5

Elect Kenton Sicchitano

Mgmt

For

For

For

2

Reapproval Of The Metlife, Inc. 2005 Stock And Incentive Compensation Plan

Mgmt

For

For

For

3

Ratification of Auditor

Mgmt

For

For

For

 

Microsoft Corp.

 

Ticker

Security ID:

Meeting Date

Meeting Status

MSFT

CUSIP 594918104

11/19/2008

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1

Election Of Director: Steven A. Ballmer

Mgmt

For

For

For

2

Election Of Director: James I. Cash Jr.

Mgmt

For

For

For

3

Election Of Director: Dina Dublon

Mgmt

For

For

For

4

Election Of Director: William H. Gates Iii

Mgmt

For

For

For

5

Election Of Director: Raymond V. Gilmartin

Mgmt

For

For

For

6

Election Of Director: Reed Hastings

Mgmt

For

For

For

7

Election Of Director: David F. Marquardt

Mgmt

For

For

For

8

Election Of Director: Charles H. Noski

Mgmt

For

For

For

9

Election Of Director: Helmut Panke

Mgmt

For

For

For

10

Executive Officer Incentive Plan

Mgmt

For

For

For

11

Amendment To The 1999 Stock Option Plan For Non-Employee Directors

Mgmt

For

For

For

12

Ratification Of Auditor

Mgmt

For

For

For

13

Shareholder Proposal - Adoption Of Policies On Internet Censorship.

ShrHoldr

Against

Abstain

Against

14

Shareholder Proposal - Establishment Of Board Committee On Human Rights.

ShrHoldr

Against

Abstain

Against

15

Shareholder Proposal - Disclosure Of Charitable Contributions.

ShrHoldr

Against

For

Against

 


 

Monsanto Company

 

Ticker

Security ID:

Meeting Date

Meeting Status

MON

CUSIP 61166W101

01/14/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1

Election Of Director: Janice L. Fields

Mgmt

For

For

For

2

Election Of Director: Hugh Grant

Mgmt

For

For

For

3

Election Of Director: C. Steven Mcmillan

Mgmt

For

For

For

4

Election Of Director: Robert J. Stevens

Mgmt

For

For

For

5

Ratification of Auditor

Mgmt

For

For

For

 

Moody’s Corporation

 

Ticker

Security ID:

Meeting Date

Meeting Status

MCO

CUSIP 615369105

04/28/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1

Election Of Director: Ewald Kist

Mgmt

For

For

For

2

Election Of Director: Henry A. Mckinnell, Jr., Ph.D.

Mgmt

For

For

For

3

Election Of Director: John K. Wulff

Mgmt

For

For

For

4

Ratification of Auditor

Mgmt

For

For

For

5

Shareholder Proposal Regarding Independent Board Chairman

ShrHoldr

Against

For

Against

6

Shareholder Proposal Regarding Retention of Shares After Retirement

ShrHoldr

Against

Against

For

 

Morgan Stanley

 

Ticker

Security ID:

Meeting Date

Meeting Status

MS

CUSIP 617446448

02/09/2009

Voted

Meeting Type

Country of Trade

 

 

Special

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1

Issuance of Common Stock

Mgmt

For

For

For

2

Right to Adjourn Meeting

Mgmt

For

Against

Against

 


 

Morgan Stanley

 

Ticker

Security ID:

Meeting Date

Meeting Status

MS

CUSIP 617446448

04/29/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1

Election Of Director: Roy J. Bostock

Mgmt

For

Against

Against

2

Election Of Director: Erskine B. Bowles

Mgmt

For

For

For

3

Election Of Director: Howard J. Davies

Mgmt

For

For

For

4

Election Of Director: Nobuyuki Hirano

Mgmt

For

For

For

5

Election Of Director: C. Robert Kidder

Mgmt

For

For

For

6

Election Of Director: John J. Mack

Mgmt

For

For

For

7

Election Of Director: Donald T. Nicolaisen

Mgmt

For

For

For

8

Election Of Director: Charles H. Noski

Mgmt

For

For

For

9

Election Of Director: Hutham S. Olayan

Mgmt

For

For

For

10

Election Of Director: Charles E. Phillips, Jr.

Mgmt

For

For

For

11

Election Of Director: O. Griffith Sexton

Mgmt

For

For

For

12

Election Of Director: Laura D. Tyson

Mgmt

For

For

For

13

To Ratify The Appointment Of Deloitte & Touche Llp As Independent Auditor

Mgmt

For

For

For

14

Advisory Vote On Executive Compensation

Mgmt

For

For

For

15

To Amend The 2007 Equity Incentive Compensation Plan

Mgmt

For

For

For

16

Shareholder Proposal Regarding Special Shareowner Meetings

ShrHoldr

Against

Against

For

17

Shareholder Proposal Regarding Independent Chair

ShrHoldr

Against

For

Against

 

Murphy Oil Corporation

 

Ticker

Security ID:

Meeting Date

Meeting Status

MUR

CUSIP 626717102

05/13/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Elect Frank Blue

Mgmt

For

For

For

1.2

Elect Claiborne Deming

Mgmt

For

For

For

1.3

Elect Robert Hermes

Mgmt

For

For

For

1.4

Elect James Kelley

Mgmt

For

For

For

1.5

Elect R. Madison Murphy

Mgmt

For

For

For

1.6

Elect William Nolan, Jr.

Mgmt

For

For

For

1.7

Elect Ivar Ramberg

Mgmt

For

For

For

1.8

Elect Neal Schmale

Mgmt

For

For

For

1.9

Elect David Smith

Mgmt

For

For

For

1.10

Elect Caroline Theus

Mgmt

For

For

For

1.11

Elect David Wood

Mgmt

For

For

For

2

Shareholder Proposal Regarding Adopting Sexual Orientation and Gender Identity Expression Anti-Bias Policy

ShrHoldr

Against

Abstain

Against

3

Ratification of Auditor

Mgmt

For

For

For

 


 

Mylan Inc.

 

Ticker

Security ID:

Meeting Date

Meeting Status

MYL

CUSIP 628530107

05/07/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Elect Milan Puskar

Mgmt

For

For

For

1.2

Elect Robert Coury

Mgmt

For

For

For

1.3

Elect Wendy Cameron

Mgmt

For

For

For

1.4

Elect Neil Dimick

Mgmt

For

For

For

1.5

Elect Douglas Leech

Mgmt

For

For

For

1.6

Elect Joseph Maroon

Mgmt

For

For

For

1.7

Elect Rodney Piatt

Mgmt

For

For

For

1.8

Elect C. B. Todd

Mgmt

For

For

For

1.9

Elect Randall Vanderveen

Mgmt

For

For

For

2

Increase of Authorized Common Stock

Mgmt

For

For

For

3

Amendment to the 2003 Long-Term Incentive Plan

Mgmt

For

For

For

4

Adoption of Majority Vote for Election of Directors

Mgmt

N/A

For

N/A

5

Ratification of Auditor

Mgmt

For

For

For

 

National Semiconductor Corp.

 

Ticker

Security ID:

Meeting Date

Meeting Status

NSM

CUSIP 637640103

09/25/2008

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1

Election Of Director: Brian L. Halla

Mgmt

For

For

For

2

Election Of Director: Steven R. Appleton

Mgmt

For

For

For

3

Election Of Director: Gary P. Arnold

Mgmt

For

For

For

4

Election Of Director: Richard J. Danzig

Mgmt

For

For

For

5

Election Of Director: John T. Dickson

Mgmt

For

For

For

6

Election Of Director: Robert J. Frankenberg

Mgmt

For

For

For

7

Election Of Director: Modesto A. Maidique

Mgmt

For

For

For

8

Election Of Director: Edward R. Mccracken

Mgmt

For

For

For

9

Ratification of Auditor

Mgmt

For

For

For

 

NiSource Inc.

 

Ticker

Security ID:

Meeting Date

Meeting Status

NI

CUSIP 65473P105

05/12/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1

Elect Richard Abdoo

Mgmt

For

For

For

2

Elect Steven Beering

Mgmt

For

For

For

3

Elect Dennis Foster

Mgmt

For

For

For

4

Elect Mike Jesanis

Mgmt

For

For

For

5

Elect Marty Kittrell

Mgmt

For

For

For

6

Elect W. Lee Nutter

Mgmt

For

For

For

7

Elect Deborah Parker

Mgmt

For

For

For

8

Elect Ian Rolland

Mgmt

For

For

For

9

Elect Robert Skaggs, Jr.

Mgmt

For

For

For

10

Elect Richard Thompson

Mgmt

For

For

For

11

Elect Carolyn Woo

Mgmt

For

For

For

12

Ratification of Auditor

Mgmt

For

For

For

13

Shareholder Proposal Regarding Right to Call Special Meetings

ShrHoldr

Against

Against

For

 


 

Noble Corporation

 

Ticker

Security ID:

Meeting Date

Meeting Status

NE

CUSIP G65422100

03/17/2009

Voted

Meeting Type

Country of Trade

 

 

Special

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1

Reincorporation from the Cayman Islands to Switzerland

Mgmt

For

For

For

2

Right to Adjourn Meeting

Mgmt

For

Against

Against

 

Noble Corporation

 

Ticker

Security ID:

Meeting Date

Meeting Status

NE

CUSIP H5833N103

05/28/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1

Amendment to Par Value; Capital Repayment

Mgmt

For

For

For

2.1

Elect Julie Edwards

Mgmt

For

For

For

2.2

Elect Marc Leland

Mgmt

For

For

For

2.3

Elect David Williams

Mgmt

For

For

For

3

Appointment of Auditor

Mgmt

For

For

For

4

Amendment Regarding Supermajority Voting

Mgmt

For

For

For

 

Norfolk Southern Corporation

 

Ticker

Security ID:

Meeting Date

Meeting Status

NSC

CUSIP 655844108

05/14/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Elect Daniel Carp

Mgmt

For

For

For

1.2

Elect Steven Leer

Mgmt

For

For

For

1.3

Elect Michael Lockhart

Mgmt

For

For

For

1.4

Elect Charles Moorman, IV

Mgmt

For

For

For

2

Ratification of Auditor

Mgmt

For

For

For

3

Shareholder Proposal Regarding Political Contributions and Expenditure Report

ShrHoldr

Against

Against

For

 

Northern Trust Corporation

 

Ticker

Security ID:

Meeting Date

Meeting Status

NTRS

CUSIP 665859104

04/21/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Elect Linda Walker Bynoe

Mgmt

For

For

For

1.2

Elect Nicholas Chabraja

Mgmt

For

For

For

1.3

Elect Susan Crown

Mgmt

For

For

For

1.4

Elect Dipak Jain

Mgmt

For

For

For

1.5

Elect Arthur Kelly

Mgmt

For

For

For

1.6

Elect Robert McCormack

Mgmt

For

For

For

1.7

Elect Edward Mooney

Mgmt

For

For

For

1.8

Elect William Osborn

Mgmt

For

For

For

1.9

Elect John Rowe

Mgmt

For

For

For

1.10

Elect Harold Smith

Mgmt

For

For

For

1.11

Elect William Smithburg

Mgmt

For

For

For

1.12

Elect Enrique Sosa

Mgmt

For

For

For

1.13

Elect Charles Tribbett III

Mgmt

For

For

For

1.14

Elect Frederick Waddell

Mgmt

For

For

For

2

Ratification of Auditor

Mgmt

For

For

For

3

Advisory Vote on Executive Compensation

Mgmt

For

For

For

 


 

Northrop Grumman Corporation

 

Ticker

Security ID:

Meeting Date

Meeting Status

NOC

CUSIP 666807102

05/20/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1

Elect Lewis Coleman

Mgmt

For

For

For

2

Elect Thomas Fargo

Mgmt

For

For

For

3

Elect Victor Fazio

Mgmt

For

For

For

4

Elect Donald Felsinger

Mgmt

For

For

For

5

Elect Stephen Frank

Mgmt

For

For

For

6

Elect Bruce Gordon

Mgmt

For

For

For

7

Elect Madeleine Kleiner

Mgmt

For

For

For

8

Elect Karl Krapek

Mgmt

For

For

For

9

Elect Richard Myers

Mgmt

For

For

For

10

Elect Aulana Peters

Mgmt

For

For

For

11

Elect Kevin Sharer

Mgmt

For

For

For

12

Elect Ronald Sugar

Mgmt

For

For

For

13

Ratification of Auditor

Mgmt

For

For

For

14

Shareholder Proposal Regarding a Report on Space Based Weapons

ShrHoldr

Against

Abstain

Against

15

Shareholder Proposal Regarding Advisory Vote on Compensation (Say on Pay)

ShrHoldr

Against

For

Against

16

Shareholder Proposal Regarding Right to Call Special Meetings

ShrHoldr

Against

For

Against

 

Nucor Corporation

 

Ticker

Security ID:

Meeting Date

Meeting Status

NUE

CUSIP 670346105

05/14/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Elect Clayton Daley, Jr.

Mgmt

For

For

For

1.2

Elect Harvey Gantt

Mgmt

For

For

For

1.3

Elect Bernard Kasriel

Mgmt

For

For

For

1.4

Elect Christopher Kearney

Mgmt

For

For

For

2

Ratification of Auditor

Mgmt

For

For

For

3

Shareholder Proposal Regarding Majority Vote for Election of Directors

ShrHoldr

Against

For

Against

4

Shareholder Proposal Regarding Declassification of the Board

ShrHoldr

Against

For

Against

5

Shareholder Proposal Regarding Report on Human Rights

ShrHoldr

Against

Abstain

Against

6

Shareholder Proposal Regarding Adoption of Principles for Health Care Reform

ShrHoldr

Against

Abstain

Against

 


 

Occidental Petroleum Corporation

 

Ticker

Security ID:

Meeting Date

Meeting Status

OXY

CUSIP 674599105

05/01/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1

Elect Spencer Abraham

Mgmt

For

For

For

2

Elect Ronald Burkle

Mgmt

For

For

For

3

Elect John Chalsty

Mgmt

For

For

For

4

Elect Edward Djerejian

Mgmt

For

For

For

5

Elect John Feick

Mgmt

For

For

For

6

Elect Ray Irani

Mgmt

For

For

For

7

Elect Irvin Maloney

Mgmt

For

For

For

8

Elect Avedick Poladian

Mgmt

For

For

For

9

Elect Rodolfo Segovia

Mgmt

For

For

For

10

Elect Aziz Syriani

Mgmt

For

For

For

11

Elect Rosemary Tomich

Mgmt

For

For

For

12

Elect Walter Weisman

Mgmt

For

For

For

13

Ratification of Auditor

Mgmt

For

For

For

14

Amendment to Permit Shareholders to Call a Special Meeting

Mgmt

For

For

For

15

Shareholder Proposal Regarding Report on Host Country Regulations

ShrHoldr

Against

Abstain

Against

 

Oracle Corporation

 

Ticker

Security ID:

Meeting Date

Meeting Status

ORCL

CUSIP 68389X105

10/10/2008

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Elect Jeffrey Henley

Mgmt

For

For

For

1.2

Elect Lawrence Ellison

Mgmt

For

For

For

1.3

Elect Donald Lucas

Mgmt

For

For

For

1.4

Elect Michael Boskin

Mgmt

For

For

For

1.5

Elect Jack Kemp

Mgmt

For

For

For

1.6

Elect Jeffrey Berg

Mgmt

For

For

For

1.7

Elect Safra Catz

Mgmt

For

For

For

1.8

Elect Hector Garcia-Molina

Mgmt

For

For

For

1.9

Elect H. Raymond Bingham

Mgmt

For

For

For

1.10

Elect Charles Phillips, Jr.

Mgmt

For

For

For

1.11

Elect Naomi Seligman

Mgmt

For

For

For

1.12

Elect George Conrades

Mgmt

For

For

For

1.13

Elect Bruce Chizen

Mgmt

For

For

For

2

2009 Executive Bonus Plan

Mgmt

For

Against

Against

3

Ratification of Auditor

Mgmt

For

For

For

4

Stockholder Proposal On Advisory Vote On Executive Compensation.

ShrHoldr

Against

For

Against

 

Parker-Hannifin Corporation

 

Ticker

Security ID:

Meeting Date

Meeting Status

PH

CUSIP 701094104

10/22/2008

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Elect William Kassling

Mgmt

For

For

For

1.2

Elect Joseph Scaminace

Mgmt

For

For

For

1.3

Elect Wolfgang Schmitt

Mgmt

For

For

For

2

Ratification of Auditor

Mgmt

For

For

For

 


 

PepsiCo, Inc.

 

Ticker

Security ID:

Meeting Date

Meeting Status

PEP

CUSIP 713448108

05/06/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1

Elect Shona Brown

Mgmt

For

For

For

2

Elect Ian Cook

Mgmt

For

For

For

3

Elect Dina Dublon

Mgmt

For

For

For

4

Elect Victor Dzau

Mgmt

For

For

For

5

Elect Ray Hunt

Mgmt

For

For

For

6

Elect Alberto Ibarguen

Mgmt

For

For

For

7

Elect Arthur Martinez

Mgmt

For

For

For

8

Elect Indra Nooyi

Mgmt

For

For

For

9

Elect Sharon Rockefeller

Mgmt

For

For

For

10

Elect James Schiro

Mgmt

For

For

For

11

Elect Lloyd Trotter

Mgmt

For

For

For

12

Elect Daniel Vasella

Mgmt

For

For

For

13

Elect Michael White

Mgmt

For

For

For

14

Ratification of Auditor

Mgmt

For

For

For

15

Executive Incentive Compensation Plan

Mgmt

For

For

For

16

Shareholder Proposal Regarding Report on Beverage Container Recycling Program

ShrHoldr

Against

Abstain

Against

17

Shareholder Proposal Regarding Genetically Engineered Products

ShrHoldr

Against

Abstain

Against

18

Shareholder Regarding Reviewing Charitable Spending

ShrHoldr

Against

Against

For

19

Shareholder Proposal Regarding Advisory Vote on Compensation (Say on Pay)

ShrHoldr

Against

For

Against

 

Pfizer Inc.

 

Ticker

Security ID:

Meeting Date

Meeting Status

PFE

CUSIP 717081103

04/23/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1

Election Of Director: Dennis A. Ausiello

Mgmt

For

For

For

2

Election Of Director: Michael S. Brown

Mgmt

For

For

For

3

Election Of Director: M. Anthony Burns

Mgmt

For

For

For

4

Election Of Director: Robert N. Burt

Mgmt

For

For

For

5

Election Of Director: W. Don Cornwell

Mgmt

For

For

For

6

Election Of Director: William H. Gray, III

Mgmt

For

For

For

7

Election Of Director: Constance J. Horner

Mgmt

For

For

For

8

Election Of Director: James M. Kilts

Mgmt

For

For

For

9

Election Of Director: Jeffrey B. Kindler

Mgmt

For

For

For

10

Election Of Director: George A. Lorch

Mgmt

For

For

For

11

Election Of Director: Dana G. Mead

Mgmt

For

For

For

12

Election Of Director: Suzanne Nora Johnson

Mgmt

For

For

For

13

Election Of Director: Stephen W. Sanger

Mgmt

For

For

For

14

Election Of Director: William C. Steere, Jr.

Mgmt

For

For

For

15

Ratification Of Auditor

Mgmt

For

For

For

16

Amendment To The 2004 Stock Plan

Mgmt

For

For

For

17

Shareholder Proposal Regarding Stock Options.

ShrHoldr

Against

Against

For

18

Shareholder Proposal Regarding Advisory Vote On Executive Compensation.

ShrHoldr

Against

For

Against

19

Shareholder Proposal Regarding Cumulative Voting.

ShrHoldr

Against

For

Against

20

Shareholder Proposal Regarding Special Shareholder Meetings.

ShrHoldr

Against

For

Against

 


 

PG&E Corporation

 

Ticker

Security ID:

Meeting Date

Meeting Status

PCG

CUSIP 69331C108

05/13/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1

Elect David Andrews

Mgmt

For

For

For

2

Elect C. Lee Cox

Mgmt

For

For

For

3

Elect Peter Darbee

Mgmt

For

For

For

4

Elect Maryellen Herringer

Mgmt

For

For

For

5

Elect Roger Kimmel

Mgmt

For

For

For

6

Elect Richard Meserve

Mgmt

For

For

For

7

Elect Forrest Miller

Mgmt

For

For

For

8

Elect Barbara Rambo

Mgmt

For

For

For

9

Elect Barry Williams

Mgmt

For

For

For

10

Ratification of Auditor

Mgmt

For

For

For

11

Shareholder Proposal Regarding Advisory Vote on Compensation (Say on Pay)

ShrHoldr

Against

Against

For

12

Shareholder Proposal Regarding Reincorporation in North Dakota

ShrHoldr

Against

Against

For

 

Philip Morris International Inc.

 

Ticker

Security ID:

Meeting Date

Meeting Status

PM

CUSIP 718172109

05/05/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1

Elect Harold Brown

Mgmt

For

For

For

2

Elect Mathis Cabiallavetta

Mgmt

For

For

For

3

Elect Louis Camilleri

Mgmt

For

For

For

4

Elect J. Dudley Fishburn

Mgmt

For

For

For

5

Elect Graham MacKay

Mgmt

For

For

For

6

Elect Sergio Marchionne

Mgmt

For

For

For

7

Elect Lucio Noto

Mgmt

For

For

For

8

Elect Carlos Slim Helú

Mgmt

For

For

For

9

Elect Stephen Wolf

Mgmt

For

For

For

10

Ratification of Auditor

Mgmt

For

For

For

11

Approval of Material Terms of the 2008 Performance Incentive Plan

Mgmt

For

For

For

 

Plum Creek Timber Company, Inc.

 

Ticker

Security ID:

Meeting Date

Meeting Status

PCL

CUSIP 729251108

05/06/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1

Elect Rick Holley

Mgmt

For

For

For

2

Elect Robin Josephs

Mgmt

For

For

For

3

Elect John McDonald

Mgmt

For

For

For

4

Elect Robert McLeod

Mgmt

For

For

For

5

Elect John Morgan, Sr.

Mgmt

For

For

For

6

Elect John Scully

Mgmt

For

For

For

7

Elect Stephen Tobias

Mgmt

For

For

For

8

Elect Martin White

Mgmt

For

For

For

9

Adoption of Majority Vote for Election of Directors

Mgmt

For

For

For

10

Amendment to Increase Ownership Limit

Mgmt

For

For

For

11

Ratification of Auditor

Mgmt

For

For

For

12

Shareholder Proposal Regarding Advisory Vote on Compensation (Say on Pay)

ShrHoldr

Against

For

Against

 


 

PNC Financial Services Group, Inc.

 

Ticker

Security ID:

Meeting Date

Meeting Status

PNC

CUSIP 693475105

04/28/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1

Election Of Director: Mr. Berndt

Mgmt

For

For

For

2

Election Of Director: Mr. Bunch

Mgmt

For

For

For

3

Election Of Director: Mr. Chellgren

Mgmt

For

For

For

4

Election Of Director: Mr. Clay

Mgmt

For

For

For

5

Election Of Director: Ms. James

Mgmt

For

For

For

6

Election Of Director: Mr. Kelson

Mgmt

For

For

For

7

Election Of Director: Mr. Lindsay

Mgmt

For

For

For

8

Election Of Director: Mr. Massaro

Mgmt

For

For

For

9

Election Of Director: Ms. Pepper

Mgmt

For

For

For

10

Election Of Director: Mr. Rohr

Mgmt

For

Against

Against

11

Election Of Director: Mr. Shepard

Mgmt

For

For

For

12

Election Of Director: Ms. Steffes

Mgmt

For

For

For

13

Election Of Director: Mr. Strigl

Mgmt

For

For

For

14

Election Of Director: Mr. Thieke

Mgmt

For

For

For

15

Election Of Director: Mr. Usher

Mgmt

For

For

For

16

Election Of Director: Mr. Walls

Mgmt

For

For

For

17

Election Of Director: Mr. Wehmeier

Mgmt

For

For

For

18

Employee Stock Purchase Plan

Mgmt

For

For

For

19

Ratification Of Auditor

Mgmt

For

For

For

20

Approval Of An Advisory Vote On Executive Compensation.

Mgmt

For

For

For

21

Shareholder Proposal Regarding Retention of Shares After Retirement

ShrHoldr

Against

Against

For

 

PNC Financial Services Group, Inc.

 

Ticker

Security ID:

Meeting Date

Meeting Status

PNC

CUSIP 693475105

12/23/2008

Voted

Meeting Type

Country of Trade

 

 

Special

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1

Approval of the Merger

Mgmt

For

For

For

2

Right to Adjourn Meeting

Mgmt

For

Against

Against

 

Premcor Inc.

 

Ticker

Security ID:

Meeting Date

Meeting Status

VLO

CUSIP 91913Y100

04/30/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1

Election Of Director: Jerry D. Choate

Mgmt

For

For

For

2

Election Of Director: William R. Klesse

Mgmt

For

For

For

3

Election Of Director: Donald L. Nickles

Mgmt

For

For

For

4

Election Of Director: Susan Kaufman Purcell

Mgmt

For

For

For

5

Ratification Of Auditor

Mgmt

For

For

For

6

Vote On A Stockholder Proposal Entitled, Say-On-Pay.

ShrHoldr

Against

Against

For

7

Vote On A Stockholder Proposal Entitled, Stock Retention By Executives.

ShrHoldr

Against

Against

For

8

Shareholder Proposal Regarding Compensation Consultants

ShrHoldr

Against

For

Against

9

Shareholder Proposal Regarding Disclosure of Political Contributions and Expenditure

ShrHoldr

Against

Against

For

 


 

Proctor and Gamble

 

Ticker

Security ID:

Meeting Date

Meeting Status

PG

CUSIP 742718109

10/14/2008

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Elect Kenneth Chenault

Mgmt

For

For

For

1.2

Elect Scott Cook

Mgmt

For

For

For

1.3

Elect Rajat Gupta

Mgmt

For

For

For

1.4

Elect Alan Lafley

Mgmt

For

For

For

1.5

Elect Charles Lee

Mgmt

For

For

For

1.6

Elect Lynn Martin

Mgmt

For

For

For

1.7

Elect W. James McNerney, Jr.

Mgmt

For

For

For

1.8

Elect Johnathan Rodgers

Mgmt

For

For

For

1.9

Elect Ralph Snyderman

Mgmt

For

For

For

1.10

Elect Margaret Whitman

Mgmt

For

For

For

1.11

Elect Patricia Woertz

Mgmt

For

For

For

1.12

Elect Ernesto Zedillo

Mgmt

For

For

For

2

Ratify Appointment Of The Independent Registered Public Accounting Firm

Mgmt

For

For

For

3

Amend Company S Amended Articles Of Incorporation To Adopt Majority Voting

Mgmt

For

For

For

4

Shareholder Proposal #1 - Rotate Site Of Annual Meeting

ShrHoldr

Against

Against

For

5

Shareholder Proposal #2 - Advisory Vote On Executive Compensation

ShrHoldr

Against

Against

For

 


 

Progress Energy, Inc.

 

Ticker

Security ID:

Meeting Date

Meeting Status

PGN

CUSIP 743263105

05/13/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1

Elect James Bostic, Jr.

Mgmt

For

For

For

2

Elect Harris Deloach

Mgmt

For

For

For

3

Elect James Hyler, Jr.

Mgmt

For

For

For

4

Elect William Johnson

Mgmt

For

For

For

5

Elect Robert Jones

Mgmt

For

For

For

6

Elect W. Steven Jones

Mgmt

For

For

For

7

Elect E. Marie McKee

Mgmt

For

For

For

8

Elect John Mullin, III

Mgmt

For

For

For

9

Elect Charles Pryor, Jr.

Mgmt

For

For

For

10

Elect Carlos Saladrigas

Mgmt

For

For

For

11

Elect Theresa Stone

Mgmt

For

For

For

12

Elect Alfred Tollison, Jr.

Mgmt

For

For

For

13

Ratification of Auditor

Mgmt

For

For

For

14

2009 Executive Incentive Plan

Mgmt

For

For

For

 

Prudential Financial, Inc.

 

Ticker

Security ID:

Meeting Date

Meeting Status

PRU

CUSIP 744320102

05/12/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1

Elect Thomas Baltimore Jr.

Mgmt

For

For

For

2

Elect Frederic Becker

Mgmt

For

For

For

3

Elect Gordon Bethune

Mgmt

For

For

For

4

Elect Gaston Caperton

Mgmt

For

For

For

5

Elect Gilbert Casellas

Mgmt

For

For

For

6

Elect James Cullen

Mgmt

For

For

For

7

Elect William Gray, III

Mgmt

For

For

For

8

Elect Mark Grier

Mgmt

For

For

For

9

Elect Jon Hanson

Mgmt

For

For

For

10

Elect Constance Horner

Mgmt

For

For

For

11

Elect Karl Krapek

Mgmt

For

For

For

12

Elect Christine Poon

Mgmt

For

For

For

13

Elect John Strangfield

Mgmt

For

For

For

14

Elect James Unruh

Mgmt

For

For

For

15

Ratification of Auditor

Mgmt

For

For

For

16

Shareholder Proposal Regarding Advisory Vote on Compensation (Say on Pay)

ShrHoldr

Against

For

Against

17

Shareholder Proposal Regarding Independent Board Chairman

ShrHoldr

Against

For

Against

 

Public Service Enterprise Group Incorporated

 

Ticker

Security ID:

Meeting Date

Meeting Status

PEG

CUSIP 744573106

04/21/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Elect Albert Gamper, Jr.

Mgmt

For

For

For

1.2

Elect Conrad Harper

Mgmt

For

For

For

1.3

Elect Shirley Jackson

Mgmt

For

For

For

1.4

Elect David Lilley

Mgmt

For

For

For

1.5

Elect Thomas Renyi

Mgmt

For

For

For

1.6

Elect Hak Cheol Shin

Mgmt

For

For

For

2

Ratification of Auditor

Mgmt

For

For

For

 


 

Public Storage

 

Ticker

Security ID:

Meeting Date

Meeting Status

PSA

CUSIP 74460D109

05/07/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Elect B. Wayne Hughes

Mgmt

For

For

For

1.2

Elect Ronald Havner, Jr.

Mgmt

For

For

For

1.3

Elect Dann Angeloff

Mgmt

For

For

For

1.4

Elect William Baker

Mgmt

For

For

For

1.5

Elect John Evans

Mgmt

For

For

For

1.6

Elect Tamara Hughes Gustavson

Mgmt

For

For

For

1.7

Elect Uri Harkham

Mgmt

For

For

For

1.8

Elect B. Wayne Hughes, Jr.

Mgmt

For

For

For

1.9

Elect Harvey Lenkin

Mgmt

For

For

For

1.10

Elect Gary Pruitt

Mgmt

For

For

For

1.11

Elect Daniel Staton

Mgmt

For

For

For

2

Ratification of Auditor

Mgmt

For

For

For

 

QUALCOMM Incorporated

 

Ticker

Security ID:

Meeting Date

Meeting Status

QCOM

CUSIP 747525103

03/03/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Elect Barbara Alexander

Mgmt

For

For

For

1.2

Elect Stephen Bennett

Mgmt

For

For

For

1.3

Elect Donald Cruickshank

Mgmt

For

For

For

1.4

Elect Raymond Dittamore

Mgmt

For

For

For

1.5

Elect Thomas Horton

Mgmt

For

For

For

1.6

Elect Irwin Jacobs

Mgmt

For

For

For

1.7

Elect Paul Jacobs

Mgmt

For

For

For

1.8

Elect Robert Kahn

Mgmt

For

For

For

1.9

Elect Sherry Lansing

Mgmt

For

For

For

1.10

Elect Duane Nelles

Mgmt

For

For

For

1.11

Elect Marc Stern

Mgmt

For

For

For

1.12

Elect Brent Scowcroft

Mgmt

For

For

For

2

Ratification of Auditor

Mgmt

For

For

For

 

Questar Corporation

 

Ticker

Security ID:

Meeting Date

Meeting Status

STR

CUSIP 748356102

05/19/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Elect Keith Rattie

Mgmt

For

For

For

1.2

Elect Harris Simmons

Mgmt

For

For

For

1.3

Elect M. W. Scoggins

Mgmt

For

Withhold

Against

1.4

Elect James Harmon

Mgmt

For

For

For

2

Ratification of Auditor

Mgmt

For

For

For

3

Repeal of Classified Board and Change in Board Size

Mgmt

For

For

For

4

Clarification of the Director Liability Standard

Mgmt

For

For

For

5

Increase of Authorized Common Stock

Mgmt

For

Against

Against

6

Amendment to Authorized Preferred Stock

Mgmt

For

For

For

7

Amendment to the Long-Term Cash Incentive Plan

Mgmt

For

For

For

8

Shareholder Proposal Regarding Majority Vote for Election of Directors

ShrHoldr

N/A

For

N/A

9

Shareholder Proposal Regarding Advisory Vote on Compensation (Say on Pay)

ShrHoldr

Against

Against

For

 


 

Qwest Communications International Inc.

 

Ticker

Security ID:

Meeting Date

Meeting Status

Q

CUSIP 749121109

05/13/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1

Elect Edward Mueller

Mgmt

For

For

For

2

Elect Linda Alvarado

Mgmt

For

For

For

3

Elect Charles Biggs

Mgmt

For

For

For

4

Elect K. Dane Brooksher

Mgmt

For

For

For

5

Elect Peter Hellman

Mgmt

For

For

For

6

Elect R. David Hoover

Mgmt

For

For

For

7

Elect Patrick Martin

Mgmt

For

For

For

8

Elect Caroline Matthews

Mgmt

For

For

For

9

Elect Wayne Murdy

Mgmt

For

For

For

10

Elect Jan Murley

Mgmt

For

For

For

11

Elect James Unruh

Mgmt

For

For

For

12

Elect Anthony Welters

Mgmt

For

For

For

13

Ratification of Auditor

Mgmt

For

For

For

14

Approval of Policy Relating to Severance Arrangements with Executives

Mgmt

For

For

For

15

Shareholder Proposal Regarding Shareholder Approval of Certain Extraordinary Retirement Benefits for Executives

ShrHoldr

Against

Against

For

16

Shareholder Proposal Regarding Advisory Vote on Compensation (Say on Pay)

ShrHoldr

Against

For

Against

17

Shareholder Proposal Regarding Right to Call a Special Meeting

ShrHoldr

Against

Against

For

18

Shareholder Proposal Regarding Reincorporation

ShrHoldr

Against

Against

For

 

R.J. Reynolds Tobacco

 

Ticker

Security ID:

Meeting Date

Meeting Status

RAI

CUSIP 761713106

05/06/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Elect Nicandro Durante

Mgmt

For

For

For

1.2

Elect Holly Koeppel

Mgmt

For

For

For

1.3

Elect Hugo Powell

Mgmt

For

For

For

1.4

Elect Thomas Wajnert

Mgmt

For

For

For

1.5

Elect Luc Jobin

Mgmt

For

For

For

2

2009 Omnibus Incentive Compensation Plan

Mgmt

For

For

For

3

Ratification of Auditor

Mgmt

For

For

For

4

Shareholder Proposal Regarding Declassification of the Board

ShrHoldr

Against

For

Against

5

Shareholder Proposal Regarding Food Insecurity and Tobacco Use

ShrHoldr

Against

Abstain

Against

6

Shareholder Proposal Regarding Reduction of Nicotine Content

ShrHoldr

Against

Abstain

Against

7

Shareholder Proposal Regarding Human Rights Protocols

ShrHoldr

Against

Abstain

Against

 


 

R.R. Donnelley & Sons Company

 

Ticker

Security ID:

Meeting Date

Meeting Status

RRD

CUSIP 257867101

05/21/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1

Elect Thomas Quinlan, III

Mgmt

For

For

For

2

Elect Stephen Wolf

Mgmt

For

For

For

3

Elect Lee Chaden

Mgmt

For

For

For

4

Elect E. V. Goings

Mgmt

For

For

For

5

Elect Judith Hamilton

Mgmt

For

For

For

6

Elect Susan Ivey

Mgmt

For

For

For

7

Elect Thomas Johnson

Mgmt

For

For

For

8

Elect John Pope

Mgmt

For

For

For

9

Elect Michael Riordan

Mgmt

For

For

For

10

Elect Oliver Sockwell

Mgmt

For

For

For

11

Ratification of Auditor

Mgmt

For

For

For

12

Shareholder Proposal Regarding a Sustainable Forestry Report

ShrHoldr

Against

Abstain

Against

13

Shareholder Proposal Regarding Right to Call a Special Meeting

ShrHoldr

Against

Against

For

 

Raytheon Company

 

Ticker

Security ID:

Meeting Date

Meeting Status

RTN

CUSIP 755111507

05/28/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1

Elect Vernon Clark

Mgmt

For

For

For

2

Elect John Deutch

Mgmt

For

For

For

3

Elect Frederic Poses

Mgmt

For

For

For

4

Elect Michael Ruettgers

Mgmt

For

For

For

5

Elect Ronald Skates

Mgmt

For

For

For

6

Elect William Spivey

Mgmt

For

For

For

7

Elect Linda Stuntz

Mgmt

For

For

For

8

Elect William Swanson

Mgmt

For

For

For

9

Ratification of Auditor

Mgmt

For

For

For

10

Shareholder Proposal Regarding Advisory Vote on Compensation

ShrHoldr

Against

For

Against

11

Shareholder Proposal Regarding Right to Call a Special Meeting

ShrHoldr

Against

Against

For

12

Shareholder Proposal Regarding Cumulative Voting

ShrHoldr

Against

For

Against

13

Shareholder Proposal Regarding Adoption of Health Care Reform Principles

ShrHoldr

Against

Abstain

Against

14

Shareholder Proposal Regarding Supplemental Executive Retirement Plans

ShrHoldr

Against

Against

For

 


 

Robert Half International Inc.

 

Ticker

Security ID:

Meeting Date

Meeting Status

RHI

CUSIP 770323103

05/05/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Elect Andrew Berwick, Jr.

Mgmt

For

For

For

1.2

Elect Frederick Furth

Mgmt

For

For

For

1.3

Elect Edward Gibbons

Mgmt

For

For

For

1.4

Elect Harold Messmer, Jr.

Mgmt

For

For

For

1.5

Elect Barbara Novogradac

Mgmt

For

For

For

1.6

Elect Robert Pace

Mgmt

For

For

For

1.7

Elect Fredrick Richman

Mgmt

For

For

For

1.8

Elect J. Stephen Schaub

Mgmt

For

For

For

1.9

Elect M. Keith Waddell

Mgmt

For

For

For

2

Ratification of Auditor

Mgmt

For

For

For

3

Elimination of Supermajority Requirements for Certain Transactions

Mgmt

For

For

For

4

Technical Amendment to Certificate of Incorporation

Mgmt

For

For

For

 

Rockwell Automation, Inc.

 

Ticker

Security ID:

Meeting Date

Meeting Status

ROK

CUSIP 773903109

02/04/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Elect Betty Alewine

Mgmt

For

For

For

1.2

Elect Verne Istock

Mgmt

For

For

For

1.3

Elect Donald Parfet

Mgmt

For

For

For

1.4

Elect David Speer

Mgmt

For

For

For

2

Ratification of Auditor

Mgmt

For

For

For

 

Ryder System, Inc.

 

Ticker

Security ID:

Meeting Date

Meeting Status

R

CUSIP 783549108

05/01/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1

Elect James Beard

Mgmt

For

For

For

2

Elect John Berra

Mgmt

For

For

For

3

Elect Luis Nieto, Jr.

Mgmt

For

For

For

4

Elect E. Follin Smith

Mgmt

For

For

For

5

Elect Gregory Swienton

Mgmt

For

For

For

6

Ratification of Auditor

Mgmt

For

For

For

 


 

Schering-Plough Corporation

 

Ticker

Security ID:

Meeting Date

Meeting Status

SGP

CUSIP 806605101

05/18/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Elect Thomas Colligan

Mgmt

For

For

For

1.2

Elect Fred Hassan

Mgmt

For

For

For

1.3

Elect C. Robert Kidder

Mgmt

For

For

For

1.4

Elect Eugene McGrath

Mgmt

For

For

For

1.5

Elect Antonio Perez

Mgmt

For

For

For

1.6

Elect Patricia Russo

Mgmt

For

For

For

1.7

Elect Jack Stahl

Mgmt

For

For

For

1.8

Elect Craig Thompson

Mgmt

For

For

For

1.9

Elect Kathryn Turner

Mgmt

For

For

For

1.10

Elect Robert van Oordt

Mgmt

For

For

For

1.11

Elect Arthur Weinbach

Mgmt

For

For

For

2

Ratification of Auditor

Mgmt

For

For

For

3

Shareholder Proposal Regarding Cumulative Voting

ShrHoldr

Against

For

Against

4

Shareholder Proposal Regarding Right to Call Special Meeting

ShrHoldr

Against

Against

For

 

Schlumberger Limited

 

Ticker

Security ID:

Meeting Date

Meeting Status

SLB

CUSIP 806857108

04/08/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Elect Philippe Camus

Mgmt

For

For

For

1.2

Elect Jamie Gorelick

Mgmt

For

For

For

1.3

Elect Andrew Gould

Mgmt

For

For

For

1.4

Elect Tony Isaac

Mgmt

For

For

For

1.5

Elect Nikolay Kudryavtsev

Mgmt

For

For

For

1.6

Elect Adrian Lajous

Mgmt

For

For

For

1.7

Elect Michael Marks

Mgmt

For

For

For

1.8

Elect Leo Reif

Mgmt

For

For

For

1.9

Elect Tore Sandvold

Mgmt

For

For

For

1.10

Elect Henri Seydoux

Mgmt

For

For

For

1.11

Elect Linda Stuntz

Mgmt

For

For

For

2

Proposal To Adopt And Approve Of Financials And Dividends.

Mgmt

For

For

For

3

Shareholder Proposal Regarding An Advisory Vote On Compensation Report (Say On Pay)

ShrHoldr

Against

For

Against

4

Proposal To Approve Of Independent Registered Public Accounting Firm.

Mgmt

For

For

For

 

Sealed Air Corporation

 

Ticker

Security ID:

Meeting Date

Meeting Status

SEE

CUSIP 81211K100

05/20/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1

Elect Hank Brown

Mgmt

For

For

For

2

Elect Michael Chu

Mgmt

For

For

For

3

Elect Lawrence Codey

Mgmt

For

For

For

4

Elect T. J. Dermot Dunphy

Mgmt

For

For

For

5

Elect Charles Farrell, Jr.

Mgmt

For

For

For

6

Elect William Hickey

Mgmt

For

For

For

7

Elect Jacqueline Kosecoff

Mgmt

For

For

For

8

Elect Kenneth Manning

Mgmt

For

Against

Against

9

Elect William Marino

Mgmt

For

For

For

10

Ratification of Auditor

Mgmt

For

For

For

 


 

Sempra Energy

 

Ticker

Security ID:

Meeting Date

Meeting Status

SRE

CUSIP 816851109

04/30/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1

Election Of Director: James G. Brocksmith Jr.

Mgmt

For

For

For

2

Election Of Director: Richard A. Collato

Mgmt

For

For

For

3

Election Of Director: Donald E. Felsinger

Mgmt

For

For

For

4

Election Of Director: Wilford D. Godbold Jr.

Mgmt

For

For

For

5

Election Of Director: William D. Jones

Mgmt

For

For

For

6

Election Of Director: Richard G. Newman

Mgmt

For

For

For

7

Election Of Director: William G. Ouchi

Mgmt

For

For

For

8

Election Of Director: Carlos Ruiz

Mgmt

For

For

For

9

Election Of Director: William C. Rusnack

Mgmt

For

For

For

10

Election Of Director: William P. Rutledge

Mgmt

For

For

For

11

Election Of Director: Lynn Schenk

Mgmt

For

For

For

12

Election Of Director: Neal E. Schmale

Mgmt

For

For

For

13

Ratification Of Independent Registered Public Accounting Firm

Mgmt

For

For

For

14

Shareholder Proposal For An Advisory Vote On Executive Compensation

ShrHoldr

Against

For

Against

15

Shareholder Proposal For North Dakota Reincorporation

ShrHoldr

Against

Against

For

 

Sherwin-Williams Co.

 

Ticker

Security ID:

Meeting Date

Meeting Status

SHW

CUSIP 824348106

04/15/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Elect Arthur Anton

Mgmt

For

For

For

1.2

Elect James Boland

Mgmt

For

For

For

1.3

Elect Christopher Connor

Mgmt

For

For

For

1.4

Elect David Hodnik

Mgmt

For

For

For

1.5

Elect Susan Kropf

Mgmt

For

For

For

1.6

Elect Gary McCullough

Mgmt

For

For

For

1.7

Elect A. Malachi Mixon, III

Mgmt

For

For

For

1.8

Elect Curtis Moll

Mgmt

For

For

For

1.9

Elect Richard Smucker

Mgmt

For

For

For

2

Ratification of Auditor

Mgmt

For

For

For

3

Shareholder Proposal Relating To Majority Voting.

ShrHoldr

Against

For

Against

 

Simon Property Group, Inc.

 

Ticker

Security ID:

Meeting Date

Meeting Status

SPG

CUSIP 828806109

05/08/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1

Change in Board Size

Mgmt

For

For

For

2

Elimination of Supermajority Requirement

Mgmt

For

For

For

3

Increase of Authorized Common Stock

Mgmt

For

For

For

4

Delete or Change Obsolete or Unnecessary Provisions

Mgmt

For

For

For

5.1

Elect Melvyn Bergstein

Mgmt

For

For

For

5.2

Elect Linda Bynoe

Mgmt

For

For

For

5.3

Elect Karen Horn

Mgmt

For

For

For

5.4

Elect Reuben Leibowitz

Mgmt

For

For

For

5.5

Elect J. Albert Smith, Jr.

Mgmt

For

For

For

5.6

Elect Pieter van den Berg

Mgmt

For

For

For

5.7

Elect Allan Hubbard

Mgmt

For

For

For

5.8

Elect Daniel Smith

Mgmt

For

For

For

6

Right to Adjourn Meeting

Mgmt

For

Against

Against

7

Ratification of Auditor

Mgmt

For

For

For

 


 

Sprint Nextel Corporation

 

Ticker

Security ID:

Meeting Date

Meeting Status

S

CUSIP 852061100

05/12/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1

Elect Robert Bennett

Mgmt

For

For

For

2

Elect Gordon Bethune

Mgmt

For

For

For

3

Elect Larry Glasscock

Mgmt

For

For

For

4

Elect James Hance, Jr.

Mgmt

For

For

For

5

Elect Daniel Hesse

Mgmt

For

For

For

6

Elect Janet Hill

Mgmt

For

For

For

7

Elect Frank Ianna

Mgmt

For

For

For

8

Elect Sven-Christer Nilsson

Mgmt

For

For

For

9

Elect William Nuti

Mgmt

For

For

For

10

Elect Rodney O’Neal

Mgmt

For

For

For

11

Ratification of Auditor

Mgmt

For

For

For

12

Amendment to the 1988 Employees Stock Purchase Plan

Mgmt

For

For

For

13

Shareholder Proposal Regarding Special Meetings

ShrHoldr

Against

Against

For

14

Shareholder Proposal Regarding Political Contributions and Expenditure Report

ShrHoldr

Against

For

Against

 

St. Jude Medical, Inc.

 

Ticker

Security ID:

Meeting Date

Meeting Status

STJ

CUSIP 790849103

05/08/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Elect John Brown

Mgmt

For

For

For

1.2

Elect Daniel Starks

Mgmt

For

For

For

2

Management Incentive Compensation Plan

Mgmt

For

For

For

3

Ratification of Auditor

Mgmt

For

For

For

 

Starbucks Corporation

 

Ticker

Security ID:

Meeting Date

Meeting Status

SBUX

CUSIP 855244109

03/18/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1

Election Of Director: Howard Schultz

Mgmt

For

For

For

2

Election Of Director: Barbara Bass

Mgmt

For

For

For

3

Election Of Director: William W. Bradley

Mgmt

For

For

For

4

Election Of Director: Mellody Hobson

Mgmt

For

For

For

5

Election Of Director: Kevin R. Johnson

Mgmt

For

For

For

6

Election Of Director: Olden Lee

Mgmt

For

For

For

7

Election Of Director: Sheryl Sandberg

Mgmt

For

For

For

8

Election Of Director: James G. Shennan, Jr.

Mgmt

For

For

For

9

Election Of Director: Javier G. Teruel

Mgmt

For

For

For

10

Election Of Director: Myron E. Ullman, III

Mgmt

For

For

For

11

Election Of Director: Craig E. Weatherup

Mgmt

For

For

For

12

One-Time Stock Option Exchange Program

Mgmt

For

Against

Against

13

Ratification of Auditor

Mgmt

For

For

For

 


 

State Street Corporation

 

Ticker

Security ID:

Meeting Date

Meeting Status

STT

CUSIP 857477103

05/20/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Elect Kennett Burnes

Mgmt

For

For

For

1.2

Elect Peter Coym

Mgmt

For

For

For

1.3

Elect Patrick de Saint-Aignan

Mgmt

For

For

For

1.4

Elect Amelia Fawcett

Mgmt

For

For

For

1.5

Elect David Gruber

Mgmt

For

For

For

1.6

Elect Linda Hill

Mgmt

For

For

For

1.7

Elect Robert Kaplan

Mgmt

For

For

For

1.8

Elect Charles LaMantia

Mgmt

For

For

For

1.9

Elect Ronald Logue

Mgmt

For

For

For

1.10

Elect Richard Sergel

Mgmt

For

For

For

1.11

Elect Ronald Skates

Mgmt

For

For

For

1.12

Elect Gregory Summe

Mgmt

For

For

For

1.13

Elect Robert Weissman

Mgmt

For

For

For

2

Adoption of Majority Vote for Election of Directors

Mgmt

For

For

For

3

Amendment to the 2006 Equity Incentive Plan

Mgmt

For

For

For

4

Advisory Vote on Executive Compensation

Mgmt

For

Against

Against

5

Ratification of Auditor

Mgmt

For

For

For

6

Shareholder Proposal Regarding an Annual Certification of Audit Fees

ShrHoldr

Against

Against

For

 

Sun Microsystems, Inc.

 

Ticker

Security ID:

Meeting Date

Meeting Status

JAVA

CUSIP 866810203

11/05/2008

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1

Election Of Director: Scott G. Mcnealy

Mgmt

For

For

For

2

Election Of Director: James L. Barksdale

Mgmt

For

For

For

3

Election Of Director: Stephen M. Bennett

Mgmt

For

For

For

4

Election Of Director: Peter L.S. Currie

Mgmt

For

For

For

5

Election Of Director: Robert J. Finocchio, Jr.

Mgmt

For

For

For

6

Election Of Director: James H. Greene, Jr.

Mgmt

For

For

For

7

Election Of Director: Michael E. Marks

Mgmt

For

For

For

8

Election Of Director: Patricia E. Mitchell

Mgmt

For

For

For

9

Election Of Director: M. Kenneth Oshman

Mgmt

For

For

For

10

Election Of Director: P. Anthony Ridder

Mgmt

For

For

For

11

Election Of Director: Jonathan I. Schwartz

Mgmt

For

For

For

12

Ratification of Auditor

Mgmt

For

For

For

13

Elimination of Supermajority Requirement

Mgmt

For

For

For

14

Amendment to the 1990 Employee Stock Purchase Plan

Mgmt

For

For

For

15

Shareholder Proposal Regarding Advisory Vote on Compensation

ShrHoldr

Against

For

Against

16

Shareholder Proposal Regarding Bylaw Amendment Related To Poison Pills

ShrHoldr

Against

For

Against

17

Shareholder Proposal Regarding Formation of a Board Committee on Human Rights

ShrHoldr

Against

Abstain

Against

 


 

Sysco Corporation

 

Ticker

Security ID:

Meeting Date

Meeting Status

SYY

CUSIP 871829107

11/19/2008

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1

Elect Judith Craven

Mgmt

For

For

For

2

Elect Phyllis Sewell

Mgmt

For

For

For

3

Elect Richard Tilghman

Mgmt

For

For

For

4

2008 Cash Performance Unit Plan

Mgmt

For

For

For

5

Ratification of Auditor

Mgmt

For

For

For

6

Shareholder Proposal Regarding Declassification of the Board

ShrHoldr

Against

For

Against

 

Target Corporation

 

Ticker

Security ID:

Meeting Date

Meeting Status

TGT

CUSIP 87612E106

05/28/2009

Take No Action

Meeting Type

Country of Trade

 

 

Proxy Contest

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1

Fix the Number of Directors at Twelve

ShrHoldr

N/A

TNA

N/A

2.1

Elect William Ackman

ShrHoldr

N/A

TNA

N/A

2.2

Elect Michael Ashner

ShrHoldr

N/A

TNA

N/A

2.3

Elect James Donald

ShrHoldr

N/A

TNA

N/A

2.4

Elect Richard Vague

ShrHoldr

N/A

TNA

N/A

3

Elect Ronald Gilson

ShrHoldr

N/A

TNA

N/A

4

Ratification of Auditor

ShrHoldr

N/A

TNA

N/A

5

Amendment to the Long-Term Incentive Plan

ShrHoldr

N/A

TNA

N/A

6

Shareholder Proposal Regarding Advisory Vote on Compensation

ShrHoldr

N/A

TNA

N/A

 

Target Corporation

 

Ticker

Security ID:

Meeting Date

Meeting Status

TGT

CUSIP 87612E106

05/28/2009

Voted

Meeting Type

Country of Trade

 

 

Proxy Contest

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1

Fix the Number of Directors at Twelve

Mgmt

For

For

For

2

Elect Mary Dillon

Mgmt

For

For

For

3

Elect Richard Kovacevich

Mgmt

For

For

For

4

Elect George Tamke

Mgmt

For

For

For

5

Elect Solomon Trujillo

Mgmt

For

For

For

6

Ratification of Auditor

Mgmt

For

For

For

7

Amendment to the Long-Term Incentive Plan

Mgmt

For

For

For

8

Shareholder Proposal Regarding Advisory Vote on Compensation

ShrHoldr

Against

For

Against

 


 

Texas Instruments Incorporated

 

Ticker

Security ID:

Meeting Date

Meeting Status

TXN

CUSIP 882508104

04/16/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1

Election Of Director: J.R. Adams

Mgmt

For

For

For

2

Election Of Director: D.L. Boren

Mgmt

For

For

For

3

Election Of Director: D.A. Carp

Mgmt

For

For

For

4

Election Of Director: C.S. Cox

Mgmt

For

For

For

5

Election Of Director: D.R. Goode

Mgmt

For

For

For

6

Election Of Director: S.P. Macmillan

Mgmt

For

For

For

7

Election Of Director: P.H. Patsley

Mgmt

For

For

For

8

Election Of Director: W.R. Sanders

Mgmt

For

For

For

9

Election Of Director: R.J. Simmons

Mgmt

For

For

For

10

Election Of Director: R.K. Templeton

Mgmt

For

For

For

11

Election Of Director: C.T. Whitman

Mgmt

For

For

For

12

Ratification Of Auditor

Mgmt

For

For

For

13

2009 Long-Term Incentive Plan

Mgmt

For

For

For

14

2009 Director Compensation Plan

Mgmt

For

For

For

15

Stockholder Proposal Regarding Separation Of Roles Of Chairman And Ceo.

ShrHoldr

Against

For

Against

 

The Goldman Sachs Group, Inc.

 

Ticker

Security ID:

Meeting Date

Meeting Status

GS

CUSIP 38141G104

05/08/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1

Elect Lloyd Blankfein

Mgmt

For

For

For

2

Elect John Bryan

Mgmt

For

For

For

3

Elect Gary Cohn

Mgmt

For

For

For

4

Elect Claes Dahlbäck

Mgmt

For

For

For

5

Elect Stephen Friedman

Mgmt

For

For

For

6

Elect William George

Mgmt

For

For

For

7

Elect Rajat Gupta

Mgmt

For

For

For

8

Elect James Johnson

Mgmt

For

For

For

9

Elect Lois Juliber

Mgmt

For

For

For

10

Elect Lakshmi Mittal

Mgmt

For

For

For

11

Elect James Schiro

Mgmt

For

For

For

12

Elect Ruth Simmons

Mgmt

For

For

For

13

Ratification of Auditor

Mgmt

For

For

For

14

Advisory Vote on Executive Compensation

Mgmt

For

For

For

15

Shareholder Proposal Regarding Cumulative Voting

ShrHoldr

Against

For

Against

16

Shareholder Proposal Regarding a Simple Majority Vote

ShrHoldr

Against

For

Against

17

Shareholder Proposal to Create a Board-Level Committee to Address US Economic Security

ShrHoldr

Against

Abstain

Against

18

Shareholder Proposal Regarding Political Contributions and Expenditure Report

ShrHoldr

Against

For

Against

 


 

The TJX Companies, Inc.

 

Ticker

Security ID:

Meeting Date

Meeting Status

TJX

CUSIP 872540109

06/02/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Elect Jose Alvarez

Mgmt

For

For

For

1.2

Elect Alan Bennett

Mgmt

For

For

For

1.3

Elect David Brandon

Mgmt

For

For

For

1.4

Elect Bernard Cammarata

Mgmt

For

For

For

1.5

Elect David Ching

Mgmt

For

For

For

1.6

Elect Michael Hines

Mgmt

For

For

For

1.7

Elect Amy Lane

Mgmt

For

For

For

1.8

Elect Carol Meyrowitz

Mgmt

For

For

For

1.9

Elect John O’Brien

Mgmt

For

For

For

1.10

Elect Robert Shapiro

Mgmt

For

For

For

1.11

Elect Willow Shire

Mgmt

For

For

For

1.12

Elect Fletcher Wiley

Mgmt

For

For

For

2

Amendment to the Stock Incentive Plan

Mgmt

For

For

For

3

Ratification of Auditor

Mgmt

For

For

For

 

Time Warner Cable, Inc.

 

Ticker

Security ID:

Meeting Date

Meeting Status

TWC

CUSIP 88732J207

06/03/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1

Elect Carole Black

Mgmt

For

For

For

2

Elect Glenn Britt

Mgmt

For

For

For

3

Elect Thomas Castro

Mgmt

For

For

For

4

Elect David Chang

Mgmt

For

For

For

5

Elect James Copeland, Jr.

Mgmt

For

For

For

6

Elect Peter Haje

Mgmt

For

For

For

7

Elect Donna James

Mgmt

For

For

For

8

Elect Don Logan

Mgmt

For

For

For

9

Elect N.J. Nicholas, Jr.

Mgmt

For

For

For

10

Elect Wayne Pace

Mgmt

For

For

For

11

Elect Edward Shirley

Mgmt

For

For

For

12

Elect John Sununu

Mgmt

For

For

For

13

Ratification of Auditor

Mgmt

For

For

For

 


 

Time Warner Inc.

 

Ticker

Security ID:

Meeting Date

Meeting Status

TWX

CUSIP 887317105

01/16/2009

Voted

Meeting Type

Country of Trade

 

 

Special

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1

Reverse Stock Split

Mgmt

For

For

For

 

Time Warner Inc.

 

Ticker

Security ID:

Meeting Date

Meeting Status

TWX

CUSIP 887317303

05/28/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1

Elect Herbert Allison Jr.

Mgmt

For

For

For

2

Elect James Barksdale

Mgmt

For

For

For

3

Elect Jeffrey Bewkes

Mgmt

For

For

For

4

Elect Stephen Bollenbach

Mgmt

For

For

For

5

Elect Frank Caufield

Mgmt

For

For

For

6

Elect Robert Clark

Mgmt

For

For

For

7

Elect Mathias Döpfner

Mgmt

For

For

For

8

Elect Jessica Einhorn

Mgmt

For

For

For

9

Elect Michael Miles

Mgmt

For

For

For

10

Elect Kenneth Novack

Mgmt

For

For

For

11

Elect Deborah Wright

Mgmt

For

For

For

12

Ratification of Auditor

Mgmt

For

For

For

13

Annual Incentive Plan for Executive Officers

Mgmt

For

For

For

14

Shareholder Proposal Regarding Cumulative Voting

ShrHoldr

Against

For

Against

15

Shareholder Proposal Regarding Right to Call a Special Meeting

ShrHoldr

Against

Against

For

16

Shareholder Proposal Regarding Advisory Vote on Compensation (Say on Pay)

ShrHoldr

Against

For

Against

 

Total System Services, Inc.

 

Ticker

Security ID:

Meeting Date

Meeting Status

TSS

CUSIP 891906109

04/29/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1

Election Of Director: James H. Blanchard

Mgmt

For

For

For

2

Election Of Director: Richard Y. Bradley

Mgmt

For

For

For

3

Election Of Director: Walter W. Driver, Jr.

Mgmt

For

For

For

4

Election Of Director: Gardiner W. Garrard, Jr.

Mgmt

For

For

For

5

Election Of Director: W. Walter Miller, Jr.

Mgmt

For

For

For

6

Repeal of Classified Board

Mgmt

For

For

For

7

Ratification of Auditor

Mgmt

For

For

For

 


 

Travelers Companies, Inc.

 

Ticker

Security ID:

Meeting Date

Meeting Status

TRV

CUSIP 89417E109

05/05/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1

Elect Alan Beller

Mgmt

For

For

For

2

Elect John Dasburg

Mgmt

For

For

For

3

Elect Janet Dolan

Mgmt

For

For

For

4

Elect Kenneth Duberstein

Mgmt

For

For

For

5

Elect Jay Fishman

Mgmt

For

For

For

6

Elect Lawrence Graev

Mgmt

For

For

For

7

Elect Patricia Higgins

Mgmt

For

For

For

8

Elect Thomas Hodgson

Mgmt

For

For

For

9

Elect Cleve Killingsworth, Jr.

Mgmt

For

For

For

10

Elect Robert Lipp

Mgmt

For

For

For

11

Elect Blythe McGarvie

Mgmt

For

For

For

12

Elect Laurie Thomsen

Mgmt

For

For

For

13

Ratification of Auditor

Mgmt

For

For

For

14

Reapproval of Material Terms of the Amended and Restated 2004 Stock Incentive Plan

Mgmt

For

For

For

15

Shareholder Proposal Regarding Political Contributions and Expenditures

ShrHoldr

Against

Against

For

 

Tyco International Ltd.

 

Ticker

Security ID:

Meeting Date

Meeting Status

TYC

CUSIP G9143X208

03/12/2009

Voted

Meeting Type

Country of Trade

 

 

Special

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1

Reincorporation from Bermuda to Switzerland

Mgmt

For

For

For

2

Change of Par Value

Mgmt

For

For

For

3

To Consider And Approve The Name Of TYCO International Ltd.

Mgmt

For

For

For

4

Change of Company Purpose

Mgmt

For

For

For

5

Approval of the Swiss Articles of Association

Mgmt

For

For

For

6

Confirmation of Swiss Law as the Authoritative Legislation Governing the Company

Mgmt

For

For

For

7

Approval of Schaffhausen, Switzerland as the Company’s Principal Place of Business

Mgmt

For

For

For

8

Appointment of Special Auditor

Mgmt

For

For

For

9

Appointment of Statutory Auditor

Mgmt

For

For

For

10

Approval of Dividend in the Form of a Reduction of Registered Captial

Mgmt

For

For

For

11

Right to Adjourn Meeting

Mgmt

For

Against

Against

 


 

Tyco International Ltd.

 

Ticker

Security ID:

Meeting Date

Meeting Status

TYC

CUSIP G9143X208

03/12/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Elect Edward Breen

Mgmt

For

For

For

1.2

Elect Timothy Donahue

Mgmt

For

For

For

1.3

Elect Brian Duperreault

Mgmt

For

For

For

1.4

Elect Bruce Gordon

Mgmt

For

For

For

1.5

Elect Rajiv Gupta

Mgmt

For

For

For

1.6

Elect John Krol

Mgmt

For

For

For

1.7

Elect Brendan O’Neill

Mgmt

For

For

For

1.8

Elect William Stavropoulos

Mgmt

For

For

For

1.9

Elect Sandra Wijnberg

Mgmt

For

For

For

1.10

Elect Jerome York

Mgmt

For

For

For

1.11

Elect R. David Yost

Mgmt

For

For

For

2

Ratification of Auditor

Mgmt

For

For

For

3

Amendments To The Companys 2004 Stock And Incentive Plan.

Mgmt

For

Against

Against

 

U.S. Bancorp

 

Ticker

Security ID:

Meeting Date

Meeting Status

USB

CUSIP 902973304

04/21/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1

Elect Douglas Baker, Jr.

Mgmt

For

For

For

2

Elect Y. Marc Belton

Mgmt

For

For

For

3

Elect Richard Davis

Mgmt

For

For

For

4

Elect Joel Johnson

Mgmt

For

For

For

5

Elect David O’Maley

Mgmt

For

For

For

6

Elect O’Dell Owens

Mgmt

For

For

For

7

Elect Craig Schnuck

Mgmt

For

For

For

8

Elect Patrick Stokes

Mgmt

For

For

For

9

Ratification of Auditor

Mgmt

For

For

For

10

Advisory Vote To Approve Executive Compensation Program.

Mgmt

For

For

For

 

Union Pacific Corporation

 

Ticker

Security ID:

Meeting Date

Meeting Status

UNP

CUSIP 907818108

05/14/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1

Elect Andrew Card, Jr.

Mgmt

For

For

For

2

Elect Erroll Davis, Jr.

Mgmt

For

For

For

3

Elect Thomas Donohue

Mgmt

For

Against

Against

4

Elect Archie Dunham

Mgmt

For

For

For

5

Elect Judith Hope

Mgmt

For

For

For

6

Elect Charles Krulak

Mgmt

For

For

For

7

Elect Michael McCarthy

Mgmt

For

For

For

8

Elect Michael McConnell

Mgmt

For

For

For

9

Elect Thomas McLarty III

Mgmt

For

For

For

10

Elect Steven Rogel

Mgmt

For

For

For

11

Elect José Villarreal

Mgmt

For

For

For

12

Elect James Young

Mgmt

For

For

For

13

Ratification of Auditor

Mgmt

For

For

For

14

Shareholder Proposal Regarding Political Contributions and Expenditure Report

ShrHoldr

Against

Against

For

 


 

United Parcel Service, Inc.

 

Ticker

Security ID:

Meeting Date

Meeting Status

UPS

CUSIP 911312106

05/07/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Elect F. Duane Ackerman

Mgmt

For

For

For

1.2

Elect Michael Burns

Mgmt

For

For

For

1.3

Elect D. Scott Davis

Mgmt

For

For

For

1.4

Elect Stuart Eizenstat

Mgmt

For

For

For

1.5

Elect Michael Eskew

Mgmt

For

For

For

1.6

Elect William Johnson

Mgmt

For

For

For

1.7

Elect Ann Livermore

Mgmt

For

For

For

1.8

Elect Rudy Markham

Mgmt

For

For

For

1.9

Elect John Thompson

Mgmt

For

For

For

1.10

Elect Carol Tome

Mgmt

For

For

For

2

Ratification of Auditor

Mgmt

For

For

For

3

2009 Omnibus Incentive Compensation Plan

Mgmt

For

For

For

 

United Technologies Corp.

 

Ticker

Security ID:

Meeting Date

Meeting Status

UTX

CUSIP 913017109

04/08/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Elect Louis Chenevert

Mgmt

For

For

For

1.2

Elect George David

Mgmt

For

For

For

1.3

Elect John Faraci

Mgmt

For

For

For

1.4

Elect Jean-Pierre Garnier

Mgmt

For

For

For

1.5

Elect Jamie Gorelick

Mgmt

For

For

For

1.6

Elect Carlos Gutierrez

Mgmt

For

For

For

1.7

Elect Edward Kangas

Mgmt

For

For

For

1.8

Elect Charles Lee

Mgmt

For

For

For

1.9

Elect Richard McCormick

Mgmt

For

For

For

1.10

Elect Harold McGraw III

Mgmt

For

For

For

1.11

Elect Richard Myers

Mgmt

For

For

For

1.12

Elect H. Patrick Swygert

Mgmt

For

For

For

1.13

Elect André Villeneuve

Mgmt

For

For

For

1.14

Elect Christine Whitman

Mgmt

For

For

For

2

Appointment Of Independent Auditors

Mgmt

For

For

For

3

Shareowner Proposal: Offsets For Foreign Military Sales

ShrHoldr

Against

Abstain

Against

 

UnitedHealth Group Incorporated

 

Ticker

Security ID:

Meeting Date

Meeting Status

UNH

CUSIP 91324P102

06/02/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1

Elect William Ballard, Jr.

Mgmt

For

For

For

2

Elect Richard Burke

Mgmt

For

For

For

3

Elect Robert Darretta

Mgmt

For

For

For

4

Elect Stephen Hemsley

Mgmt

For

For

For

5

Elect Michele Hooper

Mgmt

For

For

For

6

Elect Douglas Leatherdale

Mgmt

For

For

For

7

Elect Glenn Renwick

Mgmt

For

For

For

8

Elect Kenneth Shine

Mgmt

For

For

For

9

Elect Gail Wilensky

Mgmt

For

For

For

10

Ratification of Auditor

Mgmt

For

For

For

11

Shareholder Proposal Regarding Advisory Vote on Compensation (Say on Pay)

ShrHoldr

Against

For

Against

 


 

VERITAS Software Corporation

 

Ticker

Security ID:

Meeting Date

Meeting Status

SYMC

CUSIP 871503108

09/22/2008

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Elect Michael Brown

Mgmt

For

For

For

1.2

Elect William Coleman, III

Mgmt

For

For

For

1.3

Elect Frank Dangeard

Mgmt

For

For

For

1.4

Elect Geraldine Laybourne

Mgmt

For

For

For

1.5

Elect David Mahoney

Mgmt

For

For

For

1.6

Elect Robert Miller

Mgmt

For

For

For

1.7

Elect George Reyes

Mgmt

For

For

For

1.8

Elect Daniel Schulman

Mgmt

For

For

For

1.9

Elect John Thompson

Mgmt

For

For

For

1.10

Elect V. Paul Unruh

Mgmt

For

For

For

2

Amendment to the 2004 Equity Incentive Plan

Mgmt

For

For

For

3

2008 Employee Stock Purchase Plan

Mgmt

For

For

For

4

Amendment to the Senior Executive Incentive Plan

Mgmt

For

For

For

5

Ratification of Auditor

Mgmt

For

For

For

 

Verizon Communications Inc.

 

Ticker

Security ID:

Meeting Date

Meeting Status

VZ

CUSIP 92343V104

05/07/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1

Elect Richard Carrión

Mgmt

For

For

For

2

Elect M. Frances Keeth

Mgmt

For

For

For

3

Elect Robert Lane

Mgmt

For

For

For

4

Elect Sandra Moose

Mgmt

For

For

For

5

Elect Joseph Neubauer

Mgmt

For

For

For

6

Elect Donald Nicolaisen

Mgmt

For

For

For

7

Elect Thomas O’Brien

Mgmt

For

For

For

8

Elect Clarence Otis, Jr.

Mgmt

For

For

For

9

Elect Hugh Price

Mgmt

For

For

For

10

Elect Ivan Seidenberg

Mgmt

For

For

For

11

Elect John Snow

Mgmt

For

For

For

12

Elect John Stafford

Mgmt

For

For

For

13

Ratification of Auditor

Mgmt

For

For

For

14

Advisory Vote on Executive Compensation

Mgmt

For

For

For

15

2009 Long-Term Incentive Plan

Mgmt

For

For

For

16

2009 Short-Term Incentive Plan

Mgmt

For

For

For

17

Shareholder Proposal Regarding Elimination of Stock Options

ShrHoldr

Against

Against

For

18

Shareholder Proposal Regarding Right to Call a Special Meeting

ShrHoldr

Against

Against

For

19

Shareholder Proposal Regarding Independent Board Chairman

ShrHoldr

Against

For

Against

20

Shareholder Proposal Regarding Cumulative Voting

ShrHoldr

Against

For

Against

21

Shareholder Proposal Regarding the Approval of Survivor Benefits (Golden Coffins)

ShrHoldr

Against

For

Against

 


 

Vornado Realty Trust

 

Ticker

Security ID:

Meeting Date

Meeting Status

VNO

CUSIP 929042109

05/14/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Elect Steven Roth

Mgmt

For

For

For

1.2

Elect Michael Fascitelli

Mgmt

For

For

For

1.3

Elect Russell Wight, Jr.

Mgmt

For

For

For

2

Ratification of Auditor

Mgmt

For

For

For

3

Shareholder Proposal Regarding Majority Vote for Election of Directors

ShrHoldr

Against

For

Against

4

Shareholder Proposal Regarding Independent Board Chairman

ShrHoldr

Against

For

Against

 

W.W. Grainger, Inc.

 

Ticker

Security ID:

Meeting Date

Meeting Status

GWW

CUSIP 384802104

04/29/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Elect Brian Anderson

Mgmt

For

For

For

1.2

Elect Wilbur Gantz

Mgmt

For

For

For

1.3

Elect V. Ann Hailey

Mgmt

For

For

For

1.4

Elect William Hall

Mgmt

For

For

For

1.5

Elect Richard Keyser

Mgmt

For

For

For

1.6

Elect Stuart Levenick

Mgmt

For

For

For

1.7

Elect John McCarter, Jr.

Mgmt

For

For

For

1.8

Elect Neil Novich

Mgmt

For

For

For

1.9

Elect Michael Roberts

Mgmt

For

For

For

1.10

Elect Gary Rogers

Mgmt

For

For

For

1.11

Elect James Ryan

Mgmt

For

For

For

1.12

Elect James Slavik

Mgmt

For

For

For

1.13

Elect Harold Smith

Mgmt

For

For

For

2

Ratification of Auditor

Mgmt

For

For

For

 


 

Wal-Mart Stores Inc.

 

Ticker

Security ID:

Meeting Date

Meeting Status

WMT

CUSIP 931142103

06/05/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1

Elect Aida Alvarez

Mgmt

For

For

For

2

Elect James Breyer

Mgmt

For

For

For

3

Elect M. Michele Burns

Mgmt

For

For

For

4

Elect James Cash, Jr.

Mgmt

For

For

For

5

Elect Roger Corbett

Mgmt

For

For

For

6

Elect Douglas Daft

Mgmt

For

For

For

7

Elect Michael Duke

Mgmt

For

For

For

8

Elect Gregory Penner

Mgmt

For

For

For

9

Elect Allen Questrom

Mgmt

For

For

For

10

Elect H. Lee Scott, Jr.

Mgmt

For

For

For

11

Elect Arne Sorenson

Mgmt

For

For

For

12

Elect Jim Walton

Mgmt

For

For

For

13

Elect S. Robson Walton

Mgmt

For

For

For

14

Elect Christopher Williams

Mgmt

For

For

For

15

Elect Linda Wolf

Mgmt

For

For

For

16

Ratification of Auditor

Mgmt

For

For

For

17

Shareholder Proposal Regarding Adopting Sexual Orientation and Gender Identity Expression Anti-Bias Policy

ShrHoldr

Against

Abstain

Against

18

Shareholder Proposal Regarding Pay for Superior Performance

ShrHoldr

Against

Against

For

19

Shareholder Proposal Regarding Advisory Vote on Compensation (Say on Pay)

ShrHoldr

Against

For

Against

20

Shareholder Proposal Regarding Reviewing Political Contributions and Expenditures Report

ShrHoldr

Against

For

Against

21

Shareholder Proposal Regarding Right to Call a Special Meeting

ShrHoldr

Against

Against

For

22

Shareholder Proposal Regarding Incentive Compensation in the Form of Stock Options

ShrHoldr

Against

Against

For

 

Walgreen Company

 

Ticker

Security ID:

Meeting Date

Meeting Status

WAG

CUSIP 931422109

01/14/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Elect William Foote

Mgmt

For

For

For

1.2

Elect Mark Frissora

Mgmt

For

For

For

1.3

Elect Alan McNally

Mgmt

For

For

For

1.4

Elect Cordell Reed

Mgmt

For

For

For

1.5

Elect Nancy Schlichting

Mgmt

For

For

For

1.6

Elect David Schwartz

Mgmt

For

For

For

1.7

Elect Alejandro Silva

Mgmt

For

For

For

1.8

Elect James Skinner

Mgmt

For

For

For

1.9

Elect Marilou von Ferstel

Mgmt

For

For

For

1.10

Elect Charles Walgreen III

Mgmt

For

For

For

2

Ratification of Auditor

Mgmt

For

For

For

3

1982 Employee Stock Purchase Plan

Mgmt

For

For

For

4

Shareholder Proposal Regarding Independent Board Chairman

ShrHoldr

Against

For

Against

5

Shareholder Proposal Regarding Advisory Vote on Compensation (Say on Pay)

ShrHoldr

Against

For

Against

 


 

Walt Disney Company

 

Ticker

Security ID:

Meeting Date

Meeting Status

DIS

CUSIP 254687106

03/10/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1

Election Of Director: Susan E. Arnold

Mgmt

For

For

For

2

Election Of Director: John E. Bryson

Mgmt

For

For

For

3

Election Of Director: John S. Chen

Mgmt

For

For

For

4

Election Of Director: Judith L. Estrin

Mgmt

For

For

For

5

Election Of Director: Robert A. Iger

Mgmt

For

For

For

6

Election Of Director: Steven P. Jobs

Mgmt

For

For

For

7

Election Of Director: Fred H. Langhammer

Mgmt

For

For

For

8

Election Of Director: Aylwin B. Lewis

Mgmt

For

For

For

9

Election Of Director: Monica C. Lozano

Mgmt

For

For

For

10

Election Of Director: Robert W. Matschullat

Mgmt

For

For

For

11

Election Of Director: John E. Pepper, Jr.

Mgmt

For

For

For

12

Election Of Director: Orin C. Smith

Mgmt

For

For

For

13

Ratification of Auditor

Mgmt

For

For

For

14

Amendment to the 2005 Stock Incentive Plan

Mgmt

For

For

For

15

Amendment to the 2002 Executive Performance Plan

Mgmt

For

For

For

16

Shareholder Proposal Regarding Political Contributions Reporting

ShrHoldr

Against

For

Against

17

TO APPROVE THE SHAREHOLDER PROPOSAL RELATING TO DEATH BENEFIT PAYMENTS.

ShrHoldr

Against

Against

For

18

Shareholder Proposal Regarding Advisory Vote on Executive Compensation (Say on Pay)

ShrHoldr

Against

For

Against

 

Wells Fargo & Company

 

Ticker

Security ID:

Meeting Date

Meeting Status

WFC

CUSIP 949746101

04/28/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1

Election Of Director: John D. Baker II

Mgmt

For

For

For

2

Election Of Director: John S. Chen

Mgmt

For

For

For

3

Election Of Director: Lloyd H. Dean

Mgmt

For

For

For

4

Election Of Director: Susan E. Engel

Mgmt

For

For

For

5

Election Of Director: Enrique Hernandez, Jr.

Mgmt

For

For

For

6

Election Of Director: Donald M. James

Mgmt

For

Against

Against

7

Election Of Director: Robert L. Joss

Mgmt

For

For

For

8

Election Of Director: Richard M. Kovacevich

Mgmt

For

For

For

9

Election Of Director: Richard D. Mccormick

Mgmt

For

For

For

10

Election Of Director: Mackey J. Mcdonald

Mgmt

For

For

For

11

Election Of Director: Cynthia H. Milligan

Mgmt

For

Against

Against

12

Election Of Director: Nicholas G. Moore

Mgmt

For

For

For

13

Election Of Director: Philip J. Quigley

Mgmt

For

Against

Against

14

Election Of Director: Donald B. Rice

Mgmt

For

Against

Against

15

Election Of Director: Judith M. Runstad

Mgmt

For

For

For

16

Election Of Director: Stephen W. Sanger

Mgmt

For

For

For

17

Election Of Director: Robert K. Steel

Mgmt

For

For

For

18

Election Of Director: John G. Stumpf

Mgmt

For

For

For

19

Election Of Director: Susan G. Swenson

Mgmt

For

For

For

20

Advisory Vote On Executive Compensation

Mgmt

For

For

For

21

Ratification Of Auditor

Mgmt

For

For

For

22

Amendment To The Long-Term Incentive Compensation Plan

Mgmt

For

Against

Against

23

Shareholder Proposal Regarding Independent Board Chairman

ShrHoldr

Against

Against

For

24

Stockholder Proposal Regarding A Report On Political Contributions.

ShrHoldr

Against

Against

For

 


 

Western Union Co.

 

Ticker

Security ID:

Meeting Date

Meeting Status

WU

CUSIP 959802109

05/13/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1

Elect Roberto Mendoza

Mgmt

For

For

For

2

Elect Michael Miles, Jr.

Mgmt

For

For

For

3

Elect Dennis Stevenson

Mgmt

For

For

For

4

Ratification of Auditor

Mgmt

For

For

For

 

Yum! Brands, Inc.

 

Ticker

Security ID:

Meeting Date

Meeting Status

YUM

CUSIP 988498101

05/21/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1

Elect David Dorman

Mgmt

For

For

For

2

Elect Massimo Ferragamo

Mgmt

For

For

For

3

Elect J. David Grissom

Mgmt

For

For

For

4

Elect Bonnie Hill

Mgmt

For

For

For

5

Elect Robert Holland, Jr.

Mgmt

For

For

For

6

Elect Kenneth Langone

Mgmt

For

For

For

7

Elect Jonathan Linen

Mgmt

For

For

For

8

Elect Thomas Nelson

Mgmt

For

For

For

9

Elect David Novak

Mgmt

For

For

For

10

Elect Thomas Ryan

Mgmt

For

For

For

11

Elect Jing-Shyh Su

Mgmt

For

For

For

12

Elect Jackie Trujillo

Mgmt

For

For

For

13

Elect Robert Walter

Mgmt

For

For

For

14

Ratification of Auditor

Mgmt

For

For

For

15

Amendment to the Executive Incentive Compensation Plan

Mgmt

For

For

For

16

Shareholder Proposal Regarding Vote on Poison Pill

ShrHoldr

Against

For

Against

17

Shareholder Proposal Regarding Advisory Vote on Compensation (Say on Pay)

ShrHoldr

Against

For

Against

18

Shareholder Proposal Regarding Food Supply Chain Security and Sustainability

ShrHoldr

Against

Abstain

Against

19

Shareholder Proposal Regarding Adoption of Principles for Health Care Reform

ShrHoldr

Against

Abstain

Against

20

Shareholder Proposal Regarding Animal Welfare

ShrHoldr

Against

Abstain

Against

 

Zimmer Holdings, Inc.

 

Ticker

Security ID:

Meeting Date

Meeting Status

ZMH

CUSIP 98956P102

05/04/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1

Elect Besty Bernard

Mgmt

For

For

For

2

Elect Marc Casper

Mgmt

For

For

For

3

Elect David Dvorak

Mgmt

For

For

For

4

Elect Robert Hagemann

Mgmt

For

For

For

5

Elect Arthur Higgins

Mgmt

For

For

For

6

Elect Cecil Pickett

Mgmt

For

For

For

7

Elect Augustus White, III

Mgmt

For

For

For

8

Ratification of Auditor

Mgmt

For

For

For

9

2009 Stock Incentive Plan

Mgmt

For

For

For

10

Amendment to the Stock Plan for Non-Employee Directors

Mgmt

For

For

For

11

Extension of the Deferred Compensation Plan for Non-Employee Directors

Mgmt

For

For

For

 


 

Item 1: Proxy Voting Record

Registrant: Columbia Funds Institutional Trust

Fund Name : CMG International Stock Fund

07/01/2008 - 06/30/2009

 

ABB Ltd.

 

Ticker

Security ID:

Meeting Date

Meeting Status

 

CINS H0010V101

05/05/2009

Take No Action

Meeting Type

Country of Trade

 

 

Annual

Switzerland

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1

Non-Voting Meeting Note

N/A

N/A

TNA

N/A

2

Non-Voting Meeting Note

N/A

N/A

TNA

N/A

3

Non-Voting Meeting Note

N/A

N/A

TNA

N/A

4

Non-Voting Meeting Note

N/A

N/A

TNA

N/A

5

Non-Voting Agenda Item

N/A

N/A

TNA

N/A

6

Accounts and Reports

Mgmt

For

TNA

N/A

7

Remuneration Report

Mgmt

For

TNA

N/A

8

Ratification of Board and Management Acts

Mgmt

For

TNA

N/A

9

Allocation of Profits/Dividends; Transfer of Reserves

Mgmt

For

TNA

N/A

10

Increase in Authorized Capital

Mgmt

For

TNA

N/A

11

Reduction of Par Value

Mgmt

For

TNA

N/A

12

Amendments to Articles

Mgmt

For

TNA

N/A

13

Elect Hubertus von Grünberg

Mgmt

For

TNA

N/A

14

Elect Roger Agnelli

Mgmt

For

TNA

N/A

15

Elect Louis Hughes

Mgmt

For

TNA

N/A

16

Elect Hans Märki

Mgmt

For

TNA

N/A

17

Elect Michel de Rosen

Mgmt

For

TNA

N/A

18

Elect Michael Treschow

Mgmt

For

TNA

N/A

19

Elect Michael Treschow

Mgmt

For

TNA

N/A

20

Elect Jacob Wallenberg

Mgmt

For

TNA

N/A

21

Appointment of Auditor

Mgmt

For

TNA

N/A

 

Amgen Inc.

 

Ticker

Security ID:

Meeting Date

Meeting Status

AMGN

CUSIP 031162100

05/06/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1

Elect David Baltimore

Mgmt

For

For

For

2

Elect Frank Biondi, Jr.

Mgmt

For

For

For

3

Elect François de Carbonnel

Mgmt

For

For

For

4

Elect Jerry Choate

Mgmt

For

For

For

5

Elect Vance Coffman

Mgmt

For

For

For

6

Elect Frederick Gluck

Mgmt

For

For

For

7

Elect Frank Herringer

Mgmt

For

For

For

8

Elect Gilbert Omenn

Mgmt

For

For

For

9

Elect Judith Pelham

Mgmt

For

For

For

10

Elect J. Paul Reason

Mgmt

For

For

For

11

Elect Leonard Schaeffer

Mgmt

For

For

For

12

Elect Kevin Sharer

Mgmt

For

For

For

13

Ratification of Auditor

Mgmt

For

For

For

14

2009 Equity Incentive Plan

Mgmt

For

For

For

15

Elimination of Supermajority Requirement

Mgmt

For

For

For

16

Shareholder Proposal Regarding Right to Call a Special Meeting

ShrHoldr

Against

Against

For

17

Shareholder Proposal Regarding Reincorporation

ShrHoldr

Against

Against

For

 


 

Anglo American PLC

 

Ticker

Security ID:

Meeting Date

Meeting Status

 

CINS G03764134

04/15/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United Kingdom

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1

Receive the report and accounts

Mgmt

For

For

For

2

Re-elect Mr. David Challen

Mgmt

For

For

For

3

Re-elect Mr. Chris Fay

Mgmt

For

For

For

4

Re-elect Sir Rob Margetts

Mgmt

For

For

For

5

Re-elect Sir Mark Moody Stuart

Mgmt

For

Against

Against

6

Re-elect Mr. Fred Phaswana

Mgmt

For

For

For

7

Re-elect Mr. Mamphela Ramphele

Mgmt

For

For

For

8

Re-elect Mr. Peter Woicke

Mgmt

For

For

For

9

Re-appoint Deloitte LLP as the Auditors

Mgmt

For

For

For

10

Authorize the Directors to determine the Auditors remuneration

Mgmt

For

For

For

11

Approve the remuneration report

Mgmt

For

For

For

12

Authorize the Directors to allot shares

Mgmt

For

For

For

13

Approve to disapply pre emption rights

Mgmt

For

For

For

14

Grant authority to the purchase of own shares

Mgmt

For

For

For

15

Non-Voting Meeting Note

N/A

N/A

N/A

N/A

 

Astellas Pharma Inc.

 

Ticker

Security ID:

Meeting Date

Meeting Status

 

CINS J03393105

06/23/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

Japan

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1

Non-Voting Meeting Note

N/A

N/A

N/A

N/A

2

Allocation of Profits/Dividends

Mgmt

For

For

For

3

Amendments to Articles

Mgmt

For

For

For

4

Elect Tohichi Takenaka

Mgmt

For

Against

Against

5

Elect Masafumi Nogimori

Mgmt

For

For

For

6

Elect Takao Saruta

Mgmt

For

For

For

7

Elect Shiroh Yasutake

Mgmt

For

For

For

8

Elect Yasuyuki Takai

Mgmt

For

For

For

9

Bonus

Mgmt

For

For

For

10

Stock Option Plan

Mgmt

For

Against

Against

 


 

AstraZeneca plc

 

Ticker

Security ID:

Meeting Date

Meeting Status

AZN

CUSIP 046353108

04/30/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1

Accounts and Reports

Mgmt

For

For

For

2

To Confirm Dividends

Mgmt

For

For

For

3

To Re-Appoint Kpmg Audit Plc, London As Auditor

Mgmt

For

For

For

4

To Authorise The Directors To Agree The Remuneration Of The Auditor

Mgmt

For

For

For

5

Election Of Director: Louis Schweitzer

Mgmt

For

Against

Against

6

Election Of Director: David Brennan

Mgmt

For

For

For

7

Election Of Director: Simon Lowth

Mgmt

For

For

For

8

Election Of Director: Bo Angelin

Mgmt

For

For

For

9

Election Of Director: John Buchanan

Mgmt

For

For

For

10

Election Of Director: Jean-Philippe Courtois

Mgmt

For

For

For

11

Election Of Director: Jane Henney

Mgmt

For

For

For

12

Election Of Director: Michele Hooper

Mgmt

For

For

For

13

Election Of Director: Rudy Markham

Mgmt

For

For

For

14

Election Of Director: Dame Nancy Rothwell

Mgmt

For

For

For

15

Election Of Director: John Varley

Mgmt

For

For

For

16

Election Of Director: Marcus Wallenberg

Mgmt

For

For

For

17

Directors’ Remuneration Report

Mgmt

For

For

For

18

To Authorise Limited Eu Political Donations

Mgmt

For

For

For

19

To Authorise The Directors To Allot Unissued Shares

Mgmt

For

For

For

20

To Authorise The Directors To Disapply Pre-Emption Rights

Mgmt

For

For

For

21

To Authorise The Company To Purchase Its Own Shares

Mgmt

For

For

For

 


 

Australia And New Zealand Banking Group

 

Ticker

Security ID:

Meeting Date

Meeting Status

 

CINS Q09504137

12/18/2008

Voted

Meeting Type

Country of Trade

 

 

Annual

Australia

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1

Non-Voting Meeting Note

N/A

N/A

N/A

N/A

2

Non-Voting Agenda Item

N/A

N/A

N/A

N/A

3

Approve Issue of Securities

Mgmt

For

For

For

4

Adopt the remuneration report for the YE 30 SEP 2008

Mgmt

For

For

For

5

Equity Grant (MD/CEO Michael Smith)

Mgmt

For

For

For

6

Approve to increase the maximum annual aggregate amount of the remuneration [within the meaning of the Company s Constitution] that Non-Executive Directors are entitled to be paid for their services as Directors out of the funds of the Company under rule 10.2(a) of the Constitution by AUD 500,000 and fixed at AUD 3,500,000

Mgmt

For

For

For

7

Non-Voting Meeting Note

N/A

N/A

N/A

N/A

8

Elect Mr. R.J. Reeves as a Director

Mgmt

Against

N/A

N/A

9

Elect Peter Hay

Mgmt

For

For

For

10

Re-elect Charles Goode

Mgmt

For

For

For

11

Elect Alison Watkins

Mgmt

For

For

For

12

Non-Voting Meeting Note

N/A

N/A

N/A

N/A

 

Axis Capital Holdings Limited

 

Ticker

Security ID:

Meeting Date

Meeting Status

AXS

CUSIP G0692U109

05/06/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Elect Michael Butt

Mgmt

For

For

For

1.2

Elect John Charman

Mgmt

For

For

For

1.3

Elect Charles Davis

Mgmt

For

For

For

1.4

Elect Andrew Large

Mgmt

For

For

For

2

Amendment to the 2007 Long-Term Equity Compensation Plan

Mgmt

For

For

For

3

Amendments to Bye-laws

Mgmt

For

For

For

4

Appointment of Auditor

Mgmt

For

For

For

 


 

BAE Systems PLC

 

Ticker

Security ID:

Meeting Date

Meeting Status

 

CINS G06940103

05/06/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United Kingdom

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1

Accounts and Reports

Mgmt

For

For

For

2

Directors’ Remuneration Report

Mgmt

For

Against

Against

3

Allocation of Profits/Dividends

Mgmt

For

For

For

4

Elect Phil Carroll

Mgmt

For

For

For

5

Elect Ian King

Mgmt

For

For

For

6

Elect Roberto Quarta

Mgmt

For

For

For

7

Elect George Rose

Mgmt

For

For

For

8

Elect Carl Symon

Mgmt

For

For

For

9

Appointment of Auditor

Mgmt

For

For

For

10

Authority to Set Auditor’s Fees

Mgmt

For

For

For

11

EU Political Donations

Mgmt

For

For

For

12

Authority to Increase Authorised Capital

Mgmt

For

For

For

13

Authority to Issue Shares w/ Preemptive Rights

Mgmt

For

For

For

14

Authority to Issue Shares w/o Preemptive Rights

Mgmt

For

For

For

15

Authority to Repurchase Shares

Mgmt

For

For

For

16

Adoption of New Articles

Mgmt

For

For

For

17

Authority to Set General Meeting Notice Period at 14 Days

Mgmt

For

Against

Against

18

Non-Voting Meeting Note

N/A

N/A

N/A

N/A

 

Baloise Holding AG

 

Ticker

Security ID:

Meeting Date

Meeting Status

 

CINS H04530202

04/30/2009

Take No Action

Meeting Type

Country of Trade

 

 

Annual

Switzerland

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1

Non-Voting Meeting Note

N/A

N/A

TNA

N/A

2

Non-Voting Meeting Note

N/A

N/A

TNA

N/A

3

Non-Voting Meeting Note

N/A

N/A

TNA

N/A

4

Accounts and Reports

Mgmt

For

TNA

N/A

5

Grant discharge to the Board of Directors and the Management

Mgmt

For

TNA

N/A

6

Approve the appropriation of retained earnings

Mgmt

For

TNA

N/A

7

Amend the Articles of Incorporation regarding the Company name

Mgmt

For

TNA

N/A

8

Increase in Authorized Capital

Mgmt

For

TNA

N/A

9

Amendments to Articles

Mgmt

For

TNA

N/A

10

Re-elect Dr. Andreas Burckhardt to the Board of Director

Mgmt

For

TNA

N/A

11

Re-elect Dr. Klaus J. Enny to the Board of Director

Mgmt

For

TNA

N/A

12

Appoint the PricewaterhouseCooper LTD, Basel as an Auditing Firm

Mgmt

For

TNA

N/A

 


 

Banco Bilbao Vizcaya Argentaria S.A.

 

Ticker

Security ID:

Meeting Date

Meeting Status

 

CINS E11805103

03/12/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

Spain

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1

Non-Voting Meeting Note

N/A

N/A

N/A

N/A

2

Accounts and Reports; Allocation of Profits/Dividends; Ratification of Board Acts

Mgmt

For

For

For

3

Amendments to Articles

Mgmt

For

For

For

4

Special Dividend/Bonus Share Issuance

Mgmt

For

For

For

5

Approve the merger plan for Banco Bilbao Vizcaya Argentaria S.A. [absorbing Company] and Banco de Credito Local de Espana S.A.U. and BBVA Factoring E.F.C. S.A.U. [absorbed companies] and the balance-sheet of Banco Bilbao Vizcaya Argentaria S.A. closed on 31 DEC 2008 as merger balance sheet, the merger between the companies Banco Bilbao Vizcaya Argentaria S.A. [absorbing Company] and Banco de Credito Local de Espana S.A.U. and BBVA Factoring E.F.C. S.A.U. [absorbed companies] in compliance with the provisions of said merger plan, the merger will be subject to the special tax regime established under chapter VIII of title VII of the Company-Tax Act [consolidated text]

Mgmt

For

For

For

6

Re-elect Mr. Jose Antonio Fernandez Rivero as a Board Member

Mgmt

For

For

For

7

Re-elect Mr. Jose Maldonado Ramos as a Board Member

Mgmt

For

Against

Against

8

Elect Enrique Medina Fernández

Mgmt

For

For

For

9

Authority to Issue Shares w/ or w/o Preemptive Rights

Mgmt

For

For

For

10

Authority to Issue Debt Instruments

Mgmt

For

For

For

11

Authorize the Company to acquire Treasury Stock directly or through Group companies pursuant to Article 75 of the Companies Act [consolidated text] establishing the limits and requirements for these acquisitions with express powers to reduce the Company s share capital to redeem treasury stock, to implement the resolutions passed by the AGM in this respect repealing the authorization conferred by the AGM 14 MAR 2008 insofar as it has not been executed

Mgmt

For

For

For

12

Adopt the Liquidation of the 2006-2008 Long-Term Share-Remuneration Plan

Mgmt

For

For

For

13

2009-10 Bi-Annual Share Remuneration Plan

Mgmt

For

For

For

14

Appointment of Auditor

Mgmt

For

For

For

15

Authority to Carry Out Formalities

Mgmt

For

For

For

 

Banco Santander S.A.

 

Ticker

Security ID:

Meeting Date

Meeting Status

 

CINS E19790109

01/25/2009

Voted

Meeting Type

Country of Trade

 

 

Special

Spain

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1

Non-Voting Meeting Note

N/A

N/A

N/A

N/A

2

Approval of the Acquisition

Mgmt

For

For

For

3

Special Equity Bonus

Mgmt

For

For

For

4

Authority to Carry Out Formalities

Mgmt

For

For

For

5

Non-Voting Meeting Note

N/A

N/A

N/A

N/A

 


 

Banco Santander S.A.

 

Ticker

Security ID:

Meeting Date

Meeting Status

 

CINS E19790109

06/19/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

Spain

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1

Non-Voting Meeting Note

N/A

N/A

N/A

N/A

2

Accounts and Reports; Ratification of Board Acts

Mgmt

For

For

For

3

Allocation of Profits/Dividends

Mgmt

For

For

For

4

Elect Matías Rodríguez Inciarte

Mgmt

For

For

For

5

Elect Manuel Soto Serrano

Mgmt

For

For

For

6

Elect Guillermo de la Dehesa Romero

Mgmt

For

For

For

7

Elect Abel Matutes Juan

Mgmt

For

For

For

8

Appointment of Auditor

Mgmt

For

For

For

9

Authority to Repurchase Shares

Mgmt

For

For

For

10

Authority to Issue Shares w/ Preemptive Rights

Mgmt

For

For

For

11

Authority to Issue Shares w/ or w/o Preemptive Rights

Mgmt

For

For

For

12

Authority to Issue Scrip Dividend

Mgmt

For

For

For

13

Authority to Issue Convertible Securities w/ or w/o Preemptive Rights

Mgmt

For

For

For

14

Amendments to Long-Term Incentive Plans

Mgmt

For

For

For

15

Stock Purchase Plan - Abbey National Plc. and Group Employees in UK

Mgmt

For

For

For

16

Issuance of Restricted Stock - Sovereign Bancorp, Inc. Employees

Mgmt

For

For

For

17

Authority to Carry Out Formalities

Mgmt

For

For

For

 

Banco Santander S.A.

 

Ticker

Security ID:

Meeting Date

Meeting Status

 

CINS E19790109

09/22/2008

Voted

Meeting Type

Country of Trade

 

 

Special

Spain

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1

Approval of the Merger Agreement

Mgmt

For

For

For

2

Special Equity Bonus

Mgmt

For

For

For

3

Authority to Carry Out Formalities

Mgmt

For

For

For

 

BANK OF CHINA LIMITED

 

Ticker

Security ID:

Meeting Date

Meeting Status

 

CINS Y0698A107

03/23/2009

Voted

Meeting Type

Country of Trade

 

 

Special

China

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1

Non-Voting Meeting Note

N/A

N/A

N/A

N/A

2

Shareholder Proposal Regarding Subordinated Bond Issuance

ShrHoldr

N/A

Against

N/A

3

Shareholder Proposal Regarding Subordinated Bond Issuance

ShrHoldr

N/A

Against

N/A

4

Shareholder Proposal Regarding Subordinated Bond Issuance

ShrHoldr

N/A

Against

N/A

 


 

BANK OF CHINA LIMITED

 

Ticker

Security ID:

Meeting Date

Meeting Status

 

CINS Y0698A107

06/18/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

China

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1

Directors’ Report

Mgmt

For

For

For

2

Supervisors’ Report

Mgmt

For

For

For

3

Allocation of Profits/Dividends

Mgmt

For

For

For

4

Financial Statements

Mgmt

For

For

For

5

Financial Budget

Mgmt

For

For

For

6

Appointment of Auditor and Authority to Set Fees

Mgmt

For

For

For

7

Performance Appraisal and Bonus Plans of XIAO Gang

Mgmt

For

For

For

8

Performance Appraisal and Bonus Plans of LI Lihui

Mgmt

For

For

For

9

Performance Appraisal and Bonus Plans of LI Zaohang

Mgmt

For

For

For

10

Performance Appraisal and Bonus Plans of ZHOU Zaiqun

Mgmt

For

For

For

11

Performance Appraisal and Bonus Plans of LIU Ziqiang

Mgmt

For

For

For

12

Performance Appraisal and Bonus Plans of WANG Xueqiang

Mgmt

For

For

For

13

Performance Appraisal and Bonus Plans of LIU Wanming

Mgmt

For

For

For

14

Elect Peter SEAH Lim Huat

Mgmt

For

Against

Against

15

Elect Alberto Togni

Mgmt

For

For

For

16

Supplemental Delegation of Authorities

Mgmt

For

For

For

17

Amendments to Articles

Mgmt

For

For

For

18

Issuance of Bond

Mgmt

For

For

For

 

Bank of Ireland

 

Ticker

Security ID:

Meeting Date

Meeting Status

 

CINS G49374146

07/08/2008

Voted

Meeting Type

Country of Trade

 

 

Other

Ireland

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1

Receive the report and the accounts

Mgmt

For

For

For

2

Declare a dividend

Mgmt

For

For

For

3

Re-elect Mr. Richard Burrows as a Director

Mgmt

For

Against

Against

4

Re-elect Mr. David Dilger as a Director

Mgmt

For

For

For

5

Re-elect Mr. George Magan as a Director

Mgmt

For

For

For

6

Re-elect Mr. Declan McCourt as a Director

Mgmt

For

For

For

7

Re-elect Mr. John O Donovan as a Director

Mgmt

For

For

For

8

Authorize the Directors to determine the remuneration of the Auditors

Mgmt

For

For

For

9

Approve to renew the Bank s authority to purchase its own stock

Mgmt

For

For

For

10

Approve to determine the re-issue price range for treasury stock

Mgmt

For

Against

Against

11

Authority to Issue Shares w/o Preemptive Rights

Mgmt

For

For

For

12

Additional Authority to Issue Shares w/o Preemptive Rights

Mgmt

For

For

For

13

Approve the Electronic and Web communication to stockholder

Mgmt

For

For

For

 


 

Barclays PLC

 

Ticker

Security ID:

Meeting Date

Meeting Status

 

CINS G08036124

04/23/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United Kingdom

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1

Accounts and Reports

Mgmt

For

For

For

2

Approve the Directors remuneration report for the YE 31 DEC 2008

Mgmt

For

For

For

3

Re-elect Mr. Simon Fraser as a Director of the Company

Mgmt

For

For

For

4

Re-elect Mr. Marcus Aglus as a Director of the Company

Mgmt

For

Against

Against

5

Re-elect Mr. David Booth as a Director of the Company

Mgmt

For

For

For

6

Re-elect Sir Richard Broadbent as a Director of the Company

Mgmt

For

For

For

7

Re-elect Mr. Richard Leigh Clifford, A.O. as a Director of the Company

Mgmt

For

For

For

8

Re-elect Mr. Fulvio Conti as a Director of the Company

Mgmt

For

For

For

9

Re-elect Mr. Robert E Diamond Jr. as a Director of the Company

Mgmt

For

For

For

10

Re-elect Sir Andrew Liklerman as a Director of the Company

Mgmt

For

For

For

11

Re-elect Mr. Christopher Lucas as a Director of the Company

Mgmt

For

For

For

12

Re-elect Sir Michael Rake as a Director of the Company

Mgmt

For

For

For

13

Re-elect Mr. Stephen Russell as a Director of the Company

Mgmt

For

For

For

14

Re-elect Mr. Frederik Seegers as a Director of the Company

Mgmt

For

For

For

15

Re-elect Sir John Sunderland as a Director of the Company

Mgmt

For

For

For

16

Re-elect Mr. John Varley as a Director of the Company

Mgmt

For

For

For

17

Re-elect Mr. Patience Wheatcroft as a Director of the Company

Mgmt

For

For

For

18

Appointment of Auditor

Mgmt

For

For

For

19

Authorize the Directors to set the remuneration of the Auditors

Mgmt

For

For

For

 


 

20

Authorize the Company, for the purpose of Section 365 of the Companies Act 2006 [ the 2006 Act]] the Company and any company which at any time during the period for which this resolution has effect, is a subsidiary of the Company be and are hereby; a) make political donation to political organizations not exceeding GBP 25,000 in total; and b) incur political expenditure not exceeding GBP 100,000 in total, in each case during the period commencing on the date of this [Authority expires the earlier of the conclusion of the next AGM of the Company to be held in 2010 or 30 JUN 2010], whichever is the earlier, provided that the maximum amounts referred to in a) and b) may consist of sums in any currency converted into sterling the purposes of this resolution, the terms political donations political organizations and political expenditure shall have the meanings given to them in Sections 363 to 365 of the 2006 Act

Mgmt

For

For

For

21

Approve to increase the authorized ordinary share capital of the Company from GBP 3,499,000,000 to GBP 5,249,000,000 by the creation of 7,000,000,000 new ordinary shares of 25 pence each in the Company; this resolution is the creation of new ordinary shares of the Company; this number of new ordinary shares represents an increase of approximately 50% of the existing authorized ordinary share capital of the Company; the purpose of the increase in authorized ordinary share capital is primarily to allow the Company to retain sufficient authorized, but unissued, ordinary share capital for general purposes, particularly in view of the authority sought under Resolution 22 to allot an amount approximately equal to two-thirds of the Company s issued share capital in conformity with the revised Association of British Insurers [ABI] guidelines, also bearing in mind the ordinary shares already committed to be issued as part of the capital raising

Mgmt

For

For

For

22

Authorize the Directors Company, in substitution to allot: a] relevant securities [as specified in the Companies Act 1985] upon to an aggregate nominal amount of GBP 738,016,774, USD 77,500,000, GBP 40,000,000 and YEN 4,000,000,000; and b] relevant securities comprising equity securities [as specified in the Companies Act 1985] up to an aggregate nominal amount of GBP 1,396,033,549 [such amounts to be reduced by the aggregate amount of relevant securities issued under above paragraph [a]of this resolution 22 in connection with an offer by way of a rights issue]: i] to ordinary shareholders in proportion [as nearly as may be practicable to their existing holdings; and ii] to holders of others equity securities as required by the rights of those securities or subject to such rights as the Directors otherwise consider necessary; and so that the Directors may impose any limits or restrictions and make any arrangements which they consider necessary or appropriate to deal with treasury shares, fractional entitlements, record dates, legal regulatory or practical problems in, or under the laws of, any territory or any other matter; [Authority expires earlier at the conclusion of next AGM of the Company or 30 JUN 2010]; and the Directors may allot equity securities after the expiry of this authority in pursuance of such an offer or agreement made prior to such expiry

Mgmt

For

For

For

 


 

23

Authorize the Directors, in substitution and subject to passing of Resolution 22 to allot equity securities [as specified in the Companies Act 1985] for cash pursuant to the authority granted by Resolution 22 and/or where the allotment constitutes an allotment of equity securities by virtue of Section 94(3A) of the Companies Act 1985, in each case free of the restriction in Section 89(1) of the Companies Act 1985, such power to be limited: a] to the allotment of equity securities in connection with an offer of equity securities [but in the case of an allotment pursuant of the authority granted by paragraph b] of Resolution 22, such power shall be limited to the allotment equity securities in connection with an offer by way of a rights issue and]: i] to ordinary shareholders in proportion [as nearly as may be practicable to their existing holdings; and ii] to holders of other equity securities, as required by the rights of those securities or, subject to such rights, as the Directors otherwise consider necessary and so that the Directors may impose any limits or restrictions and make any arrangements which they consider necessary or appropriate to deal with treasury shares, fractional entitlements, record dates, legal regulatory or practical problems in, or under the laws of, any territory or any other matter; and b] to the allotment of equity securities pursuant to the authority granted by paragraph a] of Resolution 22 and/or an allotment which constitutes an allotment of equity securities by virtue of Section 94(3A) of the Companies Act 1985 [in each case otherwise than the circumstances set out in paragraph a] of this resolution 23] up to a nominal amount of GBP 104,702,516 calculated, in the case of equity securities which are rights to subscribe for, or to convert securities into, relevant shares [as specified in the Companies Act 1985] by reference to the aggregate nominal amount of relevant shares which may be allotted pursuant to such rights, [Authority expir

Mgmt

For

For

For

24

Authorize the Company, for the purpose of generally and unconditionally to make market purchases [Section 163(3) of the Companies Act 1985] of up to 837,620,130 ordinary shares of 25p each in the capital of the Company, at a minimum price of 25p and not more than 105% above the average market value for such shares derived from the London Stock Exchange Daily Official List, over the previous 5 business days; and that stipulated by Article 5[1] of the buy-back and stabilization regulation [EC 2273/2003]; and [Authority expires the earlier of the conclusion of the next AGM of the Company or 30 JUN 2010]; the Company, before the expiry, may make a contract to purchase ordinary shares which will or may be executed wholly or partly after such expiry

Mgmt

For

For

For

25

Authorize the Directors to call general meetings [other than an AGM] on not less than 14 clear days notice [Authority expires at the earlier of the conclusion of the next AGM of the Company to be held in 2010 or 30 JUN 2010]

Mgmt

For

Against

Against

 


 

Barclays PLC

 

Ticker

Security ID:

Meeting Date

Meeting Status

 

CINS G08036124

11/24/2008

Voted

Meeting Type

Country of Trade

 

 

Annual

United Kingdom

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1

Approve an increase in the authorized ordinary share capital of the Company

Mgmt

For

For

For

2

Authorize the Directors to allot securities

Mgmt

For

For

For

3

Authority to Issue Shares w/o Preemptive Rights

Mgmt

For

For

For

4

Authorize the Directors to allot ordinary shares at a discount

Mgmt

For

Against

Against

5

Non-Voting Meeting Note

N/A

N/A

N/A

N/A

 

BASF SE

 

Ticker

Security ID:

Meeting Date

Meeting Status

 

CINS D06216101

04/30/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

Germany

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1

Non-Voting Meeting Note

N/A

N/A

N/A

N/A

2

Non-Voting Meeting Note

N/A

N/A

N/A

N/A

3

Non-Voting Agenda Item

N/A

N/A

N/A

N/A

4

Adoption of a resolution on the appropriation of profit

Mgmt

For

For

For

5

Ratification of Supervisory Board Acts

Mgmt

For

For

For

6

Ratification of Management Board Acts

Mgmt

For

For

For

7

Election of the auditor for the financial year 2009

Mgmt

For

For

For

8

Elect François Diederich

Mgmt

For

For

For

9

Elect Michael Diekmann

Mgmt

For

Against

Against

10

Elect Franz Fehrenbach

Mgmt

For

For

For

11

Elect Stephen Green

Mgmt

For

For

For

12

Elect Maximilian Kley

Mgmt

For

Against

Against

13

Elect Eggert Voscherau

Mgmt

For

For

For

14

Increase in Authorized Capital

Mgmt

For

For

For

15

Amendments to Articles

Mgmt

For

For

For

16

Remuneration of the first Supervisory Board of BASF SE

Mgmt

For

For

For

17

Non-Voting Meeting Note

N/A

N/A

N/A

N/A

 


 

BCE Inc.

 

Ticker

Security ID:

Meeting Date

Meeting Status

BCE

CUSIP 05534B760

02/17/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

Canada

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Elect André Bérard

Mgmt

For

Withhold

Against

1.2

Elect Ronald Brenneman

Mgmt

For

Withhold

Against

1.3

Elect George Cope

Mgmt

For

For

For

1.4

Elect Anthony Fell

Mgmt

For

For

For

1.5

Elect Donna Soble Kaufman

Mgmt

For

For

For

1.6

Elect Brian Levitt

Mgmt

For

For

For

1.7

Elect Edward Lumley

Mgmt

For

For

For

1.8

Elect Thomas O’Neill

Mgmt

For

For

For

1.9

Elect James Pattison

Mgmt

For

For

For

1.10

Elect Paul Tellier

Mgmt

For

For

For

1.11

Elect Victor Young

Mgmt

For

For

For

2

Deloitte & Touche Llp As Auditors

Mgmt

For

For

For

3

Shareholder Proposal No. 1

Mgmt

Against

Against

For

4

Shareholder Proposal No. 2

Mgmt

Against

Against

For

5

Shareholder Proposal No. 3

Mgmt

Against

Against

For

6

Shareholder Proposal No. 4

Mgmt

Against

Against

For

7

Shareholder Proposal No. 5

Mgmt

Against

Against

For

8

Shareholder Proposal No. 6

Mgmt

Against

Against

For

9

Shareholder Proposal No. 7

Mgmt

Against

Against

For

10

Shareholder Proposal No. 8

Mgmt

Against

Against

For

11

Shareholder Proposal No. 9

Mgmt

Against

For

Against

 

BCE Inc.

 

Ticker

Security ID:

Meeting Date

Meeting Status

BCE

CUSIP 05534B760

05/07/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

Canada

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Elect Barry Allen

Mgmt

For

For

For

1.2

Elect André Bérard

Mgmt

For

Withhold

Against

1.3

Elect Ronald Brenneman

Mgmt

For

Withhold

Against

1.4

Elect Robert Brown

Mgmt

For

Withhold

Against

1.5

Elect George Cope

Mgmt

For

For

For

1.6

Elect Anthony Fell

Mgmt

For

Withhold

Against

1.7

Elect Donna Soble Kaufman

Mgmt

For

For

For

1.8

Elect Brian Levitt

Mgmt

For

For

For

1.9

Elect Edward Lumley

Mgmt

For

For

For

1.10

Elect Thomas O’Neill

Mgmt

For

Withhold

Against

1.11

Elect Paul Tellier

Mgmt

For

For

For

1.12

Elect Paul Weiss

Mgmt

For

For

For

1.13

Elect Victor Young

Mgmt

For

For

For

2

Appointment of Auditor

Mgmt

For

For

For

3

Sharehold Proposal Regarding Share Repurchase Scheme

Mgmt

Against

Against

For

4

Shareholder Proposal Regarding Replacement Dividends

Mgmt

Against

Against

For

5

Shareholder Proposal Regarding 2008 Missed Dividend Payments

Mgmt

Against

Against

For

6

Shareholder Proposal Regarding Limits on Executive and Board Compensation

Mgmt

Against

Against

For

7

Shareholder Proposal Regarding Independence of Compensation Committee and External Compensation Advisors

Mgmt

Against

Against

For

8

Shareholder Proposal Regarding Advisory Vote on Executive Compensation (Say on Pay)

Mgmt

For

For

For

9

Shareholder Proposal Regarding Gender Representation on the Board of Directors

Mgmt

Against

Against

For

10

Shareholder Proposal Regarding Limit on Board Memberships

Mgmt

Against

Against

For

 


 

Benesse Corporation

 

Ticker

Security ID:

Meeting Date

Meeting Status

 

CINS J0429N102

06/27/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

Japan

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1

Non-Voting Meeting Note

N/A

N/A

N/A

N/A

2

Shift to Holding Company

Mgmt

For

For

For

3

Amendments to Articles

Mgmt

For

For

For

4

Elect Sohichiroh Fukutake

Mgmt

For

For

For

5

Elect Kenichi Fukuhara

Mgmt

For

Against

Against

6

Elect Yukako Uchinaga

Mgmt

For

Against

Against

7

Elect Tamotsu Fukushima

Mgmt

For

Against

Against

8

Elect Eiji Aketa

Mgmt

For

Against

Against

9

Elect Daisuke Okada

Mgmt

For

Against

Against

10

Elect Sakie Fukushima

Mgmt

For

For

For

11

Elect Teruyasu Murakami

Mgmt

For

For

For

12

Elect Tamotsu Adachi

Mgmt

For

For

For

13

Elect Hiroyuki Mitani

Mgmt

For

For

For

 

Bezeq Israel Telecom

 

Ticker

Security ID:

Meeting Date

Meeting Status

 

CINS M2012Q100

05/03/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

Israel

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1

Non-Voting Meeting Note

N/A

N/A

N/A

N/A

2

Accounts and Reports

Mgmt

For

For

For

3

Appointment of Auditor and Authority to Set Fees

Mgmt

For

For

For

4

Elect Shlomo Rudov

Mgmt

For

For

For

5

Elect Ran Gottfried

Mgmt

For

For

For

6

Elect David Gilboa

Mgmt

For

For

For

7

Elect Michael Garbiner

Mgmt

For

For

For

8

Elect Stephen Garbiner

Mgmt

For

For

For

9

Elect Zahavit Cohen

Mgmt

For

For

For

10

Elect Rami Numkin

Mgmt

For

For

For

11

Elect Arieh Saban

Mgmt

For

For

For

12

Elect Menahem Inbar

Mgmt

For

For

For

13

Elect Yehuda Porat

Mgmt

For

For

For

14

Elect Adam Chesnoff

Mgmt

For

For

For

15

Elect Kihara Kiari

Mgmt

For

For

For

16

Elect Yoav Rubinstein

Mgmt

For

For

For

17

Elect Alon Shalev

Mgmt

For

For

For

18

Indemnification of Directors/Officers

Mgmt

For

Abstain

Against

19

Allocation of Profits/Dividends

Mgmt

For

Abstain

Against

20

Granting of Bonus to the Chairman of the Board

Mgmt

For

Abstain

Against

21

Approve Salary of Yehuda Porat

Mgmt

For

Abstain

Against

22

Approve Issuance of Options to Yehuda Porat

Mgmt

For

Abstain

Against

 


 

Bezeq Israel Telecom

 

Ticker

Security ID:

Meeting Date

Meeting Status

 

CINS M2012Q100

09/28/2008

Voted

Meeting Type

Country of Trade

 

 

Special

Israel

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1

Non-Voting Meeting Note

N/A

N/A

N/A

N/A

2

Non-Voting Meeting Note

N/A

N/A

N/A

N/A

3

Extension of Management and Consultation Agreement

Mgmt

For

For

For

4

Right to Call Urgent Discussion

Mgmt

For

For

For

5

Committee for Security Affairs

Mgmt

For

For

For

6

Approval of Related Party Transactions

Mgmt

For

For

For

7

Amendment to Chairman’s Employment Agreement

Mgmt

For

For

For

8

Reimbursement of External Director’s Travel Expenses

Mgmt

For

For

For

9

Distribution of a Dividend

Mgmt

For

For

For

10

Indemnification of Deputy CEO and CFO

Mgmt

For

For

For

 

BG Group PLC

 

Ticker

Security ID:

Meeting Date

Meeting Status

 

CINS G1245Z108

05/18/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United Kingdom

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1

Accounts and Reports

Mgmt

For

For

For

2

Directors’ Remuneration Report

Mgmt

For

For

For

3

Allocation of Profits/Dividends

Mgmt

For

For

For

4

Elect Sir David Manning

Mgmt

For

For

For

5

Elect Martin Houston

Mgmt

For

For

For

6

Elect Sir Robert Wilson

Mgmt

For

Against

Against

7

Elect Frank Chapman

Mgmt

For

For

For

8

Elect Ashley Almanza

Mgmt

For

For

For

9

Elect Jürgen Dormann

Mgmt

For

For

For

10

Appointment of Auditor

Mgmt

For

For

For

11

Authority to Set Auditor’s Fees

Mgmt

For

For

For

12

EU Political Donations

Mgmt

For

For

For

13

Increase in Authorised Share Capital

Mgmt

For

For

For

14

Authority to Issue Shares w/ Preemptive Rights

Mgmt

For

For

For

15

Authority to Issue Shares w/o Preemptive Rights

Mgmt

For

For

For

16

Authority to Repurchase Shares

Mgmt

For

For

For

17

Amendments to Articles Regarding Share Capital

Mgmt

For

For

For

18

Adoption of New Articles

Mgmt

For

For

For

19

Authority to Set General Meeting Notice Period at 14 Days

Mgmt

For

Against

Against

 


 

BHP Billiton PLC

 

Ticker

Security ID:

Meeting Date

Meeting Status

 

CINS G10877101

10/23/2008

Voted

Meeting Type

Country of Trade

 

 

Annual

United Kingdom

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1

Non-Voting Meeting Note

N/A

N/A

N/A

N/A

2

Approve the financial statements and statutory reports for BHP Billiton Plc

Mgmt

For

For

For

3

Accounts and Reports (BHP Billiton Ltd.)

Mgmt

For

For

For

4

Re-elect Mr. Paul Anderson as a Director of BHP Billiton Plc

Mgmt

For

For

For

5

Re-elect Mr. Paul Anderson as a Director of BHP Billiton Limited

Mgmt

For

For

For

6

Re-elect Mr. Don Argus as a Director of BHP Billiton Plc

Mgmt

For

Against

Against

7

Re-elect Mr. Don Argus as a Director of BHP Billiton Limited

Mgmt

For

Against

Against

8

Re-elect Dr. John Buchanan as a Director of BHP Billiton Plc

Mgmt

For

For

For

9

Re-elect Dr. John Buchanan as a Director of BHP Billiton Limited

Mgmt

For

For

For

10

Re-elect Mr. David Crawford as a Director of BHP Billiton Plc

Mgmt

For

For

For

11

Re-elect Mr. David Crawford as a Director of BHP Billiton Limited

Mgmt

For

For

For

12

Re-elect Mr. Jacques Nasser as a Director of BHP Billiton Plc

Mgmt

For

For

For

13

Re-elect Mr. Jacques Nasser as a Director of BHP Billiton Limited

Mgmt

For

For

For

14

Re-elect Dr. John Schubert as a Director of BHP Billiton Plc

Mgmt

For

For

For

15

Re-elect Dr. John Schubert as a Director of BHP Billiton Limited

Mgmt

For

For

For

16

Elect Mr. Alan Boeckmann as a Director of BHP Billiton Plc

Mgmt

For

For

For

17

Elect Mr. Alan Boeckmann as a Director of BHP Billiton Limited

Mgmt

For

For

For

18

Elect Stephen Mayne (BHP Billiton plc)

Mgmt

Against

For

Against

19

Elect Stephen Mayne (BHP Billiton Ltd.)

Mgmt

Against

For

Against

20

Elect Dr. David Morgan as a Director of BHP Billiton Plc

Mgmt

For

For

For

21

Elect Dr. David Morgan as a Director of BHP Billiton Limited

Mgmt

For

For

For

22

Elect Mr. Keith Rumble as a Director of BHP Billiton Plc

Mgmt

For

For

For

23

Elect Mr. Keith Rumble as a Director of BHP Billiton Limited

Mgmt

For

For

For

24

Appointment of Auditor and Authority to Set Fees (BHP Billiton plc)

Mgmt

For

For

For

25

Authority to Issue Shares w/ Preemptive Rights (BHP Billiton plc)

Mgmt

For

For

For

26

Authority to Issue Shares w/o Preemptive Rights (BHP Billiton plc)

Mgmt

For

For

For

27

Authorize 223,112,120 BHP Billiton Plc ordinary shares for market purchase

Mgmt

For

For

For

28

Reduction in Issued Share Capital (April 30, 2009)

Mgmt

For

For

For

29

Reduction in Issued Share Capital (May 29, 2009)

Mgmt

For

For

For

30

Reduction in Issued Share Capital (June 15, 2009

Mgmt

For

For

For

31

Reduction in Issued Share Capital (July 31, 2009)

Mgmt

For

For

For

32

Reduction in Issued Share Capital (September 15, 2009)

Mgmt

For

For

For

33

Reduction in Issued Share Capital (November 30, 2009)

Mgmt

For

For

For

34

Approve the remuneration report for the YE 30 JUN 2008

Mgmt

For

For

For

35

Amendments to the Group Incentive Schemes

Mgmt

For

For

For

36

Equity Grant (Marius J. Kloppers)

Mgmt

For

For

For

 


 

37

Non-Executive Directors’ Fees (BHP Billiton plc)

Mgmt

For

For

For

38

Non-Executive Directors’ Fees (BHP Billiton Ltd.)

Mgmt

For

For

For

39

Adoption of New Articles (BHP Billiton plc)

Mgmt

For

For

For

40

Adoption of New Articles (BHP Billiton Ltd.)

Mgmt

For

For

For

 

Biovail Corporation

 

Ticker

Security ID:

Meeting Date

Meeting Status

BVF

CUSIP 09067J109

08/08/2008

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1

Election of Directors (Slate)

Mgmt

For

For

For

2

Appointment of Auditor and Authority to Set Fees

Mgmt

For

For

For

 

BNP Paribas

 

Ticker

Security ID:

Meeting Date

Meeting Status

 

CINS F1058Q238

03/27/2009

Voted

Meeting Type

Country of Trade

 

 

Special

France

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1

Non-Voting Meeting Note

N/A

N/A

N/A

N/A

2

Non-Voting Meeting Note

N/A

N/A

N/A

N/A

3

Authority to Create Preferred Shares

Mgmt

For

For

For

4

Authority to Issue Preferred Shares

Mgmt

For

For

For

5

Approve the Employee Stock Purchase Plan

Mgmt

For

Against

Against

6

Authority to Increase Capital through Capitalizations

Mgmt

For

For

For

7

Grant authority for the filing of required documents/other formalities

Mgmt

For

For

For

 

BNP Paribas

 

Ticker

Security ID:

Meeting Date

Meeting Status

 

CINS F1058Q238

05/13/2009

Voted

Meeting Type

Country of Trade

 

 

Mix

France

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1

Non-Voting Meeting Note

N/A

N/A

N/A

N/A

2

Non-Voting Meeting Note

N/A

N/A

N/A

N/A

3

Non-Voting Meeting Note

N/A

N/A

N/A

N/A

4

Consolidated Accounts and Reports

Mgmt

For

For

For

5

Accounts and Reports

Mgmt

For

For

For

6

Allocation of Profits/Dividends

Mgmt

For

For

For

7

Related Party Transactions

Mgmt

For

For

For

8

Authority to Repurchase Shares

Mgmt

For

For

For

9

Elect Claude Bébéar

Mgmt

For

For

For

10

Elect Jean-Louis Beffa

Mgmt

For

Against

Against

11

Elect Denis Kessler

Mgmt

For

Against

Against

12

Elect Laurence Parisot

Mgmt

For

For

For

13

Elect Michel Pébereau

Mgmt

For

Against

Against

14

Authority to Increase Capital in Consideration of Contributions in Kind of Fortis Banque SA Shares

Mgmt

For

For

For

15

Authority to Increase Capital in Consideration of Contributions in Kind of Shares of BGL SA

Mgmt

For

For

For

16

Authority to Increase Capital In Consideration for Contributions in Kind

Mgmt

For

For

For

17

Amendments to Articles Regarding Preferred Shares

Mgmt

For

For

For

18

Authority to Cancel Shares and Reduce Capital

Mgmt

For

For

For

19

Authority to Carry Out Formalities

Mgmt

For

For

For

 


 

BNP Paribas

 

Ticker

Security ID:

Meeting Date

Meeting Status

 

CINS F1058Q238

12/19/2008

Voted

Meeting Type

Country of Trade

 

 

Special

France

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1

Non-Voting Meeting Note

N/A

N/A

N/A

N/A

2

Non-Voting Meeting Note

N/A

N/A

N/A

N/A

3

Approve the contribution in kind of 98,529,695 Fortis Banque shares by SFPI

Mgmt

For

For

For

4

Authority to Increase Capital in Consideration of Contributions in Kind of Shares of Fortis Banque Luxembourg SA

Mgmt

For

For

For

5

Conditions of Share Issuances in Consideration for Contributions in Kind

Mgmt

For

For

For

6

Grant authority for filing of required documents/other formalities

Mgmt

For

For

For

 

BP PLC

 

Ticker

Security ID:

Meeting Date

Meeting Status

BP

CUSIP 055622104

04/16/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1

To Receive The Directors Annual Report And Accounts

Mgmt

For

For

For

2

To Approve The Directors Remuneration Report

Mgmt

For

Against

Against

3.1

Elect Antony Burgmans

Mgmt

For

For

For

3.2

Elect Cynthia Carroll

Mgmt

For

For

For

3.3

Elect Sir William Castell

Mgmt

For

For

For

3.4

Elect Iain Conn

Mgmt

For

For

For

3.5

Elect George David

Mgmt

For

For

For

3.6

Elect Erroll Davis, Jr.

Mgmt

For

For

For

3.7

Elect Robert Dudley

Mgmt

For

For

For

3.8

Elect Douglas Flint

Mgmt

For

For

For

3.9

Elect Byron Grote

Mgmt

For

For

For

3.10

Elect Anthony Hayward

Mgmt

For

For

For

3.11

Elect Andrew Inglis

Mgmt

For

For

For

3.12

Elect Deanne Julius

Mgmt

For

For

For

3.13

Elect Sir Tom Mckillop

Mgmt

For

For

For

3.14

Elect Sir Ian Prosser

Mgmt

For

For

For

3.15

Elect Peter Sutherland

Mgmt

For

Withhold

Against

4

Appointment Of Auditor And Authority To Set Fees

Mgmt

For

For

For

5

Authority To Repurchase Shares

Mgmt

For

For

For

6

To Give Limited Authority To Allot Shares Up To A Specified Amount

Mgmt

For

For

For

7

Authority to Issue Shares w/o Preemptive Rights

Mgmt

For

For

For

8

Amendments to Articles Regarding General Meeting Notice Period

Mgmt

For

Against

Against

 


 

Brit Insurance Holdings PLC

 

Ticker

Security ID:

Meeting Date

Meeting Status

 

CINS G1511R111

05/12/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United Kingdom

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1

Accounts and Reports

Mgmt

For

For

For

2

Directors’ Remuneration Report

Mgmt

For

For

For

3

Allocation of Profits/Dividends

Mgmt

For

For

For

4

Elect Dane Douetil

Mgmt

For

For

For

5

Elect Joseph MacHale

Mgmt

For

For

For

6

Elect Cornelis Schrauwers

Mgmt

For

For

For

7

Appointment of Auditor

Mgmt

For

For

For

8

Authority to Set Auditor’s Fees

Mgmt

For

For

For

9

Authority to Issue Shares w/ Preemptive Rights

Mgmt

For

For

For

10

Authority to Issue Shares w/o Preemptive Rights

Mgmt

For

For

For

11

Authority to Repurchase Shares

Mgmt

For

For

For

12

Authority to Set General Meeting Notice Period at 14 Days

Mgmt

For

Against

Against

 

Brit Insurance Holdings PLC

 

Ticker

Security ID:

Meeting Date

Meeting Status

 

CINS G1511R111

11/17/2008

Voted

Meeting Type

Country of Trade

 

 

Annual

United Kingdom

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1

Cancellation of Share Premium Account

Mgmt

For

For

For

 


 

Canon Incorporated

 

Ticker

Security ID:

Meeting Date

Meeting Status

 

CINS J05124144

03/27/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

Japan

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1

Approve Appropriation of Profits

Mgmt

For

For

For

2

Amendments to Articles

Mgmt

For

For

For

3

Appoint a Director

Mgmt

For

Against

Against

4

Appoint a Director

Mgmt

For

Against

Against

5

Appoint a Director

Mgmt

For

Against

Against

6

Appoint a Director

Mgmt

For

Against

Against

7

Appoint a Director

Mgmt

For

Against

Against

8

Appoint a Director

Mgmt

For

Against

Against

9

Appoint a Director

Mgmt

For

Against

Against

10

Appoint a Director

Mgmt

For

Against

Against

11

Appoint a Director

Mgmt

For

Against

Against

12

Appoint a Director

Mgmt

For

Against

Against

13

Appoint a Director

Mgmt

For

Against

Against

14

Appoint a Director

Mgmt

For

Against

Against

15

Appoint a Director

Mgmt

For

Against

Against

16

Appoint a Director

Mgmt

For

Against

Against

17

Appoint a Director

Mgmt

For

Against

Against

18

Appoint a Director

Mgmt

For

Against

Against

19

Appoint a Director

Mgmt

For

Against

Against

20

Appoint a Director

Mgmt

For

Against

Against

21

Appoint a Director

Mgmt

For

Against

Against

22

Appoint a Director

Mgmt

For

Against

Against

23

Appoint a Director

Mgmt

For

Against

Against

24

Appoint a Director

Mgmt

For

Against

Against

25

Appoint a Director

Mgmt

For

Against

Against

26

Appoint a Director

Mgmt

For

Against

Against

27

Appoint a Director

Mgmt

For

Against

Against

28

Approve Provision of Retirement Allowance for Corporate Auditors

Mgmt

For

For

For

29

Approve Payment of Bonuses to Corporate Officers

Mgmt

For

For

For

30

Stock Option Plan

Mgmt

For

For

For

 

Centennial Coal Company Limited

 

Ticker

Security ID:

Meeting Date

Meeting Status

 

CINS Q2173Y104

11/27/2008

Voted

Meeting Type

Country of Trade

 

 

Annual

Australia

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1

Non-Voting Agenda Item

N/A

N/A

N/A

N/A

2

Re-elect Paul Moy

Mgmt

For

For

For

3

Elect Bruce Allan

Mgmt

For

For

For

4

Elect Richard Grellman

Mgmt

For

For

For

5

Elect Neville Sneddon

Mgmt

For

For

For

6

Adopt the remuneration report for the YE 30 JUN 2008

Mgmt

For

For

For

7

Increase NEDs’ Fees

Mgmt

For

For

For

8

Amend Constitution

Mgmt

For

For

For

 


 

Centrica PLC

 

Ticker

Security ID:

Meeting Date

Meeting Status

 

CINS G2018Z143

05/11/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United Kingdom

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1

Accounts and Reports

Mgmt

For

For

For

2

Directors’ Remuneration Report

Mgmt

For

For

For

3

Allocation of Profits/Dividends

Mgmt

For

For

For

4

Elect Mark Hanafin

Mgmt

For

Against

Against

5

Elect Sam Laidlaw

Mgmt

For

Against

Against

6

Elect Andrew Mackenzie

Mgmt

For

For

For

7

Elect Helen Alexander

Mgmt

For

For

For

8

Appointment of Auditor

Mgmt

For

For

For

9

Authority to Set Auditor’s Fees

Mgmt

For

For

For

10

Authorization of Political Donations

Mgmt

For

For

For

11

Increase in Authorized Capital

Mgmt

For

For

For

12

Authority to Issue Shares w/ Preemptive Rights

Mgmt

For

For

For

13

Authority to Issue Shares w/o Preemptive Rights

Mgmt

For

For

For

14

Authority to Repurchase Shares

Mgmt

For

For

For

15

Authority to Set General Meeting Notice Period at 14 Days

Mgmt

For

Against

Against

 

Centrica PLC

 

Ticker

Security ID:

Meeting Date

Meeting Status

 

CINS G2018Z143

06/08/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United Kingdom

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1

Approval of the Transaction

Mgmt

For

For

For

 

Centrica PLC

 

Ticker

Security ID:

Meeting Date

Meeting Status

 

CINS G2018Z143

11/21/2008

Voted

Meeting Type

Country of Trade

 

 

Annual

United Kingdom

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1

Rights Issue

Mgmt

For

For

For

2

Authority to Issue Shares w/o Preemptive Rights

Mgmt

For

For

For

3

Non-Voting Meeting Note

N/A

N/A

N/A

N/A

 

China Milk Products Group Limited

 

Ticker

Security ID:

Meeting Date

Meeting Status

 

CINS G2112C107

07/30/2008

Voted

Meeting Type

Country of Trade

 

 

Annual

Cayman Islands

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1

Accounts and Reports

Mgmt

For

For

For

2

Elect LIU Hailong

Mgmt

For

For

For

3

Elect XIE Xiaolai

Mgmt

For

Against

Against

4

Directors’ Fees

Mgmt

For

For

For

5

Appointment of Auditor and Authority to Set Fees

Mgmt

For

For

For

6

Authority to Issue Shares w/ or w/o Preemptive Rights

Mgmt

For

For

For

7

Transact any other business

Mgmt

For

Against

Against

 


 

Chunghwa Telecom

 

Ticker

Security ID:

Meeting Date

Meeting Status

CHT

CUSIP 17133Q304

08/14/2008

Voted

Meeting Type

Country of Trade

 

 

Special

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1

Authority to Issue Shares as Stock Dividend

Mgmt

For

For

For

2

To Approve The Proposal For Decrease In Cash Of The Company.

Mgmt

For

For

For

 

Ciments Francais S.A.

 

Ticker

Security ID:

Meeting Date

Meeting Status

 

CINS F17976113

04/15/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

France

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1

Non-Voting Meeting Note

N/A

N/A

N/A

N/A

2

Non-Voting Meeting Note

N/A

N/A

N/A

N/A

3

Non-Voting Meeting Note

N/A

N/A

N/A

N/A

4

Accounts and Reports; Ratification of Board Acts

Mgmt

For

For

For

5

Allocation of Profits/Dividends

Mgmt

For

For

For

6

Consolidated Accounts and Reports

Mgmt

For

For

For

7

Related Party Transactions

Mgmt

For

For

For

8

Appoint the Company Italce Menti S.P.A. as Director for a 4 year period

Mgmt

For

For

For

9

Appoint Mr. Comte De Ribes as a Director for a 4 year period

Mgmt

For

For

For

10

Authority to Repurchase Shares

Mgmt

For

For

For

11

Authority to Cancel Shares and Reduce Capital

Mgmt

For

For

For

12

Authority to Issue Shares w/ Preemptive Rights; Authority to Issue Debt Instruments

Mgmt

For

For

For

13

Increase in Issuance of Shares

Mgmt

For

For

For

14

Authority to Issue Shares and/or Convertible Securities under Employee Savings Plan

Mgmt

For

For

For

 

Clariant AG

 

Ticker

Security ID:

Meeting Date

Meeting Status

 

CINS H14843165

04/02/2009

Take No Action

Meeting Type

Country of Trade

 

 

Annual

Switzerland

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1

Non-Voting Meeting Note

N/A

N/A

TNA

N/A

2

Non-Voting Meeting Note

N/A

N/A

TNA

N/A

3

Non-Voting Meeting Note

N/A

N/A

TNA

N/A

4

Accounts and Reports

Mgmt

For

TNA

N/A

5

Grant Discharge to the organs of the Company

Mgmt

For

TNA

N/A

6

Allocation of Profits/Dividends

Mgmt

For

TNA

N/A

7

Approve to Increase the conditional capital

Mgmt

For

TNA

N/A

8

Amendment Regarding Directors’ Terms

Mgmt

For

TNA

N/A

9

Approve the editorial amendments of the Articles of Association

Mgmt

For

TNA

N/A

10

Elect the Board Of Directors, re-elect Dr. Klaus Jenny

Mgmt

For

TNA

N/A

11

Re-elect the Company s Auditors 2009

Mgmt

For

TNA

N/A

 


 

Companhia Energetica de Minas Gerais - CEMIG

 

Ticker

Security ID:

Meeting Date

Meeting Status

 

CINS P2577R110

03/05/2009

Take No Action

Meeting Type

Country of Trade

 

 

Special

Brazil

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1

Non-Voting Meeting Note

N/A

N/A

TNA

N/A

2

Non-Voting Meeting Note

N/A

N/A

TNA

N/A

3

Non-Voting Meeting Note

N/A

N/A

TNA

N/A

4

Election of Directors (Slate)

Mgmt

For

TNA

N/A

5

Non-Voting Agenda Item

N/A

N/A

TNA

N/A

 

Companhia Energetica de Minas Gerais - CEMIG

 

Ticker

Security ID:

Meeting Date

Meeting Status

 

CINS P2577R110

04/29/2009

Take No Action

Meeting Type

Country of Trade

 

 

Annual

Brazil

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1

Non-Voting Meeting Note

N/A

N/A

TNA

N/A

2

Non-Voting Meeting Note

N/A

N/A

TNA

N/A

3

Non-Voting Meeting Note

N/A

N/A

TNA

N/A

4

Non-Voting Meeting Note

N/A

N/A

TNA

N/A

5

Non-Voting Agenda Item

N/A

N/A

TNA

N/A

6

Non-Voting Agenda Item

N/A

N/A

TNA

N/A

7

Non-Voting Agenda Item

N/A

N/A

TNA

N/A

8

Election of Supervisory Council; Fees

Mgmt

For

TNA

N/A

9

Elect the Members and Substitute Members of the Board of Directors

Mgmt

For

TNA

N/A

 

Daiichi Sankyo Company Limited

 

Ticker

Security ID:

Meeting Date

Meeting Status

 

CINS J11257102

06/26/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

Japan

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1

Non-Voting Meeting Note

N/A

N/A

N/A

N/A

2

Allocation of Profits/Dividends

Mgmt

For

For

For

3

Amendments to Articles

Mgmt

For

For

For

4

Elect Kiyoshi Morita

Mgmt

For

Against

Against

5

Elect Takashi Shohda

Mgmt

For

For

For

6

Elect Ryuhzoh Takada

Mgmt

For

Against

Against

7

Elect Hitoshi Matsuda

Mgmt

For

Against

Against

8

Elect Tsutomu Une

Mgmt

For

Against

Against

9

Elect Kunio Nihira

Mgmt

For

For

For

10

Elect Yoshifumi Nishikawa

Mgmt

For

For

For

11

Elect Johtaroh Yabe

Mgmt

For

For

For

12

Elect Takashi Okimoto

Mgmt

For

For

For

13

Elect Takeshi Ogita

Mgmt

For

Against

Against

 


 

DBS Group Holdings Ltd

 

Ticker

Security ID:

Meeting Date

Meeting Status

 

CINS Y20246107

04/08/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

Singapore

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1

Accounts and Reports

Mgmt

For

For

For

2

Allocation of Profits/Dividends

Mgmt

For

For

For

3

Directors’ Fees

Mgmt

For

For

For

4

Special Remuneration for Active Management Oversight

Mgmt

For

For

For

5

Appointment of Auditor and Authority to Set Fees

Mgmt

For

For

For

6

Elect KOH Boon Hwee

Mgmt

For

Against

Against

7

Elect Christopher CHENG Wai Chee

Mgmt

For

Against

Against

8

Elect Richard Stanley

Mgmt

For

For

For

9

Elect Euleen GOH Yiu Kiang

Mgmt

For

For

For

10

Elect Bart Broadman

Mgmt

For

For

For

11

Re-appoint Mr. Andrew Robert Fowell Buxton as a Director pursuant to Section 153[6] of the Companies Act, Chapter 50, to hold office from the date of this AGM until the next AGM the Company

Mgmt

For

For

For

12

Authorize the Board of Directors of the Company to a] allot and issue from time to time such number of ordinary shares in the capital of the Company [DBSH ordinary shares] as may be required to be issued pursuant to the exercise of options under the DBSH share option plan; and b] offer and grant awards in accordance with the provisions of the DBSH share plan and to allot and issue from time to time such number of DBSH ordinary shares as may be required to be issued pursuant to the vesting of awards under the DBSH share plan, provided always that the aggregate number of new DBSH ordinary shares to be issued pursuant to the exercise of options granted under the DBSH share option plan and the vesting of awards granted or to be granted under the DBSH share plan shall not exceed 7.5% of the total number of issued shares [excluding treasury shares] in the capital of the Company from time to time

Mgmt

For

For

For

 


 

13

Authorize the Directors of the Company to a] [i] issue shares in the capital of the Company [shares] whether by way of rights, bonus or otherwise; and/or [ii] make or grant offers, agreements or options [collectively,  Instruments ] that might or would require shares to be issued, including but not limited to the creation and issue of [as well as adjustments to] warrants, debentures or other instruments convertible into shares, at any time and upon such terms and conditions and for such purposes and to such persons as the Directors may in their absolute discretion deem fit; and [b] [notwithstanding the authority conferred by this resolution may have ceased to be in force] issue shares in pursuance of any instrument made or granted by the Directors while this Resolution was in force, provided that [1] the aggregate number of shares to be issued pursuant to this resolution [including shares to be issued in pursuance of instruments made or granted pursuant to this Resolution] does not exceed 50% of the total number of issued shares [excluding treasury shares] in the capital of the Company [as calculated in accordance with paragraph [2] below], of which the aggregate number of shares to be issued other than on a pro rata basis to shareholders of the Company [including shares to be issued in pursuance of instruments made or granted pursuant to this resolution] does not exceed 10% of the total number of issued shares [excluding treasury shares] in the capital of the Company [as calculated in accordance with paragraph [2] below]; [2] [subject to such manner of calculation and adjustments as may be prescribed by the Singapore Exchange Securities Trading Limited [SGX-ST]] for the purpose of determining the aggregate number of shares that may be issued under paragraph [1] above, the percentage of issued shares shall be based on the total number of issued shares [excluding treasury shares] in the capital of the Company at the time this resolution is passed, after adjusting for

Mgmt

For

For

For

14

Non-Voting Meeting Note

N/A

N/A

N/A

N/A

 


 

DBS Group Holdings Ltd

 

Ticker

Security ID:

Meeting Date

Meeting Status

 

CINS Y20246107

04/08/2009

Voted

Meeting Type

Country of Trade

 

 

Special

Singapore

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1

Authorize the Directors for the purposes of Sections 76C and 76E of the Companies Act, Chapter 50 [the Companies Act], to purchase or otherwise acquire issued ordinary shares in the capital of DBSH [ordinary shares] not exceeding in aggregate the maximum percentage [as specified], at such price or prices as may be determined by the Directors from time to time up to the maximum price [as specified], whether by way of: [i] market purchase[s] on the Singapore Exchange Securities Trading Limited [SGX-ST] transacted through the Central Limit Order Book trading system and/or any other securities exchange on which the ordinary shares may for the time being be listed and quoted [Other Exchange]; and/or [ii] off-market purchase[s] [if effected otherwise than on the SGX-ST or, as the case may be, other exchange] in accordance with any equal access scheme[s] as may be determined or formulated by the Directors as they consider fit, which scheme[s] shall satisfy all the conditions prescribed by the Companies Act, and otherwise in accordance with all other laws and regulations and rules of the SGX-ST or, as the case may be, other exchange as may for the time being be applicable, [the share purchase mandate]; [Authority expires the earlier of the date on which the next AGM of DBSH is held and the date by which the next AGM of DBSH is required by law to be held]; and to complete and do all such acts and things [including executing such documents as may be required] as they and/or he may consider expedient or necessary to give effect to the transactions contemplated and/or authorized by this resolution

Mgmt

For

For

For

2

Approve, pursuant to Rule 14.1 of the rules of the DBSH Share Plan [the Plan] and further to the ordinary resolution passed by the Company in general meeting on 21 APR 2003, the extension of the duration of the Plan for a further period of 10 years from 18 SEP 2009 up to 17 SEP 2019; and amend the Rule 8.1 of the Plan as specified

Mgmt

For

For

For

3

Amend the Articles of Association

Mgmt

For

For

For

4

Authorize the Directors of the Company, contingent upon the passing of Resolution 3, pursuant to Section 161 of the Companies Act, to allot and issue from time to time such number of new ordinary shares, new NRPS [as specified] and new RPS [as specified] in the Company as may be required to be allotted and issued pursuant to the DBSH Scrip Dividend Scheme [as specified]

Mgmt

For

For

For

 


 

Demag Cranes AG

 

Ticker

Security ID:

Meeting Date

Meeting Status

 

CINS D17567104

03/03/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

Germany

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1

Non-Voting Meeting Note

N/A

N/A

N/A

N/A

2

Non-Voting Meeting Note

N/A

N/A

N/A

N/A

3

Non-Voting Agenda Item

N/A

N/A

N/A

N/A

4

Allocation of Profits/Dividends

Mgmt

For

For

For

5

Ratification of the acts of the Board of Managing Directors

Mgmt

For

For

For

6

Ratification of the acts of the Supervisory Board

Mgmt

For

For

For

7

Appointment of Auditor

Mgmt

For

For

For

8

Amendment Regarding Age Limits for Supervisory Board Members

Mgmt

For

For

For

9

Election of Dr. Rudolf Rupprecht to the Supervisory Board

Mgmt

For

For

For

10

Authority to Repurchase Shares

Mgmt

For

For

For

 

Denso Corporation

 

Ticker

Security ID:

Meeting Date

Meeting Status

 

CINS J12075107

06/24/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

Japan

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1

Allocation of Profits/Dividends

Mgmt

For

For

For

2

Amendments to Articles

Mgmt

For

For

For

3

Elect Kohichi Fukaya

Mgmt

For

Against

Against

4

Elect Nobuaki Katoh

Mgmt

For

For

For

5

Elect Hiromi Tokuda

Mgmt

For

Against

Against

6

Elect Kenji Ohya

Mgmt

For

Against

Against

7

Elect Mitsuharu Katoh

Mgmt

For

Against

Against

8

Elect Kohji Kobayashi

Mgmt

For

Against

Against

9

Elect Kazuo Hironaka

Mgmt

For

Against

Against

10

Elect Sohjiroh Tsuchiya

Mgmt

For

Against

Against

11

Elect Hikaru Sugi

Mgmt

For

Against

Against

12

Elect Shinji Shirasaki

Mgmt

For

Against

Against

13

Elect Shohichiroh Toyoda

Mgmt

For

Against

Against

14

Elect Tsutomu Saitoh

Mgmt

For

For

For

15

Elect Masato Iwase

Mgmt

For

Against

Against

16

Stock Option Plan

Mgmt

For

For

For

17

Retirement Allowances for Statutory Auditors

Mgmt

For

For

For

 


 

Deutsche Lufthansa AG

 

Ticker

Security ID:

Meeting Date

Meeting Status

 

CINS D1908N106

04/24/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

Germany

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1

Non-Voting Meeting Note

N/A

N/A

N/A

N/A

2

Non-Voting Meeting Note

N/A

N/A

N/A

N/A

3

Non-Voting Meeting Note

N/A

N/A

N/A

N/A

4

Non-Voting Agenda Item

N/A

N/A

N/A

N/A

5

Appropriation of the distributable profit for the 2008 financial year

Mgmt

For

For

For

6

Approval of Executive Board s acts for the 2008 financial year

Mgmt

For

For

For

7

Approval of Supervisory Board s acts for the 2008 financial year

Mgmt

For

For

For

8

Authorisation to purchase own shares

Mgmt

For

For

For

9

Authority to Increase Capital for Employee Share Purchase Plan

Mgmt

For

For

For

10

Amendments to Articles

Mgmt

For

For

For

11

Appointment of Auditor

Mgmt

For

For

For

 

Dongfeng Motor Group Company Limited

 

Ticker

Security ID:

Meeting Date

Meeting Status

 

CINS Y21042109

04/14/2009

Voted

Meeting Type

Country of Trade

 

 

Special

China

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1

Non-Voting Meeting Note

N/A

N/A

N/A

N/A

2

Related Party Transactions

Mgmt

For

For

For

3

Issuance of Corporate Bonds

Mgmt

For

For

For

 

E.ON AG

 

Ticker

Security ID:

Meeting Date

Meeting Status

 

CINS D24914133

05/06/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

Germany

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1

Non-Voting Meeting Note

N/A

N/A

N/A

N/A

2

Non-Voting Meeting Note

N/A

N/A

N/A

N/A

3

Non-Voting Agenda Item

N/A

N/A

N/A

N/A

4

Allocation of Profits/Dividends

Mgmt

For

For

For

5

Ratification of Management Board Acts

Mgmt

For

For

For

6

Ratification of Supervisory Board Acts

Mgmt

For

For

For

7

Elect Jens Heyerdahl

Mgmt

For

For

For

8

Appointment of Auditor

Mgmt

For

For

For

9

Appointment of Auditor for Interim Reports

Mgmt

For

For

For

10

Authority to Repurchase Shares

Mgmt

For

For

For

11

Increase in Authorized Capital

Mgmt

For

For

For

 


 

12

Resolution on the authorization to issue convertible and/or warrant bonds , profit-sharing rights and/or participating bonds, the creation of contingent capital, and the corresponding amendment to the Articles of Association a) authorization I: the Board of Managing Directors shall be authorized, with the con sent of the Supervisory Board, to issue bonds or profit-sharing rights of up to EUR 5,000,000,000, conferring convertible and/or option rights for shares of the Company, on or before 05 MAY 2014 shareholders shall be granted subscription except, for residual amounts, for the granting of such rights to other bondholders, and for the issue of bonds conferring convertible and/or option rights for shares of the company of up to 10% of the share capital if such bonds are issued at a price not materially below their theoretical market value shareholders  subscription rights shall also be excluded for the issue o f profit-sharing rights and/or participating bonds without convertible or option rights with debenture like features, the Company s share capital shall be increased accordingly by up to EUR 175,000,000 through the issue of up to 175,000,000 new registered shares, insofar as convertible and/or option rights are exercised [contingent capital 2009 I]

Mgmt

For

For

For

13

Resolution on the authorization to issue convertible and/or warrant bonds , profit-sharing rights and/or participating bonds, the creation of contingent capital, and the corresponding amendment to the Articles of Association b) authorization ii: the board of Managing Directors shall be authorized, with the consent of the Supervisory Board, to issue bonds or profit-sharing rights of up to EUR 5,000,000,000, conferring convertible and/or option rights for shares of the company, on or before 05 May 2014, shareholders shall be granted subscription except, for residual amounts, for the granting of such rights to other bondholders, and for the issue of bonds conferring convertible and/or option rights for shares of the company of up to 10 pct. of the share capital if such bonds are issued at a price not materially below their theoretical market value, shareholders  subscription rights shall also be excluded for the issue o f profit-sharing rights and/or participating bonds without convertible or option rights with debenture-like features, the Company s share capital shall be increased accordingly by up to EUR 175,000,000 through the issue of up to 175,000,000 new registered shares, insofar as convertible and/or option rights are exercised [contingent capital 2009 II]

Mgmt

For

For

For

14

Amendment to Corporate Purpose

Mgmt

For

For

For

15

Amendments to the Articles of Association in accordance with the implementation of the shareholders rights act [ARUG] a) amendment to section 19[2]2 of the Articles of Association in respect of the Board of Directors being authorized to allow the audiovisual transmission of the shareholders meeting

Mgmt

For

For

For

 


 

16

Amendments to the Articles of Association in accordance with the implementation of the shareholders rights act [ARUG] b) amendment to section 20[1] of the Articles of Association in respect of proxy-voting instructions being issued in written or electronically in a manner defined by the Company

Mgmt

For

For

For

17

Amendments to the Articles of Association in accordance with the implementation of the shareholders rights act [ARUG] c) amendment to section 18[2] of the Articles of Association in respect of shareholders being entitled to participate and vote at the shareholders meeting if they register with the Company by the sixth day prior to the meeting

Mgmt

For

For

For

18

Intra-Company Contract

Mgmt

For

For

For

19

Intra-Company Contract

Mgmt

For

For

For

20

Non-Voting Meeting Note

N/A

N/A

N/A

N/A

 

Enel S.p.A.

 

Ticker

Security ID:

Meeting Date

Meeting Status

 

CINS T3679P115

04/27/2009

Take No Action

Meeting Type

Country of Trade

 

 

Mix

Italy

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1

Non-Voting Meeting Note

N/A

N/A

TNA

N/A

2

Accounts and Reports

Mgmt

For

TNA

N/A

3

Approve the allocation of profits and of available reserves

Mgmt

For

TNA

N/A

4

Authority to Issue Shares w/ Preemptive Rights

Mgmt

For

TNA

N/A

5

Non-Voting Meeting Note

N/A

N/A

TNA

N/A

 

Fomento Economico Mexicano SAB de CV

 

Ticker

Security ID:

Meeting Date

Meeting Status

FMX

CUSIP 344419106

03/25/2009

Voted

Meeting Type

Country of Trade

 

 

Special

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1

Accounts and Reports

Mgmt

For

For

For

2

Report on Tax Compliance

Mgmt

For

For

For

3

Allocation of Profits/Dividends

Mgmt

For

For

For

4

Authority to Repurchase Shares

Mgmt

For

For

For

5

Election of Directors; Fees

Mgmt

For

Against

Against

6

Election of Board Committee Members; Fees

Mgmt

For

Against

Against

7

Election of Meeting Delegates

Mgmt

For

For

For

8

Reading And, If Applicable, Approval Of The Minute.

Mgmt

For

For

For

 


 

France Telecom

 

Ticker

Security ID:

Meeting Date

Meeting Status

 

CINS F4113C103

05/26/2009

Voted

Meeting Type

Country of Trade

 

 

Mix

France

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1

Non-Voting Meeting Note

N/A

N/A

N/A

N/A

2

Non-Voting Meeting Note

N/A

N/A

N/A

N/A

3

Accounts and Reports; Ratification of Board Acts

Mgmt

For

For

For

4

Consolidated Accounts and Reports

Mgmt

For

For

For

5

Allocation of Profits/Dividends; Form of Dividend Payment

Mgmt

For

For

For

6

Related Party Transactions

Mgmt

For

For

For

7

Appointment of Auditor (Ernst & Young)

Mgmt

For

For

For

8

Appointment of Alternate Auditor (Auditex)

Mgmt

For

For

For

9

Appointment of Auditor (Deloitte & Associés)

Mgmt

For

For

For

10

Appointment of Alternate Auditor (BEAS)

Mgmt

For

For

For

11

Authority to Trade in Company Stock

Mgmt

For

Against

Against

12

Amendment Regarding Director Share Ownership

Mgmt

For

For

For

13

Authority to Issue Shares and/or Convertible Securities w/ Preemptive Rights; Authority to Issue Debt Instruments

Mgmt

For

For

For

14

Authority to Issue Shares and/or Convertible Securities w/o Preemptive Rights; Authority to Issue Debt Instruments

Mgmt

For

For

For

15

Authority to Increase Share Issuance Limit

Mgmt

For

For

For

16

Authority to Increase Capital in Case of Exchange Offer

Mgmt

For

For

For

17

Authority to Increase Capital in Consideration for Contributions in Kind

Mgmt

For

For

For

18

Authority to Issue Shares w/o Preemptive Rights Through Private Placement

Mgmt

For

For

For

19

Authority to Issue Warrants Through Private Placement

Mgmt

For

For

For

20

Global Ceiling on Capital Increases

Mgmt

For

For

For

21

Authority to Issue Debt Instruments

Mgmt

For

For

For

22

Authority to Increase Capital Through Capitalizations

Mgmt

For

For

For

23

Authority to Issue Restricted Stock

Mgmt

For

Against

Against

24

Authority to Issue Shares and/or Convertible Securities Under Employee Savings Plan

Mgmt

For

For

For

25

Authority to Cancel Shares and Reduce Capital

Mgmt

For

For

For

26

Authority to Carry Out Formalities

Mgmt

For

For

For

 


 

Fujifilm Holdings Corporation (fka Fuji Photo Film Co Limited)

 

Ticker

Security ID:

Meeting Date

Meeting Status

 

CINS J14208102

06/26/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

Japan

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1

Non-Voting Meeting Note

N/A

N/A

N/A

N/A

2

Allocation of Profits/Dividends

Mgmt

For

For

For

3

Amendments to Articles

Mgmt

For

For

For

4

Elect Shigetaka Komori

Mgmt

For

For

For

5

Elect Toshio Takahashi

Mgmt

For

Against

Against

6

Elect Tadashi Sasaki

Mgmt

For

Against

Against

7

Elect Tadahito Yamamoto

Mgmt

For

Against

Against

8

Elect Nobuoki Okamura

Mgmt

For

Against

Against

9

Elect Teisuke Kitayama

Mgmt

For

For

For

10

Elect Yuzoh Toda

Mgmt

For

Against

Against

11

Elect Nobuaki Inoue

Mgmt

For

Against

Against

12

Elect Toshimitsu Kawamura

Mgmt

For

Against

Against

13

Retirement Allowances and Special Allowances for Directors

Mgmt

For

For

For

14

Retirement Allowances and Special Allowances for Statutory Auditors

Mgmt

For

For

For

15

Stock Option Plan

Mgmt

For

Against

Against

 

Gamesa Corporacion Tecnologica S.A.

 

Ticker

Security ID:

Meeting Date

Meeting Status

 

CINS E54667113

05/28/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

Spain

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1

Non-Voting Meeting Note

N/A

N/A

N/A

N/A

2

Accounts and Reports

Mgmt

For

For

For

3

Allocation of Profits/Dividends

Mgmt

For

For

For

4

Presentation of Management Report

Mgmt

For

For

For

5

Ratification of Board Acts

Mgmt

For

For

For

6

Ratification of the Co-option of Iberdrola S.A.

Mgmt

For

For

For

7

Ratification of the Co-option of Carlos Fernández-Lerga Garralda

Mgmt

For

For

For

8

Appointment of Auditor

Mgmt

For

Against

Against

9

Authority to Repurchase Shares

Mgmt

For

For

For

10

Long-Term Incentive Plan

Mgmt

For

Against

Against

11

Authority to Carry Out Formalities

Mgmt

For

For

For

 

Gas Natural SDG S.A.

 

Ticker

Security ID:

Meeting Date

Meeting Status

 

CINS E5499B123

03/10/2009

Voted

Meeting Type

Country of Trade

 

 

Special

Spain

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1

Non-Voting Meeting Note

N/A

N/A

N/A

N/A

2

Non-Voting Meeting Note

N/A

N/A

N/A

N/A

3

Amendments to Articles

Mgmt

For

For

For

4

Authority to Issue Shares w/ Preemptive Rights

Mgmt

For

For

For

5

Ratify Mr. D. Narcis Serra I Serra as a Board Member

Mgmt

For

For

For

6

Grant authority to the Board to execute the agreements

Mgmt

For

For

For

 


 

Gas Natural SDG S.A.

 

Ticker

Security ID:

Meeting Date

Meeting Status

 

CINS E5499B123

06/26/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

Spain

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1

Non-Voting Meeting Note

N/A

N/A

N/A

N/A

2

Non-Voting Meeting Note

N/A

N/A

N/A

N/A

3

Accounts and Reports

Mgmt

For

For

For

4

Consolidated Accounts and Reports

Mgmt

For

For

For

5

Allocation of Profits/Dividends

Mgmt

For

For

For

6

Ratification of Board Acts

Mgmt

For

For

For

7

Appointment of Auditor

Mgmt

For

For

For

8

Elect Salvador Gabarró Serra

Mgmt

For

For

For

9

Elect Emiliano López Achurra

Mgmt

For

For

For

10

Elect Juan Rosell Lastortras

Mgmt

For

For

For

11

Approval of the Merger

Mgmt

For

For

For

12

Authority to Increase Capital

Mgmt

For

For

For

13

Authority to Repurchase Shares

Mgmt

For

For

For

14

Authority to Issue Shares w/ or w/o Preemptive Rights

Mgmt

For

For

For

15

Amend Article 2

Mgmt

For

For

For

16

Amend Article 9

Mgmt

For

For

For

17

Amend Article 15

Mgmt

For

For

For

18

Amend Article 16

Mgmt

For

For

For

19

Amend Article 17

Mgmt

For

For

For

20

Amend Article 18

Mgmt

For

For

For

21

Amend Article 32

Mgmt

For

For

For

22

Amend Article 64

Mgmt

For

For

For

23

Amend Article 69

Mgmt

For

For

For

24

Consolidated Articles of Association

Mgmt

For

For

For

25

Authority to Carry Out Formalities

Mgmt

For

For

For

 

George Weston Limited

 

Ticker

Security ID:

Meeting Date

Meeting Status

WNGRF

CUSIP 961148509

05/14/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

Canada

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1

Election of Directors (Slate)

Mgmt

For

For

For

2

Appointment of Auditor and Authority to Set Fees

Mgmt

For

For

For

 


 

Honda Motor Co., Ltd.

 

Ticker

Security ID:

Meeting Date

Meeting Status

 

CINS J22302111

06/23/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

Japan

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1

Non-Voting Meeting Note

N/A

N/A

N/A

N/A

2

Allocation of Profits/Dividends

Mgmt

For

For

For

3

Amendments to Articles

Mgmt

For

For

For

4

Elect Satoshi Aoki

Mgmt

For

Against

Against

5

Elect Takeo Fukui

Mgmt

For

For

For

6

Elect Koichi Kondoh

Mgmt

For

Against

Against

7

Elect Atsuyoshi Hyogo

Mgmt

For

Against

Against

8

Elect Mikio Yoshimi

Mgmt

For

Against

Against

9

Elect Takanobu Itoh

Mgmt

For

Against

Against

10

Elect Shigeru Takagi

Mgmt

For

Against

Against

11

Elect Akio Hamada

Mgmt

For

Against

Against

12

Elect Tetsuo Iwamura

Mgmt

For

Against

Against

13

Elect Tatsuhiro Ohyama

Mgmt

For

Against

Against

14

Elect Fumihiko Ike

Mgmt

For

Against

Against

15

Elect Masaya Yamashita

Mgmt

For

Against

Against

16

Elect Kensaku Hohgen

Mgmt

For

For

For

17

Elect Shoh Minekawa

Mgmt

For

Against

Against

18

Elect Hiroshi Soda

Mgmt

For

Against

Against

19

Elect Takuji Yamada

Mgmt

For

Against

Against

20

Elect Yoichi Hohjoh

Mgmt

For

Against

Against

21

Elect Nobuo Kuroyanagi

Mgmt

For

For

For

22

Elect Hiroshi Kobayashi

Mgmt

For

Against

Against

23

Elect Tsuneo Tanai

Mgmt

For

Against

Against

24

Elect Takuji Yamada

Mgmt

For

Against

Against

25

Elect Hideki Okada

Mgmt

For

Against

Against

26

Bonus

Mgmt

For

For

For

 

Hongkong Land Holdings Ltd.

 

Ticker

Security ID:

Meeting Date

Meeting Status

 

CINS G4587L109

05/06/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

Bermuda

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1

Accounts and Reports/Allocation of Final Dividend

Mgmt

For

For

For

2

Elect Mark Greenberg

Mgmt

For

Against

Against

3

Elect R. C. Kwock

Mgmt

For

For

For

4

Elect Lord Powell of Bayswater KCMG

Mgmt

For

Against

Against

5

Elect Percy Weatherall

Mgmt

For

For

For

6

Appointment of Auditor and Authority to Set Fees

Mgmt

For

For

For

7

Authority to Issue Shares w/ or w/o Preemptive Rights

Mgmt

For

For

For

8

Authority to Repurchase Shares

Mgmt

For

For

For

 


 

HSBC Holdings PLC

 

Ticker

Security ID:

Meeting Date

Meeting Status

 

CINS G4634U169

03/19/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United Kingdom

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1

Increase in Authorized Capital

Mgmt

For

For

For

2

Authorize the Directors, in substitution for any existing authority and for the purpose of Section 80 of the UK Companies Act 1985, [the Act] to allot relevant securities up to an aggregate nominal amount of USD2,530,200,000 in connection with the allotment of the new ordinary shares as specified pursuant to right issue[Authority expires at the conclusion of the AGM of the Company to be held in 2009]; and the Directors may allot relevant securities after the expiry of this authority in pursuance of such an offer or agreement made prior to such expiry

Mgmt

For

For

For

3

Authorize the Directors, subject to the passing of Resolution 2 and pursuant to Section 94 of the UK Companies Act 1985, [the Act] the subject of authority granted by Resolution 2 as if Section 89[1] of the Act displaying to any such allotment and in particular to make such allotments subject to such exclusions or other arrangements as the Directors may deem necessary or expedient in relation to fractional entitlements or securities represented by depository receipts or having regard to any restrictions, obligations or legal problems under the Laws of the requirements of any regulatory body or stock exchange in any territory or otherwise howsoever; [Authority expires the earlier of the conclusion of the AGM of the Company to be held in 2009]; and, authorize the Directors to allot equity securities in pursuance of such offers or agreement made prior to such expiry

Mgmt

For

For

For

4

Non-Voting Meeting Note

N/A

N/A

N/A

N/A

 


 

HSBC Holdings PLC

 

Ticker

Security ID:

Meeting Date

Meeting Status

 

CINS G4634U169

05/22/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United Kingdom

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1

Accounts and Reports

Mgmt

For

For

For

2

Directors’ Remuneration Report

Mgmt

For

Against

Against

3

Elect Safra Catz

Mgmt

For

For

For

4

Elect Vincent Cheng

Mgmt

For

For

For

5

Elect Marvin Cheung

Mgmt

For

For

For

6

Elect John Coombe

Mgmt

For

For

For

7

Elect José-Luis Durán

Mgmt

For

For

For

8

Elect Rona Fairhead

Mgmt

For

For

For

9

Elect Douglas Flint

Mgmt

For

For

For

10

Elect Sandy Flockhart

Mgmt

For

For

For

11

Elect William  Fung

Mgmt

For

For

For

12

Elect Michael Geoghegan

Mgmt

For

For

For

13

Elect Stephen Green

Mgmt

For

For

For

14

Elect Stuart Gulliver

Mgmt

For

For

For

15

Elect James Hughes-Hallett

Mgmt

For

For

For

16

Elect Sam Laidlaw

Mgmt

For

For

For

17

Elect J. Rachel Lomax

Mgmt

For

For

For

18

Elect Sir Mark Moody-Stuart

Mgmt

For

For

For

19

Elect Gwyn Morgan

Mgmt

For

For

For

20

Elect Narayana Murthy

Mgmt

For

For

For

21

Elect Simon Robertson

Mgmt

For

For

For

22

Elect John Thornton

Mgmt

For

For

For

23

Elect Sir Brian Williamson

Mgmt

For

For

For

24

Appointment of Auditor and Authority to Set Fees

Mgmt

For

For

For

25

Authority to Issue Shares w/ Preemptive Rights

Mgmt

For

For

For

26

Authority to Issue Shares w/o Preemptive Rights

Mgmt

For

For

For

27

Authority to Repurchase Shares

Mgmt

For

For

For

28

Adoption of New Articles

Mgmt

For

For

For

29

Authority to Set General Meeting Notice Period at 14 Days

Mgmt

For

Against

Against

 


 

Iberdrola S.A.

 

Ticker

Security ID:

Meeting Date

Meeting Status

 

CINS E6165F166

03/20/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

Spain

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1

Non-Voting Meeting Note

N/A

N/A

N/A

N/A

2

Accounts and Reports

Mgmt

For

For

For

3

Allocation of Profits/Dividends

Mgmt

For

For

For

4

Presentation of Management Reports

Mgmt

For

For

For

5

Ratification of Board Acts

Mgmt

For

For

For

6

Ratification of Board Acts

Mgmt

For

For

For

7

Ratification of Co-option of Samantha Barber

Mgmt

For

For

For

8

Authority to Repurchase Shares

Mgmt

For

For

For

9

Authority to Issue Debt Instruments

Mgmt

For

For

For

10

Authority to Issue Convertible Debt Instruments

Mgmt

For

For

For

11

Authority to List and Delist Securities

Mgmt

For

For

For

12

Authority to Create/Fund Foundations

Mgmt

For

For

For

13

Amendments to Articles

Mgmt

For

For

For

14

Amendments to General Meeting Regulations

Mgmt

For

For

For

15

Authority to Carry Out Formalities

Mgmt

For

For

For

 

Industrial & Commercial Bank of China (Asia) Limited (ICBC Asia)

 

Ticker

Security ID:

Meeting Date

Meeting Status

 

CINS ADPV10686

05/25/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

China

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1

Non-Voting Meeting Note

N/A

N/A

N/A

N/A

2

Directors’ Report

Mgmt

For

For

For

3

Supervisors’ Report

Mgmt

For

For

For

4

Financial Statements

Mgmt

For

For

For

5

Allocation of Profits/Dividends

Mgmt

For

For

For

6

Approve Fixed Assets Investment Budget

Mgmt

For

For

For

7

Appointment of Auditor and Authority to Set Fees

Mgmt

For

For

For

8

Directors and Supervisors’ Fees

Mgmt

For

For

For

9

Amendments to Articles

Mgmt

For

For

For

10

Amendments to Rules of Procedures for Shareholders’ General Meeting

Mgmt

For

For

For

11

Amendments to Rules of Procedures for Board of Directors

Mgmt

For

For

For

12

Amendments to Rules of Procedures for Board of Supervisors

Mgmt

For

For

For

13

Elect DONG Juan as Supervisor

Mgmt

For

For

For

14

Elect MENG Yan as Supervisor

Mgmt

For

For

For

15

Non-Voting Agenda Item

N/A

N/A

N/A

N/A

16

Non-Voting Agenda Item

N/A

N/A

N/A

N/A

 


 

Industrial & Commercial Bank of China (Asia) Limited (ICBC Asia)

 

Ticker

Security ID:

Meeting Date

Meeting Status

 

CINS ADPV10686

10/27/2008

Voted

Meeting Type

Country of Trade

 

 

Special

China

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1

Non-Voting Meeting Note

N/A

N/A

N/A

N/A

2

Appoint Mr. Jiang Jianqing as an Executive Director of the Bank

Mgmt

For

For

For

3

Appoint Mr. Yang Kaisheng as an Executive Director of the Bank

Mgmt

For

For

For

4

Appoint Mr. Zhang Furong as an Executive Director of the Bank

Mgmt

For

For

For

5

Appoint Mr. Niu Ximing as an Executive Director of the Bank

Mgmt

For

For

For

6

Elect LEUNG Kam Chung

Mgmt

For

For

For

7

Elect John L. Thornton

Mgmt

For

For

For

8

Elect QIAN Yingyi

Mgmt

For

For

For

9

Elect Frank WONG Kwong Shing

ShrHoldr

N/A

For

N/A

10

Appoint Mr. Huan Huiwu as a Non-Executive Director of the Bank

ShrHoldr

N/A

For

N/A

11

Appoint Mr. Gao Jianhong as a Non-Executive Director of the Bank

ShrHoldr

N/A

For

N/A

12

Appoint Ms. Li Chunxiang as a Non-Executive Director of the Bank

ShrHoldr

N/A

For

N/A

13

Appoint Mr. Li Jun as a Non-Executive Director of the Bank

ShrHoldr

N/A

For

N/A

14

Appoint Mr. Li Xiwen as a Non-Executive Director of the Bank

ShrHoldr

N/A

For

N/A

15

Appoint Mr. Wei Fusheng as a Non-Executive Director of the Bank

ShrHoldr

N/A

For

N/A

16

Appoint Ms. Wang Chixi as a shareholder Supervisor of the Bank

Mgmt

For

For

For

17

Authority to Issue Debt Instruments

Mgmt

For

For

For

 


 

ING Groep N.V.

 

Ticker

Security ID:

Meeting Date

Meeting Status

 

CINS N4578E413

04/27/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

Netherlands

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1

Non-Voting Meeting Note

N/A

N/A

N/A

N/A

2

Non-Voting Meeting Note

N/A

N/A

N/A

N/A

3

Non-Voting Agenda Item

N/A

N/A

N/A

N/A

4

Non-Voting Agenda Item

N/A

N/A

N/A

N/A

5

Non-Voting Agenda Item

N/A

N/A

N/A

N/A

6

Approve the annual accounts for 2008

Mgmt

For

For

For

7

Non-Voting Agenda Item

N/A

N/A

N/A

N/A

8

Allocation of Profits/Dividends

Mgmt

For

For

For

9

Non-Voting Agenda Item

N/A

N/A

N/A

N/A

10

Non-Voting Agenda Item

N/A

N/A

N/A

N/A

11

Non-Voting Agenda Item

N/A

N/A

N/A

N/A

12

Ratification of Executive Board Acts

Mgmt

For

For

For

13

Ratification of Supervisory Board Acts

Mgmt

For

For

For

14

Elect Jan Hommen

Mgmt

For

For

For

15

Elect Patrick Flynn

Mgmt

For

For

For

16

Re-appoint Mr.Godfried Van Der Lugt as the Member of the Supervisory Board

Mgmt

For

For

For

17

Appoint Mr.Tineke Bahlmann as the Member of the Supervisory Board

Mgmt

For

For

For

18

Appoint Mr.Jeroen Van Der Veer as the Member of the Supervisory Board

Mgmt

For

For

For

19

Appoint Mr. Lodewijk De Waal as the Member of the Supervisory Board

Mgmt

For

For

For

20

Authority to Issue Shares w/ or w/o Preemptive Rights

Mgmt

For

For

For

21

Authority to Repurchase Shares

Mgmt

For

For

For

22

Non-Voting Agenda Item

N/A

N/A

N/A

N/A

 

INTERNATIONAL POWER PLC

 

Ticker

Security ID:

Meeting Date

Meeting Status

 

CINS G4890M109

05/21/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United Kingdom

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1

Accounts and Reports

Mgmt

For

For

For

2

Elect Ronald Spiers

Mgmt

For

Against

Against

3

Elect Anthony Isaac

Mgmt

For

For

For

4

Elect Mark Williamson

Mgmt

For

Against

Against

5

Elect Steve Riley

Mgmt

For

Against

Against

6

Elect John Roberts

Mgmt

For

For

For

7

Allocation of Profits/Dividends

Mgmt

For

For

For

8

Appointment of Auditor and Authority to Set Fees

Mgmt

For

For

For

9

Authority to Increase Authorised Capital

Mgmt

For

For

For

10

Directors’ Remuneration Report

Mgmt

For

For

For

11

Authority to Issue Shares w/ Preemptive Rights

Mgmt

For

For

For

12

Authority to Issue Shares w/o Preemptive Rights

Mgmt

For

For

For

13

Authority to Repurchase Shares

Mgmt

For

For

For

14

Authority to Set General Meeting Notice Period at 14 Days

Mgmt

For

Against

Against

 


 

Japan Tobacco Incorporated

 

Ticker

Security ID:

Meeting Date

Meeting Status

 

CINS J27869106

06/23/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

Japan

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1

Non-Voting Meeting Note

N/A

N/A

N/A

N/A

2

Allocation of Profits/Dividends

Mgmt

For

For

For

3

Amendments to Articles

Mgmt

For

For

For

4

Elect Masakazu Shimizu

Mgmt

For

Against

Against

5

Elect Kohichi Ueda

Mgmt

For

For

For

 

Keppel Corporation Limited

 

Ticker

Security ID:

Meeting Date

Meeting Status

 

CINS Y4722Z120

04/24/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

Singapore

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1

Non-Voting Meeting Note

N/A

N/A

N/A

N/A

2

Accounts and Reports

Mgmt

For

For

For

3

Allocation of Profits/Dividends

Mgmt

For

For

For

4

Elect YEO Wee Kiong

Mgmt

For

For

For

5

Elect CHOO Chiau Beng

Mgmt

For

Against

Against

6

Elect Sven Bang Ullring

Mgmt

For

For

For

7

Directors’ Fees and Remuneration Shares

Mgmt

For

For

For

8

Appointment of Auditor and Authority to Set Fees

Mgmt

For

For

For

9

Authority to Issue Shares w/ or w/o Preemptive Rights

Mgmt

For

For

For

10

Authority to Repurchase Shares

Mgmt

For

For

For

11

Related Party Transactions

Mgmt

For

For

For

12

Non-Voting Agenda Item

N/A

N/A

N/A

N/A

 

Kerry Group PLC

 

Ticker

Security ID:

Meeting Date

Meeting Status

 

CINS G52416107

05/12/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

Ireland

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1

Accounts and Reports

Mgmt

For

For

For

2

Allocation of Profits/Dividends

Mgmt

For

For

For

3

Elect Denis Buckley

Mgmt

For

Against

Against

4

Elect Michael Dowling

Mgmt

For

For

For

5

Elect Gerry Behan

Mgmt

For

For

For

6

Elect Noel Greene

Mgmt

For

For

For

7

Elect Flor Healy

Mgmt

For

For

For

8

Elect Kevin Kelly

Mgmt

For

For

For

9

Elect Brian Mehigan

Mgmt

For

For

For

10

Authority to Set Auditor’s Fees

Mgmt

For

For

For

11

Authority to Issue Shares w/ Preemptive Rights

Mgmt

For

For

For

12

Authority to Issue Shares w/o Preemptive Rights

Mgmt

For

For

For

13

Authority to Repurchase Shares

Mgmt

For

For

For

 


 

KONINKLIJKE AHOLD NV

 

Ticker

Security ID:

Meeting Date

Meeting Status

 

CINS N0139V142

04/28/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

Netherlands

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1

Non-Voting Meeting Note

N/A

N/A

N/A

N/A

2

Non-Voting Agenda Item

N/A

N/A

N/A

N/A

3

Non-Voting Agenda Item

N/A

N/A

N/A

N/A

4

Non-Voting Agenda Item

N/A

N/A

N/A

N/A

5

Adopt the 2008 financial statements

Mgmt

For

For

For

6

Approve the dividend over financial year2008

Mgmt

For

For

For

7

Ratification of Executive Board Acts

Mgmt

For

For

For

8

Grant discharge of liability of the Members of the Supervisory Board

Mgmt

For

For

For

9

Elect Lawrence Benjamin

Mgmt

For

For

For

10

Elect Stephanie Shern

Mgmt

For

For

For

11

Elect Derk Doijer

Mgmt

For

For

For

12

Elect B.J. Noteboom

Mgmt

For

For

For

13

Appointment of Auditor

Mgmt

For

For

For

14

Authority to Issue Shares w/ Preemptive Rights

Mgmt

For

For

For

15

Authority to Issue Shares w/o Preemptive Rights

Mgmt

For

For

For

16

Authority to Repurchase Shares

Mgmt

For

For

For

17

Authority to Reduce Share Capital

Mgmt

For

For

For

18

Non-Voting Agenda Item

N/A

N/A

N/A

N/A

19

Non-Voting Meeting Note

N/A

N/A

N/A

N/A

 

Lancashire Holdings Limited

 

Ticker

Security ID:

Meeting Date

Meeting Status

 

CINS G5361W104

05/14/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

Bermuda

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1

Accounts and Reports

Mgmt

For

For

For

2

Directors’ Remuneration Report

Mgmt

For

Against

Against

3

Appointment of Auditor

Mgmt

For

For

For

4

Authority to Set Auditor’s Fees

Mgmt

For

For

For

5

Elect Ralf Oelssner

Mgmt

For

For

For

6

Elect Robert Spass

Mgmt

For

Against

Against

7

Elect William Spiegel

Mgmt

For

For

For

8

Adoption of Bye-Laws

Mgmt

For

Against

Against

9

Accounts and Reports

Mgmt

For

For

For

10

Appointment of Auditor

Mgmt

For

For

For

11

Board Size

Mgmt

For

For

For

12

Elect Simon Burton

Mgmt

For

For

For

13

Elect Jens Juul

Mgmt

For

For

For

14

Elect Colin Alexander

Mgmt

For

For

For

15

Elect Elaine Whelan

Mgmt

For

For

For

16

Elect Charles Mathias

Mgmt

For

For

For

17

Elect Gohir Rashid

Mgmt

For

For

For

18

Accounts and Reports

Mgmt

For

For

For

19

Appointment of Auditor

Mgmt

For

For

For

20

Authority to Set Auditor’s Fees

Mgmt

For

For

For

21

Retire John Melcon

Mgmt

For

For

For

22

Retire Elaine Whelan

Mgmt

For

For

For

23

Retire Giles Hussey

Mgmt

For

For

For

24

Retire Paul Gregory

Mgmt

For

For

For

25

Elect John Melcon

Mgmt

For

For

For

26

Elect Elaine Whelan

Mgmt

For

For

For

27

Elect Giles Hussey

Mgmt

For

For

For

28

Elect Paul Gregory

Mgmt

For

For

For

 


 

Leopalace21 Corp.

 

Ticker

Security ID:

Meeting Date

Meeting Status

 

CINS J38781100

06/29/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

Japan

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1

Non-Voting Meeting Note

N/A

N/A

N/A

N/A

2

Amendments to Articles

Mgmt

For

For

For

3

Elect Yoshiteru Kitagawa

Mgmt

For

For

For

4

Elect Eisei Miyama

Mgmt

For

Against

Against

5

Elect Tadahiro Miyama

Mgmt

For

Against

Against

6

Elect Hiroyuki Miyata

Mgmt

For

Against

Against

7

Elect Yoshikazu Miike

Mgmt

For

Against

Against

8

Elect Kou Kimura

Mgmt

For

Against

Against

9

Elect Yohsuke Kitagawa

Mgmt

For

Against

Against

10

Elect Satoshi Abe

Mgmt

For

Against

Against

11

Elect Hiroshi Takeda

Mgmt

For

Against

Against

12

Elect Naomichi Mochida

Mgmt

For

Against

Against

13

Elect Shinya Watanabe

Mgmt

For

Against

Against

14

Special Allowances for Directors

Mgmt

For

For

For

15

Retirement Allowances for Statutory Auditors

Mgmt

For

For

For

16

Stock Option Plan for directors

Mgmt

For

Against

Against

17

Stock Option Plan for Employees

Mgmt

For

For

For

 

Lloyds Banking Group plc (fka Lloyds TSB Group plc)

 

Ticker

Security ID:

Meeting Date

Meeting Status

 

CINS G5542W106

11/19/2008

Voted

Meeting Type

Country of Trade

 

 

Annual

United Kingdom

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1

Approval of the Acquisition

Mgmt

For

For

For

2

Waiver of Mandatory Takeover Requirement

Mgmt

For

For

For

3

Increase in Authorized Capital and Authority to Issue Shares Pursuant to the Acquisition

Mgmt

For

For

For

4

Capitalisation of Share Premium Account

Mgmt

For

For

For

5

Increase Non-Executive Directors’ Fees

Mgmt

For

For

For

6

Authority to Repurchase Shares

Mgmt

For

For

For

7

Authority to Issue Shares w/o Preemptive Rights

Mgmt

For

For

For

8

Change of Company Name

Mgmt

For

For

For

9

Non-Voting Meeting Note

N/A

N/A

N/A

N/A

 

MTU Aero Engines Holding AG

 

Ticker

Security ID:

Meeting Date

Meeting Status

 

CINS D5565H104

05/26/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

Germany

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1

Non-Voting Meeting Note

N/A

N/A

N/A

N/A

2

Non-Voting Meeting Note

N/A

N/A

N/A

N/A

3

Non-Voting Agenda Item

N/A

N/A

N/A

N/A

4

Allocation of Profits/Dividends

Mgmt

For

For

For

5

Ratification of Management Board Acts

Mgmt

For

For

For

6

Ratification of Supervisory Board Acts

Mgmt

For

For

For

7

Elect Joachim Rauhut

Mgmt

For

For

For

8

Appointment of Auditor

Mgmt

For

For

For

9

Authority to Repurchase Shares

Mgmt

For

For

For

 


 

Nabtesco Corp.

 

Ticker

Security ID:

Meeting Date

Meeting Status

 

CINS J4707Q100

06/24/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

Japan

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1

Non-Voting Meeting Note

N/A

N/A

N/A

N/A

2

Allocation of Profits/Dividends

Mgmt

For

For

For

3

Amendments to Articles

Mgmt

For

For

For

4

Elect Kazuyuki Matsumoto

Mgmt

For

For

For

5

Elect Hiroshi Sawa

Mgmt

For

Against

Against

6

Elect Tamotsu Matsuda

Mgmt

For

Against

Against

7

Elect Shigeki Tsubouchi

Mgmt

For

Against

Against

8

Elect Yohichi Inoue

Mgmt

For

Against

Against

9

Elect Yohsuke Mishiro

Mgmt

For

Against

Against

10

Elect Yujiroh Imamura

Mgmt

For

Against

Against

11

Elect Hiroyuki Aoi

Mgmt

For

Against

Against

12

Elect Tsutomu Sakamoto

Mgmt

For

Against

Against

13

Elect Kazuhide Naraki

Mgmt

For

For

For

14

Retirement Allowances and Special Allowances for Directors and Statutory Auditors

Mgmt

For

For

For

15

Directors and Statutory Auditors’ Fees

Mgmt

For

For

For

16

Stock Option Plan

Mgmt

For

For

For

 

National Bank Of Greece

 

Ticker

Security ID:

Meeting Date

Meeting Status

 

CINS X56533114

06/02/2009

Take No Action

Meeting Type

Country of Trade

 

 

Annual

Greece

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1

Reports of Board of Directors and Auditor

Mgmt

For

TNA

N/A

2

Accounts; Allocation of Profits/Dividends

Mgmt

For

TNA

N/A

3

Ratification of Board and Auditor’s Acts

Mgmt

For

TNA

N/A

4

Directors’ Fees; Management Compensation

Mgmt

For

TNA

N/A

5

Board’s Transactions

Mgmt

For

TNA

N/A

6

Ratification of Co-option of Board Member; Announcement of Board Appointment

Mgmt

For

TNA

N/A

7

Appointment of Auditor and Authority to Set Fees

Mgmt

For

TNA

N/A

8

Other Business

Mgmt

Abstain

TNA

N/A

 

Nestle S.A.

 

Ticker

Security ID:

Meeting Date

Meeting Status

 

CINS H57312649

04/23/2009

Take No Action

Meeting Type

Country of Trade

 

 

Annual

Switzerland

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1

Non-Voting Meeting Note

N/A

N/A

TNA

N/A

2

Non-Voting Meeting Note

N/A

N/A

TNA

N/A

3

Accounts and Reports

Mgmt

For

TNA

N/A

4

Receive the 2008 compensation report

Mgmt

For

TNA

N/A

5

Approve to release the Members of the Board of Directors and the Management

Mgmt

For

TNA

N/A

6

Allocation of Profits/Dividends

Mgmt

For

TNA

N/A

7

Re-elect Mr. Daniel Borel to the Board of Directors

Mgmt

For

TNA

N/A

8

Re-elect Mrs. Carolina Mueller Mohl to the Board of Directors

Mgmt

For

TNA

N/A

9

Appointment of Auditor

Mgmt

For

TNA

N/A

10

Reduction of Share Capital

Mgmt

For

TNA

N/A

 


 

Nifco

 

Ticker

Security ID:

Meeting Date

Meeting Status

 

CINS 654101104

06/24/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

Japan

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1

Allocation of Profits/Dividends

Mgmt

For

For

For

2

Amendments to Articles

Mgmt

For

For

For

3

Elect Nobuaki Omata

Mgmt

For

Against

Against

4

Elect Mikio Yokogawa

Mgmt

For

For

For

5

Election of Alternate Statutory Auditor

Mgmt

For

For

For

 

Nintendo Co Ltd

 

Ticker

Security ID:

Meeting Date

Meeting Status

 

CINS J51699106

06/26/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

Japan

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1

Non-Voting Meeting Note

N/A

N/A

N/A

N/A

2

Allocation of Profits/Dividends

Mgmt

For

For

For

3

Amendments to Articles

Mgmt

For

For

For

4

Elect Satoru Iwata

Mgmt

For

For

For

5

Elect Yoshihiro Mori

Mgmt

For

Against

Against

6

Elect Shinji Hatano

Mgmt

For

Against

Against

7

Elect Genyoh Takeda

Mgmt

For

Against

Against

8

Elect Shigeru Miyamoto

Mgmt

For

Against

Against

9

Elect Nobuo Nagai

Mgmt

For

Against

Against

10

Elect Masaharu Matsumoto

Mgmt

For

Against

Against

11

Elect Eiichi Suzuki

Mgmt

For

Against

Against

12

Elect Kazuo Kawahara

Mgmt

For

Against

Against

13

Elect Tatsumi Kimishima

Mgmt

For

Against

Against

14

Elect Kaoru Takemura

Mgmt

For

Against

Against

15

Elect Kohji Yoshida

Mgmt

For

Against

Against

 

Nippon Telegraph And Telephone Corporation

 

Ticker

Security ID:

Meeting Date

Meeting Status

 

CINS J59396101

06/24/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

Japan

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1

Non-Voting Meeting Note

N/A

N/A

N/A

N/A

2

Allocation of Profits/Dividends

Mgmt

For

For

For

3

Amendments to Articles

Mgmt

For

For

For

4

Elect Hiromichi Shinohara

Mgmt

For

Against

Against

5

Elect Tetsuya Shohji

Mgmt

For

Against

Against

 

Noble Corporation

 

Ticker

Security ID:

Meeting Date

Meeting Status

NE

CUSIP G65422100

03/17/2009

Voted

Meeting Type

Country of Trade

 

 

Special

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1

Reincorporation from the Cayman Islands to Switzerland

Mgmt

For

For

For

2

Right to Adjourn Meeting

Mgmt

For

Against

Against

 


 

Noble Corporation

 

Ticker

Security ID:

Meeting Date

Meeting Status

NE

CUSIP H5833N103

05/28/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1

Amendment to Par Value; Capital Repayment

Mgmt

For

For

For

2.1

Elect Julie Edwards

Mgmt

For

For

For

2.2

Elect Marc Leland

Mgmt

For

For

For

2.3

Elect David Williams

Mgmt

For

For

For

3

Appointment of Auditor

Mgmt

For

For

For

4

Amendment Regarding Supermajority Voting

Mgmt

For

For

For

 

Novartis AG

 

Ticker

Security ID:

Meeting Date

Meeting Status

 

CINS H5820Q150

02/24/2009

Take No Action

Meeting Type

Country of Trade

 

 

Annual

Switzerland

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1

Non-Voting Meeting Note

N/A

N/A

TNA

N/A

2

Non-Voting Meeting Note

N/A

N/A

TNA

N/A

3

Non-Voting Meeting Note

N/A

N/A

TNA

N/A

4

Accounts and Reports

Mgmt

For

TNA

N/A

5

Ratification of Board and Management Acts

Mgmt

For

TNA

N/A

6

Allocation of Profits/Dividends

Mgmt

For

TNA

N/A

7

Reduction of Share Capital

Mgmt

For

TNA

N/A

8

Shareholder Proposal Regarding an Advisory Vote on Compensation (Say on Pay)

ShrHoldr

Against

TNA

N/A

9

Amend Article 2 Paragraph 3 of the Articles of Incorporation as specified

Mgmt

For

TNA

N/A

10

Amend Articles 18 and 28 of the Articles of Incorporation as specified

Mgmt

For

TNA

N/A

11

Non-Voting Agenda Item

N/A

N/A

TNA

N/A

12

Elect Srikant Datar

Mgmt

For

TNA

N/A

13

Elect Andreas von Planta

Mgmt

For

TNA

N/A

14

Elect Wendelin Wiedeking

Mgmt

For

TNA

N/A

15

Elect Rolf Zinkernagel

Mgmt

For

TNA

N/A

16

Elect William Brody

Mgmt

For

TNA

N/A

17

Appointment of Auditor

Mgmt

For

TNA

N/A

 


 

NTT DoCoMo Incorporated

 

Ticker

Security ID:

Meeting Date

Meeting Status

 

CINS J59399105

06/19/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

Japan

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1

Non-Voting Meeting Note

N/A

N/A

N/A

N/A

2

Allocation of Profits/Dividends

Mgmt

For

For

For

3

Amendments to Articles

Mgmt

For

For

For

4

Elect Yoshitaka Makitani

Mgmt

For

Against

Against

 

OPAP S.A.

 

Ticker

Security ID:

Meeting Date

Meeting Status

 

CINS X3232T104

05/06/2009

Take No Action

Meeting Type

Country of Trade

 

 

Annual

Greece

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1

Non-Voting Meeting Note

N/A

N/A

TNA

N/A

2

Board of Directors and Auditor’s Report

Mgmt

For

TNA

N/A

3

Accounts and Reports

Mgmt

For

TNA

N/A

4

Allocation of Profits/Dividends

Mgmt

For

TNA

N/A

5

Ratification of Board and Auditor’s Acts

Mgmt

For

TNA

N/A

6

Directors’ Fees for 2008

Mgmt

For

TNA

N/A

7

Directors’ Fees for 2009

Mgmt

For

TNA

N/A

8

Appointment of Auditor and Authority to Set Fees

Mgmt

For

TNA

N/A

9

Ratification of Co-Option of Board Members and Appointment of Audit Committee

Mgmt

For

TNA

N/A

10

Approve Resignations

Mgmt

For

TNA

N/A

11

Related Party Transactions

Mgmt

For

TNA

N/A

12

Authorization of Legal Formalities

Mgmt

For

TNA

N/A

13

Announcements

Mgmt

Abstain

TNA

N/A

 


 

Outokumpu OYJ

 

Ticker

Security ID:

Meeting Date

Meeting Status

 

CINS X6026E100

03/18/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

Finland

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1

Non-Voting Meeting Note

N/A

N/A

N/A

N/A

2

Non-Voting Meeting Note

N/A

N/A

N/A

N/A

3

Non-Voting Agenda Item

N/A

N/A

N/A

N/A

4

Non-Voting Agenda Item

N/A

N/A

N/A

N/A

5

Non-Voting Agenda Item

N/A

N/A

N/A

N/A

6

Non-Voting Agenda Item

N/A

N/A

N/A

N/A

7

Non-Voting Agenda Item

N/A

N/A

N/A

N/A

8

Non-Voting Agenda Item

N/A

N/A

N/A

N/A

9

Adopt the accounts

Mgmt

For

For

For

10

Approve to pay a dividend of EUR 1.00 per share

Mgmt

For

For

For

11

Grant discharge from liability

Mgmt

For

Abstain

Against

12

Approve the remuneration of Board Members

Mgmt

For

For

For

13

Approve the number of Board Members

Mgmt

For

For

For

14

Election of Directors

Mgmt

For

For

For

15

Approve the remuneration of the Auditor[s]

Mgmt

For

For

For

16

Elect the Auditor[s]

Mgmt

For

For

For

17

Authorize Board to decide on acquiring Company s own shares

Mgmt

For

For

For

18

Authority to Issue Shares w/ or w/o Preemptive Rights

Mgmt

For

For

For

19

Amend the Articles of Association

Mgmt

For

For

For

20

Closing of the meeting

Mgmt

Abstain

For

Against

 

Paddy Power PLC

 

Ticker

Security ID:

Meeting Date

Meeting Status

 

CINS G68673105

05/14/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

Ireland

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1

Accounts and Reports

Mgmt

For

For

For

2

Allocation of Profits/Dividends

Mgmt

For

For

For

3

Elect Pádraig Ríordáin

Mgmt

For

Against

Against

4

Elect Fintan Drury

Mgmt

For

For

For

5

Elect Tom Grace

Mgmt

For

Against

Against

6

Elect Jack Massey

Mgmt

For

For

For

7

Authority to Set Auditor’s Fees

Mgmt

For

Against

Against

8

Authority to Issue Shares w/o Preemptive Rights

Mgmt

For

For

For

9

Authority to Repurchase Shares

Mgmt

For

For

For

10

Authority to Set Price of Reissued Treasury Shares

Mgmt

For

For

For

11

Amendments to Articles

Mgmt

For

For

For

12

Amendment to the Long Term Incentive Plan

Mgmt

For

For

For

 

Petrochina Co Ltd

 

Ticker

Security ID:

Meeting Date

Meeting Status

 

CINS Y6883Q104

07/31/2008

Voted

Meeting Type

Country of Trade

 

 

Special

China

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1

Issue of Domestic Corporate Bonds

Mgmt

For

For

For

 


 

Petrochina Co Ltd

 

Ticker

Security ID:

Meeting Date

Meeting Status

 

CINS Y6883Q104

10/21/2008

Voted

Meeting Type

Country of Trade

 

 

Special

China

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1

New Comprehensive Agreement and Annual Caps

Mgmt

For

Against

Against

2

Supplemental Agreement and Annual Caps

Mgmt

For

Against

Against

3

Non-Voting Meeting Note

N/A

N/A

N/A

N/A

 

Point Inc.

 

Ticker

Security ID:

Meeting Date

Meeting Status

 

CINS J63944102

05/27/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

Japan

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1

Non-Voting Meeting Note

N/A

N/A

N/A

N/A

2

Amendments to Articles

Mgmt

For

For

For

3

Elect Michio Fukuda

Mgmt

For

Against

Against

4

Elect Toshiaki Ishii

Mgmt

For

For

For

5

Elect Yohichi Endoh

Mgmt

For

Against

Against

6

Elect Akihiro Katsuyama

Mgmt

For

Against

Against

7

Elect Kenichi Sakurai

Mgmt

For

Against

Against

8

Elect Katsuji Tokimatsu

Mgmt

For

Against

Against

9

Elect Tsuyoshi Matsuda

Mgmt

For

Against

Against

10

Elect Akira Katoh

Mgmt

For

For

For

11

Directors’ Compensation Policy

Mgmt

For

For

For

 

Potash Corp of Saskatchewan

 

Ticker

Security ID:

Meeting Date

Meeting Status

POT

CUSIP 73755L107

05/07/2009

Voted

Meeting Type

Country of Trade

 

 

Special

Canada

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Elect Christopher Burley

Mgmt

For

For

For

1.2

Elect William Doyle

Mgmt

For

For

For

1.3

Elect John Estey

Mgmt

For

For

For

1.4

Elect Charles Hoffman

Mgmt

For

For

For

1.5

Elect Dallas Howe

Mgmt

For

For

For

1.6

Elect Alice Laberge

Mgmt

For

For

For

1.7

Elect Keith Martell

Mgmt

For

For

For

1.8

Elect Jeffrey McCaig

Mgmt

For

For

For

1.9

Elect Mary Mogford

Mgmt

For

For

For

1.10

Elect Paul Schoenhals

Mgmt

For

For

For

1.11

Elect E. Robert Stromberg

Mgmt

For

For

For

1.12

Elect Elena Viyella de Paliza

Mgmt

For

For

For

2

Appointment of Auditor

Mgmt

For

For

For

3

2009 Performance Option Plan

Mgmt

For

For

For

4

Shareholder Proposal Regarding Advisory Vote on Executive Compensation (Say on Pay)

Mgmt

Against

For

Against

 


 

PUBLICIS GROUPE SA

 

Ticker

Security ID:

Meeting Date

Meeting Status

 

CINS F7607Z165

06/09/2009

Voted

Meeting Type

Country of Trade

 

 

Mix

France

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1

Non-Voting Meeting Note

N/A

N/A

N/A

N/A

2

Non-Voting Meeting Note

N/A

N/A

N/A

N/A

3

Non-Voting Agenda Item

N/A

N/A

N/A

N/A

4

Non-Voting Agenda Item

N/A

N/A

N/A

N/A

5

Non-Voting Agenda Item

N/A

N/A

N/A

N/A

6

Non-Voting Agenda Item

N/A

N/A

N/A

N/A

7

Accounts and Reports

Mgmt

For

For

For

8

Consolidated Accounts and Reports

Mgmt

For

For

For

9

Allocation of Profits/Dividends

Mgmt

For

For

For

10

Ratification of Management Acts

Mgmt

For

For

For

11

Ratification of Supervisory Board Acts

Mgmt

For

For

For

12

Related Party Transactions

Mgmt

For

For

For

13

Ratification of Co-option of Tadashi Ishii

Mgmt

For

For

For

14

Authority to Trade in Company Stock

Mgmt

For

For

For

15

Authority to Cancel Shares and Reduce Capital

Mgmt

For

For

For

16

Authority to Issue Shares and/or Convertible Securities w/ Preemptive Rights; Authority to Issue Debt Instruments

Mgmt

For

For

For

17

Authority to Issue Shares and/or Convertible Securities w/o Preemptive Rights; Authority to Issue Debt Instruments

Mgmt

For

Against

Against

18

Authority to Set Offering Price of Shares

Mgmt

For

For

For

19

Authority to Increase Capital through Capitalizations

Mgmt

For

For

For

20

Authority to Increase Capital in Case of Exchange Offer

Mgmt

For

Against

Against

21

Authority to Increase Capital in Consideration for Contributions in Kind

Mgmt

For

For

For

22

Authority to Increase Share Issuance Limit

Mgmt

For

For

For

23

Authority to Issue and/or Convertible Securities under Employee Savings Plan

Mgmt

For

Against

Against

24

Authority to Issue Shares and/or Convertible Securities under Overseas Employee Savings Plan

Mgmt

For

For

For

25

Global Ceiling on Increases in Capital

Mgmt

For

For

For

26

Authority to Use Previous Authorizations as a Takeover Defense

Mgmt

For

Against

Against

27

Authority to Carry Out Formalities

Mgmt

For

For

For

 

Redecard S.A.

 

Ticker

Security ID:

Meeting Date

Meeting Status

 

CINS P79941103

04/30/2009

Take No Action

Meeting Type

Country of Trade

 

 

Special

Brazil

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1

Non-Voting Meeting Note

N/A

N/A

TNA

N/A

2

Non-Voting Meeting Note

N/A

N/A

TNA

N/A

3

Amend the Articles regarding creation of statutory Earnings reserve

Mgmt

For

TNA

N/A

4

Amendments to Articles

Mgmt

For

TNA

N/A

5

Amend the Articles 3 ,6 ,7 ,8 ,9 ,11 ,12, 13 ,14, 16 , 22 and 30

Mgmt

For

TNA

N/A

6

Amend the Articles regarding the Executive Officer Board

Mgmt

For

TNA

N/A

7

Approve to delete Sub-Section 5 of Article 27, Article 31, and Article 43

Mgmt

For

TNA

N/A

 


 

Repsol-YPF SA

 

Ticker

Security ID:

Meeting Date

Meeting Status

 

CINS E8471S130

05/14/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

Spain

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1

Non-Voting Meeting Note

N/A

N/A

N/A

N/A

2

Non-Voting Meeting Note

N/A

N/A

N/A

N/A

3

Accounts and Reports; Allocation of Profits/Dividends; Ratification of Board Acts

Mgmt

For

For

For

4

Elect Luis Suarez de Lezo Mantilla

Mgmt

For

For

For

5

Elect Maria Isabel Gabarró Miquel

Mgmt

For

For

For

6

Appointment of Auditor

Mgmt

For

For

For

7

Authority to Repurchase Shares

Mgmt

For

For

For

8

Authority to Issue Convertible Securities

Mgmt

For

For

For

9

Authority to Carry Out Formalities

Mgmt

For

For

For

 

Royal Bank of Scotland Group plc (The)

 

Ticker

Security ID:

Meeting Date

Meeting Status

 

CINS G76891111

11/20/2008

Voted

Meeting Type

Country of Trade

 

 

Annual

United Kingdom

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1

Open Offer and Placing

Mgmt

For

For

For

2

Waiver of Mandatory Takeover Requirement

Mgmt

For

For

For

 

Royal Dutch Shell plc

 

Ticker

Security ID:

Meeting Date

Meeting Status

 

CINS G7690A118

05/19/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United Kingdom

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1

Accounts and Reports

Mgmt

For

For

For

2

Directors’ Remuneration Report

Mgmt

For

For

For

3

Elect Simon Henry

Mgmt

For

Against

Against

4

Elect Lord Kerr

Mgmt

For

For

For

5

Elect Wim Kok

Mgmt

For

For

For

6

Elect Nick Land

Mgmt

For

For

For

7

Elect Jorma Ollila

Mgmt

For

Against

Against

8

Elect Jeroen van der Veer

Mgmt

For

Against

Against

9

Elect Hans Wijers

Mgmt

For

For

For

10

Appointment of Auditor

Mgmt

For

For

For

11

Authority to Set Auditor’s Fees

Mgmt

For

For

For

12

Authority to Issue Shares w/ Preemptive Rights

Mgmt

For

For

For

13

Authority to Issue Shares w/o Preemptive Rights

Mgmt

For

For

For

14

Authority to Repurchase Shares

Mgmt

For

For

For

15

EU Political Donations

Mgmt

For

For

For

16

Non-Voting Meeting Note

N/A

N/A

N/A

N/A

 


 

Salzgitter AG

 

Ticker

Security ID:

Meeting Date

Meeting Status

 

CINS D80900109

05/27/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

Germany

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1

Non-Voting Meeting Note

N/A

N/A

N/A

N/A

2

Non-Voting Meeting Note

N/A

N/A

N/A

N/A

3

Non-Voting Agenda Item

N/A

N/A

N/A

N/A

4

Allocation of Profits/Dividends

Mgmt

For

For

For

5

Ratification of Supervisory Board Acts

Mgmt

For

For

For

6

Ratification of Management Board Acts

Mgmt

For

For

For

7

Appointment of Auditor

Mgmt

For

For

For

8

Authority to Repurchase Shares

Mgmt

For

For

For

9

Increase in Authorized Capital

Mgmt

For

For

For

10

Authority to Issue Convertible Debt Instruments

Mgmt

For

For

For

 

Sanofi-Aventis

 

Ticker

Security ID:

Meeting Date

Meeting Status

 

CINS F5548N101

04/17/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

France

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1

Non-Voting Meeting Note

N/A

N/A

N/A

N/A

2

Non-Voting Meeting Note

N/A

N/A

N/A

N/A

3

Non-Voting Meeting Note

N/A

N/A

N/A

N/A

4

Approve the financial statements and statutory reports

Mgmt

For

For

For

5

Receive the consolidated financial statements and statutory reports

Mgmt

For

For

For

6

Approve the allocation of income and dividends of EUR 2.20 per share

Mgmt

For

For

For

7

Ratify the appointment of Mr. Chris Viehbacher as a Director

Mgmt

For

For

For

8

Approve the Auditors special report regarding related-party transactions

Mgmt

For

Against

Against

9

Severance Package (Christopher Viehbacher)

Mgmt

For

For

For

10

Grant authority for the repurchase of up to 10% of issued share capital

Mgmt

For

For

For

11

Authority to Issue Shares and/or Convertible Securities w/ Premeptive Rights; Authority to Issue Debt Instruments

Mgmt

For

For

For

12

Authority to Issue Shares and/or Convertible Securities w/o Preemptive Rights; Authority to Issue Debt Instruments

Mgmt

For

For

For

13

Increase in Authorized Capital in Consideration for Contributions in Kind

Mgmt

For

For

For

14

Authority to Increase Share Issuance Limit

Mgmt

For

Against

Against

15

Authority to Increase Capital through Capitalizations

Mgmt

For

For

For

16

Approve the Employee Stock Purchase Plan

Mgmt

For

Against

Against

17

Authority to Grant Stock Options to Management and Employees

Mgmt

For

Against

Against

18

Authority to Issue Restricted Stock to Management and Employees

Mgmt

For

Against

Against

19

Authority to Cancel Shares and Reduce Capital

Mgmt

For

For

For

20

Amend Article 15 of the Bylaws regarding the Audit Committee

Mgmt

For

For

For

21

Grant authority for the filing of required documents/other formalities

Mgmt

For

For

For

 


 

Santen Pharmaceutical Company Ltd.

 

Ticker

Security ID:

Meeting Date

Meeting Status

 

CINS J68467109

06/24/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

Japan

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1

Non-Voting Meeting Note

N/A

N/A

N/A

N/A

2

Allocation of Profits/Dividends

Mgmt

For

For

For

3

Amendments to Articles

Mgmt

For

For

For

4

Elect Takakazu Morita

Mgmt

For

Against

Against

5

Elect Akira Kurokawa

Mgmt

For

For

For

6

Elect Masahiro Mita

Mgmt

For

Against

Against

7

Elect Isao Muramatsu

Mgmt

For

For

For

8

Elect Noboru Kotani

Mgmt

For

For

For

9

Elect Tatsuhiko Hamamoto

Mgmt

For

For

For

10

Elect Toshiaki Nishihata

Mgmt

For

Against

Against

11

Retirement Allowances for Directors

Mgmt

For

For

For

12

Stock Option Plan for Directors

Mgmt

For

For

For

13

Stock Option Plan for Executive Officers

Mgmt

For

For

For

 

Schneider Electric Sa

 

Ticker

Security ID:

Meeting Date

Meeting Status

 

CINS F86921107

04/23/2009

Voted

Meeting Type

Country of Trade

 

 

Mix

France

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1

Non-Voting Meeting Note

N/A

N/A

N/A

N/A

2

Non-Voting Meeting Note

N/A

N/A

N/A

N/A

3

Approve the financial statements and statutory reports

Mgmt

For

For

For

4

Approve the consolidated financial statements and statutory reports

Mgmt

For

For

For

5

Approve the allocation of income and dividends of EUR 3.45 per share

Mgmt

For

For

For

6

Approve the Auditors special report regarding related party transactions

Mgmt

For

For

For

7

Terms of the Indemnity Agreement for Jean-Pascal Tricoire

Mgmt

For

For

For

8

Grant authority to repurchase of up to 10% of issued share capital

Mgmt

For

For

For

9

Relocation of Corporate Headquarters

Mgmt

For

For

For

10

Amendment to Corporate Purpose

Mgmt

For

For

For

11

Approve the share ownership disclosure threshold

Mgmt

For

For

For

12

Authority to Issue Shares w/ Preemptive Rights; Authority to Issue Debt Instruments

Mgmt

For

For

For

13

Authority to Issue Shares w/o Preemptive Rights; Authority to Issue Debt Instruments

Mgmt

For

For

For

14

Authority to Increase Share Issuance Limit

Mgmt

For

For

For

15

Grant authority to increase the capital for future exchange offers

Mgmt

For

For

For

16

Grant authority up to 3% of issued capital for use in Stock Option Plan

Mgmt

For

Against

Against

17

Grant authority up to 1% of issued capital for use in Restricted Stock Plan

Mgmt

For

Against

Against

18

Approve the Employee Stock Purchase Plan

Mgmt

For

For

For

19

Approve the Stock Purchase Plan reserved for International Employees

Mgmt

For

For

For

20

Authority to Cancel Shares and Reduce Capital

Mgmt

For

For

For

21

Grant authority for the filing of required documents/other formalities

Mgmt

For

For

For

22

Shareholder Proposal Regarding Reduction of Directors’ Fees

ShrHoldr

Against

Against

For

23

Non-Voting Meeting Note

N/A

N/A

N/A

N/A

 


 

Seven & I Holdings Company Limited

 

Ticker

Security ID:

Meeting Date

Meeting Status

 

CINS J7165H108

05/28/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

Japan

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1

Non-Voting Meeting Note

N/A

N/A

N/A

N/A

2

Allocation of Profits/Dividends

Mgmt

For

For

For

3

Amendments to Articles

Mgmt

For

For

For

4

Elect Toshifumi Suzuki

Mgmt

For

For

For

5

Elect Noritoshi Murata

Mgmt

For

Against

Against

6

Elect Tadahiko Ujiie

Mgmt

For

Against

Against

7

Elect Katsuhiro Gotoh

Mgmt

For

Against

Against

8

Elect Tsuyoshi Kobayashi

Mgmt

For

Against

Against

9

Elect Junroh Itoh

Mgmt

For

Against

Against

10

Elect Atsushi Kamei

Mgmt

For

Against

Against

11

Elect Ryuuichi Isaka

Mgmt

For

Against

Against

12

Elect Akihiko Hanawa

Mgmt

For

Against

Against

13

Elect Kunio Yamashita

Mgmt

For

Against

Against

14

Elect Takashi Anzai

Mgmt

For

Against

Against

15

Elect Zenkoh Ohtaka

Mgmt

For

Against

Against

16

Elect Noritaka Shimizu

Mgmt

For

For

For

17

Elect Scott Davis

Mgmt

For

For

For

18

Elect Ikujiroh Nonaka

Mgmt

For

For

For

19

Stock Option Plan

Mgmt

For

Against

Against

 

Shinko Plantech Company Limited

 

Ticker

Security ID:

Meeting Date

Meeting Status

 

CINS J73456105

06/26/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

Japan

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1

Allocation of Profits/Dividends

Mgmt

For

For

For

2

Amendments to Articles

Mgmt

For

For

For

3

Elect Seiki Fujii

Mgmt

For

For

For

4

Elect Yoshiharu Yoshikawa

Mgmt

For

Against

Against

5

Elect Kunio Shimizu

Mgmt

For

Against

Against

6

Elect Masato Nakata

Mgmt

For

Against

Against

7

Elect Kazuhiko Nagao

Mgmt

For

Against

Against

8

Elect Haruo Soda

Mgmt

For

Against

Against

9

Elect Ryoh Komiya

Mgmt

For

Against

Against

10

Elect Yoshihiro Terada

Mgmt

For

Against

Against

11

Elect Yoshiji Ohtomo

Mgmt

For

Against

Against

12

Elect Toshiyuki Ohshima

Mgmt

For

Against

Against

13

Elect Kazutaka Tsumura

Mgmt

For

Against

Against

14

Retirement Allowances for Directors

Mgmt

For

For

For

15

Retirement Allowances for Statutory Auditors

Mgmt

For

Against

Against

 


 

Siemens AG

 

Ticker

Security ID:

Meeting Date

Meeting Status

 

CINS D69671218

01/27/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

Germany

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1

Non-Voting Meeting Note

N/A

N/A

N/A

N/A

2

Non-Voting Meeting Note

N/A

N/A

N/A

N/A

3

Non-Voting Agenda Item

N/A

N/A

N/A

N/A

4

Non-Voting Agenda Item

N/A

N/A

N/A

N/A

5

Allocation of Profits/Dividends

Mgmt

For

For

For

6

Postpone Ratification of Rudi Lamprecht

Mgmt

For

Against

Against

7

Postpone Ratification of Jürgen Radomski

Mgmt

For

Against

Against

8

Postpone Ratification ofUriel Sharef

Mgmt

For

Against

Against

9

Postpone Ratification of Klaus Wucherer

Mgmt

For

Against

Against

10

Ratify Peter Löscher

Mgmt

For

For

For

11

Ratify Wolfgang Dehen

Mgmt

For

For

For

12

Ratify Heinrich Hiesinger

Mgmt

For

Against

Against

13

Ratify Joe Kaeser

Mgmt

For

Against

Against

14

Ratify Eduardo Montes

Mgmt

For

Against

Against

15

Ratify Jim Reid-Anderson

Mgmt

For

For

For

16

Ratify Erich Reinhardt

Mgmt

For

Against

Against

17

Ratify Herman Requardt

Mgmt

For

Against

Against

18

Ratify Siegfried Russwurm

Mgmt

For

For

For

19

Ratify Peter Solmssen

Mgmt

For

For

For

20

Ratify Gerhard Cromme

Mgmt

For

Against

Against

21

Ratify Ralf Heckmann

Mgmt

For

Against

Against

22

Ratify Josef Ackermann

Mgmt

For

Against

Against

23

Ratify Lothar Adler

Mgmt

For

Against

Against

24

Ratify Jean-Louis Beffa

Mgmt

For

For

For

25

Ratify Gerhard Bieletzki

Mgmt

For

Against

Against

26

Ratify Gerd von Brandenstein

Mgmt

For

For

For

27

Ratify John Coombe

Mgmt

For

Against

Against

28

Ratify Hildegard Cornudet

Mgmt

For

Against

Against

29

Ratify Michael Diekmann

Mgmt

For

For

For

30

Ratify Hans Gaul

Mgmt

For

For

For

31

Ratify Birgit Grube

Mgmt

For

Against

Against

32

Ratify Peter Gruss

Mgmt

For

For

For

33

Ratify Bettina Haller

Mgmt

For

For

For

34

Ratify Heinz Hawreliuk

Mgmt

For

Against

Against

35

Ratify Berthold Huber

Mgmt

For

Against

Against

36

Ratify Harald Kern

Mgmt

For

For

For

37

Ratify Walter Kröll

Mgmt

For

Against

Against

38

Ratify Nicola Leibinger-Kammüller

Mgmt

For

For

For

39

Ratify Michael Mirow

Mgmt

For

For

For

40

Ratify Werner Moenius

Mgmt

For

For

For

41

Ratify Roland Motzigemba

Mgmt

For

For

For

42

Ratify Thomas Rackow

Mgmt

For

For

For

43

Ratify Hakan Samuelsson

Mgmt

For

For

For

44

Ratify Dieter Scheitor

Mgmt

For

For

For

45

Ratify Albrecht Schmidt

Mgmt

For

Against

Against

46

Ratify Henning Schulte-Noelle

Mgmt

For

Against

Against

47

Ratify Rainer Sieg

Mgmt

For

For

For

48

Ratify Peter von Siemens

Mgmt

For

Against

Against

49

Ratify Jerry Speyer

Mgmt

For

Against

Against

50

Ratify Birgit Steinborn

Mgmt

For

Against

Against

51

Ratify Iain Vallance of Tummel

Mgmt

For

Against

Against

52

Appointment of auditors for the 2008/2009 FY: Ernst + Young AG, Stuttgart

Mgmt

For

For

For

53

Authority to Repurchase Shares

Mgmt

For

For

For

54

Authority to Repurchase Shares Using Equity Derivatives

Mgmt

For

For

For

55

Increase in Authorized Capital

Mgmt

For

For

For

56

Authority to Issue Convertible Bonds

Mgmt

For

For

For

57

Supervisory Board Members’ Fees

Mgmt

For

Against

Against

58

Amendment to the Articles of Association

Mgmt

For

For

For

59

Non-Voting Meeting Note

N/A

N/A

N/A

N/A

 


 

Standard Chartered PLC

 

Ticker

Security ID:

Meeting Date

Meeting Status

 

CINS G84228157

05/07/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United Kingdom

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1

Accounts and Reports

Mgmt

For

For

For

2

Allocation of Profits/Dividends

Mgmt

For

For

For

3

Directors’ Remuneration Report

Mgmt

For

For

For

4

Elect Jamie Dundas

Mgmt

For

For

For

5

Elect Rudy Markham

Mgmt

For

For

For

6

Elect Ruth Markland

Mgmt

For

For

For

7

Elect Richard Meddings

Mgmt

For

For

For

8

Elect John Peace

Mgmt

For

Against

Against

9

Elect Steve Bertamini

Mgmt

For

For

For

10

Elect John Paynter

Mgmt

For

For

For

11

Appointment of Auditor

Mgmt

For

For

For

12

Authority to Set Auditor’s Fees

Mgmt

For

For

For

13

Authorization of Political Donations

Mgmt

For

For

For

14

Increase in Authorized Capital

Mgmt

For

For

For

15

Authority to Issue Shares w/ Preemptive Rights

Mgmt

For

For

For

16

Authority to Issue Repurchased Shares w/ Preemptive Rights

Mgmt

For

For

For

17

Authority to Issue Shares w/o Preemptive Rights

Mgmt

For

For

For

18

Authority to Repurchase Ordinary Shares

Mgmt

For

For

For

19

Authority to Repurchase Preference Shares

Mgmt

For

For

For

20

Adoption of New Articles

Mgmt

For

For

For

21

Authority to Set General Meeting Notice Period at 14 Days

Mgmt

For

Against

Against

22

Non-Voting Meeting Note

N/A

N/A

N/A

N/A

 

Sumitomo Mitsui Financial Group Inc

 

Ticker

Security ID:

Meeting Date

Meeting Status

 

CINS J7771X109

06/26/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

Japan

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1

Non-Voting Meeting Note

N/A

N/A

N/A

N/A

2

Allocation of Profits/Dividends

Mgmt

For

For

For

3

Amendments to Articles

Mgmt

For

For

For

4

Elect Masayuki Oku

Mgmt

For

Against

Against

5

Elect Takeshi Kunibe

Mgmt

For

Against

Against

6

Elect Fumihiko Tanizawa

Mgmt

For

Against

Against

7

Elect Satoru Nakanishi

Mgmt

For

Against

Against

8

Elect Shigeru Iwamoto

Mgmt

For

For

For

9

Elect Kuniaki Nomura

Mgmt

For

For

For

10

Elect Hiroki Nishio

Mgmt

For

For

For

11

Elect Hideo Sawayama

Mgmt

For

For

For

12

Elect Ikuo Uno

Mgmt

For

Against

Against

13

Elect Satoshi Itoh

Mgmt

For

For

For

14

Election of Alternate Statutory Auditors

Mgmt

For

For

For

15

Retirement Allowances for Directors and Statutory Auditors

Mgmt

For

Against

Against

 


 

Sumitomo Trust And Banking Company Limited

 

Ticker

Security ID:

Meeting Date

Meeting Status

 

CINS J77970101

06/26/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

Japan

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1

Non-Voting Meeting Note

N/A

N/A

N/A

N/A

2

Allocation of Profits/Dividends

Mgmt

For

For

For

3

Amendments to Articles

Mgmt

For

Against

Against

4

Elect Atsushi Takahashi

Mgmt

For

Against

Against

5

Elect Takaaki Hatabe

Mgmt

For

Against

Against

6

Elect Hitoshi Tsunekage

Mgmt

For

For

For

7

Elect Akio Ohtsuka

Mgmt

For

Against

Against

8

Elect Kiyoshi Mukohhara

Mgmt

For

Against

Against

9

Elect Teruhiko Sugita

Mgmt

For

Against

Against

10

Elect Tomoaki Andoh

Mgmt

For

Against

Against

11

Elect Shuhichi Kusakawa

Mgmt

For

Against

Against

12

Elect Rikiya Hattori

Mgmt

For

Against

Against

13

Elect Sumikazu Tsutsui

Mgmt

For

Against

Against

14

Elect Tetsuo Ohkubo

Mgmt

For

Against

Against

15

Elect Junichi Sayato

Mgmt

For

Against

Against

16

Elect Tatsuya Tsuboi

Mgmt

For

For

For

17

Elect Toshio Hoshino

Mgmt

For

For

For

 

Swire Pacific Limited

 

Ticker

Security ID:

Meeting Date

Meeting Status

 

CINS Y83310105

05/14/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

Hong Kong

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1

Non-Voting Meeting Note

N/A

N/A

N/A

N/A

2

Allocation of Profits/Dividends

Mgmt

For

For

For

3

Elect Chrisopher Pratt

Mgmt

For

Against

Against

4

Elect Philip CHEN Nan Lok

Mgmt

For

Against

Against

5

Elect Davy HO Cho Ying

Mgmt

For

For

For

6

Elect James Hughes-Hallet

Mgmt

For

For

For

7

Elect Clement KWOK King Man

Mgmt

For

For

For

8

Elect Marjorie YANG Mun Tak

Mgmt

For

For

For

9

Elect Peter Kilgour

Mgmt

For

Against

Against

10

Elect Merlin Swire

Mgmt

For

For

For

11

Appointment of Auditor and Authority to Set Fees

Mgmt

For

For

For

12

Authority to Repurchase Shares

Mgmt

For

For

For

13

Authority to Issue Shares w/o Preemptive Rights

Mgmt

For

For

For

 


 

SYNGENTA AG

 

Ticker

Security ID:

Meeting Date

Meeting Status

 

CINS H84140112

04/21/2009

Take No Action

Meeting Type

Country of Trade

 

 

Annual

Switzerland

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1

Non-Voting Meeting Note

N/A

N/A

TNA

N/A

2

Non-Voting Meeting Note

N/A

N/A

TNA

N/A

3

Non-Voting Meeting Note

N/A

N/A

TNA

N/A

4

Accounts and Reports

Mgmt

For

TNA

N/A

5

Ratification of Board and Management Acts

Mgmt

For

TNA

N/A

6

Approve to reduce the share capital by cancellation of repurchased shares

Mgmt

For

TNA

N/A

7

Allocation of Profits/Dividends

Mgmt

For

TNA

N/A

8

Re-elect Mr. Peggy Bruzelius as a Director for a term of 3 years

Mgmt

For

TNA

N/A

9

Re-elect Mr. Pierre Landolt as a Director for a term of 3 years

Mgmt

For

TNA

N/A

10

Re-elect Mr. Juerg Witmer as a Director for a term of 3 years

Mgmt

For

TNA

N/A

11

Elect Mr. Stefan Borgas as a Director for a term of 3 years

Mgmt

For

TNA

N/A

12

Elect Mr. David Lawrence as a Director for a term of 3 years

Mgmt

For

TNA

N/A

13

Elect the Auditors

Mgmt

For

TNA

N/A

 

Takeda Pharmaceutical Company

 

Ticker

Security ID:

Meeting Date

Meeting Status

 

CINS J8129E108

06/25/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

Japan

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1

Non-Voting Meeting Note

N/A

N/A

N/A

N/A

2

Allocation of Profits/Dividends

Mgmt

For

For

For

3

Amendments to Articles

Mgmt

For

For

For

4

Elect Yasuchika Hasegawa

Mgmt

For

For

For

5

Elect Makoto Yamaoka

Mgmt

For

Against

Against

6

Elect Yasuhiko Yamanaka

Mgmt

For

Against

Against

7

Elect Shigenori Ohkawa

Mgmt

For

Against

Against

8

Elect Toyoji Yoshida

Mgmt

For

Against

Against

9

Elect Alan MacKenzie

Mgmt

For

Against

Against

10

Elect Tadashi Ishikawa

Mgmt

For

For

For

11

Elect Teruo Sakurada

Mgmt

For

For

For

12

Bonus

Mgmt

For

For

For

 


 

Telefonica O2 Czech Republic, a.s. (fka Cesky Telecom)

 

Ticker

Security ID:

Meeting Date

Meeting Status

 

CINS X89734101

04/03/2009

Take No Action

Meeting Type

Country of Trade

 

 

Annual

Czech Republic

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1

Non-Voting Meeting Note

N/A

N/A

TNA

N/A

2

Opening meeting

Mgmt

For

TNA

N/A

3

Approve the meeting procedures, elect meeting officials

Mgmt

For

TNA

N/A

4

Report of the Board of Directors

Mgmt

For

TNA

N/A

5

Report of the Supervisory Board

Mgmt

For

TNA

N/A

6

Receive the financial statements for fiscal 2008

Mgmt

For

TNA

N/A

7

Approve the allocation of income for fiscal 2008

Mgmt

For

TNA

N/A

8

Amendments to Articles

Mgmt

For

TNA

N/A

9

Approve to recall non-employee representatives from the Supervisory Board

Mgmt

For

TNA

N/A

10

Elect Mr. Anselmo Enriquez Linares as a Supervisory Board Member

Mgmt

For

TNA

N/A

11

Election of Supervisory Board

Mgmt

For

TNA

N/A

12

Elect Mr. Enrique Used Aznar as a Supervisory Board Member

Mgmt

For

TNA

N/A

13

Resolution on Supervisory Boards’ Fees

Mgmt

For

TNA

N/A

14

Perquisites for Supervisory Board

Mgmt

For

TNA

N/A

15

Approve the agreements with the Supervisory Board Members

Mgmt

For

TNA

N/A

16

Elect the Members of the Audit Committee

Mgmt

For

TNA

N/A

17

Approve the remuneration of Members of the Audit Committee

Mgmt

For

TNA

N/A

18

Perquisites for Audit Committee

Mgmt

For

TNA

N/A

19

Approve the agreement with Audit Committee Members

Mgmt

For

TNA

N/A

20

Close meeting

Mgmt

For

TNA

N/A

 

Telekomunikacja Polska

 

Ticker

Security ID:

Meeting Date

Meeting Status

 

CINS X6669J101

01/16/2009

Take No Action

Meeting Type

Country of Trade

 

 

Special

Poland

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1

Non-Voting Meeting Note

N/A

N/A

TNA

N/A

2

Opening of the meeting

Mgmt

For

TNA

N/A

3

Elect the Chairman

Mgmt

For

TNA

N/A

4

Compliance with Rules of Convocation

Mgmt

For

TNA

N/A

5

Adopt the agenda

Mgmt

For

TNA

N/A

6

Elect the Scrutiny Commission

Mgmt

For

TNA

N/A

7

Adopt the resolution on redemption of the Company s shares

Mgmt

For

TNA

N/A

8

Authority to Reduce Share Capital

Mgmt

For

TNA

N/A

9

Approve the composition of the Supervisory Board

Mgmt

For

TNA

N/A

10

Closing of the meeting

Mgmt

For

TNA

N/A

 


 

Telekomunikacja Polska

 

Ticker

Security ID:

Meeting Date

Meeting Status

 

CINS X6669J101

04/23/2009

Take No Action

Meeting Type

Country of Trade

 

 

Annual

Poland

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1

Non-Voting Meeting Note

N/A

N/A

TNA

N/A

2

Opening of the meeting

Mgmt

For

TNA

N/A

3

Elect the Meeting Chairman

Mgmt

For

TNA

N/A

4

Approve to acknowledge the Proper Convening of meeting

Mgmt

For

TNA

N/A

5

Approve the Agenda of meeting

Mgmt

For

TNA

N/A

6

Elect the Members of Vote Counting Commission

Mgmt

For

TNA

N/A

7

Presentation of the Report of the Management Board

Mgmt

For

TNA

N/A

8

Report Regarding the Allocation of Profits

Mgmt

For

TNA

N/A

9

Presentation of the Report of the Supervisory Board

Mgmt

For

TNA

N/A

10

Presentation of the Report of the Management Board (Group)

Mgmt

For

TNA

N/A

11

Presentation of the Report of the Supervisory Board (Group)

Mgmt

For

TNA

N/A

12

Report of the Supervisory Board on the Company’s Activities

Mgmt

For

TNA

N/A

13

Approve the Management Board report on Company s operations in fiscal 2008

Mgmt

For

TNA

N/A

14

Approve the financial statements

Mgmt

For

TNA

N/A

15

Approve the allocation of income and dividends

Mgmt

For

TNA

N/A

16

Approve the Management Board report on group s operations in fiscal 2008

Mgmt

For

TNA

N/A

17

Consolidated Accounts and Reports

Mgmt

For

TNA

N/A

18

Grant discharge the Management and Supervisory Boards

Mgmt

For

TNA

N/A

19

Amend statute regarding Corporate purpose and editorial changes

Mgmt

For

TNA

N/A

20

Approve the uniform text of statute

Mgmt

For

TNA

N/A

21

Approve the changes in composition of Supervisory Board

Mgmt

For

TNA

N/A

22

Close meeting

Mgmt

For

TNA

N/A

 


 

Teleperformance

 

Ticker

Security ID:

Meeting Date

Meeting Status

 

CINS F9120F106

05/29/2009

Voted

Meeting Type

Country of Trade

 

 

Mix

France

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1

Non-Voting Meeting Note

N/A

N/A

N/A

N/A

2

Non-Voting Meeting Note

N/A

N/A

N/A

N/A

3

Non-Voting Agenda Item

N/A

N/A

N/A

N/A

4

Non-Voting Agenda Item

N/A

N/A

N/A

N/A

5

Non-Voting Agenda Item

N/A

N/A

N/A

N/A

6

Non-Voting Agenda Item

N/A

N/A

N/A

N/A

7

Non-Voting Agenda Item

N/A

N/A

N/A

N/A

8

Accounts and Reports; Ratification of Board and Auditors’ Acts

Mgmt

For

For

For

9

Consolidated Accounts and Reports

Mgmt

For

For

For

10

The Shareholders Meeting, After Hearing The Special Report Of The Auditors On Agreements And Commitments Governed By Articles L.225-86 Et Seq. Of The French Commercial Code, Approves The Contribution In Kindof The Telemarketing Goodwill To Its Subsidiary Teleperformance Franceas Mentioned In Said Report.

Mgmt

For

For

For

11

The Shareholders Meeting, After Hearing The Special Report Of The Auditors On Agreements And Commitmentsgoverned By Articles L.225-86 Et Seq. Of The French Commercial Code, Approves The Takeover Of Gn Research Luxembourg By The Subsidiary Luxembourg Contact Centers, As Mentioned In Said Report.

Mgmt

For

For

For

12

The Shareholders Meeting, After Hearing The Special Report Of The Auditors On Agreements And Commitments Governed Articles L.225-86 Et Se Qof The French Commercial Code, Approves The Transfer By The Companyof 5 Per Cent Of The Share Capitalof Citytech Et Fst, To Teleperformance Technical Help, As Mentioned Insaid Report

Mgmt

For

For

For

13

The Shareholders Meeting, After Hearing The Special Report Of The Auditors On Agreements And Commitments Governed By Articles L.225-86 Et Seq. Of The French Commercial Code, Approves The Repurchase By The Company Of The 25 Shares Held By Mr.Olivier Douce In Teleperformance Midi Aquitaine, And The 50 Shares Of Teleperformance Rhone Alpes And The2 Shares Of Teleperformance Nord Held By Mr. Daniel Julien, As Mentioned In Said Report.

Mgmt

For

For

For

14

The Shareholders Meeting, After Hearing The Special Report Of The Auditors On Agreements And Commitments Governed By Articles L.225-86 Et Seq. Of The French Commercial Code Approves The Contribution In Kind Of The Holdings Held By The Company In Its French Operational Subsidiaries, To Teleperformance Technical Help, As Mentioned In Said Report.

Mgmt

For

For

For

15

The Shareholders Meeting, After Hearing The Special Report Of The Auditors On Agreements And Commitments Governed By Articles L.225-86 Et Seq. Of The French Commercial Code, Approves The Transfer Of The Securities Held By The Company In Perfectcall Et All By Phone, To Luxembourg Contact Centers, As Mentioned In Said Report.

Mgmt

For

For

For

 


 

16

The Shareholders Meeting, After Hearing The Special Report Of The Auditors On Agreements And Commitments Governed By Articles L.225-86 Et Seq. Of The French Commercial Code, Approves The Remunerations Of Mr. Michel Peschard For His Employment Contract, As Mentioned In Said Report.

Mgmt

For

For

For

17

Severance Package (Michel Peschard)

Mgmt

For

For

For

18

Allocation Of Profits/Dividends

Mgmt

For

For

For

19

Directors’ Fees

Mgmt

For

For

For

20

Reelect Daniel Julien As Supervisory Board Member

Mgmt

For

For

For

21

Authority To Trade In Company Stock

Mgmt

For

For

For

22

Authority To Cancel Shares And Reduce Capital

Mgmt

For

For

For

23

Authorize The Board Of Directors, For 26 Months, In Order To Carry Out A Share Capital Increase, With Maintenance Of Preferential Subscription Rights, By Issuing Shares Or Any Securities Giving Access To The Company S Capital Or Its Subsidiaries, For A Maximum Nominal Amount Of Eur 37,500,000 [Common Shares] And Eur 300,000,000 [Securities Representing Claims]

Mgmt

For

For

For

24

Authority To Issue Shares And/Or Convertible Securities In Consideration For Contributions In Kind

Mgmt

For

For

For

25

Authority To Increase Capital Through Capitalizations

Mgmt

For

For

For

26

Authority To Issue Restricted Stock

Mgmt

For

Against

Against

27

Authority To Issue Shares And/Or Convertible Securities Under Employee Savings Plan

Mgmt

For

Against

Against

28

Authority To Carry Out Formalities

Mgmt

For

For

For

 

To Give Limited Authority To Allot Shares Up To A Specified Amount

 

 

 

 

 

Terumo Corporation

 

Ticker

Security ID:

Meeting Date

Meeting Status

 

CINS J83173104

06/19/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

Japan

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1

Allocation of Profits/Dividends

Mgmt

For

For

For

2

Amendments to Articles

Mgmt

For

For

For

3

Elect Takashi Wachi

Mgmt

For

Against

Against

4

Elect Akira Takahashi

Mgmt

For

For

For

5

Elect Takahiro Kugo

Mgmt

For

Against

Against

6

Elect Kohji Nakao

Mgmt

For

Against

Against

7

Elect Hiroshi Matsumura

Mgmt

For

Against

Against

8

Elect Takayoshi Mimura

Mgmt

For

Against

Against

9

Elect Akira Oguma

Mgmt

For

Against

Against

10

Elect Yuhtaroh Shintaku

Mgmt

For

Against

Against

11

Elect Shohgo Ninomiya

Mgmt

For

Against

Against

12

Elect Kenji Sekine

Mgmt

For

Against

Against

13

Elect HIdeo Arase

Mgmt

For

Against

Against

14

Elect Takeshi Isayama

Mgmt

For

For

For

15

Elect Masaharu Ikuta

Mgmt

For

For

For

16

Elect Tadao Kakizoe

Mgmt

For

For

For

17

Elect Masasuke Ohmori

Mgmt

For

For

For

18

Election of Alternate Statutory Auditors

Mgmt

For

For

For

19

Bonus

Mgmt

For

Against

Against

 


 

Tokyo Steel Manufacturing Company Ltd.

 

Ticker

Security ID:

Meeting Date

Meeting Status

 

CINS J88204110

06/26/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

Japan

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1

Allocation of Profits/Dividends

Mgmt

For

Abstain

Against

2

Amendments to Articles

Mgmt

For

For

For

3

Elect Toshikazu Nishimoto

Mgmt

For

For

For

4

Elect Eiji Sakabe

Mgmt

For

Against

Against

5

Elect Naoto Ohhori

Mgmt

For

Against

Against

6

Elect Kazufumi Yamada

Mgmt

For

Against

Against

7

Elect Takuo Ogawa

Mgmt

For

Against

Against

8

Elect Kiyoshi Imamura

Mgmt

For

Against

Against

9

Elect Toshio Adachi

Mgmt

For

Against

Against

10

Retirement Allowances for Directors

Mgmt

For

For

For

 

TOTAL SA

 

Ticker

Security ID:

Meeting Date

Meeting Status

 

CINS F92124100

05/15/2009

Voted

Meeting Type

Country of Trade

 

 

Mix

France

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1

Non-Voting Meeting Note

N/A

N/A

N/A

N/A

2

Non-Voting Meeting Note

N/A

N/A

N/A

N/A

3

Non-Voting Meeting Note

N/A

N/A

N/A

N/A

4

Accounts and Reports

Mgmt

For

For

For

5

Consolidated Accounts and Reports

Mgmt

For

For

For

6

Allocation of Profits/Dividends

Mgmt

For

For

For

7

Related Party Transactions

Mgmt

For

For

For

8

Retirement Benefits (Thierry Desmarest and Christophe de Margerie)

Mgmt

For

For

For

9

Severance Package (Christophe de Margerie)

Mgmt

For

For

For

10

Authority to Repurchase Shares

Mgmt

For

For

For

11

Elect Anne Lauvergeon

Mgmt

For

For

For

12

Elect Daniel Bouton

Mgmt

For

For

For

13

Elect Bertrand Collomb

Mgmt

For

For

For

14

Elect Christophe de Margerie

Mgmt

For

For

For

15

Elect Michel Pébereau

Mgmt

For

Against

Against

16

Elect Patrick Artus

Mgmt

For

For

For

17

Amendment Regarding Mandatory Board Retirement Age Limits

Mgmt

For

For

For

18

Shareholder Proposal Regarding Equity Compensation Disclosure

ShrHoldr

For

For

For

19

Shareholder Proposal Regarding Election of Employee Shareholder Representatives

ShrHoldr

Against

For

Against

20

Shareholder Proposal Regarding Equity Compensation

ShrHoldr

Against

For

Against

 


 

Toyo Engineering Corp.

 

Ticker

Security ID:

Meeting Date

Meeting Status

 

CINS J91343103

06/23/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

Japan

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1

Allocation of Profits/Dividends

Mgmt

For

For

For

2

Amendments to Articles

Mgmt

For

For

For

3

Elect Yushi Nagata

Mgmt

For

Against

Against

4

Elect Yutaka Yamada

Mgmt

For

For

For

5

Elect Yoshitaka Ogata

Mgmt

For

Against

Against

6

Elect Takuma Hatano

Mgmt

For

Against

Against

7

Elect Kazuomi Nishihara

Mgmt

For

Against

Against

8

Elect Kenji Soejima

Mgmt

For

Against

Against

9

Elect Makoto Fusayama

Mgmt

For

Against

Against

10

Elect Ken Wakatsuki

Mgmt

For

Against

Against

11

Elect Isao Ichikawa

Mgmt

For

Against

Against

12

Elect Keiichi Matsumoto

Mgmt

For

Against

Against

13

Elect Satoshi Kuwahara

Mgmt

For

Against

Against

14

Elect Hideki Shiiki

Mgmt

For

Against

Against

15

Elect Takashi Umetsu

Mgmt

For

Against

Against

16

Elect Yoshiyuki Shinohara

Mgmt

For

Against

Against

 

Toyo Seikan Kaisha Limited

 

Ticker

Security ID:

Meeting Date

Meeting Status

 

CINS J92289107

06/25/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

Japan

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1

Allocation of Profits/Dividends

Mgmt

For

For

For

2

Amendments to Articles

Mgmt

For

For

For

3

Elect Hirofumi Miki

Mgmt

For

Against

Against

4

Elect Shunji Kaneko

Mgmt

For

Against

Against

5

Elect Haruo Yamamoto

Mgmt

For

Against

Against

6

Elect Ichiroh Nakayama

Mgmt

For

Against

Against

7

Elect Yoshio Kuroda

Mgmt

For

Against

Against

8

Elect Tsuneo Arita

Mgmt

For

Against

Against

9

Elect Atsuo Tanaka

Mgmt

For

Against

Against

10

Elect Toshio Uehara

Mgmt

For

Against

Against

11

Elect Eiji Tsutsui

Mgmt

For

Against

Against

12

Elect Yoshitsugu Maruhashi

Mgmt

For

Against

Against

13

Elect Mitsuo Arai

Mgmt

For

For

For

14

Elect Takahiko Mio

Mgmt

For

For

For

15

Elect Kohichi Kobayashi

Mgmt

For

For

For

16

Election of Statutory Auditor

Mgmt

For

For

For

17

Renewal of Takeover Defense Plan

Mgmt

For

Against

Against

 


 

Toyo Suisan Kaisha Ltd.

 

Ticker

Security ID:

Meeting Date

Meeting Status

 

CINS J92547132

06/26/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

Japan

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1

Allocation of Profits/Dividends

Mgmt

For

For

For

2

Amendments to Articles

Mgmt

For

For

For

3

Elect Kiyoshi Fukagawa

Mgmt

For

Against

Against

4

Elect Tadasu Tsutsumi

Mgmt

For

For

For

5

Elect Mutsuhiko Oda

Mgmt

For

Against

Against

6

Elect Katsuroh Narutaki

Mgmt

For

Against

Against

7

Elect Jinichi Mera

Mgmt

For

Against

Against

8

Elect Fumio Taniguchi

Mgmt

For

Against

Against

9

Elect Katsuhide Satoh

Mgmt

For

Against

Against

10

Elect Hiroshi Yamauchi

Mgmt

For

Against

Against

11

Elect Tohru Yamashita

Mgmt

For

Against

Against

12

Elect Hiroyuki Minami

Mgmt

For

Against

Against

13

Elect Kenji Sugawara

Mgmt

For

Against

Against

14

Elect Kazuo Obata

Mgmt

For

Against

Against

15

Elect Senichi Teshima

Mgmt

For

Against

Against

16

Election of Alternate Statutory Auditors

Mgmt

For

For

For

17

Bonus

Mgmt

For

For

For

 

Toyota Motor Corporation

 

Ticker

Security ID:

Meeting Date

Meeting Status

 

CINS J92676113

06/23/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

Japan

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1

Non-Voting Meeting Note

N/A

N/A

N/A

N/A

2

Allocation of Profits/Dividends

Mgmt

For

For

For

3

Amendments to Articles

Mgmt

For

For

For

4

Elect Fujio Choh

Mgmt

For

Against

Against

5

Elect Kazuo Okamoto

Mgmt

For

Against

Against

6

Elect Katsuaki Watanabe

Mgmt

For

Against

Against

7

Elect Takeshi Uchiyamada

Mgmt

For

Against

Against

8

Elect Akio Toyoda

Mgmt

For

For

For

9

Elect Yukitoshi Funo

Mgmt

For

Against

Against

10

Elect Atsushi Niimi

Mgmt

For

Against

Against

11

Elect Teiji Tachibana

Mgmt

For

Against

Against

12

Elect Shinichi Sasaki

Mgmt

For

Against

Against

13

Elect Akira Okabe

Mgmt

For

Against

Against

14

Elect Yoichiro Ichimaru

Mgmt

For

Against

Against

15

Elect Shinzoh Kobuki

Mgmt

For

Against

Against

16

Elect Akira Sasaki

Mgmt

For

Against

Against

17

Elect Tadashi Arashima

Mgmt

For

Against

Against

18

Elect Mamoru Furuhashi

Mgmt

For

Against

Against

19

Elect Satoshi Ozawa

Mgmt

For

Against

Against

20

Elect Iwao Nihashi

Mgmt

For

Against

Against

21

Elect Yasuhiko Ichihashi

Mgmt

For

Against

Against

22

Elect Tadashi Yamashina

Mgmt

For

Against

Against

23

Elect Takahiko Ijichi

Mgmt

For

Against

Against

24

Elect Tetsuo Agata

Mgmt

For

Against

Against

25

Elect Toshio Furutani

Mgmt

For

Against

Against

26

Elect Takahiro Iwase

Mgmt

For

Against

Against

27

Elect Yoshimasa Ishii

Mgmt

For

Against

Against

28

Elect Takeshi Shirane

Mgmt

For

Against

Against

29

Elect Yoshimi Inaba

Mgmt

For

Against

Against

30

Elect Masamoto Maekawa

Mgmt

For

Against

Against

31

Elect Nanpachi Hayashi

Mgmt

For

Against

Against

32

Elect Yasumori Ihara

Mgmt

For

Against

Against

33

Stock Option Plan

Mgmt

For

For

For

 


 

Turkiye Is Bank AS

 

Ticker

Security ID:

Meeting Date

Meeting Status

 

CINS M8933F115

03/31/2009

Take No Action

Meeting Type

Country of Trade

 

 

Annual

Turkey

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1

Non-Voting Meeting Note

N/A

N/A

TNA

N/A

2

Non-Voting Meeting Note

N/A

N/A

TNA

N/A

3

Opening

Mgmt

For

TNA

N/A

4

Reports

Mgmt

For

TNA

N/A

5

Ratify the balance sheet and profit and loss statement of year 2008

Mgmt

For

TNA

N/A

6

Ratification of Board Acts

Mgmt

For

TNA

N/A

7

Ratification of Statutory Auditors’ Acts

Mgmt

For

TNA

N/A

8

Approve to determine the way and of the date of distribution of profits

Mgmt

For

TNA

N/A

9

Ratify the mid term election for the vacated Board Membership

Mgmt

For

TNA

N/A

10

Approve to determine remuneration for the Members of the Board of Directors

Mgmt

For

TNA

N/A

11

Elect the Auditors

Mgmt

For

TNA

N/A

12

Approve the determine of remuneration for the Auditors

Mgmt

For

TNA

N/A

13

Charitable Donations

Mgmt

For

TNA

N/A

 

Uni Charm Corporation

 

Ticker

Security ID:

Meeting Date

Meeting Status

 

CINS J94104114

06/24/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

Japan

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1

Amendments to Articles

Mgmt

For

For

For

2

Elect Keiichiroh Takahara

Mgmt

For

Against

Against

3

Elect Takahisa Takahara

Mgmt

For

For

For

4

Elect Kennosuke Nakano

Mgmt

For

Against

Against

5

Elect Eiji Ishikawa

Mgmt

For

Against

Against

6

Elect Shinji Mori

Mgmt

For

Against

Against

7

Elect Masakatsu Takai

Mgmt

For

Against

Against

8

Elect Takaaki Okabe

Mgmt

For

Against

Against

9

Elect Kazuhiro Ikawa

Mgmt

For

For

For

10

Appointment of Auditor

Mgmt

For

For

For

 

Unilever PLC

 

Ticker

Security ID:

Meeting Date

Meeting Status

 

CINS G92087165

10/28/2008

Voted

Meeting Type

Country of Trade

 

 

Annual

United Kingdom

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1

Re-elect Mr. P. Polman as a Director

Mgmt

For

For

For

2

Non-Voting Meeting Note

N/A

N/A

N/A

N/A

 


 

United Microelectronics Corp

 

Ticker

Security ID:

Meeting Date

Meeting Status

UMC

CUSIP 910873405

06/10/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1

Report on Results of Operations

Mgmt

For

For

For

2

Allocation of Profits/Dividends

Mgmt

For

For

For

3

Amendments to Procedural Rules of Capital Loans

Mgmt

For

For

For

4

Amendments to Procedural Rules of Endorsements/Guarantees

Mgmt

For

For

For

5

Amendments to Procedural Rules of Trade of Derivatives

Mgmt

For

For

For

6

Amendments to Procedural Rules of Acquisition/Disposal of Assets

Mgmt

For

For

For

7

Allocation of Profits/Dividends

Mgmt

For

For

For

8

Amendments to Procedural Rules of Capital Loans

Mgmt

For

For

For

9.1

Elect HUNG Stan

Mgmt

For

For

For

9.2

Elect SUN Shih-wei

Mgmt

For

For

For

9.3

Elect CHEN Wen-Yang

Mgmt

For

For

For

9.4

Elect YEN Po-Wen

Mgmt

For

For

For

9.5

Elect LIN Ting-Yu

Mgmt

For

For

For

9.6

Elect CHANG Chun-Yen

Mgmt

For

For

For

9.7

Elect LIU Chung Laung

Mgmt

For

For

For

9.8

Elect HSU Paul S.C.

Mgmt

For

For

For

9.9

Elect HUANG Cheng-Li

Mgmt

For

For

For

 

United Utilities Group plc

 

Ticker

Security ID:

Meeting Date

Meeting Status

 

CINS G92806101

07/01/2008

Voted

Meeting Type

Country of Trade

 

 

Annual

United Kingdom

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1

Return of Cash and Share Consolidation

Mgmt

For

For

For

2

Savings-Related Share Option Scheme and Share Incentive Plan

Mgmt

For

For

For

3

Performance Share Plan, International Plan and Matching Share Award Plan

Mgmt

For

For

For

4

International Share Schemes

Mgmt

For

For

For

 

United Utilities Group plc

 

Ticker

Security ID:

Meeting Date

Meeting Status

 

CINS G92806101

07/01/2008

Voted

Meeting Type

Country of Trade

 

 

Court

United Kingdom

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1

Non-Voting Meeting Note

N/A

N/A

N/A

N/A

2

Savings-Related Share Option Scheme and Share Incentive Plan

Mgmt

For

For

For

 


 

United Utilities Group plc

 

Ticker

Security ID:

Meeting Date

Meeting Status

 

CINS G92806101

07/25/2008

Voted

Meeting Type

Country of Trade

 

 

Annual

United Kingdom

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1

Receive the report and accounts

Mgmt

For

For

For

2

Declare a final dividend of 31.47 pence per ordinary share

Mgmt

For

For

For

3

Approve the Director s remuneration report

Mgmt

For

Against

Against

4

Re-appoint Dr. John McAdam as a Director

Mgmt

For

Against

Against

5

Re-appoint Mr. Nick Salmon as a Director

Mgmt

For

For

For

6

Re-appoint Mr. David Jones as a Director

Mgmt

For

Against

Against

7

Re-appoint Deloitte Touche LLP as the Auditors of the Company

Mgmt

For

Against

Against

8

Authorize the Board to fix the remuneration of the Auditors

Mgmt

For

For

For

9

Authority to Issue Shares w/ Preemptive Rights

Mgmt

For

For

For

10

Authority to Issue Shares w/o Preemptive Rights

Mgmt

For

For

For

11

Authority to Repurchase Shares

Mgmt

For

For

For

12

Adopt the new Articles of Association

Mgmt

For

For

For

13

EU Political Donations

Mgmt

For

For

For

 


 

Vivendi Universal

 

Ticker

Security ID:

Meeting Date

Meeting Status

 

CINS F97982106

04/30/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

France

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1

Non-Voting Meeting Note

N/A

N/A

N/A

N/A

2

Non-Voting Meeting Note

N/A

N/A

N/A

N/A

3

Non-Voting Meeting Note

N/A

N/A

N/A

N/A

4

Approve the financial statements and statutory reports

Mgmt

For

For

For

5

Approve the consolidated financial statements and statutory reports

Mgmt

For

For

For

6

Allocation of Profits/Dividends

Mgmt

For

For

For

7

Grant Authority for the payment of dividends by shares

Mgmt

For

For

For

8

Approve the Auditors special report regarding related-party transactions

Mgmt

For

For

For

9

Severance Package (Jean-Bernard Lévy)

Mgmt

For

For

For

10

Elect Mr. Maureen Chiquet as a Supervisory Board Member

Mgmt

For

For

For

11

Elect Mr. Christophe De Margerie as a Supervisory Board Member

Mgmt

For

For

For

12

Grant authority for the repurchase of up to 10% of issued share capital

Mgmt

For

For

For

13

Authority to Cancel Shares and Reduce Capital

Mgmt

For

For

For

14

Authority to Issue Shares and/or Convertible Securities w/ Preemptive Rights

Mgmt

For

For

For

15

Authority to Issue Shares and/or Convertible Securities w/out Preemptive Rights

Mgmt

For

For

For

16

Authority to Increase Share Issuance Limit

Mgmt

For

For

For

17

Authority to Increase Capital in Consideration for Contributions in Kind

Mgmt

For

For

For

18

Approve the Employees Stock Option Plan

Mgmt

For

For

For

19

Authority to Increase Capital for Overseas Employees’ Benefits

Mgmt

For

For

For

20

Authority to Increase Capital through Capitalizations

Mgmt

For

For

For

21

Grant authority for the filing of required documents/other formalities

Mgmt

For

For

For

 


 

Vodafone Group PLC

 

Ticker

Security ID:

Meeting Date

Meeting Status

 

CINS G93882135

07/29/2008

Voted

Meeting Type

Country of Trade

 

 

Annual

United Kingdom

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1

Approve the financial statements and statutory reports

Mgmt

For

For

For

2

Re-elect Sir John Bond as a Director

Mgmt

For

Against

Against

3

Re-elect Mr. John Buchanan as a Director

Mgmt

For

For

For

4

Re-elect Mr. Vittorio Colao as a Director

Mgmt

For

For

For

5

Re-elect Mr. Andy Halford as a Director

Mgmt

For

For

For

6

Re-elect Mr. Alan Jebson as a Director

Mgmt

For

For

For

7

Re-elect Mr. Nick Land as a Director

Mgmt

For

For

For

8

Re-elect Mr. Anne Lauvergeon as a Director

Mgmt

For

For

For

9

Re-elect Mr. Simon Murray as a Directorq

Mgmt

For

For

For

10

Re-elect Mr. Luc Vandevelde as a Director

Mgmt

For

For

For

11

Re-elect Mr. Anthony Watson as a Director

Mgmt

For

For

For

12

Re-elect Mr. Philip Yea as a Director

Mgmt

For

For

For

13

Approve the final dividend of 5.02 pence per ordinary share

Mgmt

For

For

For

14

Approve the remuneration report

Mgmt

For

Against

Against

15

Re-appoint Deloitte Touche LLP as the Auditors of the Company

Mgmt

For

For

For

16

Authorize the Audit Committee to fix remuneration of the Auditors

Mgmt

For

For

For

17

Authority to Issue Shares w/ Preemptive Rights

Mgmt

For

For

For

18

Authority to Issue Shares w/o Preemptive Rights

Mgmt

For

For

For

19

Grant authority 5,300,000,000 ordinary shares for market purchase

Mgmt

For

For

For

20

EU Political Donations

Mgmt

For

For

For

21

Amend the Articles of Association

Mgmt

For

For

For

22

Approve the Vodafone Group 2008 Sharesave Plan

Mgmt

For

For

For

23

Non-Voting Meeting Note

N/A

N/A

N/A

N/A

 


 

Wal-Mart Stores Inc.

 

Ticker

Security ID:

Meeting Date

Meeting Status

WMT

CUSIP 931142103

06/05/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1

Elect Aida Alvarez

Mgmt

For

For

For

2

Elect James Breyer

Mgmt

For

For

For

3

Elect M. Michele Burns

Mgmt

For

For

For

4

Elect James Cash, Jr.

Mgmt

For

For

For

5

Elect Roger Corbett

Mgmt

For

For

For

6

Elect Douglas Daft

Mgmt

For

For

For

7

Elect Michael Duke

Mgmt

For

For

For

8

Elect Gregory Penner

Mgmt

For

For

For

9

Elect Allen Questrom

Mgmt

For

For

For

10

Elect H. Lee Scott, Jr.

Mgmt

For

For

For

11

Elect Arne Sorenson

Mgmt

For

For

For

12

Elect Jim Walton

Mgmt

For

For

For

13

Elect S. Robson Walton

Mgmt

For

For

For

14

Elect Christopher Williams

Mgmt

For

For

For

15

Elect Linda Wolf

Mgmt

For

For

For

16

Ratification of Auditor

Mgmt

For

For

For

17

Shareholder Proposal Regarding Adopting Sexual Orientation and Gender Identity Expression Anti-Bias Policy

ShrHoldr

Against

Abstain

Against

18

Shareholder Proposal Regarding Pay for Superior Performance

ShrHoldr

Against

Against

For

19

Shareholder Proposal Regarding Advisory Vote on Compensation (Say on Pay)

ShrHoldr

Against

For

Against

20

Shareholder Proposal Regarding Reviewing Political Contributions and Expenditures Report

ShrHoldr

Against

For

Against

21

Shareholder Proposal Regarding Right to Call a Special Meeting

ShrHoldr

Against

Against

For

22

Shareholder Proposal Regarding Incentive Compensation in the Form of Stock Options

ShrHoldr

Against

Against

For

 

Yamato Kogyo Co., Ltd.

 

Ticker

Security ID:

Meeting Date

Meeting Status

 

CINS J96524111

06/26/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

Japan

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1

Allocation of Profits/Dividends

Mgmt

For

Abstain

Against

2

Amendments to Articles

Mgmt

For

For

For

3

Elect Hiroyuki Inoue

Mgmt

For

For

For

4

Elect Tadashi Takahashi

Mgmt

For

Against

Against

5

Elect Yoshinori Toritani

Mgmt

For

Against

Against

6

Elect Yoshio Morikawa

Mgmt

For

Against

Against

 

Yanzhou Coal Mining Company Limited

 

Ticker

Security ID:

Meeting Date

Meeting Status

 

CINS Y97417102

01/23/2009

Voted

Meeting Type

Country of Trade

 

 

Other

China

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1

Non-Voting Meeting Note

N/A

N/A

N/A

N/A

2

Provision of Materials Supply Agreement and Annual Caps

Mgmt

For

For

For

3

Non-Voting Meeting Note

N/A

N/A

N/A

N/A

 


 

Yanzhou Coal Mining Company Limited

 

Ticker

Security ID:

Meeting Date

Meeting Status

 

CINS Y97417102

06/26/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

China

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1

Directors’ Report

Mgmt

For

For

For

2

Supervisors’ Report

Mgmt

For

For

For

3

Accounts and Reports

Mgmt

For

For

For

4

Allocation of Profits/Dividends

Mgmt

For

For

For

5

Fees of Directors and Supervisors

Mgmt

For

For

For

6

Appointment of Auditor and Authority to Set Fees

Mgmt

For

For

For

7

Liability Insurance

Mgmt

For

Abstain

Against

8

Corporate Communications

Mgmt

For

For

For

9

Amendments to Articles

Mgmt

For

For

For

10

Authority to Issue Shares w/o Preemptive Rights

Mgmt

For

For

For

11

Authority to Repurchase Shares

Mgmt

For

For

For

 

Yanzhou Coal Mining Company Limited

 

Ticker

Security ID:

Meeting Date

Meeting Status

 

CINS Y97417102

06/26/2009

Voted

Meeting Type

Country of Trade

 

 

Other

China

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1

Authority to Repurchase Shares

Mgmt

For

For

For

 

Yanzhou Coal Mining Company Limited

 

Ticker

Security ID:

Meeting Date

Meeting Status

 

CINS Y97417102

12/23/2008

Voted

Meeting Type

Country of Trade

 

 

Special

China

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1

Non-Voting Meeting Note

N/A

N/A

N/A

N/A

2

Provision of Materials Supply Agreement and Annual Caps

Mgmt

For

For

For

3

Provision of Labour and Services Supply Agreement and Annual Caps

Mgmt

For

For

For

4

Provision of Insurance Fund Administrative Services Agreement and Annual Estimates

Mgmt

For

For

For

5

Provision of Coal Products and Materials Agreement and Annual Caps

Mgmt

For

For

For

6

Provision of Electricity and Heat Agreement and Annual Caps

Mgmt

For

For

For

7

Approval of the Acquisition

Mgmt

For

For

For

8

Amendments to Articles

Mgmt

For

For

For

 


 

Zurich Financial Services

 

Ticker

Security ID:

Meeting Date

Meeting Status

 

CINS H9870Y105

04/02/2009

Take No Action

Meeting Type

Country of Trade

 

 

Annual

Switzerland

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1

Non-Voting Meeting Note

N/A

N/A

TNA

N/A

2

Non-Voting Meeting Note

N/A

N/A

TNA

N/A

3

Accounts and Reports

Mgmt

For

TNA

N/A

4

Allocation of Profits/Dividends

Mgmt

For

TNA

N/A

5

Ratification of Board and Management Acts

Mgmt

For

TNA

N/A

6

Increase in Authorized Capital

Mgmt

For

TNA

N/A

7

Authority to Issue Convertible Debt Instruments

Mgmt

For

TNA

N/A

8

Approve to change the Company name

Mgmt

For

TNA

N/A

9

Re-elect Mr. Thomas Escher to the Board of Director

Mgmt

For

TNA

N/A

10

Re-elect Mr. Don Nicolaisen to the Board of Director

Mgmt

For

TNA

N/A

11

Re-elect Mr. Philippe Pidoux to the Board of Director

Mgmt

For

TNA

N/A

12

Re-elect Mr. Vernon Sankey to the Board of Director

Mgmt

For

TNA

N/A

13

Re-elect PricewaterhouseCoopers as the Auditors

Mgmt

For

TNA

N/A

14

Non-Voting Meeting Note

N/A

N/A

TNA

N/A

 


 

Item 1: Proxy Voting Record

Registrant : Columbia Funds Institutional Trust

Fund Name : CMG Large Cap Growth Fund

07/01/2008 - 06/30/2009

 

Abbott Laboratories

 

Ticker

Security ID:

Meeting Date

Meeting Status

ABT

CUSIP 002824100

04/24/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Elect Robert Alpern

Mgmt

For

For

For

1.2

Elect Roxanne Austin

Mgmt

For

For

For

1.3

Elect William Daley

Mgmt

For

For

For

1.4

Elect W. James Farrell

Mgmt

For

For

For

1.5

Elect H. Laurance Fuller

Mgmt

For

For

For

1.6

Elect William Osborn

Mgmt

For

For

For

1.7

Elect David Owen

Mgmt

For

For

For

1.8

Elect W. Ann Reynolds

Mgmt

For

For

For

1.9

Elect Roy Roberts

Mgmt

For

For

For

1.10

Elect Samuel Scott III

Mgmt

For

For

For

1.11

Elect William Smithburg

Mgmt

For

For

For

1.12

Elect Glenn Tilton

Mgmt

For

For

For

1.13

Elect Miles White

Mgmt

For

For

For

2

Approval Of The Abbott Laboratories 2009 Incentive Stock Program

Mgmt

For

For

For

3

2009 Employee Stock Purchase Plan

Mgmt

For

For

For

4

Ratification Of Deloitte & Touche Llp As Auditors

Mgmt

For

For

For

5

Shareholder Proposal - Animal Testing

ShrHoldr

Against

Abstain

Against

6

Shareholder Proposal - Health Care Principles

ShrHoldr

Against

Abstain

Against

7

Shareholder Proposal - Advisory Vote

ShrHoldr

Against

For

Against

 

Accredo Health, Incorporated

 

Ticker

Security ID:

Meeting Date

Meeting Status

MHS

CUSIP 58405U102

05/21/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1

Elect Charles Lillis

Mgmt

For

For

For

2

Elect Williams Roper

Mgmt

For

For

For

3

Elect David Stevens

Mgmt

For

For

For

4

Ratification of Auditor

Mgmt

For

For

For

5

Executive Annual Incentive Plan

Mgmt

For

For

For

 


 

Activision Blizzard, Inc.

 

Ticker

Security ID:

Meeting Date

Meeting Status

ATVI

CUSIP 00507V109

06/05/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Elect Philippe Capron

Mgmt

For

For

For

1.2

Elect Robert Corti

Mgmt

For

For

For

1.3

Elect Frederic Crepin

Mgmt

For

Withhold

Against

1.4

Elect Brian Kelly

Mgmt

For

For

For

1.5

Elect Robert Kotick

Mgmt

For

For

For

1.6

Elect Jean-Bernard Levy

Mgmt

For

Withhold

Against

1.7

Elect Robert Morgado

Mgmt

For

For

For

1.8

Elect Douglas Morris

Mgmt

For

Withhold

Against

1.9

Elect Stephane Roussel

Mgmt

For

For

For

1.10

Elect Richard Sarnoff

Mgmt

For

For

For

1.11

Elect Regis Turrini

Mgmt

For

For

For

2

Amendment to the 2008 Incentive Plan

Mgmt

For

For

For

 

Activision Blizzard, Inc.

 

Ticker

Security ID:

Meeting Date

Meeting Status

ATVI

CUSIP 00507V109

09/24/2008

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Elect Philippe Capron

Mgmt

For

For

For

1.2

Elect Robert Corti

Mgmt

For

For

For

1.3

Elect Frederic Crepin

Mgmt

For

Withhold

Against

1.4

Elect Bruce Hack

Mgmt

For

For

For

1.5

Elect Brian Kelly

Mgmt

For

For

For

1.6

Elect Robert Kotick

Mgmt

For

For

For

1.7

Elect Jean-Bernard Levy

Mgmt

For

Withhold

Against

1.8

Elect Robert Morgado

Mgmt

For

For

For

1.9

Elect Douglas Morris

Mgmt

For

Withhold

Against

1.10

Elect Rene Penisson

Mgmt

For

Withhold

Against

1.11

Elect Richard Sarnoff

Mgmt

For

For

For

2

APPROVAL OF THE ACTIVISION BLIZZARD, INC. 2008 INCENTIVE PLAN.

Mgmt

For

For

For

3

Shareholder Proposal Regarding Board Diversity

ShrHoldr

Against

Against

For

4

Shareholder Proposal Regarding Advisory Vote on Compensation

ShrHoldr

Against

For

Against

 


 

Adobe Systems Inc.

 

Ticker

Security ID:

Meeting Date

Meeting Status

ADBE

CUSIP 00724F101

04/01/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1

Election Of Class II Director: Robert K. Burgess

Mgmt

For

For

For

2

Election Of Class II Director: Carol Mills

Mgmt

For

For

For

3

Election Of Class II Director: Daniel Rosensweig

Mgmt

For

For

For

4

Election Of Class II Director: Robert Sedgewick

Mgmt

For

For

For

5

Election Of Class II Director: John E. Warnock

Mgmt

For

For

For

6

Amendment to the 2003 Equity Incentive Plan

Mgmt

For

For

For

7

Ratification of Auditor

Mgmt

For

For

For

 

Amazon.com, Inc.

 

Ticker

Security ID:

Meeting Date

Meeting Status

AMZN

CUSIP 023135106

05/28/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1

Elect Jeffrey Bezos

Mgmt

For

For

For

2

Elect Tom Alberg

Mgmt

For

For

For

3

Elect John Brown

Mgmt

For

For

For

4

Elect L. John Doerr

Mgmt

For

For

For

5

Elect William Gordon

Mgmt

For

For

For

6

Elect Alain Monié

Mgmt

For

For

For

7

Elect Thomas Ryder

Mgmt

For

Against

Against

8

Elect Patricia Stonesifer

Mgmt

For

For

For

9

Ratification of Auditor

Mgmt

For

For

For

 

Apple Inc.

 

Ticker

Security ID:

Meeting Date

Meeting Status

AAPL

CUSIP 037833100

02/25/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Elect William Campbell

Mgmt

For

For

For

1.2

Elect Millard Drexler

Mgmt

For

For

For

1.3

Elect Albert Gore, Jr.

Mgmt

For

For

For

1.4

Elect Steven Jobs

Mgmt

For

For

For

1.5

Elect Andrea Jung

Mgmt

For

For

For

1.6

Elect Arthur Levinson

Mgmt

For

For

For

1.7

Elect Eric Schmidt

Mgmt

For

For

For

1.8

Elect Jerome York

Mgmt

For

For

For

2

Shareholder Proposal Regarding Political Contributions and Expenditure Report

ShrHoldr

Against

For

Against

3

Shareholder Proposal Regarding Adoption of Principles for Health Care Reform

ShrHoldr

Against

Abstain

Against

4

Shareholder Proposal Regarding Sustainability Report

ShrHoldr

Against

Abstain

Against

5

Shareholder Proposal Regarding Advisory Vote on Compensation (Say on Pay)

ShrHoldr

Against

For

Against

 


 

Avon Products, Inc.

 

Ticker

Security ID:

Meeting Date

Meeting Status

AVP

CUSIP 054303102

05/07/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Elect W. Don Cornwell

Mgmt

For

For

For

1.2

Elect Edward Fogarty

Mgmt

For

For

For

1.3

Elect V. Ann Hailey

Mgmt

For

For

For

1.4

Elect Fred Hassan

Mgmt

For

For

For

1.5

Elect Andrea Jung

Mgmt

For

For

For

1.6

Elect Maria Lagomasino

Mgmt

For

For

For

1.7

Elect Ann Moore

Mgmt

For

For

For

1.8

Elect Paul Pressler

Mgmt

For

For

For

1.9

Elect Gary Rodkin

Mgmt

For

For

For

1.10

Elect Paula Stern

Mgmt

For

For

For

1.11

Elect Lawrence Weinbach

Mgmt

For

For

For

2

Ratification of Auditor

Mgmt

For

For

For

3

Shareholder Proposal Regarding Nanomaterial Report

ShrHoldr

Against

Abstain

Against

 

Axis Capital Holdings Limited

 

Ticker

Security ID:

Meeting Date

Meeting Status

AXS

CUSIP G0692U109

05/06/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Elect Michael Butt

Mgmt

For

For

For

1.2

Elect John Charman

Mgmt

For

For

For

1.3

Elect Charles Davis

Mgmt

For

For

For

1.4

Elect Andrew Large

Mgmt

For

For

For

2

Amendment to the 2007 Long-Term Equity Compensation Plan

Mgmt

For

For

For

3

Amendments to Bye-laws

Mgmt

For

For

For

4

Appointment of Auditor

Mgmt

For

For

For

 

Baxter International Inc.

 

Ticker

Security ID:

Meeting Date

Meeting Status

BAX

CUSIP 071813109

05/05/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1

Elect Walter Boomer

Mgmt

For

For

For

2

Elect James Gavin III

Mgmt

For

For

For

3

Elect Peter Hellman

Mgmt

For

For

For

4

Elect K.J. Storm

Mgmt

For

For

For

5

Ratification of Auditor

Mgmt

For

For

For

6

Shareholder Proposal Regarding Animal Testing

ShrHoldr

Against

Abstain

Against

 


 

Best Buy Co., Inc.

 

Ticker

Security ID:

Meeting Date

Meeting Status

BBY

CUSIP 086516101

06/24/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Elect Ronald James

Mgmt

For

For

For

1.2

Elect Elliot Kaplan

Mgmt

For

For

For

1.3

Elect Sanjay Khosla

Mgmt

For

For

For

1.4

Elect George Mikan III

Mgmt

For

For

For

1.5

Elect Matthew Paull

Mgmt

For

For

For

1.6

Elect Richard Schulze

Mgmt

For

For

For

1.7

Elect Hatim Tyabji

Mgmt

For

For

For

1.8

Elect Gérard Vittecoq

Mgmt

For

For

For

2

Ratification of Auditor

Mgmt

For

For

For

3

Amendment to the 2004 Omnibus Stock and Incentive Plan

Mgmt

For

For

For

4

Amendment to Change the Approval Required For Certain Business Combinations

Mgmt

For

For

For

5

Amendment to Decrease Shareholder Approval Required to Amend Article IX

Mgmt

For

For

For

6

Amendment to Decrease Shareholder Approval Required to Remove Directors Without Cause

Mgmt

For

For

For

7

Amendment to Decrease Shareholder Approval Required to Amend Classified Board Provisions

Mgmt

For

For

For

8

Amendment to Decrease Shareholder Approval Required For Certain Stock Repurchases from Shareholders

Mgmt

For

For

For

9

Amendment to Decrease Shareholder Approval Required to Amend Article X

Mgmt

For

For

For

 

Bristol-Myers Squibb Company

 

Ticker

Security ID:

Meeting Date

Meeting Status

BMY

CUSIP 110122108

05/05/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1

Elect Lamberto Andreotti

Mgmt

For

For

For

2

Elect Lewis Campbell

Mgmt

For

For

For

3

Elect James Cornelius

Mgmt

For

For

For

4

Elect Louis Freeh

Mgmt

For

For

For

5

Elect Laurie Glimcher

Mgmt

For

For

For

6

Elect Michael Grobstein

Mgmt

For

For

For

7

Elect Leif Johansson

Mgmt

For

For

For

8

Elect Alan Lacy

Mgmt

For

For

For

9

Elect Vicki Sato

Mgmt

For

For

For

10

Elect Togo West

Mgmt

For

For

For

11

Elect R. Sanders Williams

Mgmt

For

For

For

12

Ratification of Auditor

Mgmt

For

For

For

13

Shareholder Proposal Regarding Disclosure of Executive Compensation

ShrHoldr

Against

Against

For

14

Shareholder Proposal Regarding Eliminating Supermajority Provisions

ShrHoldr

Against

For

Against

15

Shareholder Proposal Regarding Right to Call a Special Meeting

ShrHoldr

Against

Against

For

16

Shareholder Proposal Regarding Advisory Vote on Compensation (Say on Pay)

ShrHoldr

Against

For

Against

 


 

Broadcom Corporation

 

Ticker

Security ID:

Meeting Date

Meeting Status

BRCM

CUSIP 111320107

05/14/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Elect George Farinsky

Mgmt

For

For

For

1.2

Elect Nancy Handel

Mgmt

For

For

For

1.3

Elect Eddy Hartenstein

Mgmt

For

For

For

1.4

Elect John Major

Mgmt

For

For

For

1.5

Elect Scott McGregor

Mgmt

For

For

For

1.6

Elect William Morrow

Mgmt

For

For

For

1.7

Elect Robert Switz

Mgmt

For

For

For

2

Ratification of Auditor

Mgmt

For

For

For

 

Burger King Holdings Inc.

 

Ticker

Security ID:

Meeting Date

Meeting Status

BKC

CUSIP 121208201

11/20/2008

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Elect John Chidsey

Mgmt

For

For

For

1.2

Elect Richard Boyce

Mgmt

For

Withhold

Against

1.3

Elect David Brandon

Mgmt

For

For

For

1.4

Elect Ronald Dykes

Mgmt

For

For

For

1.5

Elect Peter Formanek

Mgmt

For

For

For

1.6

Elect Manuel Garcia

Mgmt

For

Withhold

Against

1.7

Elect Sanjeev Mehra

Mgmt

For

For

For

1.8

Elect Stephen Pagliuca

Mgmt

For

Withhold

Against

1.9

Elect Brian Swette

Mgmt

For

For

For

1.10

Elect Kneeland Youngblood

Mgmt

For

For

For

2

Ratification of Auditor

Mgmt

For

For

For

 

Celgene Corporation

 

Ticker

Security ID:

Meeting Date

Meeting Status

CELG

CUSIP 151020104

06/17/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Elect Sol Barer

Mgmt

For

For

For

1.2

Elect Robert Hugin

Mgmt

For

For

For

1.3

Elect Michael Casey

Mgmt

For

For

For

1.4

Elect Rodman Drake

Mgmt

For

For

For

1.5

Elect Arthur Hayes, Jr.

Mgmt

For

For

For

1.6

Elect Gilla Kaplan

Mgmt

For

For

For

1.7

Elect James Loughlin

Mgmt

For

For

For

1.8

Elect Ernest Mario

Mgmt

For

For

For

1.9

Elect Walter Robb

Mgmt

For

For

For

2

Ratification of Auditor

Mgmt

For

For

For

3

Amendment to the 2008 Stock Incentive Plan

Mgmt

For

For

For

4

Shareholder Proposal Regarding Majority Voting for the Election of Directors

ShrHoldr

Against

For

Against

 


 

Cisco Systems, Inc.

 

Ticker

Security ID:

Meeting Date

Meeting Status

CSCO

CUSIP 17275R102

11/13/2008

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1

Election Of Director: Carol A. Bartz

Mgmt

For

For

For

2

Election Of Director: M. Michele Burns

Mgmt

For

For

For

3

Election Of Director: Michael D. Capellas

Mgmt

For

For

For

4

Election Of Director: Larry R. Carter

Mgmt

For

For

For

5

Election Of Director: John T. Chambers

Mgmt

For

For

For

6

Election Of Director: Brian L. Halla

Mgmt

For

For

For

7

Election Of Director: Dr. John L. Hennessy

Mgmt

For

Against

Against

8

Election Of Director: Richard M. Kovacevich

Mgmt

For

For

For

9

Election Of Director: Roderick C. Mcgeary

Mgmt

For

For

For

10

Election Of Director: Michael K. Powell

Mgmt

For

For

For

11

Election Of Director: Steven M. West

Mgmt

For

For

For

12

Election Of Director: Jerry Yang

Mgmt

For

For

For

13

Ratification of Auditor

Mgmt

For

For

For

14

Shareholder Proposal Regarding Formation of a Board Committee on Human Rights

ShrHoldr

Against

Abstain

Against

15

Shareholder Proposal Regarding Report on Internet Fragmentation

ShrHoldr

Against

Abstain

Against

 


 

Coca-Cola Co.

 

Ticker

Security ID:

Meeting Date

Meeting Status

KO

CUSIP 191216100

04/22/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1

Election Of Director: Herbert A. Allen

Mgmt

For

For

For

2

Election Of Director: Ronald W. Allen

Mgmt

For

For

For

3

Election Of Director: Cathleen P. Black

Mgmt

For

For

For

4

Election Of Director: Barry Diller

Mgmt

For

For

For

5

Election Of Director: Alexis M. Herman

Mgmt

For

For

For

6

Election Of Director: Muhtar Kent

Mgmt

For

For

For

7

Election Of Director: Donald R. Keough

Mgmt

For

For

For

8

Election Of Director: Maria Elena Lagomasino

Mgmt

For

For

For

9

Election Of Director: Donald F. Mchenry

Mgmt

For

For

For

10

Election Of Director: Sam Nunn

Mgmt

For

For

For

11

Election Of Director: James D. Robinson III

Mgmt

For

For

For

12

Election Of Director: Peter V. Ueberroth

Mgmt

For

For

For

13

Election Of Director: Jacob Wallenberg

Mgmt

For

For

For

14

Election Of Director: James B. Williams

Mgmt

For

For

For

15

Ratification Of Auditor

Mgmt

For

For

For

16

Shareowner Proposal Regarding An Advisory Vote On Executive Compensation

ShrHoldr

Against

Against

For

17

Shareowner Proposal Regarding An Independent Board Chair

ShrHoldr

Against

For

Against

18

Shareowner Proposal Regarding A Board Committee On Human Rights

ShrHoldr

Against

Abstain

Against

19

Shareowner Proposal Regarding Restricted Stock

ShrHoldr

Against

For

Against

 

Colgate-Palmolive Company

 

Ticker

Security ID:

Meeting Date

Meeting Status

CL

CUSIP 194162103

05/08/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1

Elect John Cahill

Mgmt

For

For

For

2

Elect Jill Conway

Mgmt

For

For

For

3

Elect Ian Cook

Mgmt

For

For

For

4

Elect Ellen Hancock

Mgmt

For

For

For

5

Elect David Johnson

Mgmt

For

For

For

6

Elect Richard Kogan

Mgmt

For

For

For

7

Elect Delano Lewis

Mgmt

For

For

For

8

Elect J. Pedro Reinhard

Mgmt

For

For

For

9

Elect Stephen Sadove

Mgmt

For

For

For

10

Ratification of Auditor

Mgmt

For

For

For

11

2009 Executive Incentive Compensation Plan

Mgmt

For

For

For

12

Shareholder Proposal Regarding Advisory Vote on Compensation (Say on Pay)

ShrHoldr

Against

Against

For

 


 

Comcast Corporation

 

Ticker

Security ID:

Meeting Date

Meeting Status

CMCSA

CUSIP 20030N101

05/13/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Elect S. Decker Anstrom

Mgmt

For

For

For

1.2

Elect Kenneth Bacon

Mgmt

For

For

For

1.3

Elect Sheldon Bonovitz

Mgmt

For

For

For

1.4

Elect Edward Breen

Mgmt

For

For

For

1.5

Elect Julian Brodsky

Mgmt

For

For

For

1.6

Elect Joseph Collins

Mgmt

For

For

For

1.7

Elect J. Michael Cook

Mgmt

For

For

For

1.8

Elect Gerald Hassell

Mgmt

For

For

For

1.9

Elect Jeffrey Honickman

Mgmt

For

For

For

1.10

Elect Brian Roberts

Mgmt

For

For

For

1.11

Elect Ralph Roberts

Mgmt

For

For

For

1.12

Elect Judith Rodin

Mgmt

For

For

For

1.13

Elect Michael Sovern

Mgmt

For

For

For

2

Ratification of Auditor

Mgmt

For

For

For

3

Amendment to the 2002 Employee Stock Purchase Plan

Mgmt

For

For

For

4

Amendment to the 2002 Restricted Stock Plan

Mgmt

For

For

For

5

Amendment to the 2003 Stock Option Plan

Mgmt

For

For

For

6

Shareholder Proposal Regarding Disclosure of Executives Earning in Excess of $500,000

ShrHoldr

Against

Against

For

7

Shareholder Proposal Regarding the Approval of Survivor Benefits (Golden Coffin) Arrangements

ShrHoldr

Against

For

Against

8

Shareholder Proposal Regarding Advisory Vote on Executive Compensation (Say on Pay)

ShrHoldr

Against

For

Against

9

Shareholder Proposal Regarding a Recapitalization Plan

ShrHoldr

Against

For

Against

 

Covance Inc.

 

Ticker

Security ID:

Meeting Date

Meeting Status

CVD

CUSIP 222816100

05/07/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Elect Robert Barchi

Mgmt

For

For

For

1.2

Elect Sandra Helton

Mgmt

For

For

For

1.3

Elect Joseph Scodari

Mgmt

For

For

For

2

Ratification of Auditor

Mgmt

For

For

For

3

Shareholder Proposal Regarding Animal Welfare

ShrHoldr

Against

Abstain

Against

 


 

CVS Caremark Corporation

 

Ticker

Security ID:

Meeting Date

Meeting Status

CVS

CUSIP 126650100

05/06/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1

Elect Edwin Banks

Mgmt

For

For

For

2

Elect C. David Brown II

Mgmt

For

For

For

3

Elect David Dorman

Mgmt

For

For

For

4

Elect Kristen Gibney Williams

Mgmt

For

For

For

5

Elect Marian Heard

Mgmt

For

For

For

6

Elect William Joyce

Mgmt

For

For

For

7

Elect Jean-Pierre Millon

Mgmt

For

For

For

8

Elect Terrence Murray

Mgmt

For

For

For

9

Elect C.A. Lance Piccolo

Mgmt

For

For

For

10

Elect Sheli Rosenberg

Mgmt

For

For

For

11

Elect Thomas Ryan

Mgmt

For

For

For

12

Elect Richard Swift

Mgmt

For

For

For

13

Ratification of Auditor

Mgmt

For

For

For

14

Shareholder Proposal Regarding Special Shareholder Meetings

ShrHoldr

Against

Against

For

15

Shareholder Proposal Regarding Independent Chairman of the Board

ShrHoldr

Against

For

Against

16

Shareholder Proposal Regarding Political Contributions and Expenditures

ShrHoldr

Against

For

Against

17

Shareholder Proposal Regarding Advisory Vote on Executive Compensation (Say on Pay)

ShrHoldr

Against

For

Against

 

Devon Energy Corporation

 

Ticker

Security ID:

Meeting Date

Meeting Status

DVN

CUSIP 25179M103

06/03/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Elect Robert Howard

Mgmt

For

For

For

1.2

Elect Michael Kanovsky

Mgmt

For

For

For

1.3

Elect J. Todd Mitchell

Mgmt

For

For

For

1.4

Elect J. Larry Nichols

Mgmt

For

For

For

2

Elect Robert Mosbacher, Jr.

Mgmt

For

For

For

3

Ratification of Auditor

Mgmt

For

For

For

4

2009 Long-Term Incentive Plan

Mgmt

For

For

For

5

Shareholder Proposal Regarding Majority Vote for Election of Directors

ShrHoldr

Against

For

Against

 

DIRECTV Group Inc.

 

Ticker

Security ID:

Meeting Date

Meeting Status

DTV

CUSIP 25459L106

06/02/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Elect Chase Carey

Mgmt

For

For

For

1.2

Elect Mark Carleton

Mgmt

For

For

For

1.3

Elect Peter Lund

Mgmt

For

For

For

1.4

Elect Haïm Saban

Mgmt

For

For

For

2

Ratification of Auditor

Mgmt

For

For

For

3

Shareholder Proposal Regarding Health Care Reform Principles

ShrHoldr

Against

Abstain

Against

4

Shareholder Proposal Regarding Declassification of the Board

ShrHoldr

Against

For

Against

 


 

Dun & Bradstreet Corporation

 

Ticker

Security ID:

Meeting Date

Meeting Status

DNB

CUSIP 26483E100

05/05/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Elect Austin Adams

Mgmt

For

For

For

1.2

Elect James Fernandez

Mgmt

For

For

For

1.3

Elect Sandra Peterson

Mgmt

For

For

For

1.4

Elect Michael Quinlan

Mgmt

For

For

For

2

Ratification of Auditor

Mgmt

For

For

For

3

2009 Stock Incentive Plan

Mgmt

For

For

For

 

EMC Corporation

 

Ticker

Security ID:

Meeting Date

Meeting Status

EMC

CUSIP 268648102

05/06/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1

Elect Michael Brown

Mgmt

For

For

For

2

Elect Randolph Cowen

Mgmt

For

For

For

3

Elect Michael Cronin

Mgmt

For

For

For

4

Elect Gail Deegan

Mgmt

For

For

For

5

Elect John Egan

Mgmt

For

For

For

6

Elect W. Paul Fitzgerald

Mgmt

For

For

For

7

Elect Edmund Kelly

Mgmt

For

For

For

8

Elect Windle Priem

Mgmt

For

For

For

9

Elect Paul Sagan

Mgmt

For

For

For

10

Elect David Strohm

Mgmt

For

For

For

11

Elect Joseph Tucci

Mgmt

For

For

For

12

Ratification of Auditor

Mgmt

For

For

For

13

Amendment to the 1989 Employee Stock Purchase Plan

Mgmt

For

For

For

14

Amendment to Shareholders’ Right to Call a Special Meeting

Mgmt

For

For

For

15

Shareholder Proposal Regarding Advisory Vote on Compensation (Say on Pay)

ShrHoldr

Against

For

Against

 

Emerson Electric Co.

 

Ticker

Security ID:

Meeting Date

Meeting Status

EMR

CUSIP 291011104

02/03/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Elect August Busch III

Mgmt

For

For

For

1.2

Elect Arthur Golden

Mgmt

For

Withhold

Against

1.3

Elect Harriet Green

Mgmt

For

For

For

1.4

Elect William Johnson

Mgmt

For

For

For

1.5

Elect John Menzer

Mgmt

For

For

For

1.6

Elect Vernon Loucks, Jr.

Mgmt

For

For

For

2

Ratification Of Kpmg Llp As Independent Registered Public Accounting Firm.

Mgmt

For

For

For

 


 

Entergy Corporation

 

Ticker

Security ID:

Meeting Date

Meeting Status

ETR

CUSIP 29364G103

05/08/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1

Elect Maureen Bateman

Mgmt

For

For

For

2

Elect W. Frank Blount

Mgmt

For

For

For

3

Elect Gary Edwards

Mgmt

For

For

For

4

Elect Alexis Herman

Mgmt

For

For

For

5

Elect Donald Hintz

Mgmt

For

For

For

6

Elect J. Wayne Leonard

Mgmt

For

For

For

7

Elect Stuart Levenick

Mgmt

For

For

For

8

Elect James Nichols

Mgmt

For

For

For

9

Elect William Percy, II

Mgmt

For

For

For

10

Elect W.J. Tauzin

Mgmt

For

For

For

11

Elect Steven Wilkinson

Mgmt

For

For

For

12

Ratification of Auditor

Mgmt

For

For

For

 

Equinix, Inc.

 

Ticker

Security ID:

Meeting Date

Meeting Status

EQIX

CUSIP 29444U502

06/09/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Elect Steven Clontz

Mgmt

For

For

For

1.2

Elect Steven Eng

Mgmt

For

For

For

1.3

Elect Gary Hromadko

Mgmt

For

For

For

1.4

Elect Scott Kriens

Mgmt

For

For

For

1.5

Elect Irving Lyons, III

Mgmt

For

For

For

1.6

Elect Christopher Paisley

Mgmt

For

For

For

1.7

Elect Stephen Smith

Mgmt

For

For

For

1.8

Elect Peter Van Camp

Mgmt

For

Withhold

Against

2

Ratification of Auditor

Mgmt

For

For

For

 


 

Exxon Mobil Corporation

 

Ticker

Security ID:

Meeting Date

Meeting Status

XOM

CUSIP 30231G102

05/27/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Elect Michael Boskin

Mgmt

For

For

For

1.2

Elect Larry Faulkner

Mgmt

For

For

For

1.3

Elect Kenneth Frazier

Mgmt

For

For

For

1.4

Elect William George

Mgmt

For

For

For

1.5

Elect Reatha King

Mgmt

For

For

For

1.6

Elect Marilyn Nelson

Mgmt

For

For

For

1.7

Elect Samuel Palmisano

Mgmt

For

For

For

1.8

Elect Steven Reinemund

Mgmt

For

For

For

1.9

Elect Rex Tillerson

Mgmt

For

For

For

1.10

Elect Edward Whitacre, Jr.

Mgmt

For

For

For

2

Ratification of Auditor

Mgmt

For

For

For

3

Shareholder Proposal Regarding Cumulative Voting

ShrHoldr

Against

For

Against

4

Shareholder Proposal Regarding Right to Call a Special Meeting

ShrHoldr

Against

Against

For

5

Shareholder Proposal Regarding Reincorporation

ShrHoldr

Against

Against

For

6

Shareholder Proposal Regarding Independent Board Chairman

ShrHoldr

Against

Against

For

7

Shareholder Proposal Regarding Advisory Vote on Executive Compensation (Say on Pay)

ShrHoldr

Against

Against

For

8

Shareholder Proposal Regarding Executive Compensation Report

ShrHoldr

Against

Against

For

9

Shareholder Proposal Regarding Corporate Sponsorships Report

ShrHoldr

Against

Abstain

Against

10

Shareholder Proposal Regarding Adopting Sexual Orientation and Gender Identity Expression Anti-Bias Policy

ShrHoldr

Against

Abstain

Against

11

Shareholder Proposal Regarding Greenhouse Gas Emissions Goals

ShrHoldr

Against

Abstain

Against

12

Shareholder Proposal Regarding a Climate Change and Technology Report

ShrHoldr

Against

Abstain

Against

13

Shareholder Proposal Regarding Renewable Energy Policy

ShrHoldr

Against

Abstain

Against

 

FLIR Systems, Inc.

 

Ticker

Security ID:

Meeting Date

Meeting Status

FLIR

CUSIP 302445101

05/01/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Elect Earl Lewis

Mgmt

For

Withhold

Against

1.2

Elect Steven Wynne

Mgmt

For

For

For

2

2009 Employee Stock Purchase Plan

Mgmt

For

For

For

3

Ratification of Auditor

Mgmt

For

For

For

 


 

Flowserve Corporation

 

Ticker

Security ID:

Meeting Date

Meeting Status

FLS

CUSIP 34354P105

05/14/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Elect Roger Fix

Mgmt

For

For

For

1.2

Elect Lewis Kling

Mgmt

For

For

For

1.3

Elect James Rollans

Mgmt

For

For

For

2

Equity and Incentive Compensation Plan

Mgmt

For

For

For

3

Ratification of Auditor

Mgmt

For

For

For

 

FPL Group, Inc.

 

Ticker

Security ID:

Meeting Date

Meeting Status

FPL

CUSIP 302571104

05/22/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Elect Sherry Barrat

Mgmt

For

For

For

1.2

Elect Robert Beall, II

Mgmt

For

For

For

1.3

Elect J. Hyatt Brown

Mgmt

For

For

For

1.4

Elect James Camaren

Mgmt

For

For

For

1.5

Elect J. Brian Ferguson

Mgmt

For

For

For

1.6

Elect Lewis Hay III

Mgmt

For

For

For

1.7

Elect Toni Jennings

Mgmt

For

For

For

1.8

Elect Oliver Kingsley, Jr.

Mgmt

For

For

For

1.9

Elect Rudy Schupp

Mgmt

For

For

For

1.10

Elect Michael Thaman

Mgmt

For

For

For

1.11

Elect Hansel Tookes, II

Mgmt

For

For

For

1.12

Elect Paul Tregurtha

Mgmt

For

For

For

2

Ratification of Auditor

Mgmt

For

For

For

3

Amendment to the Long Term Incentive Plan

Mgmt

For

For

For

 

GameStop Corp.

 

Ticker

Security ID:

Meeting Date

Meeting Status

GME

CUSIP 36467W109

06/23/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Elect Daniel A. DeMatteo

Mgmt

For

For

For

1.2

Elect Michael Rosen

Mgmt

For

For

For

1.3

Elect Edward A. Volkwein

Mgmt

For

For

For

2

Amendment to the 2001 Incentive Plan

Mgmt

For

For

For

3

Ratification of Auditor

Mgmt

For

For

For

 


 

General Mills, Inc.

 

Ticker

Security ID:

Meeting Date

Meeting Status

GIS

CUSIP 370334104

09/22/2008

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1

Election Of Director: Bradbury H. Anderson

Mgmt

For

For

For

2

Election Of Director: Paul Danos

Mgmt

For

For

For

3

Election Of Director: William T. Esrey

Mgmt

For

For

For

4

Election Of Director: Raymond V. Gilmartin

Mgmt

For

For

For

5

Election Of Director: Judith Richards Hope

Mgmt

For

For

For

6

Election Of Director: Heidi G. Miller

Mgmt

For

For

For

7

Election Of Director: Hilda Ochoa-Brillembourg

Mgmt

For

For

For

8

Election Of Director: Steve Odland

Mgmt

For

For

For

9

Election Of Director: Kendall J. Powell

Mgmt

For

For

For

10

Election Of Director: Lois E. Quam

Mgmt

For

For

For

11

Election Of Director: Michael D. Rose

Mgmt

For

For

For

12

Election Of Director: Robert L. Ryan

Mgmt

For

For

For

13

Election Of Director: Dorothy A. Terrell

Mgmt

For

For

For

14

Ratification of Auditor

Mgmt

For

For

For

 

Genzyme Corporation

 

Ticker

Security ID:

Meeting Date

Meeting Status

GENZ

CUSIP 372917104

05/21/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1

Elect Douglas Berthiaume

Mgmt

For

For

For

2

Elect Gail Boudreaux

Mgmt

For

For

For

3

Elect Robert Carpenter

Mgmt

For

For

For

4

Elect Charles Cooney

Mgmt

For

For

For

5

Elect Victor Dzau

Mgmt

For

For

For

6

Elect Connie Mack, III

Mgmt

For

For

For

7

Elect Richard Syron

Mgmt

For

For

For

8

Elect Henri Termeer

Mgmt

For

For

For

9

Amendment to the 2004 Equity Incentive Plan

Mgmt

For

For

For

10

2009 Employee Stock Purchase Plan

Mgmt

For

For

For

11

Ratification of Auditor

Mgmt

For

For

For

 

Gilead Sciences, Inc.

 

Ticker

Security ID:

Meeting Date

Meeting Status

GILD

CUSIP 375558103

05/06/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Elect Paul Berg

Mgmt

For

For

For

1.2

Elect John Cogan

Mgmt

For

For

For

1.3

Elect Etienne Davignon

Mgmt

For

For

For

1.4

Elect James Denny

Mgmt

For

For

For

1.5

Elect Carla Hills

Mgmt

For

For

For

1.6

Elect John Madigan

Mgmt

For

For

For

1.7

Elect John Martin

Mgmt

For

For

For

1.8

Elect Gordon Moore

Mgmt

For

For

For

1.9

Elect Nicholas Moore

Mgmt

For

For

For

1.10

Elect Richard Whitley

Mgmt

For

For

For

1.11

Elect Gayle Wilson

Mgmt

For

For

For

2

Ratification of Auditor

Mgmt

For

For

For

3

Amendment to the 2004 Equity Incentive Plan

Mgmt

For

For

For

 


 

Goodrich Corporation

 

Ticker

Security ID:

Meeting Date

Meeting Status

GR

CUSIP 382388106

04/21/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Elect Diane Creel

Mgmt

For

For

For

1.2

Elect George Davidson, Jr.

Mgmt

For

For

For

1.3

Elect Harris Deloach, Jr.

Mgmt

For

For

For

1.4

Elect James Griffith

Mgmt

For

For

For

1.5

Elect William Holland

Mgmt

For

For

For

1.6

Elect John Jumper

Mgmt

For

For

For

1.7

Elect Marshall Larsen

Mgmt

For

For

For

1.8

Elect Lloyd Newton

Mgmt

For

For

For

1.9

Elect Douglas Olesen

Mgmt

For

For

For

1.10

Elect Alfred Rankin, Jr.

Mgmt

For

For

For

1.11

Elect A. Thomas Young

Mgmt

For

For

For

2

Ratification of Auditor

Mgmt

For

For

For

3

Shareholder Proposal Regarding Majority Vote for Election of Directors

ShrHoldr

Against

For

Against

 


 

Google Inc.

 

Ticker

Security ID:

Meeting Date

Meeting Status

GOOG

CUSIP 38259P508

05/07/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Elect Eric Schmidt

Mgmt

For

For

For

1.2

Elect Sergey Brin

Mgmt

For

For

For

1.3

Elect Larry Page

Mgmt

For

For

For

1.4

Elect L. John Doerr

Mgmt

For

For

For

1.5

Elect John Hennessy

Mgmt

For

Withhold

Against

1.6

Elect Arthur Levinson

Mgmt

For

For

For

1.7

Elect Ann Mather

Mgmt

For

For

For

1.8

Elect Paul Otellini

Mgmt

For

For

For

1.9

Elect K. Shriram

Mgmt

For

For

For

1.10

Elect Shirley Tilghman

Mgmt

For

For

For

2

Ratification of Auditor

Mgmt

For

For

For

3

Amendment to the 2004 Stock Plan

Mgmt

For

Against

Against

4

Shareholder proposal regarding political contribution disclosure

ShrHoldr

For

For

For

5

Shareholder proposal regarding internet censorship

ShrHoldr

Against

Abstain

Against

6

Shareholder proposal regarding health care reform

ShrHoldr

Against

Abstain

Against

 

H.J. Heinz Company

 

Ticker

Security ID:

Meeting Date

Meeting Status

HNZ

CUSIP 423074103

08/13/2008

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1

Election Of Director: W.R. Johnson

Mgmt

For

For

For

2

Election Of Director: C.E. Bunch

Mgmt

For

For

For

3

Election Of Director: L.S. Coleman, Jr.

Mgmt

For

For

For

4

Election Of Director: J.G. Drosdick

Mgmt

For

For

For

5

Election Of Director: E.E. Holiday

Mgmt

For

For

For

6

Election Of Director: C. Kendle

Mgmt

For

For

For

7

Election Of Director: D.R. O Hare

Mgmt

For

For

For

8

Election Of Director: N. Peltz

Mgmt

For

For

For

9

Election Of Director: D.H. Reilley

Mgmt

For

For

For

10

Election Of Director: L.C. Swann

Mgmt

For

For

For

11

Election Of Director: T.J. Usher

Mgmt

For

For

For

12

Election Of Director: M.F. Weinstein

Mgmt

For

For

For

13

Ratification Of Independent Registered Public Accounting Firm.

Mgmt

For

For

For

14

Elimination of the Supermajority Requirement Regarding Provisions Relating to Limitation of Director Liability and Director and Officer Indemnification

Mgmt

For

For

For

15

Elimination of the Supermajority Requirement Regarding Certain Business Combinations

Mgmt

For

For

For

 


 

Hasbro, Inc.

 

Ticker

Security ID:

Meeting Date

Meeting Status

HAS

CUSIP 418056107

05/21/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Elect Basil Anderson

Mgmt

For

For

For

1.2

Elect Alan Batkin

Mgmt

For

For

For

1.3

Elect Frank Biondi, Jr.

Mgmt

For

For

For

1.4

Elect Kenneth Bronfin

Mgmt

For

For

For

1.5

Elect John Connors, Jr.

Mgmt

For

For

For

1.6

Elect Michael Garrett

Mgmt

For

For

For

1.7

Elect E. Gordon Gee

Mgmt

For

For

For

1.8

Elect Brian Goldner

Mgmt

For

For

For

1.9

Elect Jack Greenberg

Mgmt

For

For

For

1.10

Elect Alan Hassenfeld

Mgmt

For

For

For

1.11

Elect Tracy Leinbach

Mgmt

For

For

For

1.12

Elect Edward Philip

Mgmt

For

For

For

1.13

Elect Paula Stern

Mgmt

For

For

For

1.14

Elect Alfred Verrecchia

Mgmt

For

For

For

2

Amendment to the 2003 Stock Incentive Performance Plan

Mgmt

For

For

For

3

2009 Senior Management Annual Performance Plan

Mgmt

For

For

For

4

Ratification of Auditor

Mgmt

For

For

For

 

Hess Corporation

 

Ticker

Security ID:

Meeting Date

Meeting Status

HES

CUSIP 42809H107

05/06/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Elect John Hess

Mgmt

For

For

For

1.2

Elect Samuel Bodman

Mgmt

For

For

For

1.3

Elect Risa Lavizzo-Mourey

Mgmt

For

For

For

1.4

Elect Craig Matthews

Mgmt

For

For

For

1.5

Elect Ernst von Metzsch

Mgmt

For

For

For

2

Ratification of Auditor

Mgmt

For

For

For

 


 

Hewlett-Packard Company

 

Ticker

Security ID:

Meeting Date

Meeting Status

HPQ

CUSIP 428236103

03/18/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1

Election Of Director: L. T. Babbio, Jr.

Mgmt

For

For

For

2

Election Of Director: S. M. Baldauf

Mgmt

For

For

For

3

Election Of Director: R. L. Gupta

Mgmt

For

For

For

4

Election Of Director: J. H. Hammergren

Mgmt

For

For

For

5

Election Of Director: M. V. Hurd

Mgmt

For

For

For

6

Election Of Director: J. Z. Hyatt

Mgmt

For

For

For

7

Election Of Director: J. R. Joyce

Mgmt

For

For

For

8

Election Of Director: R. L. Ryan

Mgmt

For

For

For

9

Election Of Director: L. S. Salhany

Mgmt

For

For

For

10

Election Of Director: G. K. Thompson

Mgmt

For

For

For

11

Ratification of Auditor

Mgmt

For

For

For

 

Humana Inc.

 

Ticker

Security ID:

Meeting Date

Meeting Status

HUM

CUSIP 444859102

04/23/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1

Election Of Director: David A. Jones, Jr.

Mgmt

For

For

For

2

Election Of Director: Frank A. D Amelio

Mgmt

For

For

For

3

Election Of Director: W. Roy Dunbar

Mgmt

For

For

For

4

Election Of Director: Kurt J. Hilzinger

Mgmt

For

For

For

5

Election Of Director: Michael B. Mccallister

Mgmt

For

For

For

6

Election Of Director: William J. Mcdonald

Mgmt

For

For

For

7

Election Of Director: William E. Mitchell

Mgmt

For

For

For

8

Election Of Director: James J. O Brien

Mgmt

For

For

For

9

Election Of Director: Marissa T. Peterson

Mgmt

For

For

For

10

Election Of Director: W. Ann Reynolds, Ph.D.

Mgmt

For

For

For

11

Ratification of Auditor

Mgmt

For

For

For

 

Illinois Tool Works Inc.

 

Ticker

Security ID:

Meeting Date

Meeting Status

ITW

CUSIP 452308109

05/08/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1

Elect William Aldinger III

Mgmt

For

For

For

2

Elect Marvin Brailsford

Mgmt

For

For

For

3

Elect Susan Crown

Mgmt

For

For

For

4

Elect Don Davis, Jr.

Mgmt

For

For

For

5

Elect Robert McCormack

Mgmt

For

For

For

6

Elect Robert Morrison

Mgmt

For

For

For

7

Elect James Skinner

Mgmt

For

For

For

8

Elect Harold Smith

Mgmt

For

For

For

9

Elect David Speer

Mgmt

For

For

For

10

Elect Pamela Strobel

Mgmt

For

For

For

11

Ratification of Auditor

Mgmt

For

For

For

12

Shareholder Proposal Regarding Approval of SERP Benefits

ShrHoldr

Against

Against

For

 


 

Intel Corporation

 

Ticker

Security ID:

Meeting Date

Meeting Status

INTC

CUSIP 458140100

05/20/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1

Elect Charlene Barshefsky

Mgmt

For

For

For

2

Elect Susan Decker

Mgmt

For

For

For

3

Elect John Donahoe

Mgmt

For

For

For

4

Elect Reed Hundt

Mgmt

For

For

For

5

Elect Paul Otellini

Mgmt

For

For

For

6

Elect James Plummer

Mgmt

For

For

For

7

Elect David Pottruck

Mgmt

For

For

For

8

Elect Jane Shaw

Mgmt

For

For

For

9

Elect John Thornton

Mgmt

For

For

For

10

Elect Frank Yeary

Mgmt

For

For

For

11

Elect David Yoffie

Mgmt

For

For

For

12

Ratification of Auditor

Mgmt

For

For

For

13

Amendment to the 2006 Equity Incentive Plan

Mgmt

For

For

For

14

Stock Option Exchange Program

Mgmt

For

Against

Against

15

Advisory Vote On Executive Compensation

Mgmt

For

For

For

16

Shareholder Proposal Regarding Cumulative Voting

ShrHoldr

Against

For

Against

17

Shareholder Proposal Regarding Human Right to Water

ShrHoldr

Against

Abstain

Against

 

International Business Machines Corporation

 

Ticker

Security ID:

Meeting Date

Meeting Status

IBM

CUSIP 459200101

04/28/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1

Election Of Director: A.J.P. Belda

Mgmt

For

For

For

2

Election Of Director: C. Black

Mgmt

For

For

For

3

Election Of Director: W.R. Brody

Mgmt

For

For

For

4

Election Of Director: K.I. Chenault

Mgmt

For

For

For

5

Election Of Director: M.L. Eskew

Mgmt

For

Against

Against

6

Election Of Director: S.A. Jackson

Mgmt

For

For

For

7

Election Of Director: T. Nishimuro

Mgmt

For

For

For

8

Election Of Director: J.W. Owens

Mgmt

For

For

For

9

Election Of Director: S.J. Palmisano

Mgmt

For

For

For

10

Election Of Director: J.E. Spero

Mgmt

For

For

For

11

Election Of Director: S. Taurel

Mgmt

For

For

For

12

Election Of Director: L.H. Zambrano

Mgmt

For

For

For

13

Ratification Of Auditor

Mgmt

For

For

For

14

Approval Of Long-Term Incentive Performance Terms

Mgmt

For

For

For

15

Stockholder Proposal On Cumulative Voting

ShrHoldr

Against

For

Against

16

Stockholder Proposal On Executive Compensation And Pension Income

ShrHoldr

Against

For

Against

17

Stockholder Proposal On Advisory Vote On Executive Compensation

ShrHoldr

Against

For

Against

 


 

Johnson & Johnson

 

Ticker

Security ID:

Meeting Date

Meeting Status

JNJ

CUSIP 478160104

04/23/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1

Election Of Director: Mary Sue Coleman

Mgmt

For

Against

Against

2

Election Of Director: James G. Cullen

Mgmt

For

For

For

3

Election Of Director: Michael M.E. Johns

Mgmt

For

Against

Against

4

Election Of Director: Arnold G. Langbo

Mgmt

For

For

For

5

Election Of Director: Susan L. Lindquist

Mgmt

For

For

For

6

Election Of Director: Leo F. Mullin

Mgmt

For

For

For

7

Election Of Director: William D. Perez

Mgmt

For

For

For

8

Election Of Director: Charles Prince

Mgmt

For

Against

Against

9

Election Of Director: David Satcher

Mgmt

For

For

For

10

Election Of Director: William C. Weldon

Mgmt

For

For

For

11

Ratification Of Auditor

Mgmt

For

For

For

12

Advisory Vote On Executive Compensation Policies And Disclosure

ShrHoldr

Against

For

Against

 

Joy Global Inc.

 

Ticker

Security ID:

Meeting Date

Meeting Status

JOYG

CUSIP 481165108

02/24/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Elect Steven Gerard

Mgmt

For

For

For

1.2

Elect John Hanson

Mgmt

For

For

For

1.3

Elect Kenneth Johnsen

Mgmt

For

For

For

1.4

Elect Gale Klappa

Mgmt

For

For

For

1.5

Elect Richard Loynd

Mgmt

For

For

For

1.6

Elect P. Eric Siegert

Mgmt

For

For

For

1.7

Elect Michael Sutherlin

Mgmt

For

For

For

1.8

Elect James Tate

Mgmt

For

For

For

2

Ratification of Auditor

Mgmt

For

For

For

 

Kohl’s Corporation

 

Ticker

Security ID:

Meeting Date

Meeting Status

KSS

CUSIP 500255104

05/14/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1

Elect Peter Boneparth

Mgmt

For

For

For

2

Elect Steven Burd

Mgmt

For

For

For

3

Elect John Herma

Mgmt

For

For

For

4

Elect Dale Jones

Mgmt

For

For

For

5

Elect William Kellogg

Mgmt

For

For

For

6

Elect Kevin Mansell

Mgmt

For

For

For

7

Elect R. Lawrence Montgomery

Mgmt

For

For

For

8

Elect Frank Sica

Mgmt

For

For

For

9

Elect Peter Sommerhauser

Mgmt

For

For

For

10

Elect Stephanie Streeter

Mgmt

For

For

For

11

Elect Stephen Watson

Mgmt

For

For

For

12

Ratification of Auditor

Mgmt

For

For

For

13

Shareholder Proposal Regarding Majority Vote for Election of Directors

ShrHoldr

Against

For

Against

 


 

Lam Research Corporation

 

Ticker

Security ID:

Meeting Date

Meeting Status

LRCX

CUSIP 512807108

11/06/2008

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Elect James Bagley

Mgmt

For

For

For

1.2

Elect David Arscott

Mgmt

For

For

For

1.3

Elect Robert Berdahl

Mgmt

For

For

For

1.4

Elect Richard Elkus, Jr.

Mgmt

For

For

For

1.5

Elect Jack Harris

Mgmt

For

For

For

1.6

Elect Grant Inman

Mgmt

For

For

For

1.7

Elect Catherine Lego

Mgmt

For

For

For

1.8

Elect Stephen Newberry

Mgmt

For

For

For

1.9

Elect Seiichi Watanabe

Mgmt

For

For

For

1.10

Elect Patricia Wolpert

Mgmt

For

For

For

2

Ratification of Auditor

Mgmt

For

For

For

 

Landstar System, Inc.

 

Ticker

Security ID:

Meeting Date

Meeting Status

LSTR

CUSIP 515098101

04/30/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Elect Henry Gerkens

Mgmt

For

For

For

2

Ratification of Auditor

Mgmt

For

For

For

3

Approval Of An Amendment To The Company S 2002 Employee Stock Option Plan.

Mgmt

For

For

For

 

Life Technologies Corporation

 

Ticker

Security ID:

Meeting Date

Meeting Status

LIFE

CUSIP 53217V109

04/30/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Elect Donald Grimm

Mgmt

For

For

For

1.2

Elect Gregory Lucier

Mgmt

For

For

For

1.3

Elect Per Peterson

Mgmt

For

For

For

1.4

Elect William Shanahan

Mgmt

For

For

For

1.5

Elect Arnold Levine

Mgmt

For

For

For

2

Ratification of Auditor

Mgmt

For

For

For

3

Amendment Of The Invitrogen Corporation 1998 Employee Stock Purchase Plan

Mgmt

For

For

For

4

Adoption Of The 1999 Employee Stock Purchase Plan

Mgmt

For

For

For

5

Adoption Of The Company S 2009 Equity Incentive Plan

Mgmt

For

Against

Against

 


 

Lockheed Martin Corporation

 

Ticker

Security ID:

Meeting Date

Meeting Status

LMT

CUSIP 539830109

04/23/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1

Election Of Director: E.C. Pete Aldridge Jr.

Mgmt

For

For

For

2

Election Of Director: Nolan D. Archibald

Mgmt

For

For

For

3

Election Of Director: David B. Burritt

Mgmt

For

For

For

4

Election Of Director: James O. Ellis Jr.

Mgmt

For

For

For

5

Election Of Director: Gwendolyn S. King

Mgmt

For

For

For

6

Election Of Director: James M. Loy

Mgmt

For

For

For

7

Election Of Director: Douglas H. Mccorkindale

Mgmt

For

For

For

8

Election Of Director: Joseph W. Ralston

Mgmt

For

For

For

9

Election Of Director: Frank Savage

Mgmt

For

For

For

10

Election Of Director: James M. Schneider

Mgmt

For

For

For

11

Election Of Director: Anne Stevens

Mgmt

For

For

For

12

Election Of Director: Robert J. Stevens

Mgmt

For

For

For

13

Election Of Director: James R. Ukropina

Mgmt

For

For

For

14

Ratification Of Appointment Of Ernst & Young Llp As Independent Auditors

Mgmt

For

For

For

15

Elimination Of Supermajority Requirement

Mgmt

For

For

For

16

Stockholder Proposal - Report On Space-Based Weapons Program

ShrHoldr

Against

Abstain

N/A

17

Stockholder Proposal - Policy On Payments To Executives After Death

ShrHoldr

Against

Abstain

N/A

18

Stockholder Proposal - Advisory Vote On Executive Compensation

ShrHoldr

Against

For

Against

 

Lowe’s Companies, Inc.

 

Ticker

Security ID:

Meeting Date

Meeting Status

LOW

CUSIP 548661107

05/29/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Elect Peter Browning

Mgmt

For

For

For

1.2

Elect Marshall Larsen

Mgmt

For

For

For

1.3

Elect Stephen Page

Mgmt

For

For

For

1.4

Elect O. Temple Sloan, Jr.

Mgmt

For

For

For

2

Amendment to the 2006 Long Term Incentive Plan

Mgmt

For

For

For

3

Ratification of Auditor

Mgmt

For

For

For

4

Amendment to the Articles of Incorporation to Eliminate All Remaining Supermajority Requirements

Mgmt

For

For

For

5

Shareholder Proposal Regarding Reincorporation

ShrHoldr

Against

Against

For

6

Shareholder Proposal Regarding Principles of Health Care Reform

ShrHoldr

Against

Abstain

Against

7

Shareholder Proposal Regarding Independent Chairman

ShrHoldr

Against

For

Against

 


 

McDonald’s Corporation

 

Ticker

Security ID:

Meeting Date

Meeting Status

MCD

CUSIP 580135101

05/27/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1

Elect Robert Eckert

Mgmt

For

For

For

2

Elect Enrique Hernandez, Jr.

Mgmt

For

For

For

3

Elect Jeanne Jackson

Mgmt

For

For

For

4

Elect Andrew McKenna

Mgmt

For

For

For

5

Ratification of Auditor

Mgmt

For

For

For

6

Amendment to the 2001 Omnibus Stock Ownership Plan

Mgmt

For

For

For

7

2009 Cash Incentive Plan

Mgmt

For

For

For

8

Shareholder Proposal Regarding Advisory Vote on Compensation (Say on Pay)

ShrHoldr

Against

For

Against

9

Shareholder Proposal Regarding Cage-free Eggs

ShrHoldr

Against

Abstain

Against

 

McKesson Corporation

 

Ticker

Security ID:

Meeting Date

Meeting Status

MCK

CUSIP 58155Q103

07/23/2008

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1

Election Of Director: Andy D. Bryant

Mgmt

For

For

For

2

Election Of Director: Wayne A. Budd

Mgmt

For

For

For

3

Election Of Director: John H. Hammergren

Mgmt

For

For

For

4

Election Of Director: Alton F. Irby Iii

Mgmt

For

For

For

5

Election Of Director: M. Christine Jacobs

Mgmt

For

For

For

6

Election Of Director: Marie L. Knowles

Mgmt

For

For

For

7

Election Of Director: David M. Lawrence, M.D.

Mgmt

For

For

For

8

Election Of Director: Edward A. Mueller

Mgmt

For

For

For

9

Election Of Director: James V. Napier

Mgmt

For

For

For

10

Election Of Director: Jane E. Shaw

Mgmt

For

For

For

11

Ratification of Auditor

Mgmt

For

For

For

 

MetLife, Inc.

 

Ticker

Security ID:

Meeting Date

Meeting Status

MET

CUSIP 59156R108

04/28/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Elect C. Robert Henrikson

Mgmt

For

For

For

1.2

Elect John Keane

Mgmt

For

For

For

1.3

Elect Catherine Kinney

Mgmt

For

For

For

1.4

Elect Hugh Price

Mgmt

For

For

For

1.5

Elect Kenton Sicchitano

Mgmt

For

For

For

2

Reapproval Of The Metlife, Inc. 2005 Stock And Incentive Compensation Plan

Mgmt

For

For

For

3

Ratification of Auditor

Mgmt

For

For

For

 


 

Microsoft Corp.

 

Ticker

Security ID:

Meeting Date

Meeting Status

MSFT

CUSIP 594918104

11/19/2008

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1

Election Of Director: Steven A. Ballmer

Mgmt

For

For

For

2

Election Of Director: James I. Cash Jr.

Mgmt

For

For

For

3

Election Of Director: Dina Dublon

Mgmt

For

For

For

4

Election Of Director: William H. Gates III

Mgmt

For

For

For

5

Election Of Director: Raymond V. Gilmartin

Mgmt

For

For

For

6

Election Of Director: Reed Hastings

Mgmt

For

For

For

7

Election Of Director: David F. Marquardt

Mgmt

For

For

For

8

Election Of Director: Charles H. Noski

Mgmt

For

For

For

9

Election Of Director: Helmut Panke

Mgmt

For

For

For

10

Executive Officer Incentive Plan

Mgmt

For

For

For

11

Amendment To The 1999 Stock Option Plan For Non-Employee Directors

Mgmt

For

For

For

12

Ratification Of Auditor

Mgmt

For

For

For

13

Shareholder Proposal - Adoption Of Policies On Internet Censorship.

ShrHoldr

Against

Abstain

Against

14

Shareholder Proposal - Establishment Of Board Committee On Human Rights.

ShrHoldr

Against

Abstain

Against

15

Shareholder Proposal - Disclosure Of Charitable Contributions.

ShrHoldr

Against

For

Against

 

Molson Coors Brewing Company

 

Ticker

Security ID:

Meeting Date

Meeting Status

TAPA

CUSIP 60871R209

05/13/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Elect John Cleghorn

Mgmt

For

For

For

1.2

Elect Charles Herington

Mgmt

For

For

For

1.3

Elect David O’Brien

Mgmt

For

For

For

 

Monsanto Company

 

Ticker

Security ID:

Meeting Date

Meeting Status

MON

CUSIP 61166W101

01/14/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1

Election Of Director: Janice L. Fields

Mgmt

For

For

For

2

Election Of Director: Hugh Grant

Mgmt

For

For

For

3

Election Of Director: C. Steven Mcmillan

Mgmt

For

For

For

4

Election Of Director: Robert J. Stevens

Mgmt

For

For

For

5

Ratification of Auditor

Mgmt

For

For

For

 

Nike Inc.

 

Ticker

Security ID:

Meeting Date

Meeting Status

NKE

CUSIP 654106103

09/22/2008

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Elect Jill Conway

Mgmt

For

For

For

1.2

Elect Alan Graf, Jr.

Mgmt

For

For

For

1.3

Elect Jeanne Jackson

Mgmt

For

For

For

2

Ratification of Auditor

Mgmt

For

For

For

 


 

Occidental Petroleum Corporation

 

Ticker

Security ID:

Meeting Date

Meeting Status

OXY

CUSIP 674599105

05/01/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1

Elect Spencer Abraham

Mgmt

For

For

For

2

Elect Ronald Burkle

Mgmt

For

For

For

3

Elect John Chalsty

Mgmt

For

For

For

4

Elect Edward Djerejian

Mgmt

For

For

For

5

Elect John Feick

Mgmt

For

For

For

6

Elect Ray Irani

Mgmt

For

For

For

7

Elect Irvin Maloney

Mgmt

For

For

For

8

Elect Avedick Poladian

Mgmt

For

For

For

9

Elect Rodolfo Segovia

Mgmt

For

For

For

10

Elect Aziz Syriani

Mgmt

For

For

For

11

Elect Rosemary Tomich

Mgmt

For

For

For

12

Elect Walter Weisman

Mgmt

For

For

For

13

Ratification of Auditor

Mgmt

For

For

For

14

Amendment to Permit Shareholders to Call a Special Meeting

Mgmt

For

For

For

15

Shareholder Proposal Regarding Report on Host Country Regulations

ShrHoldr

Against

Abstain

Against

 

Oracle Corporation

 

Ticker

Security ID:

Meeting Date

Meeting Status

ORCL

CUSIP 68389X105

10/10/2008

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Elect Jeffrey Henley

Mgmt

For

For

For

1.2

Elect Lawrence Ellison

Mgmt

For

For

For

1.3

Elect Donald Lucas

Mgmt

For

For

For

1.4

Elect Michael Boskin

Mgmt

For

For

For

1.5

Elect Jack Kemp

Mgmt

For

For

For

1.6

Elect Jeffrey Berg

Mgmt

For

For

For

1.7

Elect Safra Catz

Mgmt

For

For

For

1.8

Elect Hector Garcia-Molina

Mgmt

For

For

For

1.9

Elect H. Raymond Bingham

Mgmt

For

For

For

1.10

Elect Charles Phillips, Jr.

Mgmt

For

For

For

1.11

Elect Naomi Seligman

Mgmt

For

For

For

1.12

Elect George Conrades

Mgmt

For

For

For

1.13

Elect Bruce Chizen

Mgmt

For

For

For

2

2009 Executive Bonus Plan

Mgmt

For

Against

Against

3

Ratification of Auditor

Mgmt

For

For

For

4

Stockholder Proposal On Advisory Vote On Executive Compensation.

ShrHoldr

Against

For

Against

 

Peabody Energy Corporation

 

Ticker

Security ID:

Meeting Date

Meeting Status

BTU

CUSIP 704549104

05/07/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Elect Gregory Boyce

Mgmt

For

For

For

1.2

Elect William James

Mgmt

For

For

For

1.3

Elect Robert Karn III

Mgmt

For

For

For

1.4

Elect M. Frances Keeth

Mgmt

For

For

For

1.5

Elect Henry Lentz

Mgmt

For

For

For

2

Ratification of Auditor

Mgmt

For

For

For

3

Reapproval of the Material Terms of the 2004 Long-Term Equity Incentive Plan

Mgmt

For

For

For

 


 

PepsiCo, Inc.

 

Ticker

Security ID:

Meeting Date

Meeting Status

PEP

CUSIP 713448108

05/06/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1

Elect Shona Brown

Mgmt

For

For

For

2

Elect Ian Cook

Mgmt

For

For

For

3

Elect Dina Dublon

Mgmt

For

For

For

4

Elect Victor Dzau

Mgmt

For

For

For

5

Elect Ray Hunt

Mgmt

For

For

For

6

Elect Alberto Ibarguen

Mgmt

For

For

For

7

Elect Arthur Martinez

Mgmt

For

For

For

8

Elect Indra Nooyi

Mgmt

For

For

For

9

Elect Sharon Rockefeller

Mgmt

For

For

For

10

Elect James Schiro

Mgmt

For

For

For

11

Elect Lloyd Trotter

Mgmt

For

For

For

12

Elect Daniel Vasella

Mgmt

For

For

For

13

Elect Michael White

Mgmt

For

For

For

14

Ratification of Auditor

Mgmt

For

For

For

15

Executive Incentive Compensation Plan

Mgmt

For

For

For

16

Shareholder Proposal Regarding Report on Beverage Container Recycling Program

ShrHoldr

Against

Abstain

Against

17

Shareholder Proposal Regarding Genetically Engineered Products

ShrHoldr

Against

Abstain

Against

18

Shareholder Regarding Reviewing Charitable Spending

ShrHoldr

Against

Against

For

19

Shareholder Proposal Regarding Advisory Vote on Compensation (Say on Pay)

ShrHoldr

Against

For

Against

 

Petróleo Brasileiro S.A.

 

Ticker

Security ID:

Meeting Date

Meeting Status

PBR

CUSIP 71654V408

11/24/2008

Voted

Meeting Type

Country of Trade

 

 

Special

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1

Protocol and Justification of Merger by Absorption of 17 de Maio Participações S.A.; Merger by Absorption of 17 de Maio Participações S.A.

Mgmt

For

For

For

2

Appointment of Appraiser; Valuation Report

Mgmt

For

For

For

 

Philip Morris International Inc.

 

Ticker

Security ID:

Meeting Date

Meeting Status

PM

CUSIP 718172109

05/05/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1

Elect Harold Brown

Mgmt

For

For

For

2

Elect Mathis Cabiallavetta

Mgmt

For

For

For

3

Elect Louis Camilleri

Mgmt

For

For

For

4

Elect J. Dudley Fishburn

Mgmt

For

For

For

5

Elect Graham MacKay

Mgmt

For

For

For

6

Elect Sergio Marchionne

Mgmt

For

For

For

7

Elect Lucio Noto

Mgmt

For

For

For

8

Elect Carlos Slim Helú

Mgmt

For

For

For

9

Elect Stephen Wolf

Mgmt

For

For

For

10

Ratification of Auditor

Mgmt

For

For

For

11

Approval of Material Terms of the 2008 Performance Incentive Plan

Mgmt

For

For

For

 


 

Potash Corp of Saskatchewan

 

Ticker

Security ID:

Meeting Date

Meeting Status

POT

CUSIP 73755L107

05/07/2009

Voted

Meeting Type

Country of Trade

 

 

Special

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Elect Christopher Burley

Mgmt

For

For

For

1.2

Elect William Doyle

Mgmt

For

For

For

1.3

Elect John Estey

Mgmt

For

For

For

1.4

Elect Charles Hoffman

Mgmt

For

For

For

1.5

Elect Dallas Howe

Mgmt

For

For

For

1.6

Elect Alice Laberge

Mgmt

For

For

For

1.7

Elect Keith Martell

Mgmt

For

For

For

1.8

Elect Jeffrey McCaig

Mgmt

For

For

For

1.9

Elect Mary Mogford

Mgmt

For

For

For

1.10

Elect Paul Schoenhals

Mgmt

For

For

For

1.11

Elect E. Robert Stromberg

Mgmt

For

For

For

1.12

Elect Elena Viyella de Paliza

Mgmt

For

For

For

2

Appointment of Auditor

Mgmt

For

For

For

3

2009 Performance Option Plan

Mgmt

For

For

For

4

Shareholder Proposal Regarding Advisory Vote on Executive Compensation (Say on Pay)

Mgmt

Against

For

Against

 

Praxair, Inc.

 

Ticker

Security ID:

Meeting Date

Meeting Status

PX

CUSIP 74005P104

04/28/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Elect Stephen Angel

Mgmt

For

For

For

1.2

Elect Nance Dicciani

Mgmt

For

For

For

1.3

Elect Edward Galante

Mgmt

For

For

For

1.4

Elect Claire Gargalli

Mgmt

For

For

For

1.5

Elect Ira Hall

Mgmt

For

For

For

1.6

Elect Raymond LeBoeuf

Mgmt

For

For

For

1.7

Elect Larry McVay

Mgmt

For

For

For

1.8

Elect Wayne Smith

Mgmt

For

For

For

1.9

Elect H. Mitchell Watson, Jr.

Mgmt

For

For

For

1.10

Elect Robert Wood

Mgmt

For

For

For

2

Proposal To Approve The 2009 Praxair, Inc. Long Term Incentive Plan.

Mgmt

For

For

For

3

Proposal To Ratify The Appointment Of The Independent Auditor.

Mgmt

For

For

For

 


 

Proctor and Gamble

 

Ticker

Security ID:

Meeting Date

Meeting Status

PG

CUSIP 742718109

10/14/2008

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Elect Kenneth Chenault

Mgmt

For

For

For

1.2

Elect Scott Cook

Mgmt

For

For

For

1.3

Elect Rajat Gupta

Mgmt

For

For

For

1.4

Elect Alan Lafley

Mgmt

For

For

For

1.5

Elect Charles Lee

Mgmt

For

For

For

1.6

Elect Lynn Martin

Mgmt

For

For

For

1.7

Elect W. James McNerney, Jr.

Mgmt

For

For

For

1.8

Elect Johnathan Rodgers

Mgmt

For

For

For

1.9

Elect Ralph Snyderman

Mgmt

For

For

For

1.10

Elect Margaret Whitman

Mgmt

For

For

For

1.11

Elect Patricia Woertz

Mgmt

For

For

For

1.12

Elect Ernesto Zedillo

Mgmt

For

For

For

2

Ratify Appointment Of The Independent Registered Public Accounting Firm

Mgmt

For

For

For

3

Amend Company S Amended Articles Of Incorporation To Adopt Majority Voting

Mgmt

For

For

For

4

Shareholder Proposal #1 - Rotate Site Of Annual Meeting

ShrHoldr

Against

Against

For

5

Shareholder Proposal #2 - Advisory Vote On Executive Compensation

ShrHoldr

Against

Against

For

 


 

QUALCOMM Incorporated

 

Ticker

Security ID:

Meeting Date

Meeting Status

QCOM

CUSIP 747525103

03/03/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Elect Barbara Alexander

Mgmt

For

For

For

1.2

Elect Stephen Bennett

Mgmt

For

For

For

1.3

Elect Donald Cruickshank

Mgmt

For

For

For

1.4

Elect Raymond Dittamore

Mgmt

For

For

For

1.5

Elect Thomas Horton

Mgmt

For

For

For

1.6

Elect Irwin Jacobs

Mgmt

For

For

For

1.7

Elect Paul Jacobs

Mgmt

For

For

For

1.8

Elect Robert Kahn

Mgmt

For

For

For

1.9

Elect Sherry Lansing

Mgmt

For

For

For

1.10

Elect Duane Nelles

Mgmt

For

For

For

1.11

Elect Marc Stern

Mgmt

For

For

For

1.12

Elect Brent Scowcroft

Mgmt

For

For

For

2

Ratification of Auditor

Mgmt

For

For

For

 

salesforce.com, inc.

 

Ticker

Security ID:

Meeting Date

Meeting Status

CRM

CUSIP 79466L302

07/10/2008

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Elect Marc Benioff

Mgmt

For

For

For

1.2

Elect Craig Conway

Mgmt

For

For

For

1.3

Elect Alan Hassenfeld

Mgmt

For

For

For

2

Ratification of Auditor

Mgmt

For

For

For

3

Amendment to the 2004 Equity Incentive Plan to Increase Shares

Mgmt

For

Against

Against

4

Amendment to the 2004 Equity Incentive Plan Pursuant to Section 162(m)

Mgmt

For

For

For

 

Schering-Plough Corporation

 

Ticker

Security ID:

Meeting Date

Meeting Status

SGP

CUSIP 806605101

05/18/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Elect Thomas Colligan

Mgmt

For

For

For

1.2

Elect Fred Hassan

Mgmt

For

For

For

1.3

Elect C. Robert Kidder

Mgmt

For

For

For

1.4

Elect Eugene McGrath

Mgmt

For

For

For

1.5

Elect Antonio Perez

Mgmt

For

For

For

1.6

Elect Patricia Russo

Mgmt

For

For

For

1.7

Elect Jack Stahl

Mgmt

For

For

For

1.8

Elect Craig Thompson

Mgmt

For

For

For

1.9

Elect Kathryn Turner

Mgmt

For

For

For

1.10

Elect Robert van Oordt

Mgmt

For

For

For

1.11

Elect Arthur Weinbach

Mgmt

For

For

For

2

Ratification of Auditor

Mgmt

For

For

For

3

Shareholder Proposal Regarding Cumulative Voting

ShrHoldr

Against

For

Against

4

Shareholder Proposal Regarding Right to Call Special Meeting

ShrHoldr

Against

Against

For

 


 

Schlumberger Limited

 

Ticker

Security ID:

Meeting Date

Meeting Status

SLB

CUSIP 806857108

04/08/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Elect Philippe Camus

Mgmt

For

For

For

1.2

Elect Jamie Gorelick

Mgmt

For

For

For

1.3

Elect Andrew Gould

Mgmt

For

For

For

1.4

Elect Tony Isaac

Mgmt

For

For

For

1.5

Elect Nikolay Kudryavtsev

Mgmt

For

For

For

1.6

Elect Adrian Lajous

Mgmt

For

For

For

1.7

Elect Michael Marks

Mgmt

For

For

For

1.8

Elect Leo Reif

Mgmt

For

For

For

1.9

Elect Tore Sandvold

Mgmt

For

For

For

1.10

Elect Henri Seydoux

Mgmt

For

For

For

1.11

Elect Linda Stuntz

Mgmt

For

For

For

2

Proposal To Adopt And Approve Of Financials And Dividends.

Mgmt

For

For

For

3

Shareholder Proposal Regarding An Advisory Vote On Compensation Report (Say On Pay)

ShrHoldr

Against

For

Against

4

Proposal To Approve Of Independent Registered Public Accounting Firm.

Mgmt

For

For

For

 

Southwestern Energy Company

 

Ticker

Security ID:

Meeting Date

Meeting Status

SWN

CUSIP 845467109

05/19/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Elect Lewis Epley, Jr.

Mgmt

For

For

For

1.2

Elect Robert Howard

Mgmt

For

For

For

1.3

Elect Harold Korell

Mgmt

For

For

For

1.4

Elect Vello Kuuskraa

Mgmt

For

For

For

1.5

Elect Kenneth Mourton

Mgmt

For

For

For

1.6

Elect Charles Scharlau

Mgmt

For

For

For

2

Ratification of Auditor

Mgmt

For

For

For

 

SPX Corporation

 

Ticker

Security ID:

Meeting Date

Meeting Status

SPW

CUSIP 784635104

04/22/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1

Election Of Director: Christopher J. Kearney

Mgmt

For

For

For

2

Election Of Director: Martha B. Wyrsch

Mgmt

For

For

For

3

Ratification of Auditor

Mgmt

For

For

For

 


 

Staples, Inc.

 

Ticker

Security ID:

Meeting Date

Meeting Status

SPLS

CUSIP 855030102

06/09/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1

Elect Basil Anderson

Mgmt

For

For

For

2

Elect Arthur Blank

Mgmt

For

For

For

3

Elect Mary Burton

Mgmt

For

For

For

4

Elect Justin King

Mgmt

For

For

For

5

Elect Carol Meyrowitz

Mgmt

For

For

For

6

Elect Rowland Moriarty

Mgmt

For

For

For

7

Elect Robert Nakasone

Mgmt

For

For

For

8

Elect Ronald Sargent

Mgmt

For

For

For

9

Elect Elizabeth Smith

Mgmt

For

For

For

10

Elect Robert Sulentic

Mgmt

For

For

For

11

Elect Vijay Vishwanath

Mgmt

For

For

For

12

Elect Paul Walsh

Mgmt

For

For

For

13

Amendment to the 1998 Employee Stock Purchase Plan

Mgmt

For

For

For

14

Amendment to the International Employee Stock Purchase Plan

Mgmt

For

For

For

15

Ratification of Auditor

Mgmt

For

For

For

16

Shareholder Proposal Regarding Reincorporation

ShrHoldr

Against

Against

For

 

Starwood Hotels & Resorts Worldwide, Inc.

 

Ticker

Security ID:

Meeting Date

Meeting Status

HOT

CUSIP 85590A401

05/06/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Elect Adam Aron

Mgmt

For

For

For

1.2

Elect Charlene Barshefsky

Mgmt

For

For

For

1.3

Elect Thomas Clarke

Mgmt

For

For

For

1.4

Elect Clayton Daley, Jr.

Mgmt

For

For

For

1.5

Elect Bruce Duncan

Mgmt

For

For

For

1.6

Elect Lizanne Galbreath

Mgmt

For

For

For

1.7

Elect Eric Hippeau

Mgmt

For

For

For

1.8

Elect Stephen Quazzo

Mgmt

For

For

For

1.9

Elect Thomas Ryder

Mgmt

For

For

For

1.10

Elect Frits Van Paasschen

Mgmt

For

For

For

1.11

Elect Kneeland Youngblood

Mgmt

For

For

For

2

Ratification of Auditor

Mgmt

For

For

For

 


 

State Street Corporation

 

Ticker

Security ID:

Meeting Date

Meeting Status

STT

CUSIP 857477103

05/20/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Elect Kennett Burnes

Mgmt

For

For

For

1.2

Elect Peter Coym

Mgmt

For

For

For

1.3

Elect Patrick de Saint-Aignan

Mgmt

For

For

For

1.4

Elect Amelia Fawcett

Mgmt

For

For

For

1.5

Elect David Gruber

Mgmt

For

For

For

1.6

Elect Linda Hill

Mgmt

For

For

For

1.7

Elect Robert Kaplan

Mgmt

For

For

For

1.8

Elect Charles LaMantia

Mgmt

For

For

For

1.9

Elect Ronald Logue

Mgmt

For

For

For

1.10

Elect Richard Sergel

Mgmt

For

For

For

1.11

Elect Ronald Skates

Mgmt

For

For

For

1.12

Elect Gregory Summe

Mgmt

For

For

For

1.13

Elect Robert Weissman

Mgmt

For

For

For

2

Adoption of Majority Vote for Election of Directors

Mgmt

For

For

For

3

Amendment to the 2006 Equity Incentive Plan

Mgmt

For

For

For

4

Advisory Vote on Executive Compensation

Mgmt

For

Against

Against

5

Ratification of Auditor

Mgmt

For

For

For

6

Shareholder Proposal Regarding an Annual Certification of Audit Fees

ShrHoldr

Against

Against

For

 

Target Corporation

 

Ticker

Security ID:

Meeting Date

Meeting Status

TGT

CUSIP 87612E106

05/28/2009

Take No Action

Meeting Type

Country of Trade

 

 

Proxy Contest

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1

Fix the Number of Directors at Twelve

ShrHoldr

N/A

TNA

N/A

2.1

Elect William Ackman

ShrHoldr

N/A

TNA

N/A

2.2

Elect Michael Ashner

ShrHoldr

N/A

TNA

N/A

2.3

Elect James Donald

ShrHoldr

N/A

TNA

N/A

2.4

Elect Richard Vague

ShrHoldr

N/A

TNA

N/A

3

Elect Ronald Gilson

ShrHoldr

N/A

TNA

N/A

4

Ratification of Auditor

ShrHoldr

N/A

TNA

N/A

5

Amendment to the Long-Term Incentive Plan

ShrHoldr

N/A

TNA

N/A

6

Shareholder Proposal Regarding Advisory Vote on Compensation

ShrHoldr

N/A

TNA

N/A

 

Target Corporation

 

Ticker

Security ID:

Meeting Date

Meeting Status

TGT

CUSIP 87612E106

05/28/2009

Voted

Meeting Type

Country of Trade

 

 

Proxy Contest

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1

Fix the Number of Directors at Twelve

Mgmt

For

For

For

2

Elect Mary Dillon

Mgmt

For

For

For

3

Elect Richard Kovacevich

Mgmt

For

For

For

4

Elect George Tamke

Mgmt

For

For

For

5

Elect Solomon Trujillo

Mgmt

For

For

For

6

Ratification of Auditor

Mgmt

For

For

For

7

Amendment to the Long-Term Incentive Plan

Mgmt

For

For

For

8

Shareholder Proposal Regarding Advisory Vote on Compensation

ShrHoldr

Against

For

Against

 


 

Teva Pharmaceutical Industries Ltd.

 

Ticker

Security ID:

Meeting Date

Meeting Status

TEVA

CUSIP 881624209

06/22/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1

Allocation of Profits/Dividends

Mgmt

For

For

For

2

Elect Phillip Frost

Mgmt

For

For

For

3

Elect Roger Abravanel

Mgmt

For

For

For

4

Elect Elon Kohlberg

Mgmt

For

For

For

5

Elect Yitzhak Peterburg

Mgmt

For

For

For

6

Elect Erez Vigodman

Mgmt

For

For

For

7

Appointment of Auditor

Mgmt

For

For

For

 

Teva Pharmaceutical Industries Ltd.

 

Ticker

Security ID:

Meeting Date

Meeting Status

TEVA

CUSIP 881624209

09/25/2008

Voted

Meeting Type

Country of Trade

 

 

Special

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1

Election of Director

Mgmt

For

For

For

 

The Goldman Sachs Group, Inc.

 

Ticker

Security ID:

Meeting Date

Meeting Status

GS

CUSIP 38141G104

05/08/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1

Elect Lloyd Blankfein

Mgmt

For

For

For

2

Elect John Bryan

Mgmt

For

For

For

3

Elect Gary Cohn

Mgmt

For

For

For

4

Elect Claes Dahlbäck

Mgmt

For

For

For

5

Elect Stephen Friedman

Mgmt

For

For

For

6

Elect William George

Mgmt

For

For

For

7

Elect Rajat Gupta

Mgmt

For

For

For

8

Elect James Johnson

Mgmt

For

For

For

9

Elect Lois Juliber

Mgmt

For

For

For

10

Elect Lakshmi Mittal

Mgmt

For

For

For

11

Elect James Schiro

Mgmt

For

For

For

12

Elect Ruth Simmons

Mgmt

For

For

For

13

Ratification of Auditor

Mgmt

For

For

For

14

Advisory Vote on Executive Compensation

Mgmt

For

For

For

15

Shareholder Proposal Regarding Cumulative Voting

ShrHoldr

Against

For

Against

16

Shareholder Proposal Regarding a Simple Majority Vote

ShrHoldr

Against

For

Against

17

Shareholder Proposal to Create a Board-Level Committee to Address US Economic Security

ShrHoldr

Against

Abstain

Against

18

Shareholder Proposal Regarding Political Contributions and Expenditure Report

ShrHoldr

Against

For

Against

 


 

Thermo Fisher Scientific Inc.

 

Ticker

Security ID:

Meeting Date

Meeting Status

TMO

CUSIP 883556102

05/20/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Elect Judy Lewent

Mgmt

For

For

For

1.2

Elect Peter Manning

Mgmt

For

For

For

1.3

Elect Jim Manzi

Mgmt

For

For

For

1.4

Elect Elaine Ullian

Mgmt

For

For

For

2

Ratification of Auditor

Mgmt

For

For

For

 

Transocean Ltd.

 

Ticker

Security ID:

Meeting Date

Meeting Status

RIG

CUSIP H8817H100

05/15/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1

Accounts and Reports

Mgmt

For

For

For

2

Ratification of Board and Management Acts

Mgmt

For

For

For

3

Allocation of Profits/Dividends

Mgmt

For

For

For

4

Authority to Repurchase Shares

Mgmt

For

For

For

5

Amendment to the Long-Term Incentive Plan

Mgmt

For

For

For

6

Elect W. Richard Anderson

Mgmt

For

For

For

7

Elect Richard George

Mgmt

For

For

For

8

Elect Robert Long

Mgmt

For

For

For

9

Elect Edward Muller

Mgmt

For

For

For

10

Elect Victor Grijalva

Mgmt

For

For

For

11

Appointment of Auditor

Mgmt

For

For

For

 

Transocean Ltd.

 

Ticker

Security ID:

Meeting Date

Meeting Status

RIG

CUSIP G90073100

12/08/2008

Voted

Meeting Type

Country of Trade

 

 

Special

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1

Reincorporation from the Cayman Islands to Switzerland

Mgmt

For

For

For

2

Right to Adjourn Meeting

Mgmt

For

Against

Against

 

Ultra Petroleum Corp.

 

Ticker

Security ID:

Meeting Date

Meeting Status

UPL

CUSIP 903914109

05/21/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Elect Michael Watford

Mgmt

For

For

For

1.2

Elect Roger Brown

Mgmt

For

For

For

1.3

Elect W. Charles Helton

Mgmt

For

For

For

1.4

Elect Stephen McDaniel

Mgmt

For

For

For

1.5

Elect Robert Rigney

Mgmt

For

For

For

2

Ratification of Auditor

Mgmt

For

For

For

3

Shareholder Regarding Report on Climate Change

ShrHoldr

Against

Against

For

4

Transaction of Other Business

Mgmt

For

Against

Against

 


 

Union Pacific Corporation

 

Ticker

Security ID:

Meeting Date

Meeting Status

UNP

CUSIP 907818108

05/14/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1

Elect Andrew Card, Jr.

Mgmt

For

For

For

2

Elect Erroll Davis, Jr.

Mgmt

For

For

For

3

Elect Thomas Donohue

Mgmt

For

Against

Against

4

Elect Archie Dunham

Mgmt

For

For

For

5

Elect Judith Hope

Mgmt

For

For

For

6

Elect Charles Krulak

Mgmt

For

For

For

7

Elect Michael McCarthy

Mgmt

For

For

For

8

Elect Michael McConnell

Mgmt

For

For

For

9

Elect Thomas McLarty III

Mgmt

For

For

For

10

Elect Steven Rogel

Mgmt

For

For

For

11

Elect José Villarreal

Mgmt

For

For

For

12

Elect James Young

Mgmt

For

For

For

13

Ratification of Auditor

Mgmt

For

For

For

14

Shareholder Proposal Regarding Political Contributions and Expenditure Report

ShrHoldr

Against

Against

For

 

United Parcel Service, Inc.

 

Ticker

Security ID:

Meeting Date

Meeting Status

UPS

CUSIP 911312106

05/07/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Elect F. Duane Ackerman

Mgmt

For

For

For

1.2

Elect Michael Burns

Mgmt

For

For

For

1.3

Elect D. Scott Davis

Mgmt

For

For

For

1.4

Elect Stuart Eizenstat

Mgmt

For

For

For

1.5

Elect Michael Eskew

Mgmt

For

For

For

1.6

Elect William Johnson

Mgmt

For

For

For

1.7

Elect Ann Livermore

Mgmt

For

For

For

1.8

Elect Rudy Markham

Mgmt

For

For

For

1.9

Elect John Thompson

Mgmt

For

For

For

1.10

Elect Carol Tome

Mgmt

For

For

For

2

Ratification of Auditor

Mgmt

For

For

For

3

2009 Omnibus Incentive Compensation Plan

Mgmt

For

For

For

 

United Technologies Corp.

 

Ticker

Security ID:

Meeting Date

Meeting Status

UTX

CUSIP 913017109

04/08/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Elect Louis Chenevert

Mgmt

For

For

For

1.2

Elect George David

Mgmt

For

For

For

1.3

Elect John Faraci

Mgmt

For

For

For

1.4

Elect Jean-Pierre Garnier

Mgmt

For

For

For

1.5

Elect Jamie Gorelick

Mgmt

For

For

For

1.6

Elect Carlos Gutierrez

Mgmt

For

For

For

1.7

Elect Edward Kangas

Mgmt

For

For

For

1.8

Elect Charles Lee

Mgmt

For

For

For

1.9

Elect Richard McCormick

Mgmt

For

For

For

1.10

Elect Harold McGraw III

Mgmt

For

For

For

1.11

Elect Richard Myers

Mgmt

For

For

For

1.12

Elect H. Patrick Swygert

Mgmt

For

For

For

1.13

Elect André Villeneuve

Mgmt

For

For

For

1.14

Elect Christine Whitman

Mgmt

For

For

For

2

Appointment Of Independent Auditors

Mgmt

For

For

For

3

Shareowner Proposal: Offsets For Foreign Military Sales

ShrHoldr

Against

Abstain

N/A

 


 

Urban Outfitters, Inc.

 

Ticker

Security ID:

Meeting Date

Meeting Status

URBN

CUSIP 917047102

05/19/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Elect Scott Belair

Mgmt

For

For

For

1.2

Elect Robert Strouse

Mgmt

For

For

For

1.3

Elect Glen Senk

Mgmt

For

For

For

1.4

Elect Joel Lawson III

Mgmt

For

For

For

1.5

Elect Richard Hayne

Mgmt

For

For

For

1.6

Elect Harry Cherken, Jr.

Mgmt

For

Withhold

Against

2

Shareholder Proposal Regarding Revised Vendor Code of Conduct

ShrHoldr

Against

Abstain

Against

 

Vertex Pharmaceuticals Incorporated

 

Ticker

Security ID:

Meeting Date

Meeting Status

VRTX

CUSIP 92532F100

05/14/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Elect Roger Brimblecombe

Mgmt

For

For

For

1.2

Elect Bruce Sachs

Mgmt

For

For

For

2

Amendment to the 2006 Stock and Option Plan

Mgmt

For

For

For

3

Ratification of Auditor

Mgmt

For

For

For

 

Visa, Inc.

 

Ticker

Security ID:

Meeting Date

Meeting Status

V

CUSIP 92826C839

04/21/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1

Elect Hani Al-Qadi

Mgmt

For

For

For

2

Elect Charles Doyle

Mgmt

For

For

For

3

Elect Peter Hawkins

Mgmt

For

For

For

4

Elect David McKay

Mgmt

For

For

For

5

Elect Charles Scharf

Mgmt

For

For

For

6

Elect Segismundo Schulin-Zeuthen

Mgmt

For

For

For

7

Elect Thomas Campbell

Mgmt

For

For

For

8

Elect Gary Coughlan

Mgmt

For

For

For

9

Elect Mary Cranston

Mgmt

For

Against

Against

10

Elect Francisco Fernandez-Carbajal

Mgmt

For

For

For

11

Elect Suzanne Johnson

Mgmt

For

For

For

12

Elect Joseph Saunders

Mgmt

For

For

For

13

Ratification of Auditor

Mgmt

For

For

For

 

Visa, Inc.

 

Ticker

Security ID:

Meeting Date

Meeting Status

V

CUSIP 92826C839

10/14/2008

Voted

Meeting Type

Country of Trade

 

 

Special

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1

Amendments to the Certificate of Incorproation

Mgmt

For

For

For

 


 

Visa, Inc.

 

Ticker

Security ID:

Meeting Date

Meeting Status

V

CUSIP 92826C839

12/16/2008

Voted

Meeting Type

Country of Trade

 

 

Special

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1

Amendment Regarding the Retrospective Responsibility Plan

Mgmt

For

For

For

 

W.W. Grainger, Inc.

 

Ticker

Security ID:

Meeting Date

Meeting Status

GWW

CUSIP 384802104

04/29/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Elect Brian Anderson

Mgmt

For

For

For

1.2

Elect Wilbur Gantz

Mgmt

For

For

For

1.3

Elect V. Ann Hailey

Mgmt

For

For

For

1.4

Elect William Hall

Mgmt

For

For

For

1.5

Elect Richard Keyser

Mgmt

For

For

For

1.6

Elect Stuart Levenick

Mgmt

For

For

For

1.7

Elect John McCarter, Jr.

Mgmt

For

For

For

1.8

Elect Neil Novich

Mgmt

For

For

For

1.9

Elect Michael Roberts

Mgmt

For

For

For

1.10

Elect Gary Rogers

Mgmt

For

For

For

1.11

Elect James Ryan

Mgmt

For

For

For

1.12

Elect James Slavik

Mgmt

For

For

For

1.13

Elect Harold Smith

Mgmt

For

For

For

2

Ratification of Auditor

Mgmt

For

For

For

 

Waddell & Reed Financial, Inc.

 

Ticker

Security ID:

Meeting Date

Meeting Status

WDR

CUSIP 930059100

04/08/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Elect Dennis Logue

Mgmt

For

For

For

1.2

Elect Ronald Reimer

Mgmt

For

For

For

2

Ratification of Auditor

Mgmt

For

For

For

3

Stockholder Proposal To Require An Advisory Vote On Executive Compensation.

ShrHoldr

Against

For

Against

 


 

Wal-Mart Stores Inc.

 

Ticker

Security ID:

Meeting Date

Meeting Status

WMT

CUSIP 931142103

06/05/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1

Elect Aida Alvarez

Mgmt

For

For

For

2

Elect James Breyer

Mgmt

For

For

For

3

Elect M. Michele Burns

Mgmt

For

For

For

4

Elect James Cash, Jr.

Mgmt

For

For

For

5

Elect Roger Corbett

Mgmt

For

For

For

6

Elect Douglas Daft

Mgmt

For

For

For

7

Elect Michael Duke

Mgmt

For

For

For

8

Elect Gregory Penner

Mgmt

For

For

For

9

Elect Allen Questrom

Mgmt

For

For

For

10

Elect H. Lee Scott, Jr.

Mgmt

For

For

For

11

Elect Arne Sorenson

Mgmt

For

For

For

12

Elect Jim Walton

Mgmt

For

For

For

13

Elect S. Robson Walton

Mgmt

For

For

For

14

Elect Christopher Williams

Mgmt

For

For

For

15

Elect Linda Wolf

Mgmt

For

For

For

16

Ratification of Auditor

Mgmt

For

For

For

17

Shareholder Proposal Regarding Adopting Sexual Orientation and Gender Identity Expression Anti-Bias Policy

ShrHoldr

Against

Abstain

Against

18

Shareholder Proposal Regarding Pay for Superior Performance

ShrHoldr

Against

Against

For

19

Shareholder Proposal Regarding Advisory Vote on Compensation (Say on Pay)

ShrHoldr

Against

For

Against

20

Shareholder Proposal Regarding Reviewing Political Contributions and Expenditures Report

ShrHoldr

Against

For

Against

21

Shareholder Proposal Regarding Right to Call a Special Meeting

ShrHoldr

Against

Against

For

22

Shareholder Proposal Regarding Incentive Compensation in the Form of Stock Options

ShrHoldr

Against

Against

For

 


 

Waste Management, Inc.

 

Ticker

Security ID:

Meeting Date

Meeting Status

WMI

CUSIP 94106L109

05/08/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1

Elect Pastora Cafferty

Mgmt

For

For

For

2

Elect Frank Clark

Mgmt

For

For

For

3

Elect Patrick Gross

Mgmt

For

For

For

4

Elect John Pope

Mgmt

For

For

For

5

Elect W. Robert Reum

Mgmt

For

For

For

6

Elect Steven Rothmeier

Mgmt

For

For

For

7

Elect David Steiner

Mgmt

For

For

For

8

Elect Thomas Weidemeyer

Mgmt

For

For

For

9

Ratification of Auditor

Mgmt

For

For

For

10

Amendment to the Employee Stock Purchase Plan

Mgmt

For

For

For

11

2009 Stock Incentive Plan

Mgmt

For

For

For

12

Shareholder Proposal Regarding Political Contributions and Expenditures

ShrHoldr

Against

Against

For

13

Shareholder Proposal Regarding Elimination of Supermajority Voting

ShrHoldr

Against

For

Against

 

Item 1: Proxy Voting Record -

Registrant : Columbia Funds Institutional Trust

Fund Name : CMG Large Cap Value Fund

07/01/2008 - 06/30/2009

 

Abbott Laboratories

 

Ticker

Security ID:

Meeting Date

Meeting Status

ABT

CUSIP 002824100

04/24/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Elect Robert Alpern

Mgmt

For

For

For

1.2

Elect Roxanne Austin

Mgmt

For

For

For

1.3

Elect William Daley

Mgmt

For

For

For

1.4

Elect W. James Farrell

Mgmt

For

For

For

1.5

Elect H. Laurance Fuller

Mgmt

For

For

For

1.6

Elect William Osborn

Mgmt

For

For

For

1.7

Elect David Owen

Mgmt

For

For

For

1.8

Elect W. Ann Reynolds

Mgmt

For

For

For

1.9

Elect Roy Roberts

Mgmt

For

For

For

1.10

Elect Samuel Scott III

Mgmt

For

For

For

1.11

Elect William Smithburg

Mgmt

For

For

For

1.12

Elect Glenn Tilton

Mgmt

For

For

For

1.13

Elect Miles White

Mgmt

For

For

For

2

Approval Of The Abbott Laboratories 2009 Incentive Stock Program

Mgmt

For

For

For

3

2009 Employee Stock Purchase Plan

Mgmt

For

For

For

4

Ratification Of Deloitte & Touche Llp As Auditors

Mgmt

For

For

For

5

Shareholder Proposal - Animal Testing

ShrHoldr

Against

Abstain

Against

6

Shareholder Proposal - Health Care Principles

ShrHoldr

Against

Abstain

Against

7

Shareholder Proposal - Advisory Vote

ShrHoldr

Against

For

Against

 


 

Accredo Health, Incorporated

 

Ticker

Security ID:

Meeting Date

Meeting Status

MHS

CUSIP 58405U102

05/21/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1

Elect Charles Lillis

Mgmt

For

For

For

2

Elect Williams Roper

Mgmt

For

For

For

3

Elect David Stevens

Mgmt

For

For

For

4

Ratification of Auditor

Mgmt

For

For

For

5

Executive Annual Incentive Plan

Mgmt

For

For

For

 

Ace Limited

 

Ticker

Security ID:

Meeting Date

Meeting Status

ACE

CUSIP H0023R105

05/20/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1

Elect Michael Atieh

Mgmt

For

For

For

2

Elect Mary Cirillo

Mgmt

For

For

For

3

Elect Bruce Crockett

Mgmt

For

For

For

4

Elect Thomas Neff

Mgmt

For

For

For

5

Annual Report

Mgmt

For

For

For

6

Accounts and Reports

Mgmt

For

For

For

7

Consolidated Accounts and Reports

Mgmt

For

For

For

8

Allocation of Profits/Dividends

Mgmt

For

For

For

9

Ratification of Board Acts

Mgmt

For

For

For

10

Amendments to Articles

Mgmt

For

For

For

11

Appointment of Auditor

Mgmt

For

For

For

12

Appointment of Auditor

Mgmt

For

For

For

13

Appointment of Special Auditor

Mgmt

For

For

For

14

Reduction in Par Value

Mgmt

For

For

For

 


 

Ace Limited

 

Ticker

Security ID:

Meeting Date

Meeting Status

ACE

CUSIP G0070K103

07/14/2008

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1

Election Of Director: Michael G. Atieh To Term Expiring In 2009.

Mgmt

For

For

For

2

Election Of Director: Mary A. Cirillo To Term Expiring In 2009.

Mgmt

For

For

For

3

Election Of Director: Bruce L. Crockett To Term Expiring In 2009.

Mgmt

For

For

For

4

Election Of Director: Thomas J. Neff To Term Expiring In 2009.

Mgmt

For

For

For

5

Election Of Director: Gary M. Stuart To Term Expiring In 2009.

Mgmt

For

For

For

6

Election Of Director: Robert M. Hernandez To Term Expiring In 2010.

Mgmt

For

For

For

7

Election Of Director: Peter Menikoff To Term Expiring In 2010.

Mgmt

For

For

For

8

Election Of Director: Robert Ripp To Term Expiring In 2010.

Mgmt

For

For

For

9

Election Of Director: Dermot F. Smurfit To Term Expiring In 2010.

Mgmt

For

For

For

10

Election Of Director: Evan G. Greenberg To Term Expiring In

Mgmt

For

For

For

11

Election Of Director: John A. Krol To Term Expiring In 2011.

Mgmt

For

For

For

12

Election Of Director: Leo F. Mullin To Term Expiring In 2011.

Mgmt

For

For

For

13

Election Of Director: Olivier Steimer To Term Expiring In 2011.

Mgmt

For

For

For

14

De-Registration From The Cayman Islands

Mgmt

For

For

For

15

Requirement Of The Preparation Of A Special Purpose Unconsolidated Balance Sheet

Mgmt

For

For

For

16

Amendment To Par Value

Mgmt

For

For

For

17

Registration Of The Company In Zurich, Switzerland

Mgmt

For

For

For

18

Approval Of The Name Of The Company

Mgmt

For

For

For

19

Approval Of The Change Of The Purpose Of The Company

Mgmt

For

For

For

20

Approval Of The Rearrangement Of The Company S Existing Share Capital

Mgmt

For

For

For

21

Approval Of The Company S Articles Of Association

Mgmt

For

For

For

22

Confirmation Of Swiss Law As The Authoritative Legislation Governing The Company

Mgmt

For

For

For

23

Approval of Zurich, Switzerland as the Company’s Principal Place of Business

Mgmt

For

For

For

24

Appointment of Special Auditor

Mgmt

For

For

For

25

Amendment to the 2004 Long-Term Incentive Plan

Mgmt

For

For

For

26

Ratification of Auditor

Mgmt

For

For

For

27

Approval of Dividend in the Form of a Par Value Reduction

Mgmt

For

For

For

 

Allegheny Technologies Incorporated

 

Ticker

Security ID:

Meeting Date

Meeting Status

ATI

CUSIP 01741R102

05/07/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Elect Diane Creel

Mgmt

For

For

For

1.2

Elect James Rohr

Mgmt

For

For

For

1.3

Elect Louis Thomas

Mgmt

For

For

For

1.4

Elect Barbara Jeremiah

Mgmt

For

For

For

2

Ratification of Auditor

Mgmt

For

For

For

 


 

Amgen Inc.

 

Ticker

Security ID:

Meeting Date

Meeting Status

AMGN

CUSIP 031162100

05/06/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1

Elect David Baltimore

Mgmt

For

For

For

2

Elect Frank Biondi, Jr.

Mgmt

For

For

For

3

Elect François de Carbonnel

Mgmt

For

For

For

4

Elect Jerry Choate

Mgmt

For

For

For

5

Elect Vance Coffman

Mgmt

For

For

For

6

Elect Frederick Gluck

Mgmt

For

For

For

7

Elect Frank Herringer

Mgmt

For

For

For

8

Elect Gilbert Omenn

Mgmt

For

For

For

9

Elect Judith Pelham

Mgmt

For

For

For

10

Elect J. Paul Reason

Mgmt

For

For

For

11

Elect Leonard Schaeffer

Mgmt

For

For

For

12

Elect Kevin Sharer

Mgmt

For

For

For

13

Ratification of Auditor

Mgmt

For

For

For

14

2009 Equity Incentive Plan

Mgmt

For

For

For

15

Elimination of Supermajority Requirement

Mgmt

For

For

For

16

Shareholder Proposal Regarding Right to Call a Special Meeting

ShrHoldr

Against

Against

For

17

Shareholder Proposal Regarding Reincorporation

ShrHoldr

Against

Against

For

 

Anheuser-Busch Companies, Inc.

 

Ticker

Security ID:

Meeting Date

Meeting Status

BUD

CUSIP 035229103

11/12/2008

Voted

Meeting Type

Country of Trade

 

 

Special

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1

Approval of the Merger

Mgmt

For

For

For

2

Right to Adjourn Meeting

Mgmt

For

Against

Against

 

Aon Corporation

 

Ticker

Security ID:

Meeting Date

Meeting Status

AOC

CUSIP 037389103

05/15/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1

Elect Lester Knight

Mgmt

For

For

For

2

Elect Gregory Case

Mgmt

For

For

For

3

Elect Fulvio Conti

Mgmt

For

For

For

4

Elect Edgar Jannotta

Mgmt

For

For

For

5

Elect Jan Kalff

Mgmt

For

For

For

6

Elect J. Michael Losh

Mgmt

For

For

For

7

Elect R. Eden Martin

Mgmt

For

Against

Against

8

Elect Andrew McKenna

Mgmt

For

For

For

9

Elect Robert Morrison

Mgmt

For

For

For

10

Elect Richard Myers

Mgmt

For

For

For

11

Elect Richard Notebaert

Mgmt

For

For

For

12

Elect John Rogers, Jr.

Mgmt

For

Against

Against

13

Elect Gloria Santona

Mgmt

For

For

For

14

Elect Carolyn Woo

Mgmt

For

For

For

15

Ratification of Auditor

Mgmt

For

For

For

 


 

AT&T Corp.

 

Ticker

Security ID:

Meeting Date

Meeting Status

T

CUSIP 00206R102

04/24/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1

Election Of Director: Randall L. Stephenson

Mgmt

For

For

For

2

Election Of Director: William F. Aldinger III

Mgmt

For

For

For

3

Election Of Director: Gilbert F. Amelio

Mgmt

For

For

For

4

Election Of Director: Reuben V. Anderson

Mgmt

For

For

For

5

Election Of Director: James H. Blanchard

Mgmt

For

For

For

6

Election Of Director: August A. Busch Iii

Mgmt

For

For

For

7

Election Of Director: Jaime Chico Pardo

Mgmt

For

Against

Against

8

Election Of Director: James P. Kelly

Mgmt

For

For

For

9

Election Of Director: Jon C. Madonna

Mgmt

For

For

For

10

Election Of Director: Lynn M. Martin

Mgmt

For

For

For

11

Election Of Director: John B. Mccoy

Mgmt

For

For

For

12

Election Of Director: Mary S. Metz

Mgmt

For

For

For

13

Election Of Director: Joyce M. Roche

Mgmt

For

For

For

14

Election Of Director: Laura D Andrea Tyson

Mgmt

For

For

For

15

Election Of Director: Patricia P. Upton

Mgmt

For

For

For

16

Ratification Of Appointment Of Independent Auditors.

Mgmt

For

For

For

17

Amendment To Increase Authorized Shares.

Mgmt

For

For

For

18

Report On Political Contributions.

ShrHoldr

Against

Against

For

19

Special Stockholder Meetings.

ShrHoldr

Against

For

Against

20

Cumulative Voting.

ShrHoldr

Against

For

Against

21

Bylaw Requiring Independent Chairman.

ShrHoldr

Against

For

Against

22

Advisory Vote On Compensation.

ShrHoldr

Against

For

Against

23

Pension Credit Policy.

ShrHoldr

Against

For

Against

 

Avon Products, Inc.

 

Ticker

Security ID:

Meeting Date

Meeting Status

AVP

CUSIP 054303102

05/07/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Elect W. Don Cornwell

Mgmt

For

For

For

1.2

Elect Edward Fogarty

Mgmt

For

For

For

1.3

Elect V. Ann Hailey

Mgmt

For

For

For

1.4

Elect Fred Hassan

Mgmt

For

For

For

1.5

Elect Andrea Jung

Mgmt

For

For

For

1.6

Elect Maria Lagomasino

Mgmt

For

For

For

1.7

Elect Ann Moore

Mgmt

For

For

For

1.8

Elect Paul Pressler

Mgmt

For

For

For

1.9

Elect Gary Rodkin

Mgmt

For

For

For

1.10

Elect Paula Stern

Mgmt

For

For

For

1.11

Elect Lawrence Weinbach

Mgmt

For

For

For

2

Ratification of Auditor

Mgmt

For

For

For

3

Shareholder Proposal Regarding Nanomaterial Report

ShrHoldr

Against

Abstain

Against

 


 

Axis Capital Holdings Limited

 

Ticker

Security ID:

Meeting Date

Meeting Status

AXS

CUSIP G0692U109

05/06/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Elect Michael Butt

Mgmt

For

For

For

1.2

Elect John Charman

Mgmt

For

For

For

1.3

Elect Charles Davis

Mgmt

For

For

For

1.4

Elect Andrew Large

Mgmt

For

For

For

2

Amendment to the 2007 Long-Term Equity Compensation Plan

Mgmt

For

For

For

3

Amendments to Bye-laws

Mgmt

For

For

For

4

Appointment of Auditor

Mgmt

For

For

For

 

BMC Software, Inc.

 

Ticker

Security ID:

Meeting Date

Meeting Status

BMC

CUSIP 055921100

07/22/2008

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Elect B.Garland Cupp

Mgmt

For

For

For

1.2

Elect Robert Beauchamp

Mgmt

For

For

For

1.3

Elect Jon Barfield

Mgmt

For

For

For

1.4

Elect Gary Bloom

Mgmt

For

For

For

1.5

Elect Meldon Gafner

Mgmt

For

For

For

1.6

Elect P. Thomas Jenkins

Mgmt

For

For

For

1.7

Elect Louis Lavigne, Jr.

Mgmt

For

For

For

1.8

Elect Kathleen O’Neil

Mgmt

For

For

For

1.9

Elect Tom Tinsley

Mgmt

For

For

For

2

Ratification of Auditor

Mgmt

For

For

For

 

Carnival Corporation

 

Ticker

Security ID:

Meeting Date

Meeting Status

CCL

CUSIP 143658300

04/15/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Elect Micky Arison

Mgmt

For

For

For

1.2

Elect Richard Capen, Jr.

Mgmt

For

For

For

1.3

Elect Robert Dickinson

Mgmt

For

For

For

1.4

Elect Arnold Donald

Mgmt

For

For

For

1.5

Elect Pier Foschi

Mgmt

For

For

For

1.6

Elect Howard Frank

Mgmt

For

For

For

1.7

Elect Richard Glasier

Mgmt

For

For

For

1.8

Elect Modesto Maidique

Mgmt

For

Withhold

Against

1.9

Elect Sir John Parker

Mgmt

For

For

For

1.10

Elect Peter Ratcliffe

Mgmt

For

For

For

1.11

Elect Stuart Subotnick

Mgmt

For

For

For

1.12

Elect Laura Weil

Mgmt

For

For

For

1.13

Elect Randall Weisenburger

Mgmt

For

For

For

1.14

Elect Uzi Zucker

Mgmt

For

For

For

2

Appointment of Auditor

Mgmt

For

For

For

3

Authority to Set Auditor’s Fees

Mgmt

For

For

For

4

Accounts and Reports

Mgmt

For

For

For

5

Directors’ Remuneration Report

Mgmt

For

For

For

6

Authority to Increase Authorised Capital

Mgmt

For

For

For

7

To Adopt The Amended And Restated Articles Of Association Of Carnival Plc.

Mgmt

For

Against

Against

8

Further Amendments to Articles

Mgmt

For

For

For

9

Authority to Issue Shares w/ Preemptive Rights

Mgmt

For

For

For

10

Authority to Issue Shares w/o Preemptive Rights

Mgmt

For

For

For

11

Authority to Repurchase Shares

Mgmt

For

For

For

 


 

Chevron Corporation

 

Ticker

Security ID:

Meeting Date

Meeting Status

CVX

CUSIP 166764100

05/27/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1

Elect Samuel Armacost

Mgmt

For

For

For

2

Elect Linnet Deily

Mgmt

For

For

For

3

Elect Robert Denham

Mgmt

For

For

For

4

Elect Robert Eaton

Mgmt

For

For

For

5

Elect Enrique Hernandez, Jr.

Mgmt

For

For

For

6

Elect Franklyn Jenifer

Mgmt

For

For

For

7

Elect Sam Nunn

Mgmt

For

For

For

8

Elect David O’Reilly

Mgmt

For

For

For

9

Elect Donald Rice

Mgmt

For

For

For

10

Elect Kevin Sharer

Mgmt

For

For

For

11

Elect Charles Shoemate

Mgmt

For

For

For

12

Elect Ronald Sugar

Mgmt

For

For

For

13

Elect Carl Ware

Mgmt

For

For

For

14

Elect John Watson

Mgmt

For

For

For

15

Ratification of Auditor

Mgmt

For

For

For

16

Approval of Performance Goals for the Chevron Incentive Plan

Mgmt

For

For

For

17

Amendment to the Long-Term Incentive Plan

Mgmt

For

For

For

18

Shareholder Proposal Regarding Right to Call a Special Meeting

ShrHoldr

Against

Against

For

19

Shareholder Proposal Regarding Advisory Vote on Compensation (Say on Pay)

ShrHoldr

Against

For

Against

20

Shareholder Proposal Regarding Reporting and Reducing Greenhouse Gas Emissions

ShrHoldr

Against

Abstain

Against

21

Shareholder Proposal Regarding Country Selection Guidelines

ShrHoldr

Against

Abstain

Against

22

Shareholder Proposal Regarding Human Rights Policy

ShrHoldr

Against

Abstain

Against

23

Shareholder Proposal Regarding Report on Host Country Laws

ShrHoldr

Against

Abstain

Against

 

ConAgra Foods, Inc.

 

Ticker

Security ID:

Meeting Date

Meeting Status

CAGPRE

CUSIP 205887102

09/25/2008

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Elect Mogens Bay

Mgmt

For

For

For

1.2

Elect Stephen Butler

Mgmt

For

For

For

1.3

Elect Steven Goldstone

Mgmt

For

For

For

1.4

Elect W.G. Jurgensen

Mgmt

For

For

For

1.5

Elect Ruth Ann Marshall

Mgmt

For

For

For

1.6

Elect Gary Rodkin

Mgmt

For

For

For

1.7

Elect Andrew Schindler

Mgmt

For

For

For

1.8

Elect Kenneth Stinson

Mgmt

For

For

For

2

Ratify The Appointment Of Independent Auditors

Mgmt

For

For

For

 


 

Conocophillips

 

Ticker

Security ID:

Meeting Date

Meeting Status

COP

CUSIP 20825C104

05/13/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1

Elect Richard Armitage

Mgmt

For

For

For

2

Elect Richard Auchinleck

Mgmt

For

For

For

3

Elect James Copeland Jr.

Mgmt

For

For

For

4

Elect Kenneth Duberstein

Mgmt

For

For

For

5

Elect Ruth Harkin

Mgmt

For

For

For

6

Elect Harold McGraw III

Mgmt

For

For

For

7

Elect James Mulva

Mgmt

For

For

For

8

Elect Harald Norvik

Mgmt

For

For

For

9

Elect William Reilly

Mgmt

For

For

For

10

Elect Bobby Shackouls

Mgmt

For

For

For

11

Elect Victoria Tschinkel

Mgmt

For

For

For

12

Elect Kathryn Turner

Mgmt

For

For

For

13

Elect William Wade, Jr.

Mgmt

For

For

For

14

Ratification of Auditor

Mgmt

For

For

For

15

2009 Omnibus Stock and Performance Incentive Plan

Mgmt

For

For

For

16

Shareholder Proposal Regarding Adoption of Principles for Health Care Reform

ShrHoldr

Against

Abstain

Against

17

Shareholder Proposal Regarding Advisory Vote on Compensation (Say on Pay)

ShrHoldr

Against

For

Against

18

Shareholder Proposal Regarding Political Contributions and Expenditure Report

ShrHoldr

Against

For

Against

19

Shareholder Proposal Regarding Reporting and Reducing Greenhouse Gas Emissions

ShrHoldr

Against

Abstain

Against

20

Shareholder Proposal Regarding Report on Oil Sands Operations

ShrHoldr

Against

Abstain

Against

21

Shareholder Proposal Regarding Director Qualifications

ShrHoldr

Against

For

Against

 

Diageo plc

 

Ticker

Security ID:

Meeting Date

Meeting Status

DEO

CUSIP 25243Q205

10/15/2008

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1

Report And Accounts 2008

Mgmt

For

For

For

2

Directors Remuneration Report 2008

Mgmt

For

For

For

3

Declaration Of Final Dividend

Mgmt

For

For

For

4

Elect Franz Humer

Mgmt

For

Against

Against

5

Elect Maria Lilja

Mgmt

For

For

For

6

Elect William Shanahan

Mgmt

For

For

For

7

Elect H. Todd Stitzer

Mgmt

For

For

For

8

Elect Philip Scott

Mgmt

For

For

For

9

Re-Appointment And Remuneration Of Auditor

Mgmt

For

For

For

10

Authority To Allot Relevant Securities

Mgmt

For

For

For

11

Disapplication Of Pre-Emption Rights

Mgmt

For

For

For

12

Authority To Purchase Own Ordinary Shares

Mgmt

For

For

For

13

Authority To Make Political Donations And/Or To Incur Political Expenditure

Mgmt

For

Abstain

Against

14

Adoption Of The Diageo Plc 2008 Performance Share Plan

Mgmt

For

For

For

15

Adoption Of The Diageo Plc 2008 Senior Executive Share Option Plan

Mgmt

For

For

For

16

Authority To Establish International Share Plans

Mgmt

For

For

For

17

Amendments To The Articles Of Association

Mgmt

For

Against

Against

 


 

E.I. DuPont de Nemours & Co.

 

Ticker

Security ID:

Meeting Date

Meeting Status

DD

CUSIP 263534109

04/29/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1

Election Of Director: Samuel W. Bodman

Mgmt

For

For

For

2

Election Of Director: Richard H. Brown

Mgmt

For

For

For

3

Election Of Director: Robert A. Brown

Mgmt

For

For

For

4

Election Of Director: Bertrand P. Collomb

Mgmt

For

For

For

5

Election Of Director: Curtis J. Crawford

Mgmt

For

For

For

6

Election Of Director: Alexander M. Cutler

Mgmt

For

For

For

7

Election Of Director: John T. Dillon

Mgmt

For

For

For

8

Election Of Director: Eleuthere I. Du Pont

Mgmt

For

For

For

9

Election Of Director: Marillyn A. Hewson

Mgmt

For

For

For

10

Election Of Director: Charles O. Holliday, Jr.

Mgmt

For

For

For

11

Election Of Director: Lois D. Juliber

Mgmt

For

For

For

12

Election Of Director: Ellen J. Kullman

Mgmt

For

For

For

13

Election Of Director: William K. Reilly

Mgmt

For

For

For

14

On Ratification Of Independent Registered Public Accounting Firm

Mgmt

For

For

For

15

On Shareholder Say On Executive Pay

ShrHoldr

Against

For

Against

 

Eaton Corporation

 

Ticker

Security ID:

Meeting Date

Meeting Status

ETN

CUSIP 278058102

04/22/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1

Election Of Director: Alexander M. Cutler

Mgmt

For

For

For

2

Election Of Director: Arthur E. Johnson

Mgmt

For

For

For

3

Election Of Director: Deborah L. Mccoy

Mgmt

For

For

For

4

Election Of Director: Gary L. Tooker

Mgmt

For

For

For

5

Approve The Proposed 2009 Stock Plan

Mgmt

For

For

For

6

Ratify The Appointment Of Ernst & Young Llp As Independent Auditor For 2009

Mgmt

For

For

For

 

El Paso Corporation

 

Ticker

Security ID:

Meeting Date

Meeting Status

EP

CUSIP 28336L109

05/06/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1

Elect Juan Braniff

Mgmt

For

For

For

2

Elect James Dunlap

Mgmt

For

For

For

3

Elect Douglas Foshee

Mgmt

For

For

For

4

Elect Robert Goldman

Mgmt

For

For

For

5

Elect Anthony Hall, Jr.

Mgmt

For

For

For

6

Elect Anthony Hall, Jr.

Mgmt

For

For

For

7

Elect Ferrell McClean

Mgmt

For

For

For

8

Elect Steven Shapiro

Mgmt

For

For

For

9

Elect J. Michael Talbert

Mgmt

For

For

For

10

Elect Robert Vagt

Mgmt

For

For

For

11

Elect John Whitmire

Mgmt

For

For

For

12

Amendment to the 2005 Omnibus Incentive Compensation Plan

Mgmt

For

For

For

13

Amendment to the Employee Stock Purchase Plan

Mgmt

For

For

For

14

Ratification of Auditor

Mgmt

For

For

For

 


 

Electronic Arts Inc.

 

Ticker

Security ID:

Meeting Date

Meeting Status

ERTS

CUSIP 285512109

07/31/2008

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1

Election Of Director: Leonard S. Coleman

Mgmt

For

For

For

2

Election Of Director: Gary M. Kusin

Mgmt

For

For

For

3

Election Of Director: Gregory B. Maffei

Mgmt

For

For

For

4

Election Of Director: Vivek Paul

Mgmt

For

For

For

5

Election Of Director: Lawrence F. Probst Iii

Mgmt

For

For

For

6

Election Of Director: John S. Riccitiello

Mgmt

For

For

For

7

Election Of Director: Richard A. Simonson

Mgmt

For

For

For

8

Election Of Director: Linda J. Srere

Mgmt

For

For

For

9

Amendments To The 2000 Equity Incentive Plan

Mgmt

For

For

For

10

Amendments To The 2000 Employee Stock Purchase Plan

Mgmt

For

For

For

11

Ratification Of Appointment Of Kpmg Llp As Independent Auditors

Mgmt

For

For

For

 

EMC Corporation

 

Ticker

Security ID:

Meeting Date

Meeting Status

EMC

CUSIP 268648102

05/06/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1

Elect Michael Brown

Mgmt

For

For

For

2

Elect Randolph Cowen

Mgmt

For

For

For

3

Elect Michael Cronin

Mgmt

For

For

For

4

Elect Gail Deegan

Mgmt

For

For

For

5

Elect John Egan

Mgmt

For

For

For

6

Elect W. Paul Fitzgerald

Mgmt

For

For

For

7

Elect Edmund Kelly

Mgmt

For

For

For

8

Elect Windle Priem

Mgmt

For

For

For

9

Elect Paul Sagan

Mgmt

For

For

For

10

Elect David Strohm

Mgmt

For

For

For

11

Elect Joseph Tucci

Mgmt

For

For

For

12

Ratification of Auditor

Mgmt

For

For

For

13

Amendment to the 1989 Employee Stock Purchase Plan

Mgmt

For

For

For

14

Amendment to Shareholders’ Right to Call a Special Meeting

Mgmt

For

For

For

15

Shareholder Proposal Regarding Advisory Vote on Compensation (Say on Pay)

ShrHoldr

Against

For

Against

 

EOG Resources, Inc.

 

Ticker

Security ID:

Meeting Date

Meeting Status

EOG

CUSIP 26875P101

04/29/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1

Election Of Director: George A. Alcorn

Mgmt

For

For

For

2

Election Of Director: Charles R. Crisp

Mgmt

For

For

For

3

Election Of Director: James C. Day

Mgmt

For

For

For

4

Election Of Director: Mark G. Papa

Mgmt

For

For

For

5

Election Of Director: H. Leighton Steward

Mgmt

For

For

For

6

Election Of Director: Donald F. Textor

Mgmt

For

For

For

7

Election Of Director: Frank G. Wisner

Mgmt

For

For

For

8

Ratification of Auditor

Mgmt

For

For

For

 


 

Exelon Corporation

 

Ticker

Security ID:

Meeting Date

Meeting Status

EXC

CUSIP 30161N101

04/28/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1

Election Of Director: John A. Canning, Jr.

Mgmt

For

For

For

2

Election Of Director: M. Walter D Alessio

Mgmt

For

For

For

3

Election Of Director: Bruce Demars

Mgmt

For

For

For

4

Election Of Director: Nelson A. Diaz

Mgmt

For

For

For

5

Election Of Director: Rosemarie B. Greco

Mgmt

For

For

For

6

Election Of Director: Paul L. Joskow

Mgmt

For

For

For

7

Election Of Director: John M. Palms

Mgmt

For

For

For

8

Election Of Director: John W. Rogers, Jr.

Mgmt

For

For

For

9

Election Of Director: John W. Rowe

Mgmt

For

For

For

10

Election Of Director: Stephen D. Steinour

Mgmt

For

For

For

11

Renewal of the Annual Incentive Plan for Senior Executives

Mgmt

For

For

For

12

Ratification of Auditor

Mgmt

For

For

For

13

Shareholder Proposal Regarding Global Warming Report

ShrHoldr

Against

Abstain

Against

 

Exxon Mobil Corporation

 

Ticker

Security ID:

Meeting Date

Meeting Status

XOM

CUSIP 30231G102

05/27/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Elect Michael Boskin

Mgmt

For

For

For

1.2

Elect Larry Faulkner

Mgmt

For

For

For

1.3

Elect Kenneth Frazier

Mgmt

For

For

For

1.4

Elect William George

Mgmt

For

For

For

1.5

Elect Reatha King

Mgmt

For

For

For

1.6

Elect Marilyn Nelson

Mgmt

For

For

For

1.7

Elect Samuel Palmisano

Mgmt

For

For

For

1.8

Elect Steven Reinemund

Mgmt

For

For

For

1.9

Elect Rex Tillerson

Mgmt

For

For

For

1.10

Elect Edward Whitacre, Jr.

Mgmt

For

For

For

2

Ratification of Auditor

Mgmt

For

For

For

3

Shareholder Proposal Regarding Cumulative Voting

ShrHoldr

Against

For

Against

4

Shareholder Proposal Regarding Right to Call a Special Meeting

ShrHoldr

Against

Against

For

5

Shareholder Proposal Regarding Reincorporation

ShrHoldr

Against

Against

For

6

Shareholder Proposal Regarding Independent Board Chairman

ShrHoldr

Against

Against

For

7

Shareholder Proposal Regarding Advisory Vote on Executive Compensation (Say on Pay)

ShrHoldr

Against

Against

For

8

Shareholder Proposal Regarding Executive Compensation Report

ShrHoldr

Against

Against

For

9

Shareholder Proposal Regarding Corporate Sponsorships Report

ShrHoldr

Against

Abstain

Against

10

Shareholder Proposal Regarding Adopting Sexual Orientation and Gender Identity Expression Anti-Bias Policy

ShrHoldr

Against

Abstain

Against

11

Shareholder Proposal Regarding Greenhouse Gas Emissions Goals

ShrHoldr

Against

Abstain

Against

12

Shareholder Proposal Regarding a Climate Change and Technology Report

ShrHoldr

Against

Abstain

Against

13

Shareholder Proposal Regarding Renewable Energy Policy

ShrHoldr

Against

Abstain

Against

 


 

FPL Group, Inc.

 

Ticker

Security ID:

Meeting Date

Meeting Status

FPL

CUSIP 302571104

05/22/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Elect Sherry Barrat

Mgmt

For

For

For

1.2

Elect Robert Beall, II

Mgmt

For

For

For

1.3

Elect J. Hyatt Brown

Mgmt

For

For

For

1.4

Elect James Camaren

Mgmt

For

For

For

1.5

Elect J. Brian Ferguson

Mgmt

For

For

For

1.6

Elect Lewis Hay III

Mgmt

For

For

For

1.7

Elect Toni Jennings

Mgmt

For

For

For

1.8

Elect Oliver Kingsley, Jr.

Mgmt

For

For

For

1.9

Elect Rudy Schupp

Mgmt

For

For

For

1.10

Elect Michael Thaman

Mgmt

For

For

For

1.11

Elect Hansel Tookes, II

Mgmt

For

For

For

1.12

Elect Paul Tregurtha

Mgmt

For

For

For

2

Ratification of Auditor

Mgmt

For

For

For

3

Amendment to the Long Term Incentive Plan

Mgmt

For

For

For

 

Freeport-McMoRan Copper & Gold, Inc.

 

Ticker

Security ID:

Meeting Date

Meeting Status

FCX

CUSIP 35671D857

06/11/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Elect Richard Adkerson

Mgmt

For

For

For

1.2

Elect Robert Allison, Jr.

Mgmt

For

For

For

1.3

Elect Robert Day

Mgmt

For

For

For

1.4

Elect Gerald Ford

Mgmt

For

For

For

1.5

Elect H. Devon Graham, Jr.

Mgmt

For

For

For

1.6

Elect J. Bennet Johnston

Mgmt

For

For

For

1.7

Elect Charles Krulak

Mgmt

For

For

For

1.8

Elect Bobby Lackey

Mgmt

For

For

For

1.9

Elect Jon Madonna

Mgmt

For

For

For

1.10

Elect Dustan McCoy

Mgmt

For

For

For

1.11

Elect Gabrielle McDonald

Mgmt

For

For

For

1.12

Elect James Moffett

Mgmt

For

For

For

1.13

Elect B. M. Rankin, Jr.

Mgmt

For

For

For

1.14

Elect J. Stapleton Roy

Mgmt

For

For

For

1.15

Elect Stephen Siegele

Mgmt

For

For

For

1.16

Elect J. Taylor Wharton

Mgmt

For

For

For

2

Ratification of Auditor

Mgmt

For

For

For

3

2009 Annual Incentive Plan

Mgmt

For

For

For

4

Shareholder Proposal Regarding Environmental Expertise on Board

ShrHoldr

Against

Against

For

 


 

Goodrich Corporation

 

Ticker

Security ID:

Meeting Date

Meeting Status

GR

CUSIP 382388106

04/21/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Elect Diane Creel

Mgmt

For

For

For

1.2

Elect George Davidson, Jr.

Mgmt

For

For

For

1.3

Elect Harris Deloach, Jr.

Mgmt

For

For

For

1.4

Elect James Griffith

Mgmt

For

For

For

1.5

Elect William Holland

Mgmt

For

For

For

1.6

Elect John Jumper

Mgmt

For

For

For

1.7

Elect Marshall Larsen

Mgmt

For

For

For

1.8

Elect Lloyd Newton

Mgmt

For

For

For

1.9

Elect Douglas Olesen

Mgmt

For

For

For

1.10

Elect Alfred Rankin, Jr.

Mgmt

For

For

For

1.11

Elect A. Thomas Young

Mgmt

For

For

For

2

Ratification of Auditor

Mgmt

For

For

For

3

Shareholder Proposal Regarding Majority Vote for Election of Directors

ShrHoldr

Against

For

Against

 

Halliburton Company

 

Ticker

Security ID:

Meeting Date

Meeting Status

HAL

CUSIP 406216101

05/20/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1

Elect Alan Bennett

Mgmt

For

For

For

2

Elect James Boyd

Mgmt

For

For

For

3

Elect Milton Carroll

Mgmt

For

For

For

4

Elect S. Malcolm Gillis

Mgmt

For

For

For

5

Elect James Hackett

Mgmt

For

For

For

6

Elect David Lesar

Mgmt

For

For

For

7

Elect Robert Malone

Mgmt

For

For

For

8

Elect J. Landis Martin

Mgmt

For

For

For

9

Elect Jay Precourt

Mgmt

For

For

For

10

Elect Debra Reed

Mgmt

For

For

For

11

Ratification of Auditor

Mgmt

For

For

For

12

Amendment to the 1993 Stock and Incentive Plan

Mgmt

For

For

For

13

Amendment to the 2002 Employee Stock Purchase Plan

Mgmt

For

For

For

14

Shareholder Proposal Regarding Review of Human Rights Policies

ShrHoldr

Against

Abstain

Against

15

Shareholder Proposal Regarding Political Contributions and Expenditure Report

ShrHoldr

Against

For

Against

16

Shareholder Proposal Regarding Low-Carbon Energy Research and Development

ShrHoldr

Against

Abstain

Against

17

Shareholder Proposal Regarding Compensation Consultants

ShrHoldr

Against

For

Against

18

Shareholder Proposal Regarding Right to Call a Special Meeting

ShrHoldr

Against

Against

For

19

Shareholder Proposal Regarding Iraq Operations

ShrHoldr

Against

Abstain

Against

 

Hartford Financial Services Group Inc.

 

Ticker

Security ID:

Meeting Date

Meeting Status

HIG

CUSIP 416515104

03/26/2009

Voted

Meeting Type

Country of Trade

 

 

Special

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1

Conversion of Series C Preferred Stock Pursuant to the Investment Agreement

Mgmt

For

For

For

 


 

Hess Corporation

 

Ticker

Security ID:

Meeting Date

Meeting Status

HES

CUSIP 42809H107

05/06/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Elect John Hess

Mgmt

For

For

For

1.2

Elect Samuel Bodman

Mgmt

For

For

For

1.3

Elect Risa Lavizzo-Mourey

Mgmt

For

For

For

1.4

Elect Craig Matthews

Mgmt

For

For

For

1.5

Elect Ernst von Metzsch

Mgmt

For

For

For

2

Ratification of Auditor

Mgmt

For

For

For

 

Hewlett-Packard Company

 

Ticker

Security ID:

Meeting Date

Meeting Status

HPQ

CUSIP 428236103

03/18/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1

Election Of Director: L. T. Babbio, Jr.

Mgmt

For

For

For

2

Election Of Director: S. M. Baldauf

Mgmt

For

For

For

3

Election Of Director: R. L. Gupta

Mgmt

For

For

For

4

Election Of Director: J. H. Hammergren

Mgmt

For

For

For

5

Election Of Director: M. V. Hurd

Mgmt

For

For

For

6

Election Of Director: J. Z. Hyatt

Mgmt

For

For

For

7

Election Of Director: J. R. Joyce

Mgmt

For

For

For

8

Election Of Director: R. L. Ryan

Mgmt

For

For

For

9

Election Of Director: L. S. Salhany

Mgmt

For

For

For

10

Election Of Director: G. K. Thompson

Mgmt

For

For

For

11

Ratification of Auditor

Mgmt

For

For

For

 

Intel Corporation

 

Ticker

Security ID:

Meeting Date

Meeting Status

INTC

CUSIP 458140100

05/20/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1

Elect Charlene Barshefsky

Mgmt

For

For

For

2

Elect Susan Decker

Mgmt

For

For

For

3

Elect John Donahoe

Mgmt

For

For

For

4

Elect Reed Hundt

Mgmt

For

For

For

5

Elect Paul Otellini

Mgmt

For

For

For

6

Elect James Plummer

Mgmt

For

For

For

7

Elect David Pottruck

Mgmt

For

For

For

8

Elect Jane Shaw

Mgmt

For

For

For

9

Elect John Thornton

Mgmt

For

For

For

10

Elect Frank Yeary

Mgmt

For

For

For

11

Elect David Yoffie

Mgmt

For

For

For

12

Ratification of Auditor

Mgmt

For

For

For

13

Amendment to the 2006 Equity Incentive Plan

Mgmt

For

For

For

14

Stock Option Exchange Program

Mgmt

For

Against

Against

15

Advisory Vote On Executive Compensation

Mgmt

For

For

For

16

Shareholder Proposal Regarding Cumulative Voting

ShrHoldr

Against

For

Against

17

Shareholder Proposal Regarding Human Right to Water

ShrHoldr

Against

Abstain

Against

 


 

International Business Machines Corporation

 

Ticker

Security ID:

Meeting Date

Meeting Status

IBM

CUSIP 459200101

04/28/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1

Election Of Director: A.J.P. Belda

Mgmt

For

For

For

2

Election Of Director: C. Black

Mgmt

For

For

For

3

Election Of Director: W.R. Brody

Mgmt

For

For

For

4

Election Of Director: K.I. Chenault

Mgmt

For

For

For

5

Election Of Director: M.L. Eskew

Mgmt

For

Against

Against

6

Election Of Director: S.A. Jackson

Mgmt

For

For

For

7

Election Of Director: T. Nishimuro

Mgmt

For

For

For

8

Election Of Director: J.W. Owens

Mgmt

For

For

For

9

Election Of Director: S.J. Palmisano

Mgmt

For

For

For

10

Election Of Director: J.E. Spero

Mgmt

For

For

For

11

Election Of Director: S. Taurel

Mgmt

For

For

For

12

Election Of Director: L.H. Zambrano

Mgmt

For

For

For

13

Ratification Of Auditor

Mgmt

For

For

For

14

Approval Of Long-Term Incentive Performance Terms

Mgmt

For

For

For

15

Stockholder Proposal On Cumulative Voting

ShrHoldr

Against

For

Against

16

Stockholder Proposal On Executive Compensation And Pension Income

ShrHoldr

Against

For

Against

17

Stockholder Proposal On Advisory Vote On Executive Compensation

ShrHoldr

Against

For

Against

 

Intersil Corporation

 

Ticker

Security ID:

Meeting Date

Meeting Status

ISIL

CUSIP 46069S109

05/06/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Elect David Bell

Mgmt

For

For

For

1.2

Elect Robert Conn

Mgmt

For

For

For

1.3

Elect James Diller

Mgmt

For

For

For

1.4

Elect Gary Gist

Mgmt

For

For

For

1.5

Elect Mercedes Johnson

Mgmt

For

For

For

1.6

Elect Gregory Lang

Mgmt

For

For

For

1.7

Elect Jan Peeters

Mgmt

For

For

For

1.8

Elect Robert Pokelwaldt

Mgmt

For

For

For

1.9

Elect James Urry

Mgmt

For

For

For

2

Ratification of Auditor

Mgmt

For

For

For

3

Amendment to the Intersil Corporation Employee Stock Purchase Plan

Mgmt

For

For

For

 


 

Johnson & Johnson

 

Ticker

Security ID:

Meeting Date

Meeting Status

JNJ

CUSIP 478160104

04/23/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1

Election Of Director: Mary Sue Coleman

Mgmt

For

Against

Against

2

Election Of Director: James G. Cullen

Mgmt

For

For

For

3

Election Of Director: Michael M.E. Johns

Mgmt

For

Against

Against

4

Election Of Director: Arnold G. Langbo

Mgmt

For

For

For

5

Election Of Director: Susan L. Lindquist

Mgmt

For

For

For

6

Election Of Director: Leo F. Mullin

Mgmt

For

For

For

7

Election Of Director: William D. Perez

Mgmt

For

For

For

8

Election Of Director: Charles Prince

Mgmt

For

Against

Against

9

Election Of Director: David Satcher

Mgmt

For

For

For

10

Election Of Director: William C. Weldon

Mgmt

For

For

For

11

Ratification Of Auditor

Mgmt

For

For

For

12

Advisory Vote On Executive Compensation Policies And Disclosure

ShrHoldr

Against

For

Against

 

JPMorgan Chase & Co.

 

Ticker

Security ID:

Meeting Date

Meeting Status

JPM

CUSIP 46625H100

05/19/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1

Elect Crandall Bowles

Mgmt

For

For

For

2

Elect Stephen Burke

Mgmt

For

For

For

3

Elect David Cote

Mgmt

For

For

For

4

Elect James Crown

Mgmt

For

For

For

5

Elect James Dimon

Mgmt

For

For

For

6

Elect Ellen Futter

Mgmt

For

For

For

7

Elect William Gray, III

Mgmt

For

For

For

8

Elect Laban Jackson, Jr.

Mgmt

For

For

For

9

Elect David Novak

Mgmt

For

For

For

10

Elect Lee Raymond

Mgmt

For

For

For

11

Elect William Weldon

Mgmt

For

For

For

12

Ratification of Auditor

Mgmt

For

For

For

13

Advisory Vote On Executive Compensation

Mgmt

For

For

For

14

Shareholder Proposal Regarding Disclosure of Prior Government Service

ShrHoldr

Against

Abstain

Against

15

Shareholder Proposal Regarding Cumulative Voting

ShrHoldr

Against

For

Against

16

Shareholder Proposal Regarding Right to Call a Special Meeting

ShrHoldr

Against

Against

For

17

Shareholder Proposal Regarding Report on Credit Card Practices

ShrHoldr

Against

Abstain

Against

18

Shareholder Proposal Regarding Key Executive Performance Plan (“KEPP”)

ShrHoldr

Against

Against

For

19

Shareholder Proposal Regarding Retention of Shares After Retirement

ShrHoldr

Against

Against

For

20

Shareholder Proposal Regarding Carbon Principles Report

ShrHoldr

Against

Abstain

Against

 


 

KBR, Inc.

 

Ticker

Security ID:

Meeting Date

Meeting Status

KBR

CUSIP 48242W106

05/14/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Elect W. Frank Blount

Mgmt

For

For

For

1.2

Elect Loren Carroll

Mgmt

For

For

For

2

Ratification of Auditor

Mgmt

For

For

For

3

Shareholder Proposal Regarding a Board Committee on Human Rights

ShrHoldr

Against

Abstain

Against

4

Shareholder Proposal Regarding Committee to Review Alleged Misconduct in Iraq

ShrHoldr

Against

Abstain

Against

 

Kohl’s Corporation

 

Ticker

Security ID:

Meeting Date

Meeting Status

KSS

CUSIP 500255104

05/14/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1

Elect Peter Boneparth

Mgmt

For

For

For

2

Elect Steven Burd

Mgmt

For

For

For

3

Elect John Herma

Mgmt

For

For

For

4

Elect Dale Jones

Mgmt

For

For

For

5

Elect William Kellogg

Mgmt

For

For

For

6

Elect Kevin Mansell

Mgmt

For

For

For

7

Elect R. Lawrence Montgomery

Mgmt

For

For

For

8

Elect Frank Sica

Mgmt

For

For

For

9

Elect Peter Sommerhauser

Mgmt

For

For

For

10

Elect Stephanie Streeter

Mgmt

For

For

For

11

Elect Stephen Watson

Mgmt

For

For

For

12

Ratification of Auditor

Mgmt

For

For

For

13

Shareholder Proposal Regarding Majority Vote for Election of Directors

ShrHoldr

Against

For

Against

 

L-3 Communications Holdings, Inc.

 

Ticker

Security ID:

Meeting Date

Meeting Status

LLL

CUSIP 502424104

04/28/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Elect Robert Millard

Mgmt

For

For

For

1.2

Elect Arthur Simon

Mgmt

For

For

For

2

2009 Employee Stock Purchase Plan

Mgmt

For

For

For

3

Ratification of Auditor

Mgmt

For

For

For

 


 

Lowe’s Companies, Inc.

 

Ticker

Security ID:

Meeting Date

Meeting Status

LOW

CUSIP 548661107

05/29/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Elect Peter Browning

Mgmt

For

For

For

1.2

Elect Marshall Larsen

Mgmt

For

For

For

1.3

Elect Stephen Page

Mgmt

For

For

For

1.4

Elect O. Temple Sloan, Jr.

Mgmt

For

For

For

2

Amendment to the 2006 Long Term Incentive Plan

Mgmt

For

For

For

3

Ratification of Auditor

Mgmt

For

For

For

4

Amendment to the Articles of Incorporation to Eliminate All Remaining Supermajority Requirements

Mgmt

For

For

For

5

Shareholder Proposal Regarding Reincorporation

ShrHoldr

Against

Against

For

6

Shareholder Proposal Regarding Principles of Health Care Reform

ShrHoldr

Against

Abstain

Against

7

Shareholder Proposal Regarding Independent Chairman

ShrHoldr

Against

For

Against

 

Marathon Oil Corporation

 

Ticker

Security ID:

Meeting Date

Meeting Status

MRO

CUSIP 565849106

04/29/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1

Election Of Director: Charles F. Bolden, Jr.

Mgmt

For

For

For

2

Election Of Director: Gregory H. Boyce

Mgmt

For

For

For

3

Election Of Director: Clarence P. Cazalot, Jr.

Mgmt

For

For

For

4

Election Of Director: David A. Daberko

Mgmt

For

For

For

5

Election Of Director: William L. Davis

Mgmt

For

For

For

6

Election Of Director: Shirley Ann Jackson

Mgmt

For

For

For

7

Election Of Director: Philip Lader

Mgmt

For

For

For

8

Election Of Director: Charles R. Lee

Mgmt

For

For

For

9

Election Of Director: Michael E.J. Phelps

Mgmt

For

For

For

10

Election Of Director: Dennis H. Reilley

Mgmt

For

For

For

11

Election Of Director: Seth E. Schofield

Mgmt

For

For

For

12

Election Of Director: John W. Snow

Mgmt

For

For

For

13

Election Of Director: Thomas J. Usher

Mgmt

For

For

For

14

Ratification of Auditor

Mgmt

For

For

For

15

Shareholder Proposal Regarding Right to Call a Special Meetings

ShrHoldr

Against

For

Against

16

Shareholder Proposal Regarding Advisory Vote on Compensation (Say on Pay)

ShrHoldr

Against

For

Against

 

Marsh & McLennan Companies, Inc.

 

Ticker

Security ID:

Meeting Date

Meeting Status

MMC

CUSIP 571748102

05/21/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1

Elect Leslie Baker, Jr.

Mgmt

For

For

For

2

Elect Gwendolyn King

Mgmt

For

For

For

3

Elect Marc Oken

Mgmt

For

For

For

4

Elect David Olsen

Mgmt

For

For

For

5

Ratification of Auditor

Mgmt

For

For

For

6

Shareholder Proposal Regarding Reincorporation

ShrHoldr

Against

Against

For

7

Shareholder Proposal Regarding Right to Call a Special Meeting

ShrHoldr

Against

Against

For

8

Shareholder Proposal Regarding Political Contributions and Expenditure Report

ShrHoldr

Against

For

Against

 


 

McDonald’s Corporation

 

Ticker

Security ID:

Meeting Date

Meeting Status

MCD

CUSIP 580135101

05/27/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1

Elect Robert Eckert

Mgmt

For

For

For

2

Elect Enrique Hernandez, Jr.

Mgmt

For

For

For

3

Elect Jeanne Jackson

Mgmt

For

For

For

4

Elect Andrew McKenna

Mgmt

For

For

For

5

Ratification of Auditor

Mgmt

For

For

For

6

Amendment to the 2001 Omnibus Stock Ownership Plan

Mgmt

For

For

For

7

2009 Cash Incentive Plan

Mgmt

For

For

For

8

Shareholder Proposal Regarding Advisory Vote on Compensation (Say on Pay)

ShrHoldr

Against

For

Against

9

Shareholder Proposal Regarding Cage-free Eggs

ShrHoldr

Against

Abstain

Against

 

Monsanto Company

 

Ticker

Security ID:

Meeting Date

Meeting Status

MON

CUSIP 61166W101

01/14/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1

Election Of Director: Janice L. Fields

Mgmt

For

For

For

2

Election Of Director: Hugh Grant

Mgmt

For

For

For

3

Election Of Director: C. Steven Mcmillan

Mgmt

For

For

For

4

Election Of Director: Robert J. Stevens

Mgmt

For

For

For

5

Ratification of Auditor

Mgmt

For

For

For

 

Morgan Stanley

 

Ticker

Security ID:

Meeting Date

Meeting Status

MS

CUSIP 617446448

04/29/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1

Election Of Director: Roy J. Bostock

Mgmt

For

Against

Against

2

Election Of Director: Erskine B. Bowles

Mgmt

For

For

For

3

Election Of Director: Howard J. Davies

Mgmt

For

For

For

4

Election Of Director: Nobuyuki Hirano

Mgmt

For

For

For

5

Election Of Director: C. Robert Kidder

Mgmt

For

For

For

6

Election Of Director: John J. Mack

Mgmt

For

For

For

7

Election Of Director: Donald T. Nicolaisen

Mgmt

For

For

For

8

Election Of Director: Charles H. Noski

Mgmt

For

For

For

9

Election Of Director: Hutham S. Olayan

Mgmt

For

For

For

10

Election Of Director: Charles E. Phillips, Jr.

Mgmt

For

For

For

11

Election Of Director: O. Griffith Sexton

Mgmt

For

For

For

12

Election Of Director: Laura D. Tyson

Mgmt

For

For

For

13

To Ratify The Appointment Of Deloitte & Touche Llp As Independent Auditor

Mgmt

For

For

For

14

Advisory Vote On Executive Compensation

Mgmt

For

For

For

15

To Amend The 2007 Equity Incentive Compensation Plan

Mgmt

For

For

For

16

Shareholder Proposal Regarding Special Shareowner Meetings

ShrHoldr

Against

Against

For

17

Shareholder Proposal Regarding Independent Chair

ShrHoldr

Against

For

Against

 


 

Newfield Exploration Company

 

Ticker

Security ID:

Meeting Date

Meeting Status

NFX

CUSIP 651290108

05/07/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1

Elect David Trice

Mgmt

For

For

For

2

Elect Lee Boothby

Mgmt

For

For

For

3

Elect Philip Burguieres

Mgmt

For

For

For

4

Elect Pamela Gardner

Mgmt

For

For

For

5

Elect Dennis Hendrix

Mgmt

For

For

For

6

Elect John Kemp III

Mgmt

For

For

For

7

Elect J. Michael Lacey

Mgmt

For

For

For

8

Elect Joseph Netherland

Mgmt

For

For

For

9

Elect Howard Newman

Mgmt

For

For

For

10

Elect Thomas Ricks

Mgmt

For

For

For

11

Elect Juanita Romans

Mgmt

For

For

For

12

Elect Charles Shultz

Mgmt

For

For

For

13

Elect J. Terry Strange

Mgmt

For

For

For

14

2009 Omnibus Stock Plan

Mgmt

For

For

For

15

2009 Non-Employee Director Restricted Stock Plan

Mgmt

For

For

For

16

Ratification of Auditor

Mgmt

For

For

For

 

Northeast Utilities

 

Ticker

Security ID:

Meeting Date

Meeting Status

NU

CUSIP 664397106

05/12/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Elect Richard Booth

Mgmt

For

For

For

1.2

Elect John Clarkeson

Mgmt

For

For

For

1.3

Elect Cotton Cleveland

Mgmt

For

For

For

1.4

Elect Sanford Cloud, Jr.

Mgmt

For

For

For

1.5

Elect James Cordes

Mgmt

For

For

For

1.6

Elect E. Gail de Planque

Mgmt

For

For

For

1.7

Elect John Graham

Mgmt

For

For

For

1.8

Elect Elizabeth Kennan

Mgmt

For

For

For

1.9

Elect Kenneth Leibler

Mgmt

For

For

For

1.10

Elect Robert Patricelli

Mgmt

For

For

For

1.11

Elect Charles Shivery

Mgmt

For

For

For

1.12

Elect John Swope

Mgmt

For

For

For

2

Ratification of Auditor

Mgmt

For

For

For

3

Transaction of Other Business

Mgmt

For

Against

Against

 


 

Northrop Grumman Corporation

 

Ticker

Security ID:

Meeting Date

Meeting Status

NOC

CUSIP 666807102

05/20/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1

Elect Lewis Coleman

Mgmt

For

For

For

2

Elect Thomas Fargo

Mgmt

For

For

For

3

Elect Victor Fazio

Mgmt

For

For

For

4

Elect Donald Felsinger

Mgmt

For

For

For

5

Elect Stephen Frank

Mgmt

For

For

For

6

Elect Bruce Gordon

Mgmt

For

For

For

7

Elect Madeleine Kleiner

Mgmt

For

For

For

8

Elect Karl Krapek

Mgmt

For

For

For

9

Elect Richard Myers

Mgmt

For

For

For

10

Elect Aulana Peters

Mgmt

For

For

For

11

Elect Kevin Sharer

Mgmt

For

For

For

12

Elect Ronald Sugar

Mgmt

For

For

For

13

Ratification of Auditor

Mgmt

For

For

For

14

Shareholder Proposal Regarding a Report on Space Based Weapons

ShrHoldr

Against

Abstain

Against

15

Shareholder Proposal Regarding Advisory Vote on Compensation (Say on Pay)

ShrHoldr

Against

For

Against

16

Shareholder Proposal Regarding Right to Call Special Meetings

ShrHoldr

Against

For

Against

 

Nucor Corporation

 

Ticker

Security ID:

Meeting Date

Meeting Status

NUE

CUSIP 670346105

05/14/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Elect Clayton Daley, Jr.

Mgmt

For

For

For

1.2

Elect Harvey Gantt

Mgmt

For

For

For

1.3

Elect Bernard Kasriel

Mgmt

For

For

For

1.4

Elect Christopher Kearney

Mgmt

For

For

For

2

Ratification of Auditor

Mgmt

For

For

For

3

Shareholder Proposal Regarding Majority Vote for Election of Directors

ShrHoldr

Against

For

Against

4

Shareholder Proposal Regarding Declassification of the Board

ShrHoldr

Against

For

Against

5

Shareholder Proposal Regarding Report on Human Rights

ShrHoldr

Against

Abstain

N/A

6

Shareholder Proposal Regarding Adoption of Principles for Health Care Reform

ShrHoldr

Against

Abstain

N/A

 


 

Occidental Petroleum Corporation

 

Ticker

Security ID:

Meeting Date

Meeting Status

OXY

CUSIP 674599105

05/01/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1

Elect Spencer Abraham

Mgmt

For

For

For

2

Elect Ronald Burkle

Mgmt

For

For

For

3

Elect John Chalsty

Mgmt

For

For

For

4

Elect Edward Djerejian

Mgmt

For

For

For

5

Elect John Feick

Mgmt

For

For

For

6

Elect Ray Irani

Mgmt

For

For

For

7

Elect Irvin Maloney

Mgmt

For

For

For

8

Elect Avedick Poladian

Mgmt

For

For

For

9

Elect Rodolfo Segovia

Mgmt

For

For

For

10

Elect Aziz Syriani

Mgmt

For

For

For

11

Elect Rosemary Tomich

Mgmt

For

For

For

12

Elect Walter Weisman

Mgmt

For

For

For

13

Ratification of Auditor

Mgmt

For

For

For

14

Amendment to Permit Shareholders to Call a Special Meeting

Mgmt

For

For

For

15

Shareholder Proposal Regarding Report on Host Country Regulations

ShrHoldr

Against

Abstain

Against

 

Petróleo Brasileiro S.A.

 

Ticker

Security ID:

Meeting Date

Meeting Status

PBRA

CUSIP 71654V408

04/08/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1

Accounts and Reports

Mgmt

For

For

For

2

Capital Expenditure Budget For The Fiscal Year 2009

Mgmt

For

For

For

3

Distribution Of Results For The Fiscal Year 2008

Mgmt

For

For

For

4

Election Of Members Of The Board Of Directors

Mgmt

For

Abstain

Against

5

Election Of Chairman Of The Board Of Directors

Mgmt

For

Abstain

Against

6

Election Of Members Of The Audit Board And Their Respective Substitutes

Mgmt

For

Abstain

Against

7

Directors’ Fees

Mgmt

For

Abstain

Against

 

Petróleo Brasileiro S.A.

 

Ticker

Security ID:

Meeting Date

Meeting Status

PBR

CUSIP 71654V408

11/24/2008

Voted

Meeting Type

Country of Trade

 

 

Special

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1

Protocol and Justification of Merger by Absorption of 17 de Maio Participações S.A.; Merger by Absorption of 17 de Maio Participações S.A.

Mgmt

For

For

For

2

Appointment of Appraiser; Valuation Report

Mgmt

For

For

For

 


 

PG&E Corporation

 

Ticker

Security ID:

Meeting Date

Meeting Status

PCG

CUSIP 69331C108

05/13/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1

Elect David Andrews

Mgmt

For

For

For

2

Elect C. Lee Cox

Mgmt

For

For

For

3

Elect Peter Darbee

Mgmt

For

For

For

4

Elect Maryellen Herringer

Mgmt

For

For

For

5

Elect Roger Kimmel

Mgmt

For

For

For

6

Elect Richard Meserve

Mgmt

For

For

For

7

Elect Forrest Miller

Mgmt

For

For

For

8

Elect Barbara Rambo

Mgmt

For

For

For

9

Elect Barry Williams

Mgmt

For

For

For

10

Ratification of Auditor

Mgmt

For

For

For

11

Shareholder Proposal Regarding Advisory Vote on Compensation (Say on Pay)

ShrHoldr

Against

Against

For

12

Shareholder Proposal Regarding Reincorporation in North Dakota

ShrHoldr

Against

Against

For

 

Philip Morris International Inc.

 

Ticker

Security ID:

Meeting Date

Meeting Status

PM

CUSIP 718172109

05/05/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1

Elect Harold Brown

Mgmt

For

For

For

2

Elect Mathis Cabiallavetta

Mgmt

For

For

For

3

Elect Louis Camilleri

Mgmt

For

For

For

4

Elect J. Dudley Fishburn

Mgmt

For

For

For

5

Elect Graham MacKay

Mgmt

For

For

For

6

Elect Sergio Marchionne

Mgmt

For

For

For

7

Elect Lucio Noto

Mgmt

For

For

For

8

Elect Carlos Slim Helú

Mgmt

For

For

For

9

Elect Stephen Wolf

Mgmt

For

For

For

10

Ratification of Auditor

Mgmt

For

For

For

11

Approval of Material Terms of the 2008 Performance Incentive Plan

Mgmt

For

For

For

 

Plum Creek Timber Company, Inc.

 

Ticker

Security ID:

Meeting Date

Meeting Status

PCL

CUSIP 729251108

05/06/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1

Elect Rick Holley

Mgmt

For

For

For

2

Elect Robin Josephs

Mgmt

For

For

For

3

Elect John McDonald

Mgmt

For

For

For

4

Elect Robert McLeod

Mgmt

For

For

For

5

Elect John Morgan, Sr.

Mgmt

For

For

For

6

Elect John Scully

Mgmt

For

For

For

7

Elect Stephen Tobias

Mgmt

For

For

For

8

Elect Martin White

Mgmt

For

For

For

9

Adoption of Majority Vote for Election of Directors

Mgmt

For

For

For

10

Amendment to Increase Ownership Limit

Mgmt

For

For

For

11

Ratification of Auditor

Mgmt

For

For

For

12

Shareholder Proposal Regarding Advisory Vote on Compensation (Say on Pay)

ShrHoldr

Against

For

Against

 


 

PNC Financial Services Group, Inc.

 

Ticker

Security ID:

Meeting Date

Meeting Status

PNC

CUSIP 693475105

04/28/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1

Election Of Director: Mr. Berndt

Mgmt

For

For

For

2

Election Of Director: Mr. Bunch

Mgmt

For

For

For

3

Election Of Director: Mr. Chellgren

Mgmt

For

For

For

4

Election Of Director: Mr. Clay

Mgmt

For

For

For

5

Election Of Director: Ms. James

Mgmt

For

For

For

6

Election Of Director: Mr. Kelson

Mgmt

For

For

For

7

Election Of Director: Mr. Lindsay

Mgmt

For

For

For

8

Election Of Director: Mr. Massaro

Mgmt

For

For

For

9

Election Of Director: Ms. Pepper

Mgmt

For

For

For

10

Election Of Director: Mr. Rohr

Mgmt

For

Against

Against

11

Election Of Director: Mr. Shepard

Mgmt

For

For

For

12

Election Of Director: Ms. Steffes

Mgmt

For

For

For

13

Election Of Director: Mr. Strigl

Mgmt

For

For

For

14

Election Of Director: Mr. Thieke

Mgmt

For

For

For

15

Election Of Director: Mr. Usher

Mgmt

For

For

For

16

Election Of Director: Mr. Walls

Mgmt

For

For

For

17

Election Of Director: Mr. Wehmeier

Mgmt

For

For

For

18

Employee Stock Purchase Plan

Mgmt

For

For

For

19

Ratification Of Auditor

Mgmt

For

For

For

20

Approval Of An Advisory Vote On Executive Compensation.

Mgmt

For

For

For

21

Shareholder Proposal Regarding Retention Of Shares After Retirement

ShrHoldr

Against

Against

For

 

PNC Financial Services Group, Inc.

 

Ticker

Security ID:

Meeting Date

Meeting Status

PNCFP

CUSIP 693475105

12/23/2008

Voted

Meeting Type

Country of Trade

 

 

Special

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1

Approval of the Merger

Mgmt

For

For

For

2

Right to Adjourn Meeting

Mgmt

For

Against

Against

 

Potash Corp of Saskatchewan

 

Ticker

Security ID:

Meeting Date

Meeting Status

POT

CUSIP 73755L107

05/07/2009

Voted

Meeting Type

Country of Trade

 

 

Special

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Elect Christopher Burley

Mgmt

For

For

For

1.2

Elect William Doyle

Mgmt

For

For

For

1.3

Elect John Estey

Mgmt

For

For

For

1.4

Elect Charles Hoffman

Mgmt

For

For

For

1.5

Elect Dallas Howe

Mgmt

For

For

For

1.6

Elect Alice Laberge

Mgmt

For

For

For

1.7

Elect Keith Martell

Mgmt

For

For

For

1.8

Elect Jeffrey McCaig

Mgmt

For

For

For

1.9

Elect Mary Mogford

Mgmt

For

For

For

1.10

Elect Paul Schoenhals

Mgmt

For

For

For

1.11

Elect E. Robert Stromberg

Mgmt

For

For

For

1.12

Elect Elena Viyella de Paliza

Mgmt

For

For

For

2

Appointment of Auditor

Mgmt

For

For

For

3

2009 Performance Option Plan

Mgmt

For

For

For

4

Shareholder Proposal Regarding Advisory Vote on Executive Compensation (Say on Pay)

Mgmt

Against

For

Against

 


 

Proctor and Gamble

 

Ticker

Security ID:

Meeting Date

Meeting Status

PG

CUSIP 742718109

10/14/2008

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Elect Kenneth Chenault

Mgmt

For

For

For

1.2

Elect Scott Cook

Mgmt

For

For

For

1.3

Elect Rajat Gupta

Mgmt

For

For

For

1.4

Elect Alan Lafley

Mgmt

For

For

For

1.5

Elect Charles Lee

Mgmt

For

For

For

1.6

Elect Lynn Martin

Mgmt

For

For

For

1.7

Elect W. James McNerney, Jr.

Mgmt

For

For

For

1.8

Elect Johnathan Rodgers

Mgmt

For

For

For

1.9

Elect Ralph Snyderman

Mgmt

For

For

For

1.10

Elect Margaret Whitman

Mgmt

For

For

For

1.11

Elect Patricia Woertz

Mgmt

For

For

For

1.12

Elect Ernesto Zedillo

Mgmt

For

For

For

2

Ratify Appointment Of The Independent Registered Public Accounting Firm

Mgmt

For

For

For

3

Amend Company S Amended Articles Of Incorporation To Adopt Majority Voting

Mgmt

For

For

For

4

Shareholder Proposal #1 - Rotate Site Of Annual Meeting

ShrHoldr

Against

Against

For

5

Shareholder Proposal #2 - Advisory Vote On Executive Compensation

ShrHoldr

Against

Against

For

 

Prudential Financial, Inc.

 

Ticker

Security ID:

Meeting Date

Meeting Status

PRU

CUSIP 744320102

05/12/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1

Elect Thomas Baltimore Jr.

Mgmt

For

For

For

2

Elect Frederic Becker

Mgmt

For

For

For

3

Elect Gordon Bethune

Mgmt

For

For

For

4

Elect Gaston Caperton

Mgmt

For

For

For

5

Elect Gilbert Casellas

Mgmt

For

For

For

6

Elect James Cullen

Mgmt

For

For

For

7

Elect William Gray, III

Mgmt

For

For

For

8

Elect Mark Grier

Mgmt

For

For

For

9

Elect Jon Hanson

Mgmt

For

For

For

10

Elect Constance Horner

Mgmt

For

For

For

11

Elect Karl Krapek

Mgmt

For

For

For

12

Elect Christine Poon

Mgmt

For

For

For

13

Elect John Strangfield

Mgmt

For

For

For

14

Elect James Unruh

Mgmt

For

For

For

15

Ratification of Auditor

Mgmt

For

For

For

16

Shareholder Proposal Regarding Advisory Vote on Compensation (Say on Pay)

ShrHoldr

Against

For

Against

17

Shareholder Proposal Regarding Independent Board Chairman

ShrHoldr

Against

For

Against

 


 

Public Service Enterprise Group Incorporated

 

Ticker

Security ID:

Meeting Date

Meeting Status

PEG

CUSIP 744573106

04/21/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Elect Albert Gamper, Jr.

Mgmt

For

For

For

1.2

Elect Conrad Harper

Mgmt

For

For

For

1.3

Elect Shirley Jackson

Mgmt

For

For

For

1.4

Elect David Lilley

Mgmt

For

For

For

1.5

Elect Thomas Renyi

Mgmt

For

For

For

1.6

Elect Hak Cheol Shin

Mgmt

For

For

For

2

Ratification of Auditor

Mgmt

For

For

For

 

Rayonier Inc.

 

Ticker

Security ID:

Meeting Date

Meeting Status

RYN

CUSIP 754907103

05/21/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1

Elect Richard Kincaid

Mgmt

For

For

For

2

Elect V. Larkin Martin

Mgmt

For

For

For

3

Elect Ronald Townsend

Mgmt

For

For

For

4

Elect John Bush

Mgmt

For

For

For

5

Elect David Oskin

Mgmt

For

For

For

6

Ratification of Auditor

Mgmt

For

For

For

 

Schering-Plough Corporation

 

Ticker

Security ID:

Meeting Date

Meeting Status

SGP

CUSIP 806605101

05/18/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Elect Thomas Colligan

Mgmt

For

For

For

1.2

Elect Fred Hassan

Mgmt

For

For

For

1.3

Elect C. Robert Kidder

Mgmt

For

For

For

1.4

Elect Eugene McGrath

Mgmt

For

For

For

1.5

Elect Antonio Perez

Mgmt

For

For

For

1.6

Elect Patricia Russo

Mgmt

For

For

For

1.7

Elect Jack Stahl

Mgmt

For

For

For

1.8

Elect Craig Thompson

Mgmt

For

For

For

1.9

Elect Kathryn Turner

Mgmt

For

For

For

1.10

Elect Robert van Oordt

Mgmt

For

For

For

1.11

Elect Arthur Weinbach

Mgmt

For

For

For

2

Ratification of Auditor

Mgmt

For

For

For

3

Shareholder Proposal Regarding Cumulative Voting

ShrHoldr

Against

For

Against

4

Shareholder Proposal Regarding Right to Call Special Meeting

ShrHoldr

Against

Against

For

 

Smith International, Inc.

 

Ticker

Security ID:

Meeting Date

Meeting Status

SII

CUSIP 832110100

05/12/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Elect Robert Kelley

Mgmt

For

For

For

1.2

Elect Luiz Rodolfo Landim Machado

Mgmt

For

For

For

1.3

Elect Doug Rock

Mgmt

For

For

For

2

Ratification of Auditor

Mgmt

For

For

For

 


 

Smithfield Foods, Inc.

 

Ticker

Security ID:

Meeting Date

Meeting Status

SFD

CUSIP 832248108

08/27/2008

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Elect Robert Burrus, Jr.

Mgmt

For

For

For

1.2

Elect Carol Crawford

Mgmt

For

For

For

1.3

Elect David Nelson

Mgmt

For

For

For

1.4

Elect Gaoning Ning

Mgmt

For

For

For

1.5

Elect Frank Royal

Mgmt

For

For

For

2

2008 Incentive Compensation Plan

Mgmt

For

For

For

3

Ratification of Auditor

Mgmt

For

For

For

 

Southern Co.

 

Ticker

Security ID:

Meeting Date

Meeting Status

SO

CUSIP 842587107

05/27/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Elect Juanita Baranco

Mgmt

For

For

For

1.2

Elect Francis Blake

Mgmt

For

For

For

1.3

Elect Jon Boscia

Mgmt

For

For

For

1.4

Elect Thomas Chapman

Mgmt

For

For

For

1.5

Elect H. William Habermeyer, Jr.

Mgmt

For

For

For

1.6

Elect Veronica Hagen

Mgmt

For

For

For

1.7

Elect Warren Hood, Jr.

Mgmt

For

For

For

1.8

Elect Donald James

Mgmt

For

For

For

1.9

Elect J. Neal Purcell

Mgmt

For

For

For

1.10

Elect David Ratcliffe

Mgmt

For

For

For

1.11

Elect William Smith, Jr.

Mgmt

For

For

For

1.12

Elect Gerald St. Pé

Mgmt

For

For

For

2

Ratification of Auditor

Mgmt

For

For

For

3

Adoption of Majority Vote for Election of Directors

Mgmt

For

For

For

4

Elimination of Cumulative Voting

Mgmt

For

Against

Against

5

Shareholder Proposal Regarding Greenhouse Gas Emissions Reduction

ShrHoldr

Against

Abstain

Against

6

Shareholder Proposal Regarding Executive Pension Plan Policy

ShrHoldr

Against

Abstain

Against

 


 

State Street Corporation

 

Ticker

Security ID:

Meeting Date

Meeting Status

STT

CUSIP 857477103

05/20/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Elect Kennett Burnes

Mgmt

For

For

For

1.2

Elect Peter Coym

Mgmt

For

For

For

1.3

Elect Patrick de Saint-Aignan

Mgmt

For

For

For

1.4

Elect Amelia Fawcett

Mgmt

For

For

For

1.5

Elect David Gruber

Mgmt

For

For

For

1.6

Elect Linda Hill

Mgmt

For

For

For

1.7

Elect Robert Kaplan

Mgmt

For

For

For

1.8

Elect Charles LaMantia

Mgmt

For

For

For

1.9

Elect Ronald Logue

Mgmt

For

For

For

1.10

Elect Richard Sergel

Mgmt

For

For

For

1.11

Elect Ronald Skates

Mgmt

For

For

For

1.12

Elect Gregory Summe

Mgmt

For

For

For

1.13

Elect Robert Weissman

Mgmt

For

For

For

2

Adoption of Majority Vote for Election of Directors

Mgmt

For

For

For

3

Amendment to the 2006 Equity Incentive Plan

Mgmt

For

For

For

4

Advisory Vote on Executive Compensation

Mgmt

For

Against

Against

5

Ratification of Auditor

Mgmt

For

For

For

6

Shareholder Proposal Regarding an Annual Certification of Audit Fees

ShrHoldr

Against

Against

For

 

Sysco Corporation

 

Ticker

Security ID:

Meeting Date

Meeting Status

SYY

CUSIP 871829107

11/19/2008

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1

Elect Judith Craven

Mgmt

For

For

For

2

Elect Phyllis Sewell

Mgmt

For

For

For

3

Elect Richard Tilghman

Mgmt

For

For

For

4

2008 Cash Performance Unit Plan

Mgmt

For

For

For

5

Ratification of Auditor

Mgmt

For

For

For

6

Shareholder Proposal Regarding Declassification of the Board

ShrHoldr

Against

For

Against

 

Texas Instruments Incorporated

 

Ticker

Security ID:

Meeting Date

Meeting Status

TXN

CUSIP 882508104

04/16/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1

Election Of Director: J.R. Adams

Mgmt

For

For

For

2

Election Of Director: D.L. Boren

Mgmt

For

For

For

3

Election Of Director: D.A. Carp

Mgmt

For

For

For

4

Election Of Director: C.S. Cox

Mgmt

For

For

For

5

Election Of Director: D.R. Goode

Mgmt

For

For

For

6

Election Of Director: S.P. Macmillan

Mgmt

For

For

For

7

Election Of Director: P.H. Patsley

Mgmt

For

For

For

8

Election Of Director: W.R. Sanders

Mgmt

For

For

For

9

Election Of Director: R.J. Simmons

Mgmt

For

For

For

10

Election Of Director: R.K. Templeton

Mgmt

For

For

For

11

Election Of Director: C.T. Whitman

Mgmt

For

For

For

12

Ratification Of Auditor

Mgmt

For

For

For

13

2009 Long-Term Incentive Plan

Mgmt

For

For

For

14

2009 Director Compensation Plan

Mgmt

For

For

For

15

Stockholder Proposal Regarding Separation Of Roles Of Chairman And Ceo.

ShrHoldr

Against

For

Against

 


 

The Goldman Sachs Group, Inc.

 

Ticker

Security ID:

Meeting Date

Meeting Status

GS

CUSIP 38141G104

05/08/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1

Elect Lloyd Blankfein

Mgmt

For

For

For

2

Elect John Bryan

Mgmt

For

For

For

3

Elect Gary Cohn

Mgmt

For

For

For

4

Elect Claes Dahlbäck

Mgmt

For

For

For

5

Elect Stephen Friedman

Mgmt

For

For

For

6

Elect William George

Mgmt

For

For

For

7

Elect Rajat Gupta

Mgmt

For

For

For

8

Elect James Johnson

Mgmt

For

For

For

9

Elect Lois Juliber

Mgmt

For

For

For

10

Elect Lakshmi Mittal

Mgmt

For

For

For

11

Elect James Schiro

Mgmt

For

For

For

12

Elect Ruth Simmons

Mgmt

For

For

For

13

Ratification of Auditor

Mgmt

For

For

For

14

Advisory Vote on Executive Compensation

Mgmt

For

For

For

15

Shareholder Proposal Regarding Cumulative Voting

ShrHoldr

Against

For

Against

16

Shareholder Proposal Regarding a Simple Majority Vote

ShrHoldr

Against

For

Against

17

Shareholder Proposal to Create a Board-Level Committee to Address US Economic Security

ShrHoldr

Against

Abstain

Against

18

Shareholder Proposal Regarding Political Contributions and Expenditure Report

ShrHoldr

Against

For

Against

 

Thermo Fisher Scientific Inc.

 

Ticker

Security ID:

Meeting Date

Meeting Status

TMO

CUSIP 883556102

05/20/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Elect Judy Lewent

Mgmt

For

For

For

1.2

Elect Peter Manning

Mgmt

For

For

For

1.3

Elect Jim Manzi

Mgmt

For

For

For

1.4

Elect Elaine Ullian

Mgmt

For

For

For

2

Ratification of Auditor

Mgmt

For

For

For

 

Transocean Ltd.

 

Ticker

Security ID:

Meeting Date

Meeting Status

RIG

CUSIP H8817H100

05/15/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1

Accounts and Reports

Mgmt

For

For

For

2

Ratification of Board and Management Acts

Mgmt

For

For

For

3

Allocation of Profits/Dividends

Mgmt

For

For

For

4

Authority to Repurchase Shares

Mgmt

For

For

For

5

Amendment to the Long-Term Incentive Plan

Mgmt

For

For

For

6

Elect W. Richard Anderson

Mgmt

For

For

For

7

Elect Richard George

Mgmt

For

For

For

8

Elect Robert Long

Mgmt

For

For

For

9

Elect Edward Muller

Mgmt

For

For

For

10

Elect Victor Grijalva

Mgmt

For

For

For

11

Appointment of Auditor

Mgmt

For

For

For

 


 

Transocean Ltd.

 

Ticker

Security ID:

Meeting Date

Meeting Status

RIG

CUSIP H8817H100

05/15/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1

Accounts and Reports

Mgmt

For

For

For

2

Ratification of Board and Management Acts

Mgmt

For

For

For

3

Allocation of Profits/Dividends

Mgmt

For

For

For

4

Authority to Repurchase Shares

Mgmt

For

For

For

5

Amendment to the Long-Term Incentive Plan

Mgmt

For

For

For

6

Elect W. Richard Anderson

Mgmt

For

For

For

7

Elect Richard George

Mgmt

For

For

For

8

Elect Robert Long

Mgmt

For

For

For

9

Elect Edward Muller

Mgmt

For

For

For

10

Elect Victor Grijalva

Mgmt

For

For

For

11

Appointment of Auditor

Mgmt

For

For

For

 

U.S. Bancorp

 

Ticker

Security ID:

Meeting Date

Meeting Status

USB

CUSIP 902973304

04/21/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1

Elect Douglas Baker, Jr.

Mgmt

For

For

For

2

Elect Y. Marc Belton

Mgmt

For

For

For

3

Elect Richard Davis

Mgmt

For

For

For

4

Elect Joel Johnson

Mgmt

For

For

For

5

Elect David O’Maley

Mgmt

For

For

For

6

Elect O’Dell Owens

Mgmt

For

For

For

7

Elect Craig Schnuck

Mgmt

For

For

For

8

Elect Patrick Stokes

Mgmt

For

For

For

9

Ratification of Auditor

Mgmt

For

For

For

10

Advisory Vote To Approve Executive Compensation Program.

Mgmt

For

For

For

 


 

United Technologies Corp.

 

Ticker

Security ID:

Meeting Date

Meeting Status

UTX

CUSIP 913017109

04/08/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Elect Louis Chenevert

Mgmt

For

For

For

1.2

Elect George David

Mgmt

For

For

For

1.3

Elect John Faraci

Mgmt

For

For

For

1.4

Elect Jean-Pierre Garnier

Mgmt

For

For

For

1.5

Elect Jamie Gorelick

Mgmt

For

For

For

1.6

Elect Carlos Gutierrez

Mgmt

For

For

For

1.7

Elect Edward Kangas

Mgmt

For

For

For

1.8

Elect Charles Lee

Mgmt

For

For

For

1.9

Elect Richard McCormick

Mgmt

For

For

For

1.10

Elect Harold McGraw III

Mgmt

For

For

For

1.11

Elect Richard Myers

Mgmt

For

For

For

1.12

Elect H. Patrick Swygert

Mgmt

For

For

For

1.13

Elect André Villeneuve

Mgmt

For

For

For

1.14

Elect Christine Whitman

Mgmt

For

For

For

2

Appointment Of Independent Auditors

Mgmt

For

For

For

3

Shareowner Proposal: Offsets For Foreign Military Sales

ShrHoldr

Against

Abstain

Against

 

Verizon Communications Inc.

 

Ticker

Security ID:

Meeting Date

Meeting Status

VZ

CUSIP 92343V104

05/07/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1

Elect Richard Carrión

Mgmt

For

For

For

2

Elect M. Frances Keeth

Mgmt

For

For

For

3

Elect Robert Lane

Mgmt

For

For

For

4

Elect Sandra Moose

Mgmt

For

For

For

5

Elect Joseph Neubauer

Mgmt

For

For

For

6

Elect Donald Nicolaisen

Mgmt

For

For

For

7

Elect Thomas O’Brien

Mgmt

For

For

For

8

Elect Clarence Otis, Jr.

Mgmt

For

For

For

9

Elect Hugh Price

Mgmt

For

For

For

10

Elect Ivan Seidenberg

Mgmt

For

For

For

11

Elect John Snow

Mgmt

For

For

For

12

Elect John Stafford

Mgmt

For

For

For

13

Ratification of Auditor

Mgmt

For

For

For

14

Advisory Vote on Executive Compensation

Mgmt

For

For

For

15

2009 Long-Term Incentive Plan

Mgmt

For

For

For

16

2009 Short-Term Incentive Plan

Mgmt

For

For

For

17

Shareholder Proposal Regarding Elimination of Stock Options

ShrHoldr

Against

Against

For

18

Shareholder Proposal Regarding Right to Call a Special Meeting

ShrHoldr

Against

Against

For

19

Shareholder Proposal Regarding Independent Board Chairman

ShrHoldr

Against

For

Against

20

Shareholder Proposal Regarding Cumulative Voting

ShrHoldr

Against

For

Against

21

Shareholder Proposal Regarding the Approval of Survivor Benefits (Golden Coffins)

ShrHoldr

Against

For

Against

 


 

VF Corporation

 

Ticker

Security ID:

Meeting Date

Meeting Status

VFC

CUSIP 918204108

04/28/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Elect Robert Hurst

Mgmt

For

For

For

1.2

Elect W. Alan McCollough

Mgmt

For

For

For

1.3

Elect M. Rust Sharp

Mgmt

For

For

For

1.4

Elect Raymond Viault

Mgmt

For

For

For

2

Ratification of Auditor

Mgmt

For

For

For

 

Visa, Inc.

 

Ticker

Security ID:

Meeting Date

Meeting Status

V

CUSIP 92826C839

10/14/2008

Voted

Meeting Type

Country of Trade

 

 

Special

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1

Amendments to the Certificate of Incorproation

Mgmt

For

For

For

 

Wal-Mart Stores Inc.

 

Ticker

Security ID:

Meeting Date

Meeting Status

WMT

CUSIP 931142103

06/05/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1

Elect Aida Alvarez

Mgmt

For

For

For

2

Elect James Breyer

Mgmt

For

For

For

3

Elect M. Michele Burns

Mgmt

For

For

For

4

Elect James Cash, Jr.

Mgmt

For

For

For

5

Elect Roger Corbett

Mgmt

For

For

For

6

Elect Douglas Daft

Mgmt

For

For

For

7

Elect Michael Duke

Mgmt

For

For

For

8

Elect Gregory Penner

Mgmt

For

For

For

9

Elect Allen Questrom

Mgmt

For

For

For

10

Elect H. Lee Scott, Jr.

Mgmt

For

For

For

11

Elect Arne Sorenson

Mgmt

For

For

For

12

Elect Jim Walton

Mgmt

For

For

For

13

Elect S. Robson Walton

Mgmt

For

For

For

14

Elect Christopher Williams

Mgmt

For

For

For

15

Elect Linda Wolf

Mgmt

For

For

For

16

Ratification of Auditor

Mgmt

For

For

For

17

Shareholder Proposal Regarding Adopting Sexual Orientation and Gender Identity Expression Anti-Bias Policy

ShrHoldr

Against

Abstain

Against

18

Shareholder Proposal Regarding Pay for Superior Performance

ShrHoldr

Against

Against

For

19

Shareholder Proposal Regarding Advisory Vote on Compensation (Say on Pay)

ShrHoldr

Against

For

Against

20

Shareholder Proposal Regarding Reviewing Political Contributions and Expenditures Report

ShrHoldr

Against

For

Against

21

Shareholder Proposal Regarding Right to Call a Special Meeting

ShrHoldr

Against

Against

For

22

Shareholder Proposal Regarding Incentive Compensation in the Form of Stock Options

ShrHoldr

Against

Against

For

 


 

Wells Fargo & Company

 

Ticker

Security ID:

Meeting Date

Meeting Status

WFC

CUSIP 949746101

04/28/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1

Election Of Director: John D. Baker II

Mgmt

For

For

For

2

Election Of Director: John S. Chen

Mgmt

For

For

For

3

Election Of Director: Lloyd H. Dean

Mgmt

For

For

For

4

Election Of Director: Susan E. Engel

Mgmt

For

For

For

5

Election Of Director: Enrique Hernandez, Jr.

Mgmt

For

For

For

6

Election Of Director: Donald M. James

Mgmt

For

Against

Against

7

Election Of Director: Robert L. Joss

Mgmt

For

For

For

8

Election Of Director: Richard M. Kovacevich

Mgmt

For

For

For

9

Election Of Director: Richard D. Mccormick

Mgmt

For

For

For

10

Election Of Director: Mackey J. Mcdonald

Mgmt

For

For

For

11

Election Of Director: Cynthia H. Milligan

Mgmt

For

Against

Against

12

Election Of Director: Nicholas G. Moore

Mgmt

For

For

For

13

Election Of Director: Philip J. Quigley

Mgmt

For

Against

Against

14

Election Of Director: Donald B. Rice

Mgmt

For

Against

Against

15

Election Of Director: Judith M. Runstad

Mgmt

For

For

For

16

Election Of Director: Stephen W. Sanger

Mgmt

For

For

For

17

Election Of Director: Robert K. Steel

Mgmt

For

For

For

18

Election Of Director: John G. Stumpf

Mgmt

For

For

For

19

Election Of Director: Susan G. Swenson

Mgmt

For

For

For

20

Advisory Vote On Executive Compensation

Mgmt

For

For

For

21

Ratification Of Auditor

Mgmt

For

For

For

22

Amendment To The Long-Term Incentive Compensation Plan

Mgmt

For

Against

Against

23

Shareholder Proposal Regarding Independent Board Chairman

ShrHoldr

Against

Against

For

24

Stockholder Proposal Regarding A Report On Political Contributions.

ShrHoldr

Against

Against

For

 

Weyerhaeuser Company

 

Ticker

Security ID:

Meeting Date

Meeting Status

WY

CUSIP 962166104

04/16/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1

Election Of Director: Debra A. Cafaro

Mgmt

For

For

For

2

Election Of Director: Nicole W. Piasecki

Mgmt

For

For

For

3

Election Of Director: Mark A. Emmert

Mgmt

For

For

For

4

Election Of Director: Daniel S. Fulton

Mgmt

For

For

For

5

Election Of Director: Wayne W. Murdy

Mgmt

For

For

For

6

Shareholder Proposal On The Chairman Position

ShrHoldr

Against

For

Against

7

Shareholder Proposal To Adopt Simple Majority Vote

ShrHoldr

Against

For

Against

8

Approval, On An Advisory Basis, Of The Appointment Of Auditors

Mgmt

For

For

For

 


 

Williams Cos.

 

Ticker

Security ID:

Meeting Date

Meeting Status

WMB

CUSIP 969457100

05/21/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1

Elect Irl Engelhardt

Mgmt

For

For

For

2

Elect William Green

Mgmt

For

For

For

3

Elect W. R. Howell

Mgmt

For

For

For

4

Elect George Lorch

Mgmt

For

For

For

5

Ratification of Auditor

Mgmt

For

For

For

6

Shareholder Proposal Regarding Declassification of the Board

ShrHoldr

Against

For

Against

 

Wisconsin Energy Corporation

 

Ticker

Security ID:

Meeting Date

Meeting Status

WEC

CUSIP 976657106

05/07/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Elect John Bergstrom

Mgmt

For

For

For

1.2

Elect Barbara Bowles

Mgmt

For

For

For

1.3

Elect Patricia Chadwick

Mgmt

For

For

For

1.4

Elect Robert Cornog

Mgmt

For

For

For

1.5

Elect Curt Culver

Mgmt

For

For

For

1.6

Elect Thomas Fischer

Mgmt

For

For

For

1.7

Elect Gale Klappa

Mgmt

For

For

For

1.8

Elect Ulice Payne, Jr.

Mgmt

For

For

For

1.9

Elect Frederick Stratton, Jr.

Mgmt

For

For

For

2

Ratification of Auditor

Mgmt

For

For

For

 


 

Item 1: Proxy Voting Record

Registrant : Columbia Funds Institutional Trust

Fund Name : CMG Mid Cap Growth Fund

07/01/2008 - 06/30/2009

 

Accredo Health, Incorporated

 

Ticker

Security ID:

Meeting Date

Meeting Status

MHS

CUSIP 58405U102

05/21/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1

Elect Charles Lillis

Mgmt

For

For

For

2

Elect Williams Roper

Mgmt

For

For

For

3

Elect David Stevens

Mgmt

For

For

For

4

Ratification of Auditor

Mgmt

For

For

For

5

Executive Annual Incentive Plan

Mgmt

For

For

For

 

Ace Limited

 

Ticker

Security ID:

Meeting Date

Meeting Status

ACE

CUSIP H0023R105

05/20/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1

Elect Michael Atieh

Mgmt

For

For

For

2

Elect Mary Cirillo

Mgmt

For

For

For

3

Elect Bruce Crockett

Mgmt

For

For

For

4

Elect Thomas Neff

Mgmt

For

For

For

5

Annual Report

Mgmt

For

For

For

6

Accounts and Reports

Mgmt

For

For

For

7

Consolidated Accounts and Reports

Mgmt

For

For

For

8

Allocation of Profits/Dividends

Mgmt

For

For

For

9

Ratification of Board Acts

Mgmt

For

For

For

10

Amendments to Articles

Mgmt

For

For

For

11

Appointment of Auditor

Mgmt

For

For

For

12

Appointment of Auditor

Mgmt

For

For

For

13

Appointment of Special Auditor

Mgmt

For

For

For

14

Reduction in Par Value

Mgmt

For

For

For

 

Activision Blizzard, Inc.

 

Ticker

Security ID:

Meeting Date

Meeting Status

ATVI

CUSIP 00507V109

06/05/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Elect Philippe Capron

Mgmt

For

For

For

1.2

Elect Robert Corti

Mgmt

For

For

For

1.3

Elect Frederic Crepin

Mgmt

For

Withhold

Against

1.4

Elect Brian Kelly

Mgmt

For

For

For

1.5

Elect Robert Kotick

Mgmt

For

For

For

1.6

Elect Jean-Bernard Levy

Mgmt

For

Withhold

Against

1.7

Elect Robert Morgado

Mgmt

For

For

For

1.8

Elect Douglas Morris

Mgmt

For

Withhold

Against

1.9

Elect Stephane Roussel

Mgmt

For

For

For

1.10

Elect Richard Sarnoff

Mgmt

For

For

For

1.11

Elect Regis Turrini

Mgmt

For

For

For

2

Amendment to the 2008 Incentive Plan

Mgmt

For

For

For

 


 

Activision Blizzard, Inc.

 

Ticker

Security ID:

Meeting Date

Meeting Status

ATVI

CUSIP 00507V109

09/24/2008

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Elect Philippe Capron

Mgmt

For

For

For

1.2

Elect Robert Corti

Mgmt

For

For

For

1.3

Elect Frederic Crepin

Mgmt

For

Withhold

Against

1.4

Elect Bruce Hack

Mgmt

For

For

For

1.5

Elect Brian Kelly

Mgmt

For

For

For

1.6

Elect Robert Kotick

Mgmt

For

For

For

1.7

Elect Jean-Bernard Levy

Mgmt

For

Withhold

Against

1.8

Elect Robert Morgado

Mgmt

For

For

For

1.9

Elect Douglas Morris

Mgmt

For

Withhold

Against

1.10

Elect Rene Penisson

Mgmt

For

Withhold

Against

1.11

Elect Richard Sarnoff

Mgmt

For

For

For

2

Approval Of The Activision Blizzard, Inc. 2008 Incentive Plan.

Mgmt

For

For

For

3

Shareholder Proposal Regarding Board Diversity

ShrHoldr

Against

Against

For

4

Shareholder Proposal Regarding Advisory Vote on Compensation

ShrHoldr

Against

For

Against

 

Advance Auto Parts, Inc.

 

Ticker

Security ID:

Meeting Date

Meeting Status

AAP

CUSIP 00751Y106

05/20/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Elect John Bergstrom

Mgmt

For

For

For

1.2

Elect John Brouillard

Mgmt

For

For

For

1.3

Elect Darren Jackson

Mgmt

For

For

For

1.4

Elect William Oglesby

Mgmt

For

For

For

1.5

Elect Gilbert Ray

Mgmt

For

For

For

1.6

Elect Carlos Saladrigas

Mgmt

For

For

For

1.7

Elect Francesca Spinelli

Mgmt

For

For

For

2

Ratification of Auditor

Mgmt

For

For

For

 

Agilent Technologies, Inc.

 

Ticker

Security ID:

Meeting Date

Meeting Status

A

CUSIP 00846U101

03/11/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Elect William Sullivan

Mgmt

For

For

For

1.2

Elect Robert Herbold

Mgmt

For

For

For

1.3

Elect Koh Boon Hwee

Mgmt

For

For

For

2

Ratification of Auditor

Mgmt

For

For

For

3

The Approval Of The Agilent Technologies, Inc. 2009 Stock Plan.

Mgmt

For

For

For

 


 

Agnico-Eagle Mines Ltd.

 

Ticker

Security ID:

Meeting Date

Meeting Status

AEM

CUSIP 008474108

04/30/2009

Voted

Meeting Type

Country of Trade

 

 

Special

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Elect Leanne Baker

Mgmt

For

For

For

1.2

Elect Douglas Beaumont

Mgmt

For

For

For

1.3

Elect Sean Boyd

Mgmt

For

For

For

1.4

Elect Clifford Davis

Mgmt

For

For

For

1.5

Elect David Garofalo

Mgmt

For

Withhold

Against

1.6

Elect Bernard Kraft

Mgmt

For

Withhold

Against

1.7

Elect Mel Leiderman

Mgmt

For

For

For

1.8

Elect James Nasso

Mgmt

For

For

For

1.9

Elect J. Merfyn Roberts

Mgmt

For

For

For

1.10

Elect Eberhard Scherkus

Mgmt

For

For

For

1.11

Elect Howard Stockford

Mgmt

For

For

For

1.12

Elect Pertti Voutilainen

Mgmt

For

For

For

2

Appointment of Auditor and Authority to Set Fees

Mgmt

For

For

For

3

Amendment to Employee Share Purchase Plan

Mgmt

For

For

For

4

Amendment to Stock Option Plan

Mgmt

For

For

For

5

Amendments to By-laws

Mgmt

For

For

For

 

Akamai Technologies, Inc.

 

Ticker

Security ID:

Meeting Date

Meeting Status

AKAM

CUSIP 00971T101

05/19/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1

Elect George Conrades

Mgmt

For

For

For

2

Elect Martin Coyne II

Mgmt

For

For

For

3

Elect Jill Greenthal

Mgmt

For

For

For

4

Elect Geoffrey Moore

Mgmt

For

For

For

5

2009 Stock Incentive Plan

Mgmt

For

For

For

6

Ratification of Auditor

Mgmt

For

For

For

 

Alexion Pharmaceuticals, Inc.

 

Ticker

Security ID:

Meeting Date

Meeting Status

ALXN

CUSIP 015351109

05/13/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Elect Leonard Bell

Mgmt

For

For

For

1.2

Elect Max Link

Mgmt

For

For

For

1.3

Elect Joseph Madri

Mgmt

For

For

For

1.4

Elect Larry Mathis

Mgmt

For

For

For

1.5

Elect R. Douglas Norby

Mgmt

For

For

For

1.6

Elect Alvin Parven

Mgmt

For

For

For

1.7

Elect Ruedi Waeger

Mgmt

For

For

For

2

Ratification of Auditor

Mgmt

For

For

For

 


 

Allergan, Inc.

 

Ticker

Security ID:

Meeting Date

Meeting Status

AGN

CUSIP 018490102

04/30/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1

Election Of Director: Herbert W. Boyer, Ph.D.

Mgmt

For

For

For

2

Election Of Director: Robert A. Ingram

Mgmt

For

Against

Against

3

Election Of Director: David E.I. Pyott

Mgmt

For

For

For

4

Election Of Director: Russell T. Ray

Mgmt

For

For

For

5

Ratification of Auditor

Mgmt

For

For

For

6

Shareholder Proposal Regarding Additional Animal Testing Disclosure

ShrHoldr

Against

Abstain

Against

 

Alliance Data Systems Corporation

 

Ticker

Security ID:

Meeting Date

Meeting Status

ADS

CUSIP 018581108

06/15/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Elect J. Michael Parks

Mgmt

For

For

For

1.2

Elect Edward J. Heffernan

Mgmt

For

For

For

1.3

Elect Robert Minicucci

Mgmt

For

For

For

2

Ratification of Auditor

Mgmt

For

For

For

 

Altera Corporation

 

Ticker

Security ID:

Meeting Date

Meeting Status

ALTR

CUSIP 021441100

05/12/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1

Elect John Daane

Mgmt

For

For

For

2

Elect Robert Finocchio, Jr.

Mgmt

For

For

For

3

Elect Kevin McGarity

Mgmt

For

For

For

4

Elect Gregory Myers

Mgmt

For

For

For

5

Elect Krish Prabhu

Mgmt

For

For

For

6

Elect John Shoemaker

Mgmt

For

For

For

7

Elect Susan Wang

Mgmt

For

For

For

8

Amendment to the 2005 Equity Incentive Plan

Mgmt

For

For

For

9

Amendment to the 1987 Employee Stock Purchase Plan

Mgmt

For

For

For

10

Ratification of Auditor

Mgmt

For

For

For

 


 

American Tower Corporation

 

Ticker

Security ID:

Meeting Date

Meeting Status

AMT

CUSIP 029912201

05/06/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1

Elect Raymond Dolan

Mgmt

For

For

For

2

Elect Ronald Dykes

Mgmt

For

For

For

3

Elect Carolyn Katz

Mgmt

For

For

For

4

Elect Gustavo Lara Cantu

Mgmt

For

For

For

5

Elect JoAnn Reed

Mgmt

For

For

For

6

Elect Pamela Reeve

Mgmt

For

For

For

7

Elect David Sharbutt

Mgmt

For

For

For

8

Elect James Taiclet, Jr.

Mgmt

For

For

For

9

Elect Samme Thompson

Mgmt

For

For

For

10

Ratification of Auditor

Mgmt

For

For

For

 

AMETEK, Inc.

 

Ticker

Security ID:

Meeting Date

Meeting Status

AME

CUSIP 031100100

04/21/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Elect James Malone

Mgmt

For

For

For

1.2

Elect Elizabeth Varet

Mgmt

For

For

For

1.3

Elect Dennis Williams

Mgmt

For

For

For

2

Ratification of Auditor

Mgmt

For

For

For

 

Analog Devices, Inc.

 

Ticker

Security ID:

Meeting Date

Meeting Status

ADI

CUSIP 032654105

03/10/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1

Elect James Champy

Mgmt

For

For

For

2

Elect Yves-Andre Istel

Mgmt

For

For

For

3

Elect Neil Novich

Mgmt

For

For

For

4

Elect Kenton Sicchitano

Mgmt

For

For

For

5

Ratification of Auditor

Mgmt

For

For

For

6

Shareholder Proposal to Declassify the Board

ShrHoldr

Against

For

Against

 


 

ASML Holding N.V.

 

Ticker

Security ID:

Meeting Date

Meeting Status

ASML

CUSIP N07059186

03/26/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1

Accounts and Reports

Mgmt

For

For

For

2

Ratification of Management Board Acts

Mgmt

For

For

For

3

Ratification of Supervisory Board Acts

Mgmt

For

For

For

4

Proposal To Adopt A Dividend Of Eur 0.20 Per Ordinary Share Of Eur 0.09.

Mgmt

For

For

For

5

Performance Stock Grants to Management Board

Mgmt

For

For

For

6

Sign-on Performance Stock Grants to Management Board

Mgmt

For

For

For

7

Stock Option Grants to Management Board

Mgmt

For

For

For

8

Sign-on Stock Option Grants to Management Board

Mgmt

For

For

For

9

Stock Option Grants to Employees

Mgmt

For

For

For

10

Elect H. van den Burg

Mgmt

For

For

For

11

Elect O.B. Bilous

Mgmt

For

For

For

12

Elect Josephus Westerburgen

Mgmt

For

For

For

13

Elect P.F.M. Van der Meer Mohr

Mgmt

For

For

For

14

Elect W. Ziebart

Mgmt

For

For

For

15

Authority to Issue Shares w/ Preemptive Rights

Mgmt

For

For

For

16

Authority to Issue Shares w/o Preemptive Rights

Mgmt

For

For

For

17

Authority to Issue Shares w/ Preemptive Rights

Mgmt

For

For

For

18

Authority to Issue Shares w/o Preemptive Rights

Mgmt

For

For

For

19

Authority to Repurchase Shares

Mgmt

For

For

For

20

Cancellation Of Ordinary Shares.

Mgmt

For

For

For

21

Cancellation Of Additional Ordinary Shares.

Mgmt

For

For

For

 

Autodesk, Inc.

 

Ticker

Security ID:

Meeting Date

Meeting Status

ADSK

CUSIP 052769106

06/11/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1

Elect Carl Bass

Mgmt

For

For

For

2

Elect Crawford Beveridge

Mgmt

For

For

For

3

Elect J. Hallam Dawson

Mgmt

For

For

For

4

Elect Per-Kristian Halvorsen

Mgmt

For

For

For

5

Elect Sean Maloney

Mgmt

For

For

For

6

Elect Elizabeth Nelson

Mgmt

For

For

For

7

Elect Charles Robel

Mgmt

For

For

For

8

Elect Steven West

Mgmt

For

For

For

9

Ratification of Auditor

Mgmt

For

For

For

10

2010 Outside Directors’ Stock Plan

Mgmt

For

For

For

 

Avnet, Inc.

 

Ticker

Security ID:

Meeting Date

Meeting Status

AVT

CUSIP 053807103

11/06/2008

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Elect Eleanor Baum

Mgmt

For

For

For

1.2

Elect J. Veronica Biggins

Mgmt

For

For

For

1.3

Elect Lawrence Clarkson

Mgmt

For

For

For

1.4

Elect Ehud Houminer

Mgmt

For

For

For

1.5

Elect Frank Noonan

Mgmt

For

For

For

1.6

Elect Ray Robinson

Mgmt

For

For

For

1.7

Elect William Sullivan

Mgmt

For

For

For

1.8

Elect Gary Tooker

Mgmt

For

For

For

1.9

Elect Roy Vallee

Mgmt

For

For

For

2

Ratification of Auditor

Mgmt

For

For

For

 


 

Avon Products, Inc.

 

Ticker

Security ID:

Meeting Date

Meeting Status

AVP

CUSIP 054303102

05/07/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Elect W. Don Cornwell

Mgmt

For

For

For

1.2

Elect Edward Fogarty

Mgmt

For

For

For

1.3

Elect V. Ann Hailey

Mgmt

For

For

For

1.4

Elect Fred Hassan

Mgmt

For

For

For

1.5

Elect Andrea Jung

Mgmt

For

For

For

1.6

Elect Maria Lagomasino

Mgmt

For

For

For

1.7

Elect Ann Moore

Mgmt

For

For

For

1.8

Elect Paul Pressler

Mgmt

For

For

For

1.9

Elect Gary Rodkin

Mgmt

For

For

For

1.10

Elect Paula Stern

Mgmt

For

For

For

1.11

Elect Lawrence Weinbach

Mgmt

For

For

For

2

Ratification of Auditor

Mgmt

For

For

For

3

Shareholder Proposal Regarding Nanomaterial Report

ShrHoldr

Against

Abstain

Against

 

Bed Bath & Beyond Inc.

 

Ticker

Security ID:

Meeting Date

Meeting Status

BBBY

CUSIP 075896100

06/30/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Elect Warren Eisenberg

Mgmt

For

For

For

1.2

Elect Leonard Feinstein

Mgmt

For

For

For

1.3

Elect Steven Temares

Mgmt

For

For

For

1.4

Elect Dean Adler

Mgmt

For

For

For

1.5

Elect Stanley Barshay

Mgmt

For

For

For

1.6

Elect Klaus Eppler

Mgmt

For

For

For

1.7

Elect Patrick Gaston

Mgmt

For

For

For

1.8

Elect Jordan Heller

Mgmt

For

For

For

1.9

Elect Victoria Morrison

Mgmt

For

For

For

1.10

Elect Fran Stoller

Mgmt

For

For

For

2

Ratification of Auditor

Mgmt

For

For

For

3

Adoption of Majority Vote for Election of Directors

Mgmt

For

For

For

4

Elimination of Express Supermajority Vote Requirement

Mgmt

For

For

For

5

Elimination of Statutory Supermajority Vote Requirement

Mgmt

For

For

For

6

Amendment to the 2004 Incentive Compensation Plan

Mgmt

For

For

For

7

Shareholder Proposal Regarding Sustainability Report

ShrHoldr

Against

Abstain

Against

 


 

Best Buy Co., Inc.

 

Ticker

Security ID:

Meeting Date

Meeting Status

BBY

CUSIP 086516101

06/24/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Elect Ronald James

Mgmt

For

For

For

1.2

Elect Elliot Kaplan

Mgmt

For

For

For

1.3

Elect Sanjay Khosla

Mgmt

For

For

For

1.4

Elect George Mikan III

Mgmt

For

For

For

1.5

Elect Matthew Paull

Mgmt

For

For

For

1.6

Elect Richard Schulze

Mgmt

For

For

For

1.7

Elect Hatim Tyabji

Mgmt

For

For

For

1.8

Elect Gérard Vittecoq

Mgmt

For

For

For

2

Ratification of Auditor

Mgmt

For

For

For

3

Amendment to the 2004 Omnibus Stock and Incentive Plan

Mgmt

For

For

For

4

Amendment to Change the Approval Required For Certain Business Combinations

Mgmt

For

For

For

5

Amendment to Decrease Shareholder Approval Required to Amend Article IX

Mgmt

For

For

For

6

Amendment to Decrease Shareholder Approval Required to Remove Directors Without Cause

Mgmt

For

For

For

7

Amendment to Decrease Shareholder Approval Required to Amend Classified Board Provisions

Mgmt

For

For

For

8

Amendment to Decrease Shareholder Approval Required For Certain Stock Repurchases from Shareholders

Mgmt

For

For

For

9

Amendment to Decrease Shareholder Approval Required to Amend Article X

Mgmt

For

For

For

 

Big Lots, Inc.

 

Ticker

Security ID:

Meeting Date

Meeting Status

BIG

CUSIP 089302103

05/28/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Elect Jeffrey Berger

Mgmt

For

For

For

1.2

Elect Steven Fishman

Mgmt

For

For

For

1.3

Elect Peter Hayes

Mgmt

For

For

For

1.4

Elect David Kollat

Mgmt

For

For

For

1.5

Elect Brenda Lauderback

Mgmt

For

For

For

1.6

Elect Philip Mallott

Mgmt

For

For

For

1.7

Elect Russell Solt

Mgmt

For

For

For

1.8

Elect James Tener

Mgmt

For

For

For

1.9

Elect Dennis Tishkoff

Mgmt

For

For

For

2

Ratification of Auditor

Mgmt

For

For

For

3

Shareholder Proposal Regarding Majority Vote for Election of Directors

ShrHoldr

Against

For

Against

 


 

BMC Software, Inc.

 

Ticker

Security ID:

Meeting Date

Meeting Status

BMC

CUSIP 055921100

07/22/2008

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Elect B.Garland Cupp

Mgmt

For

For

For

1.2

Elect Robert Beauchamp

Mgmt

For

For

For

1.3

Elect Jon Barfield

Mgmt

For

For

For

1.4

Elect Gary Bloom

Mgmt

For

For

For

1.5

Elect Meldon Gafner

Mgmt

For

For

For

1.6

Elect P. Thomas Jenkins

Mgmt

For

For

For

1.7

Elect Louis Lavigne, Jr.

Mgmt

For

For

For

1.8

Elect Kathleen O’Neil

Mgmt

For

For

For

1.9

Elect Tom Tinsley

Mgmt

For

For

For

2

Ratification of Auditor

Mgmt

For

For

For

 

Broadcom Corporation

 

Ticker

Security ID:

Meeting Date

Meeting Status

BRCM

CUSIP 111320107

05/14/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Elect George Farinsky

Mgmt

For

For

For

1.2

Elect Nancy Handel

Mgmt

For

For

For

1.3

Elect Eddy Hartenstein

Mgmt

For

For

For

1.4

Elect John Major

Mgmt

For

For

For

1.5

Elect Scott McGregor

Mgmt

For

For

For

1.6

Elect William Morrow

Mgmt

For

For

For

1.7

Elect Robert Switz

Mgmt

For

For

For

2

Ratification of Auditor

Mgmt

For

For

For

 

C.H. Robinson Worldwide, Inc.

 

Ticker

Security ID:

Meeting Date

Meeting Status

CHRW

CUSIP 12541W209

05/14/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1

Elect James Stake

Mgmt

For

For

For

2

Elect John Wiehoff

Mgmt

For

For

For

3

Change in Board Size Range

Mgmt

For

For

For

4

Ratification of Auditor

Mgmt

For

For

For

 

C.R. Bard, Inc.

 

Ticker

Security ID:

Meeting Date

Meeting Status

BCR

CUSIP 067383109

04/15/2009

Voted

Meeting Type

Country of Trade

 

 

Proxy Contest

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Elect Marc Breslawsky

Mgmt

For

For

For

1.2

Elect Herbert Henkel

Mgmt

For

For

For

1.3

Elect Tommy Thompson

Mgmt

For

For

For

1.4

Elect Timothy Ring

Mgmt

For

For

For

2

Amendment to the Executive Bonus Plan

Mgmt

For

For

For

3

Amendment to the 2003 Long Term Incentive Plan

Mgmt

For

For

For

4

Ratification of Auditor

Mgmt

For

For

For

 


 

CF Industries Holdings, Inc.

 

Ticker

Security ID:

Meeting Date

Meeting Status

CF

CUSIP 125269100

04/21/2009

Take No Action

Meeting Type

Country of Trade

 

 

Proxy Contest

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1

Election Of Director: Stephen A. Furbacher

ShrHoldr

N/A

TNA

N/A

2

Election Of Director: David R. Harvey

ShrHoldr

N/A

TNA

N/A

3

Election Of Director: John D. Johnson

ShrHoldr

N/A

TNA

N/A

4

Ratification Of Auditor

ShrHoldr

N/A

TNA

N/A

5

To Approve CF Industries Holdings, Inc. S 2009 Equity And Incentive Plan.

ShrHoldr

N/A

TNA

N/A

 

CF Industries Holdings, Inc.

 

Ticker

Security ID:

Meeting Date

Meeting Status

CF

CUSIP 125269100

04/21/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Elect Stephen Furbacher

Mgmt

For

For

For

1.2

Elect David Harvey

Mgmt

For

For

For

1.3

Elect John Johnson

Mgmt

For

Withhold

Against

2

Ratification of Auditor

Mgmt

For

For

For

3

To Approve CF Industries Holdings, Inc. S 2009 Equity And Incentive Plan.

Mgmt

For

Against

Against

 

Charles River Laboratories International, Inc.

 

Ticker

Security ID:

Meeting Date

Meeting Status

CRL

CUSIP 159864107

05/07/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Elect James Foster

Mgmt

For

For

For

1.2

Elect Nancy Chang

Mgmt

For

For

For

1.3

Elect Stephen Chubb

Mgmt

For

For

For

1.4

Elect Deborah Kochevar

Mgmt

For

For

For

1.5

Elect George Massaro

Mgmt

For

For

For

1.6

Elect George Milne, Jr.

Mgmt

For

For

For

1.7

Elect C. Richard Reese

Mgmt

For

For

For

1.8

Elect Douglas Rogers

Mgmt

For

For

For

1.9

Elect Samuel Thier

Mgmt

For

For

For

1.10

Elect William Waltrip

Mgmt

For

For

For

2

Amendment to the 2007 Incentive Plan

Mgmt

For

For

For

3

Ratification of Auditor

Mgmt

For

For

For

 

Church & Dwight Co., Inc.

 

Ticker

Security ID:

Meeting Date

Meeting Status

CHD

CUSIP 171340102

04/30/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Elect T. Rosie Albright

Mgmt

For

For

For

1.2

Elect Ravichandra Saligram

Mgmt

For

For

For

1.3

Elect Robert Shearer

Mgmt

For

For

For

2

Ratification of Auditor

Mgmt

For

For

For

 


 

Clear Channel Outdoor Holdings, Inc.

 

Ticker

Security ID:

Meeting Date

Meeting Status

CCO

CUSIP 18451C109

05/27/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Elect Margaret Covell

Mgmt

For

For

For

1.2

Elect Mark Mays

Mgmt

For

For

For

1.3

Elect Dale Tremblay

Mgmt

For

For

For

 

Cliffs Natural Resources Inc.

 

Ticker

Security ID:

Meeting Date

Meeting Status

CLF

CUSIP 185896107

10/03/2008

Take No Action

Meeting Type

Country of Trade

 

 

Consent

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1

Control Share Acquisition Statute

ShrHoldr

N/A

TNA

N/A

2

Right to Adjourn Meeting

ShrHoldr

N/A

TNA

N/A

 

Cliffs Natural Resources Inc.

 

Ticker

Security ID:

Meeting Date

Meeting Status

CLF

CUSIP 185896107

10/03/2008

Voted

Meeting Type

Country of Trade

 

 

Consent

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1

Control Share Acquisition Statute

Mgmt

Against

Against

For

 

Clorox Company

 

Ticker

Security ID:

Meeting Date

Meeting Status

CLX

CUSIP 189054109

11/19/2008

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1

Elect Daniel Boggan, Jr. As A Director

Mgmt

For

For

For

2

Elect Richard H. Carmona As A Director

Mgmt

For

For

For

3

Elect Tully M. Friedman As A Director

Mgmt

For

For

For

4

Elect George J. Harad As A Director

Mgmt

For

For

For

5

Elect Donald R. Knauss As A Director

Mgmt

For

For

For

6

Elect Robert W. Matschullat As A Director

Mgmt

For

For

For

7

Elect Gary G. Michael As A Director

Mgmt

For

For

For

8

Elect Edward A. Mueller As A Director

Mgmt

For

For

For

9

Elect Jan L. Murley As A Director

Mgmt

For

For

For

10

Elect Pamela Thomas-Graham As A Director

Mgmt

For

For

For

11

Elect Carolyn M. Ticknor As A Director

Mgmt

For

For

For

12

Ratification Of Auditor

Mgmt

For

For

For

 

CME Group Inc.

 

Ticker

Security ID:

Meeting Date

Meeting Status

CME

CUSIP 12572Q105

08/18/2008

Voted

Meeting Type

Country of Trade

 

 

Special

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1

Change in Board Size

Mgmt

For

For

For

2

Acquisition of NYMEX Holdings, Inc.

Mgmt

For

For

For

3

Right to Adjourn Meeting

Mgmt

For

Against

Against

 


 

Concho Resources Inc.

 

Ticker

Security ID:

Meeting Date

Meeting Status

CXO

CUSIP 20605P101

06/02/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Elect Steven Beal

Mgmt

For

For

For

1.2

Elect Tucker Bridwell

Mgmt

For

For

For

2

Ratification of Auditor

Mgmt

For

For

For

 

CONSOL Energy Inc.

 

Ticker

Security ID:

Meeting Date

Meeting Status

CNX

CUSIP 20854P109

04/28/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Elect John Whitmire

Mgmt

For

For

For

1.2

Elect J. Brett Harvey

Mgmt

For

For

For

1.3

Elect James Altmeyer, Sr.

Mgmt

For

Withhold

Against

1.4

Elect Philip Baxter

Mgmt

For

For

For

1.5

Elect William Davis

Mgmt

For

For

For

1.6

Elect Raj Gupta

Mgmt

For

For

For

1.7

Elect Patricia Hammick

Mgmt

For

For

For

1.8

Elect David Hardesty, Jr.

Mgmt

For

For

For

1.9

Elect John Mills

Mgmt

For

For

For

1.10

Elect William Powell

Mgmt

For

For

For

1.11

Elect Joseph Williams

Mgmt

For

For

For

2

Ratification of Auditor

Mgmt

For

For

For

3

Consol Energy Inc. Amendment And Restatement Of Equity Incentive Plan.

Mgmt

For

For

For

4

Shareholder Proposal Regarding Majority Voting.

ShrHoldr

Against

For

Against

5

Shareholder Proposal Regarding Early Disclosure of Voting Results of Shareholder Proposals

ShrHoldr

Against

Against

For

 

Constellation Energy Group, Inc.

 

Ticker

Security ID:

Meeting Date

Meeting Status

CEG

CUSIP 210371100

07/18/2008

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1

Elect Yves de Balmann

Mgmt

For

For

For

2

Elect Douglas Becker

Mgmt

For

For

For

3

The Election Of Ann C. Berzin As A Director For A Term To Expire In 2009

Mgmt

For

For

For

4

The Election Of James T. Brady As A Director For A Term To Expire In 2009

Mgmt

For

For

For

5

The Election Of Edward A. Crooke As A Director For A Term To Expire In 2009

Mgmt

For

For

For

6

The Election Of James R. Curtiss As A Director For A Term To Expire In 2009

Mgmt

For

For

For

7

Elect Freeman Hrabowski, III

Mgmt

For

For

For

8

The Election Of Nancy Lampton As A Director For A Term To Expire In 2009

Mgmt

For

For

For

9

Elect Robert Lawless

Mgmt

For

For

For

10

The Election Of Lynn M. Martin As A Director For A Term To Expire In 2009

Mgmt

For

For

For

11

Elect Mayo Shattuck III

Mgmt

For

For

For

12

The Election Of John L. Skolds As A Director For A Term To Expire In 2009

Mgmt

For

For

For

13

Elect Michael Sullivan

Mgmt

For

For

For

14

Ratification of Auditor

Mgmt

For

For

For

15

Increase in Authorized Shares of Common Stock

Mgmt

For

For

For

 


 

Continental Resources Inc.

 

Ticker

Security ID:

Meeting Date

Meeting Status

CLR

CUSIP 212015101

05/28/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Elect Robert Grant

Mgmt

For

For

For

1.2

Elect Mark Monroe

Mgmt

For

For

For

1.3

Elect Lon McCain

Mgmt

For

For

For

2

Ratification of Auditor

Mgmt

For

For

For

 

Core Laboratories N.V.

 

Ticker

Security ID:

Meeting Date

Meeting Status

CLB

CUSIP N22717107

01/29/2009

Voted

Meeting Type

Country of Trade

 

 

Special

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1

Share Repurchase

Mgmt

For

For

For

 

Core Laboratories N.V.

 

Ticker

Security ID:

Meeting Date

Meeting Status

CLB

CUSIP N22717107

05/14/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Elect Richard Bergmark

Mgmt

For

For

For

1.2

Elect Alexander Vriesendorp

Mgmt

For

For

For

2

Accounts and Reports

Mgmt

For

For

For

3

Authority to Issue Common and Preference Shares w/ Preemptive Rights

Mgmt

For

For

For

4

Authority to Issue Common and Preference Shares w/o Preemptive Rights

Mgmt

For

For

For

5

Ratification of Auditor

Mgmt

For

For

For

 

Covance Inc.

 

Ticker

Security ID:

Meeting Date

Meeting Status

CVD

CUSIP 222816100

05/07/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Elect Robert Barchi

Mgmt

For

For

For

1.2

Elect Sandra Helton

Mgmt

For

For

For

1.3

Elect Joseph Scodari

Mgmt

For

For

For

2

Ratification of Auditor

Mgmt

For

For

For

3

Shareholder Proposal Regarding Animal Welfare

ShrHoldr

Against

Abstain

Against

 


 

CSX Corporation

 

Ticker

Security ID:

Meeting Date

Meeting Status

CSX

CUSIP 126408103

05/06/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Elect Donna Alvarado

Mgmt

For

For

For

1.2

Elect Alexandre Behring

Mgmt

For

For

For

1.3

Elect John Breaux

Mgmt

For

For

For

1.4

Elect Steven Halverson

Mgmt

For

For

For

1.5

Elect Edward Kelly, III

Mgmt

For

For

For

1.6

Elect Gilbert Lamphere

Mgmt

For

For

For

1.7

Elect John McPherson

Mgmt

For

For

For

1.8

Elect Timothy O’Toole

Mgmt

For

For

For

1.9

Elect David Ratcliffe

Mgmt

For

For

For

1.10

Elect Donald Shepard

Mgmt

For

For

For

1.11

Elect Michael Ward

Mgmt

For

For

For

2

Ratification of Auditor

Mgmt

For

For

For

 

Ctrip.com International Ltd.

 

Ticker

Security ID:

Meeting Date

Meeting Status

CTRP

CUSIP 22943F100

09/30/2008

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1

Authority to Repurchase Shares

Mgmt

For

For

For

 

Cummins Inc.

 

Ticker

Security ID:

Meeting Date

Meeting Status

CMI

CUSIP 231021106

05/12/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1

Elect Robert Bernhard

Mgmt

For

For

For

2

Elect Robert Darnall

Mgmt

For

For

For

3

Elect Robert Herdman

Mgmt

For

For

For

4

Elect Alexis Herman

Mgmt

For

For

For

5

Elect N. Thomas Linebarger

Mgmt

For

For

For

6

Elect William Miller

Mgmt

For

For

For

7

Elect Georgia Nelson

Mgmt

For

For

For

8

Elect Theodore Solso

Mgmt

For

For

For

9

Elect Carl Ware

Mgmt

For

For

For

10

Ratification of Auditor

Mgmt

For

For

For

11

Amendment to the 2003 Stock Incentive Plan

Mgmt

For

For

For

12

Reapproval of Performance Goals Under Bonus Plans

Mgmt

For

For

For

13

Shareholder Proposal Regarding Adoption of International Labor Organization Standards

ShrHoldr

Against

Abstain

Against

 


 

Darden Restaurants, Inc.

 

Ticker

Security ID:

Meeting Date

Meeting Status

DRI

CUSIP 237194105

09/12/2008

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Elect Leonard Berry

Mgmt

For

For

For

1.2

Elect Odie Donald

Mgmt

For

For

For

1.3

Elect David Hughes

Mgmt

For

For

For

1.4

Elect Charles Ledsinger, Jr.

Mgmt

For

For

For

1.5

Elect William Lewis, Jr.

Mgmt

For

For

For

1.6

Elect Connie Mack, III

Mgmt

For

For

For

1.7

Elect Andrew Madsen

Mgmt

For

For

For

1.8

Elect Clarence Otis Jr.

Mgmt

For

For

For

1.9

Elect Michael Rose

Mgmt

For

For

For

1.10

Elect Maria Sastre

Mgmt

For

For

For

1.11

Elect Jack Smith

Mgmt

For

For

For

2

To Approve The Amended Darden Restaurants, Inc. 2002 Stock Incentive Plan.

Mgmt

For

For

For

3

Ratification of Auditor

Mgmt

For

For

For

 

DaVita Inc.

 

Ticker

Security ID:

Meeting Date

Meeting Status

DVA

CUSIP 23918K108

06/15/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1

Elect Charles Berg

Mgmt

For

For

For

2

Elect Charles Berg

Mgmt

For

For

For

3

Elect Paul Diaz

Mgmt

For

For

For

4

Elect Peter Grauer

Mgmt

For

For

For

5

Elect John Nehra

Mgmt

For

For

For

6

Elect William Roper

Mgmt

For

For

For

7

Elect Kent Thiry

Mgmt

For

For

For

8

Elect Roger Valine

Mgmt

For

For

For

9

Elect Roger Valine

Mgmt

For

For

For

10

Amendment to the Executive Incentive Plan

Mgmt

For

For

For

11

Ratification of Auditor

Mgmt

For

For

For

 

Denbury Resources Inc.

 

Ticker

Security ID:

Meeting Date

Meeting Status

DNR

CUSIP 247916208

05/13/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Elect Wieland Wettstein

Mgmt

For

For

For

1.2

Elect Michael Beatty

Mgmt

For

For

For

1.3

Elect Michael Decker

Mgmt

For

For

For

1.4

Elect Ronald Greene

Mgmt

For

For

For

1.5

Elect David Heather

Mgmt

For

For

For

1.6

Elect Gregory McMichael

Mgmt

For

For

For

1.7

Elect Gareth Roberts

Mgmt

For

For

For

1.8

Elect Randy Stein

Mgmt

For

For

For

2

Amendment to the 2004 Omnibus Stock and Incentive Plan

Mgmt

For

For

For

3

Amendment to the Employee Stock Purchase Plan

Mgmt

For

For

For

4

Ratification of Auditor

Mgmt

For

For

For

 


 

DeVry Inc.

 

Ticker

Security ID:

Meeting Date

Meeting Status

DV

CUSIP 251893103

11/13/2008

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Elect David Brown

Mgmt

For

For

For

1.2

Elect Lisa Pickrum

Mgmt

For

For

For

1.3

Elect Fernando Ruiz

Mgmt

For

For

For

2

Ratification of Auditor

Mgmt

For

For

For

 

Diamond Offshore Drilling, Inc.

 

Ticker

Security ID:

Meeting Date

Meeting Status

DO

CUSIP 25271C102

05/19/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Elect James Tisch

Mgmt

For

For

For

1.2

Elect Lawrence Dickerson

Mgmt

For

For

For

1.3

Elect John Bolton

Mgmt

For

For

For

1.4

Elect Charles Fabrikant

Mgmt

For

For

For

1.5

Elect Paul Gaffney, II

Mgmt

For

For

For

1.6

Elect Edward Grebow

Mgmt

For

For

For

1.7

Elect Herbert Hofmann

Mgmt

For

For

For

1.8

Elect Arthur Rebell

Mgmt

For

For

For

1.9

Elect Raymond Troubh

Mgmt

For

For

For

2

Ratification of Auditor

Mgmt

For

For

For

 

Discovery Communications Inc.

 

Ticker

Security ID:

Meeting Date

Meeting Status

DISCA

CUSIP 25468Y107

09/16/2008

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1

Restructuring

Mgmt

For

For

For

2

Issuance of Preferred Stock

Mgmt

For

For

For

3

Increase of Authorized Common Stock and Preferred Stock

Mgmt

For

For

For

4

Amendment to the 2005 Incentive Plan

Mgmt

For

Against

Against

5.1

Elect John Malone

Mgmt

For

Withhold

Against

5.2

Elect Robert Bennett

Mgmt

For

Withhold

Against

6

Ratification of Auditor

Mgmt

For

For

For

 


 

Dollar Tree, Inc.

 

Ticker

Security ID:

Meeting Date

Meeting Status

DLTR

CUSIP 256746108

06/18/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Elect Arnold Barron

Mgmt

For

For

For

1.2

Elect J. Douglas Perry

Mgmt

For

For

For

1.3

Elect Thomas Saunders III

Mgmt

For

For

For

1.4

Elect Carl Zeithaml

Mgmt

For

For

For

2

Shareholder Proposal Regarding Declassification of the Board

ShrHoldr

Against

For

Against

 

Dun & Bradstreet Corporation

 

Ticker

Security ID:

Meeting Date

Meeting Status

DNB

CUSIP 26483E100

05/05/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Elect Austin Adams

Mgmt

For

For

For

1.2

Elect James Fernandez

Mgmt

For

For

For

1.3

Elect Sandra Peterson

Mgmt

For

For

For

1.4

Elect Michael Quinlan

Mgmt

For

For

For

2

Ratification of Auditor

Mgmt

For

For

For

3

2009 Stock Incentive Plan

Mgmt

For

For

For

 

Ecolab Inc.

 

Ticker

Security ID:

Meeting Date

Meeting Status

ECL

CUSIP 278865100

05/08/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1

Elect Leslie Biller

Mgmt

For

For

For

2

Elect Jerry Grundhofer

Mgmt

For

For

For

3

Elect John Zillmer

Mgmt

For

For

For

4

Ratification of Auditor

Mgmt

For

For

For

5

Re-approval of the Management Performance Incentive Plan

Mgmt

For

For

For

6

Shareholder Proposal Regarding Declassification of the Board

ShrHoldr

Against

For

Against

 


 

Electronic Arts Inc.

 

Ticker

Security ID:

Meeting Date

Meeting Status

ERTS

CUSIP 285512109

07/31/2008

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1

Election Of Director: Leonard S. Coleman

Mgmt

For

For

For

2

Election Of Director: Gary M. Kusin

Mgmt

For

For

For

3

Election Of Director: Gregory B. Maffei

Mgmt

For

For

For

4

Election Of Director: Vivek Paul

Mgmt

For

For

For

5

Election Of Director: Lawrence F. Probst Iii

Mgmt

For

For

For

6

Election Of Director: John S. Riccitiello

Mgmt

For

For

For

7

Election Of Director: Richard A. Simonson

Mgmt

For

For

For

8

Election Of Director: Linda J. Srere

Mgmt

For

For

For

9

Amendments To The 2000 Equity Incentive Plan

Mgmt

For

For

For

10

Amendments To The 2000 Employee Stock Purchase Plan

Mgmt

For

For

For

11

Ratification Of Appointment Of KPMG Llp As Independent Auditors

Mgmt

For

For

For

 

Equinix, Inc.

 

Ticker

Security ID:

Meeting Date

Meeting Status

EQIX

CUSIP 29444U502

06/09/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Elect Steven Clontz

Mgmt

For

For

For

1.2

Elect Steven Eng

Mgmt

For

For

For

1.3

Elect Gary Hromadko

Mgmt

For

For

For

1.4

Elect Scott Kriens

Mgmt

For

For

For

1.5

Elect Irving Lyons, III

Mgmt

For

For

For

1.6

Elect Christopher Paisley

Mgmt

For

For

For

1.7

Elect Stephen Smith

Mgmt

For

For

For

1.8

Elect Peter Van Camp

Mgmt

For

Withhold

Against

2

Ratification of Auditor

Mgmt

For

For

For

 

Express Scripts, Inc.

 

Ticker

Security ID:

Meeting Date

Meeting Status

ESRX

CUSIP 302182100

05/27/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Elect Gary Benanav

Mgmt

For

For

For

1.2

Elect Frank Borelli

Mgmt

For

For

For

1.3

Elect Maura Breen

Mgmt

For

For

For

1.4

Elect Nicholas LaHowchic

Mgmt

For

For

For

1.5

Elect Thomas Mac Mahon

Mgmt

For

For

For

1.6

Elect Frank Mergenthaler

Mgmt

For

For

For

1.7

Elect Woodrow Myers, Jr.

Mgmt

For

For

For

1.8

Elect John Parker, Jr.

Mgmt

For

For

For

1.9

Elect George Paz

Mgmt

For

For

For

1.10

Elect Samuel Skinner

Mgmt

For

For

For

1.11

Elect Seymour Sternberg

Mgmt

For

For

For

1.12

Elect Barrett Toan

Mgmt

For

For

For

2

Ratification of Auditor

Mgmt

For

For

For

 


 

F5 Networks, Inc.

 

Ticker

Security ID:

Meeting Date

Meeting Status

FFIV

CUSIP 315616102

03/12/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1

Election Of One Class I Director: Karl D. Guelich

Mgmt

For

For

For

2

Proposal To Approve An Amendment To The 2005 Equity Incentive Plan.

Mgmt

For

For

For

3

Proposal To Approve An Amendment To The 1999 Employee Stock Purchase Plan.

Mgmt

For

For

For

4

Ratification of Auditor

Mgmt

For

For

For

 

FactSet Research Systems Inc.

 

Ticker

Security ID:

Meeting Date

Meeting Status

FDS

CUSIP 303075105

12/16/2008

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Elect Michael DiChristina

Mgmt

For

For

For

1.2

Elect Walter Siebecker

Mgmt

For

For

For

1.3

Elect Joseph Zimmel

Mgmt

For

For

For

2

Ratification of Auditor

Mgmt

For

For

For

3

2008 Non-Employee Directors’ Stock Option Plan

Mgmt

For

Against

Against

4

To Ratify The Adoption Of The Companys 2008 Employee Stock Purchase Plan.

Mgmt

For

For

For

5

Election of Directors

Mgmt

For

For

For

 

Fastenal Company

 

Ticker

Security ID:

Meeting Date

Meeting Status

FAST

CUSIP 311900104

04/21/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Elect Robert Kierlin

Mgmt

For

For

For

1.2

Elect Stephen Slaggie

Mgmt

For

For

For

1.3

Elect Michael Gostomski

Mgmt

For

For

For

1.4

Elect Hugh Miller

Mgmt

For

For

For

1.5

Elect Willard Oberton

Mgmt

For

For

For

1.6

Elect Michael Dolan

Mgmt

For

For

For

1.7

Elect Reyne Wisecup

Mgmt

For

For

For

1.8

Elect Michael Ancius

Mgmt

For

For

For

1.9

Elect Scott Satterlee

Mgmt

For

For

For

2

Ratification of Auditor

Mgmt

For

For

For

 

Fiserv, Inc.

 

Ticker

Security ID:

Meeting Date

Meeting Status

FISV

CUSIP 337738108

05/20/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Elect Daniel Kearney

Mgmt

For

For

For

1.2

Elect Peter Kight

Mgmt

For

For

For

1.3

Elect Jeffery Yabuki

Mgmt

For

For

For

2

Amendment to the Employee Stock Purchase Plan

Mgmt

For

For

For

3

Ratification of Auditor

Mgmt

For

For

For

 


 

Flowserve Corporation

 

Ticker

Security ID:

Meeting Date

Meeting Status

FLS

CUSIP 34354P105

05/14/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Elect Roger Fix

Mgmt

For

For

For

1.2

Elect Lewis Kling

Mgmt

For

For

For

1.3

Elect James Rollans

Mgmt

For

For

For

2

Equity and Incentive Compensation Plan

Mgmt

For

For

For

3

Ratification of Auditor

Mgmt

For

For

For

 

FMC Technologies, Inc.

 

Ticker

Security ID:

Meeting Date

Meeting Status

FTI

CUSIP 30249U101

05/15/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Elect Mike Bowlin

Mgmt

For

For

For

1.2

Elect Philip Burguieres

Mgmt

For

For

For

1.3

Elect Peter Kinnear

Mgmt

For

For

For

1.4

Elect Edward Mooney

Mgmt

For

For

For

1.5

Elect James Ringler

Mgmt

For

For

For

2

Increase in Authorized Shares

Mgmt

For

Against

Against

 

Foster Wheeler AG

 

Ticker

Security ID:

Meeting Date

Meeting Status

FWLT

CUSIP G36535139

01/27/2009

Voted

Meeting Type

Country of Trade

 

 

Special

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1

Reincorporation from Bermuda to Switzerland

Mgmt

For

For

For

2

Right to Adjourn Meeting

Mgmt

For

Against

Against

 

Foster Wheeler AG

 

Ticker

Security ID:

Meeting Date

Meeting Status

FWLT

CUSIP H27178104

05/05/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1

Elect Robert Flexon

Mgmt

For

For

For

2

Elect Maureen Tart-Bezer

Mgmt

For

For

For

3

Elect James Woods

Mgmt

For

For

For

4

Appointment of Auditor

Mgmt

For

For

For

5

Appointment of Auditor

Mgmt

For

For

For

6

Transaction of Other Business

Mgmt

For

Against

Against

 


 

Freeport-McMoRan Copper & Gold, Inc.

 

Ticker

Security ID:

Meeting Date

Meeting Status

FCX

CUSIP 35671D857

06/11/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Elect Richard Adkerson

Mgmt

For

For

For

1.2

Elect Robert Allison, Jr.

Mgmt

For

For

For

1.3

Elect Robert Day

Mgmt

For

For

For

1.4

Elect Gerald Ford

Mgmt

For

For

For

1.5

Elect H. Devon Graham, Jr.

Mgmt

For

For

For

1.6

Elect J. Bennet Johnston

Mgmt

For

For

For

1.7

Elect Charles Krulak

Mgmt

For

For

For

1.8

Elect Bobby Lackey

Mgmt

For

For

For

1.9

Elect Jon Madonna

Mgmt

For

For

For

1.10

Elect Dustan McCoy

Mgmt

For

For

For

1.11

Elect Gabrielle McDonald

Mgmt

For

For

For

1.12

Elect James Moffett

Mgmt

For

For

For

1.13

Elect B. M. Rankin, Jr.

Mgmt

For

For

For

1.14

Elect J. Stapleton Roy

Mgmt

For

For

For

1.15

Elect Stephen Siegele

Mgmt

For

For

For

1.16

Elect J. Taylor Wharton

Mgmt

For

For

For

2

Ratification of Auditor

Mgmt

For

For

For

3

2009 Annual Incentive Plan

Mgmt

For

For

For

4

Shareholder Proposal Regarding Environmental Expertise on Board

ShrHoldr

Against

Against

For

 

Frontier Oil Corporation

 

Ticker

Security ID:

Meeting Date

Meeting Status

FTO

CUSIP 35914P105

04/29/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Elect James Gibbs

Mgmt

For

For

For

1.2

Elect Douglas Bech

Mgmt

For

For

For

1.3

Elect G. Clyde Buck

Mgmt

For

For

For

1.4

Elect T. Michael Dossey

Mgmt

For

For

For

1.5

Elect Michael Jennings

Mgmt

For

For

For

1.6

Elect James Lee

Mgmt

For

For

For

1.7

Elect Paul Loyd, Jr.

Mgmt

For

For

For

1.8

Elect Michael Rose

Mgmt

For

For

For

2

To Approve The Second Amended And Restated Articles Of Incorporation.

Mgmt

For

For

For

3

Ratification of Auditor

Mgmt

For

For

For

 

FTI Consulting, Inc.

 

Ticker

Security ID:

Meeting Date

Meeting Status

FCN

CUSIP 302941109

06/03/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Elect Denis Callaghan

Mgmt

For

For

For

1.2

Elect Matthew McHugh

Mgmt

For

For

For

2

Amendment to the 2009 Omnibus Incentive Compensation Plan

Mgmt

For

For

For

3

Ratification of Auditor

Mgmt

For

For

For

 


 

GameStop Corp.

 

Ticker

Security ID:

Meeting Date

Meeting Status

GME

CUSIP 36467W109

06/23/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Elect Daniel A. DeMatteo

Mgmt

For

For

For

1.2

Elect Michael Rosen

Mgmt

For

For

For

1.3

Elect Edward A. Volkwein

Mgmt

For

For

For

2

Amendment to the 2001 Incentive Plan

Mgmt

For

For

For

3

Ratification of Auditor

Mgmt

For

For

For

 

Gap Inc.

 

Ticker

Security ID:

Meeting Date

Meeting Status

GPS

CUSIP 364760108

05/19/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Elect Adrian Bellamy

Mgmt

For

For

For

1.2

Elect Domenico De Sole

Mgmt

For

For

For

1.3

Elect Donald Fisher

Mgmt

For

For

For

1.4

Elect Robert Fisher

Mgmt

For

For

For

1.5

Elect Bob Martin

Mgmt

For

For

For

1.6

Elect Jorge Montoya

Mgmt

For

For

For

1.7

Elect Glenn Murphy

Mgmt

For

For

For

1.8

Elect James Schneider

Mgmt

For

For

For

1.9

Elect Mayo Shattuck III

Mgmt

For

For

For

1.10

Elect Kneeland Youngblood

Mgmt

For

For

For

2

Ratification of Auditor

Mgmt

For

For

For

 

Garmin Ltd.

 

Ticker

Security ID:

Meeting Date

Meeting Status

GRMN

CUSIP G37260109

06/05/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Elect Min Kao

Mgmt

For

For

For

1.2

Elect Charles Peffer

Mgmt

For

For

For

2

Ratification of Auditor

Mgmt

For

For

For

3

Amendment to the 2005 Equity Incentive Plan

Mgmt

For

For

For

4

Amendment to the 2000 Directors’ Option Plan

Mgmt

For

For

For

5

Transaction of Other Business

Mgmt

For

Against

Against

 

Global Payments Inc.

 

Ticker

Security ID:

Meeting Date

Meeting Status

GPN

CUSIP 37940X102

09/26/2008

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Elect Paul Garcia

Mgmt

For

For

For

1.2

Elect Gerald Wilkins

Mgmt

For

For

For

1.3

Elect Michael Trapp

Mgmt

For

For

For

2

Ratification of Auditor

Mgmt

For

For

For

 


 

Goodrich Corporation

 

Ticker

Security ID:

Meeting Date

Meeting Status

GR

CUSIP 382388106

04/21/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Elect Diane Creel

Mgmt

For

For

For

1.2

Elect George Davidson, Jr.

Mgmt

For

For

For

1.3

Elect Harris Deloach, Jr.

Mgmt

For

For

For

1.4

Elect James Griffith

Mgmt

For

For

For

1.5

Elect William Holland

Mgmt

For

For

For

1.6

Elect John Jumper

Mgmt

For

For

For

1.7

Elect Marshall Larsen

Mgmt

For

For

For

1.8

Elect Lloyd Newton

Mgmt

For

For

For

1.9

Elect Douglas Olesen

Mgmt

For

For

For

1.10

Elect Alfred Rankin, Jr.

Mgmt

For

For

For

1.11

Elect A. Thomas Young

Mgmt

For

For

For

2

Ratification of Auditor

Mgmt

For

For

For

3

Shareholder Proposal Regarding Majority Vote for Election of Directors

ShrHoldr

Against

For

Against

 

H.J. Heinz Company

 

Ticker

Security ID:

Meeting Date

Meeting Status

HNZ

CUSIP 423074103

08/13/2008

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1

Election Of Director: W.R. Johnson

Mgmt

For

For

For

2

Election Of Director: C.E. Bunch

Mgmt

For

For

For

3

Election Of Director: L.S. Coleman, Jr.

Mgmt

For

For

For

4

Election Of Director: J.G. Drosdick

Mgmt

For

For

For

5

Election Of Director: E.E. Holiday

Mgmt

For

For

For

6

Election Of Director: C. Kendle

Mgmt

For

For

For

7

Election Of Director: D.R. O Hare

Mgmt

For

For

For

8

Election Of Director: N. Peltz

Mgmt

For

For

For

9

Election Of Director: D.H. Reilley

Mgmt

For

For

For

10

Election Of Director: L.C. Swann

Mgmt

For

For

For

11

Election Of Director: T.J. Usher

Mgmt

For

For

For

12

Election Of Director: M.F. Weinstein

Mgmt

For

For

For

13

Ratification Of Independent Registered Public Accounting Firm.

Mgmt

For

For

For

14

Elimination of the Supermajority Requirement Regarding Provisions Relating to Limitation of Director Liability and Director and Officer Indemnification

Mgmt

For

For

For

15

Elimination of the Supermajority Requirement Regarding Certain Business Combinations

Mgmt

For

For

For

 

Harris Corporation

 

Ticker

Security ID:

Meeting Date

Meeting Status

HRS

CUSIP 413875105

10/24/2008

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1

Elect Lewis Hay III

Mgmt

For

For

For

2

Election Of A Director For A Three-Year Term Expiring In 2011: Karen Katen

Mgmt

For

For

For

3

Elect Stephen Kaufman

Mgmt

For

For

For

4

Elect Hansel Tookes II

Mgmt

For

For

For

5

Ratification of Auditor

Mgmt

For

For

For

6

Increase of Authorized Common Stock

Mgmt

For

For

For

7

Declassification of Board

Mgmt

For

For

For

 


 

Huron Consulting Group Inc.

 

Ticker

Security ID:

Meeting Date

Meeting Status

HURN

CUSIP 447462102

06/02/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Elect Dubose Ausley

Mgmt

For

For

For

1.2

Elect John Moody

Mgmt

For

For

For

2

Amendment to the 2004 Omnibus Stock Plan

Mgmt

For

Against

Against

3

Ratification of Auditor

Mgmt

For

For

For

 

Illumina, Inc.

 

Ticker

Security ID:

Meeting Date

Meeting Status

ILMN

CUSIP 452327109

05/08/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1

Elect A. Blaine Bowman

Mgmt

For

For

For

2

Elect Karin Eastham

Mgmt

For

For

For

3

Elect Jay T. Flatley

Mgmt

For

For

For

4

Elect William Rastetter

Mgmt

For

For

For

5

Ratification of Auditor

Mgmt

For

For

For

 

Illumina, Inc.

 

Ticker

Security ID:

Meeting Date

Meeting Status

ILMN

CUSIP 452327109

09/09/2008

Voted

Meeting Type

Country of Trade

 

 

Special

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1

Approval Of Amendment To The Certificate Of Incorporation.

Mgmt

For

For

For

 

ImClone Systems Incorporated

 

Ticker

Security ID:

Meeting Date

Meeting Status

IMCL

CUSIP 45245W109

09/10/2008

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Elect John Celentano

Mgmt

For

For

For

1.2

Elect Alexander Denner, PhD

Mgmt

For

For

For

1.3

Elect Thomas Deuel, MD

Mgmt

For

For

For

1.4

Elect Jules Haimovitz

Mgmt

For

For

For

1.5

Elect Carl Icahn

Mgmt

For

Withhold

Against

1.6

Elect John Johnson

Mgmt

For

For

For

1.7

Elect Peter Liebert

Mgmt

For

For

For

1.8

Elect Richard Mulligan, PhD

Mgmt

For

For

For

1.9

Elect David Sidransky

Mgmt

For

For

For

1.10

Elect Charles Woler, MD, PhD

Mgmt

For

For

For

2

Ratification of Auditor

Mgmt

For

For

For

3

2008 Employee Stock Purchase Plan

Mgmt

For

For

For

 


 

IntercontinentalExchange, Inc.

 

Ticker

Security ID:

Meeting Date

Meeting Status

ICE

CUSIP 45865V100

05/14/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Elect Charles Crisp

Mgmt

For

For

For

1.2

Elect Jean-Marc Forneri

Mgmt

For

For

For

1.3

Elect Fred Hatfield

Mgmt

For

Withhold

Against

1.4

Elect Terrence Martell

Mgmt

For

For

For

1.5

Elect Robert Reid

Mgmt

For

For

For

1.6

Elect Frederic Salerno

Mgmt

For

For

For

1.7

Elect Frederick Schoenhut

Mgmt

For

For

For

1.8

Elect Jeffrey Sprecher

Mgmt

For

For

For

1.9

Elect Judith Sprieser

Mgmt

For

For

For

1.10

Elect Vincent Tese

Mgmt

For

For

For

2

Executive Bonus Plan

Mgmt

For

For

For

3

2009 Omnibus Incentive Plan

Mgmt

For

For

For

4

Ratification of Auditor

Mgmt

For

For

For

 

International Rectifier Corporation

 

Ticker

Security ID:

Meeting Date

Meeting Status

IRF

CUSIP 460254105

01/09/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Elect Richard Dahl

Mgmt

For

For

For

1.2

Elect Rochus Vogt

Mgmt

For

For

For

2

Ratification of Auditor

Mgmt

For

For

For

3

Shareholder Proposal Regarding Declassification of the Board

ShrHoldr

Against

For

Against

 

Intersil Corporation

 

Ticker

Security ID:

Meeting Date

Meeting Status

ISIL

CUSIP 46069S109

05/06/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Elect David Bell

Mgmt

For

For

For

1.2

Elect Robert Conn

Mgmt

For

For

For

1.3

Elect James Diller

Mgmt

For

For

For

1.4

Elect Gary Gist

Mgmt

For

For

For

1.5

Elect Mercedes Johnson

Mgmt

For

For

For

1.6

Elect Gregory Lang

Mgmt

For

For

For

1.7

Elect Jan Peeters

Mgmt

For

For

For

1.8

Elect Robert Pokelwaldt

Mgmt

For

For

For

1.9

Elect James Urry

Mgmt

For

For

For

2

Ratification of Auditor

Mgmt

For

For

For

3

Amendment to the Intersil Corporation Employee Stock Purchase Plan

Mgmt

For

For

For

 

Intrepid Potash, Inc.

 

Ticker

Security ID:

Meeting Date

Meeting Status

IPI

CUSIP 46121Y102

05/28/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Elect Terry Considine

Mgmt

For

For

For

2

Ratification of Auditor

Mgmt

For

For

For

 


 

Intuit Inc.

 

Ticker

Security ID:

Meeting Date

Meeting Status

INTU

CUSIP 461202103

12/16/2008

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Elect Stephen Bennett

Mgmt

For

For

For

1.2

Elect Christopher Brody

Mgmt

For

For

For

1.3

Elect William Campbell

Mgmt

For

For

For

1.4

Elect Scott Cook

Mgmt

For

For

For

1.5

Elect Diane Greene

Mgmt

For

For

For

1.6

Elect Michael Hallman

Mgmt

For

For

For

1.7

Elect Edward Kangas

Mgmt

For

For

For

1.8

Elect Suzanne Nora Johnson

Mgmt

For

For

For

1.9

Elect Dennis Powell

Mgmt

For

For

For

1.10

Elect Stratton Sclavos

Mgmt

For

For

For

1.11

Elect Brad Smith

Mgmt

For

For

For

2

Ratification of Auditor

Mgmt

For

For

For

3

Approve The Amendment To Our 2005 Equity Incentive Plan.

Mgmt

For

For

For

 

Intuitive Surgical, Inc.

 

Ticker

Security ID:

Meeting Date

Meeting Status

ISRG

CUSIP 46120E602

04/22/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Elect Gary Guthart

Mgmt

For

For

For

1.2

Elect Mark Rubash

Mgmt

For

For

For

1.3

Elect Lonnie Smith

Mgmt

For

For

For

 

INVESCO plc (fka Amvescap plc)

 

Ticker

Security ID:

Meeting Date

Meeting Status

IVZ

CUSIP G491BT108

05/21/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1

Elect Martin Flanagan

Mgmt

For

For

For

2

Elect Ben Johnson, III

Mgmt

For

For

For

3

Elect J. Thomas Presby

Mgmt

For

For

For

4

Ratification of Auditor

Mgmt

For

For

For

 

ITC Holdings Corp.

 

Ticker

Security ID:

Meeting Date

Meeting Status

ITC

CUSIP 465685105

05/20/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Elect Edward Jepsen

Mgmt

For

For

For

1.2

Elect Richard McLellan

Mgmt

For

For

For

1.3

Elect William Museler

Mgmt

For

For

For

1.4

Elect Hazel R. O’Leary

Mgmt

For

For

For

1.5

Elect Gordon Bennett Stewart, III

Mgmt

For

For

For

1.6

Elect Lee Stewart

Mgmt

For

For

For

1.7

Elect Joseph Welch

Mgmt

For

For

For

2

Ratification of Auditor

Mgmt

For

For

For

 


 

Itron, Inc.

 

Ticker

Security ID:

Meeting Date

Meeting Status

ITRI

CUSIP 465741106

05/05/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1

Election of Directors

Mgmt

For

For

For

2

Elect Kirby Dyess

Mgmt

For

For

For

3

Elect Graham Wilson

Mgmt

For

For

For

4

Ratification of Auditor

Mgmt

For

For

For

 

ITT Corporation

 

Ticker

Security ID:

Meeting Date

Meeting Status

ITT

CUSIP 450911102

05/12/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Elect Steven Loranger

Mgmt

For

For

For

1.2

Elect Curtis Crawford

Mgmt

For

For

For

1.3

Elect Christina Gold

Mgmt

For

For

For

1.4

Elect Ralph Hake

Mgmt

For

For

For

1.5

Elect John Hamre

Mgmt

For

For

For

1.6

Elect Paul Kern

Mgmt

For

For

For

1.7

Elect Frank MacInnis

Mgmt

For

For

For

1.8

Elect Surya Mohapatra

Mgmt

For

For

For

1.9

Elect Linda Sanford

Mgmt

For

For

For

1.10

Elect Markos Tambakeras

Mgmt

For

For

For

2

Ratification of Auditor

Mgmt

For

For

For

3

Shareholder Proposal Regarding Disclosure of Foreign Military Sales

ShrHoldr

Against

Abstain

Against

 

ITT Educational Services, Inc.

 

Ticker

Security ID:

Meeting Date

Meeting Status

ESI

CUSIP 45068B109

05/05/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1

Elect Joanna Lau

Mgmt

For

For

For

2

Elect Samuel Odle

Mgmt

For

For

For

3

Elect John Yena

Mgmt

For

For

For

4

Ratification of Auditor

Mgmt

For

For

For

 

Jacobs Engineering Group Inc.

 

Ticker

Security ID:

Meeting Date

Meeting Status

JEC

CUSIP 469814107

01/22/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1

Election Of Director: Joseph R. Bronson

Mgmt

For

For

For

2

Election Of Director: Thomas M.T. Niles

Mgmt

For

For

For

3

Election Of Director: Noel G. Watson

Mgmt

For

For

For

4

Election Of Director: John F. Coyne

Mgmt

For

For

For

5

Amendment to the 1989 Employee Stock Purchase Plan

Mgmt

For

For

For

6

Amendment to the 1999 Stock Incentive Plan

Mgmt

For

For

For

7

Ratification of Auditor

Mgmt

For

For

For

 


 

Janus Capital Group Inc.

 

Ticker

Security ID:

Meeting Date

Meeting Status

JNS

CUSIP 47102X105

04/30/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1

Election Of Director: Steven L. Scheid (Chairman)

Mgmt

For

For

For

2

Election Of Director: Timothy K. Armour

Mgmt

For

For

For

3

Election Of Director: J. Richard Fredericks

Mgmt

For

For

For

4

Election Of Director: Lawrence E. Kochard

Mgmt

For

For

For

5

Election Of Director: Landon H. Rowland

Mgmt

For

For

For

6

Ratification of Auditor

Mgmt

For

For

For

 

Joy Global Inc.

 

Ticker

Security ID:

Meeting Date

Meeting Status

JOYG

CUSIP 481165108

02/24/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Elect Steven Gerard

Mgmt

For

For

For

1.2

Elect John Hanson

Mgmt

For

For

For

1.3

Elect Kenneth Johnsen

Mgmt

For

For

For

1.4

Elect Gale Klappa

Mgmt

For

For

For

1.5

Elect Richard Loynd

Mgmt

For

For

For

1.6

Elect P. Eric Siegert

Mgmt

For

For

For

1.7

Elect Michael Sutherlin

Mgmt

For

For

For

1.8

Elect James Tate

Mgmt

For

For

For

2

Ratification of Auditor

Mgmt

For

For

For

 

Kohl’s Corporation

 

Ticker

Security ID:

Meeting Date

Meeting Status

KSS

CUSIP 500255104

05/14/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1

Elect Peter Boneparth

Mgmt

For

For

For

2

Elect Steven Burd

Mgmt

For

For

For

3

Elect John Herma

Mgmt

For

For

For

4

Elect Dale Jones

Mgmt

For

For

For

5

Elect William Kellogg

Mgmt

For

For

For

6

Elect Kevin Mansell

Mgmt

For

For

For

7

Elect R. Lawrence Montgomery

Mgmt

For

For

For

8

Elect Frank Sica

Mgmt

For

For

For

9

Elect Peter Sommerhauser

Mgmt

For

For

For

10

Elect Stephanie Streeter

Mgmt

For

For

For

11

Elect Stephen Watson

Mgmt

For

For

For

12

Ratification of Auditor

Mgmt

For

For

For

13

Shareholder Proposal Regarding Majority Vote for Election of Directors

ShrHoldr

Against

For

Against

 


 

Laboratory Corporation of America Holdings

 

Ticker

Security ID:

Meeting Date

Meeting Status

LH

CUSIP 50540R409

05/06/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1

Elect Thomas Mac Mahon

Mgmt

For

For

For

2

Elect Kerrii Anderson

Mgmt

For

For

For

3

Elect Jean-Luc Bélingard

Mgmt

For

For

For

4

Elect David King

Mgmt

For

For

For

5

Elect Wendy Lane

Mgmt

For

For

For

6

Elect Robert Mittelstaedt, Jr.

Mgmt

For

For

For

7

Elect Arthur Rubenstein

Mgmt

For

For

For

8

Elect M. Keith Weikel

Mgmt

For

For

For

9

Elect R. Sanders Williams

Mgmt

For

For

For

10

Ratification of Auditor

Mgmt

For

For

For

 

Lam Research Corporation

 

Ticker

Security ID:

Meeting Date

Meeting Status

LRCX

CUSIP 512807108

11/06/2008

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Elect James Bagley

Mgmt

For

For

For

1.2

Elect David Arscott

Mgmt

For

For

For

1.3

Elect Robert Berdahl

Mgmt

For

For

For

1.4

Elect Richard Elkus, Jr.

Mgmt

For

For

For

1.5

Elect Jack Harris

Mgmt

For

For

For

1.6

Elect Grant Inman

Mgmt

For

For

For

1.7

Elect Catherine Lego

Mgmt

For

For

For

1.8

Elect Stephen Newberry

Mgmt

For

For

For

1.9

Elect Seiichi Watanabe

Mgmt

For

For

For

1.10

Elect Patricia Wolpert

Mgmt

For

For

For

2

Ratification of Auditor

Mgmt

For

For

For

 

Landstar System, Inc.

 

Ticker

Security ID:

Meeting Date

Meeting Status

LSTR

CUSIP 515098101

04/30/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Elect Henry Gerkens

Mgmt

For

For

For

2

Ratification of Auditor

Mgmt

For

For

For

3

Approval Of An Amendment To The Companys 2002 Employee Stock Option Plan.

Mgmt

For

For

For

 


 

Leap Wireless International

 

Ticker

Security ID:

Meeting Date

Meeting Status

LWIN

CUSIP 521863308

05/21/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Elect John Harkey, Jr.

Mgmt

For

For

For

1.2

Elect S. Douglas Hutcheson

Mgmt

For

For

For

1.3

Elect Robert LaPenta

Mgmt

For

For

For

1.4

Elect Mark Rachesky

Mgmt

For

Withhold

Against

1.5

Elect Michael Targoff

Mgmt

For

For

For

2

Ratification of Auditor

Mgmt

For

For

For

3

Amendment to the 2004 Stock Option, Restricted Stock and Deferred Stock Unit Plan

Mgmt

For

For

For

 

Liberty Media Corporation (Interactive)

 

Ticker

Security ID:

Meeting Date

Meeting Status

LINTA

CUSIP 53071M500

06/25/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Elect Donne Fisher

Mgmt

For

For

For

1.2

Elect Gregory Maffei

Mgmt

For

Withhold

Against

1.3

Elect M. LaVoy Robison

Mgmt

For

For

For

2

Technical Amendments to the Certificate of Incorporation

Mgmt

For

For

For

3

Reverse Stock Split

Mgmt

For

For

For

4

Ratification of Auditor

Mgmt

For

For

For

 

Linear Technology Corp.

 

Ticker

Security ID:

Meeting Date

Meeting Status

LLTC

CUSIP 535678106

11/05/2008

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Elect Robert Swanson, Jr.

Mgmt

For

Withhold

Against

1.2

Elect David Lee

Mgmt

For

For

For

1.3

Elect Lothar Maier

Mgmt

For

For

For

1.4

Elect Richard Moley

Mgmt

For

For

For

1.5

Elect Thomas Volpe

Mgmt

For

For

For

2

Ratification of Auditor

Mgmt

For

For

For

 

LKQ Corporation

 

Ticker

Security ID:

Meeting Date

Meeting Status

LKQX

CUSIP 501889208

05/11/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1

Elect A. Clinton Allen

Mgmt

For

For

For

2

Elect Robert Devlin

Mgmt

For

For

For

3

Elect Donald Flynn

Mgmt

For

For

For

4

Elect Kevin Flynn

Mgmt

For

For

For

5

Elect Ronald Foster

Mgmt

For

For

For

6

Elect Joseph Holsten

Mgmt

For

For

For

7

Elect Paul Meister

Mgmt

For

For

For

8

Elect John O’Brien

Mgmt

For

For

For

9

Elect William Webster, IV

Mgmt

For

For

For

10

Ratification of Auditor

Mgmt

For

For

For

 


 

Marvell Technology Group Ltd.

 

Ticker

Security ID:

Meeting Date

Meeting Status

MRVL

CUSIP G5876H105

07/11/2008

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1

Election Of Class 1 Director: John G. Kassakian

Mgmt

For

For

For

2

Election Of Class 2 Director: Kuo Wei (Herbert) Chang

Mgmt

For

For

For

3

Election Of Class 2 Director: Juergen Gromer, Ph.D.

Mgmt

For

For

For

4

Election Of Class 2 Director: Arturo Krueger

Mgmt

For

For

For

5

Ratification of Auditor

Mgmt

For

For

For

 

MasterCard Incorporated

 

Ticker

Security ID:

Meeting Date

Meeting Status

MA

CUSIP 57636Q104

06/09/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Elect Richard Haythornthwaite

Mgmt

For

For

For

1.2

Elect David Carlucci

Mgmt

For

For

For

1.3

Elect Robert Selander

Mgmt

For

For

For

2

Change In Board Size

Mgmt

For

For

For

3

Ratification of Auditor

Mgmt

For

For

For

 

McAfee, Inc.

 

Ticker

Security ID:

Meeting Date

Meeting Status

MFE

CUSIP 579064106

04/27/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1

Election Of Director: Mr. Leslie G. Denend

Mgmt

For

For

For

2

Election Of Director: Mr. David G. Dewalt

Mgmt

For

For

For

3

Election Of Director: Mr. Charles J. Robel

Mgmt

For

For

For

4

Amendment To Declassify The Board

Mgmt

For

For

For

5

Approval Of The Amendments To Our 1997 Stock Incentive Plan, As Amended.

Mgmt

For

For

For

6

Amendment to the 2002 Employee Stock Purchase Plan

Mgmt

For

For

For

7

Amendment to the 1993 Stock Option Plan for Outside Directors

Mgmt

For

For

For

8

Ratification of Auditor

Mgmt

For

For

For

 

McAfee, Inc.

 

Ticker

Security ID:

Meeting Date

Meeting Status

MFE

CUSIP 579064106

07/28/2008

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Elect Thomas Darcy

Mgmt

For

For

For

1.2

Elect Denise O’Leary

Mgmt

For

For

For

1.3

Elect Robert Pangia

Mgmt

For

For

For

1.4

Elect Carl Bass

Mgmt

For

For

For

1.5

Elect Jeffrey Miller

Mgmt

For

For

For

1.6

Elect Anthony Zingzale

Mgmt

For

For

For

2

Approval Of The Executive Bonus Plan.

Mgmt

For

For

For

3

Approval Of The Amendments To The 1997 Stock Incentive Plan, As Amended.

Mgmt

For

For

For

4

Ratification of Auditor

Mgmt

For

For

For

 


 

McGraw-Hill Companies, Inc.

 

Ticker

Security ID:

Meeting Date

Meeting Status

MHP

CUSIP 580645109

04/29/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Elect Sir Michael Rake

Mgmt

For

For

For

1.2

Elect Kurt Schmoke

Mgmt

For

For

For

1.3

Elect Sidney Taurel

Mgmt

For

For

For

2

Vote To Reapprove Performance Goals Under Our 2002 Stock Incentive Plan.

Mgmt

For

For

For

3

Ratification Of Auditor

Mgmt

For

For

For

4

Shareholder Proposal Requesting Election Of Each Director Annually.

ShrHoldr

Against

For

Against

5

Shareholder Proposal Requesting Adoption Of Simple Majority Vote.

ShrHoldr

Against

For

Against

6

Shareholder Proposal Regarding Disclosure Of Political Contributions

ShrHoldr

Against

For

Against

7

Shareholder Proposal Requesting Election Of Directors By Majority Vote.

ShrHoldr

Against

For

Against

8

Shareholder Proposal Regarding Independent Board Chairman

ShrHoldr

Against

For

Against

 

McKesson Corporation

 

Ticker

Security ID:

Meeting Date

Meeting Status

MCK

CUSIP 58155Q103

07/23/2008

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1

Election Of Director: Andy D. Bryant

Mgmt

For

For

For

2

Election Of Director: Wayne A. Budd

Mgmt

For

For

For

3

Election Of Director: John H. Hammergren

Mgmt

For

For

For

4

Election Of Director: Alton F. Irby III

Mgmt

For

For

For

5

Election Of Director: M. Christine Jacobs

Mgmt

For

For

For

6

Election Of Director: Marie L. Knowles

Mgmt

For

For

For

7

Election Of Director: David M. Lawrence, M.D.

Mgmt

For

For

For

8

Election Of Director: Edward A. Mueller

Mgmt

For

For

For

9

Election Of Director: James V. Napier

Mgmt

For

For

For

10

Election Of Director: Jane E. Shaw

Mgmt

For

For

For

11

Ratification of Auditor

Mgmt

For

For

For

 

Mednax, Inc.

 

Ticker

Security ID:

Meeting Date

Meeting Status

PDX

CUSIP 705324101

09/24/2008

Voted

Meeting Type

Country of Trade

 

 

Special

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1

Amendment to the 1996 Non-Qualified Employee Stock Purchase Plan

Mgmt

For

For

For

 

MEMC Electronic Materials, Inc.

 

Ticker

Security ID:

Meeting Date

Meeting Status

WFR

CUSIP 552715104

04/21/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Elect Robert Boehlke

Mgmt

For

For

For

1.2

Elect C. Douglas Marsh

Mgmt

For

For

For

1.3

Elect Michael McNamara

Mgmt

For

For

For

2

Ratification of Auditor

Mgmt

For

For

For

 


 

Millicom International Cellular SA

 

Ticker

Security ID:

Meeting Date

Meeting Status

MICC

CUSIP L6388F110

07/07/2008

Take No Action

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1

Election Of Chairman.

Mgmt

N/A

TNA

N/A

2

Report Of The Board Of Directors And Auditor

Mgmt

N/A

TNA

N/A

3

Accounts And Reports

Mgmt

N/A

TNA

N/A

4

Allocation Of The Results Of The Year Ended December 31 2007.

Mgmt

N/A

TNA

N/A

5

Ratification Of Board Acts

Mgmt

N/A

TNA

N/A

6

Election Of The Board Of Directors, Including Two New Directors.

Mgmt

N/A

TNA

N/A

7

Election Of The External Auditors.

Mgmt

N/A

TNA

N/A

8

Approval Of Directors Fees.

Mgmt

N/A

TNA

N/A

9

Authority To Repurchase Shares

Mgmt

N/A

TNA

N/A

10

Miscellaneous.

Mgmt

N/A

TNA

N/A

11

Amendments To Articles

Mgmt

N/A

TNA

N/A

12

Miscellaneous.

Mgmt

N/A

TNA

N/A

 

Monsanto Company

 

Ticker

Security ID:

Meeting Date

Meeting Status

MON

CUSIP 61166W101

01/14/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1

Election Of Director: Janice L. Fields

Mgmt

For

For

For

2

Election Of Director: Hugh Grant

Mgmt

For

For

For

3

Election Of Director: C. Steven Mcmillan

Mgmt

For

For

For

4

Election Of Director: Robert J. Stevens

Mgmt

For

For

For

5

Ratification of Auditor

Mgmt

For

For

For

 

Noble Corporation

 

Ticker

Security ID:

Meeting Date

Meeting Status

NE

CUSIP G65422100

03/17/2009

Voted

Meeting Type

Country of Trade

 

 

Special

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1

Reincorporation from the Cayman Islands to Switzerland

Mgmt

For

For

For

2

Right to Adjourn Meeting

Mgmt

For

Against

Against

 

Noble Corporation

 

Ticker

Security ID:

Meeting Date

Meeting Status

NE

CUSIP H5833N103

05/28/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1

Amendment to Par Value; Capital Repayment

Mgmt

For

For

For

2.1

Elect Julie Edwards

Mgmt

For

For

For

2.2

Elect Marc Leland

Mgmt

For

For

For

2.3

Elect David Williams

Mgmt

For

For

For

3

Appointment of Auditor

Mgmt

For

For

For

4

Amendment Regarding Supermajority Voting

Mgmt

For

For

For

 


 

Northern Trust Corporation

 

Ticker

Security ID:

Meeting Date

Meeting Status

NTRS

CUSIP 665859104

04/21/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Elect Linda Walker Bynoe

Mgmt

For

For

For

1.2

Elect Nicholas Chabraja

Mgmt

For

For

For

1.3

Elect Susan Crown

Mgmt

For

For

For

1.4

Elect Dipak Jain

Mgmt

For

For

For

1.5

Elect Arthur Kelly

Mgmt

For

For

For

1.6

Elect Robert McCormack

Mgmt

For

For

For

1.7

Elect Edward Mooney

Mgmt

For

For

For

1.8

Elect William Osborn

Mgmt

For

For

For

1.9

Elect John Rowe

Mgmt

For

For

For

1.10

Elect Harold Smith

Mgmt

For

For

For

1.11

Elect William Smithburg

Mgmt

For

For

For

1.12

Elect Enrique Sosa

Mgmt

For

For

For

1.13

Elect Charles Tribbett III

Mgmt

For

For

For

1.14

Elect Frederick Waddell

Mgmt

For

For

For

2

Ratification of Auditor

Mgmt

For

For

For

3

Advisory Vote on Executive Compensation

Mgmt

For

For

For

 

NVR, Inc.

 

Ticker

Security ID:

Meeting Date

Meeting Status

NVR

CUSIP 62944T105

05/05/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1

Elect Timothy Donahue

Mgmt

For

For

For

2

Elect William Moran

Mgmt

For

For

For

3

Elect Alfred Festa

Mgmt

For

For

For

4

Elect W. Grady Rosier

Mgmt

For

For

For

5

Ratification of Auditor

Mgmt

For

For

For

6

Shareholder Proposal Regarding Retention of Shares After Retirement

ShrHoldr

Against

Against

For

 

Old Dominion Freight Line, Inc.

 

Ticker

Security ID:

Meeting Date

Meeting Status

ODFL

CUSIP 679580100

05/18/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Elect John Congdon

Mgmt

For

For

For

1.2

Elect David Congdon

Mgmt

For

For

For

1.3

Elect J. Paul Breitbach

Mgmt

For

For

For

1.4

Elect Earl Congdon

Mgmt

For

For

For

1.5

Elect John Congdon, Jr.

Mgmt

For

For

For

1.6

Elect Robert Culp, III

Mgmt

For

For

For

1.7

Elect John Kasarda

Mgmt

For

For

For

1.8

Elect Leo Suggs

Mgmt

For

For

For

1.9

Elect D. Michael Wray

Mgmt

For

For

For

2

Ratification of Auditor

Mgmt

For

For

For

 


 

Panera Bread Company

 

Ticker

Security ID:

Meeting Date

Meeting Status

PNRA

CUSIP 69840W108

05/21/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Elect Domenic Colasacco

Mgmt

For

For

For

1.2

Elect W. Austin Ligon

Mgmt

For

For

For

2

Ratification of Auditor

Mgmt

For

For

For

 

Parker-Hannifin Corporation

 

Ticker

Security ID:

Meeting Date

Meeting Status

PH

CUSIP 701094104

10/22/2008

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Elect William Kassling

Mgmt

For

For

For

1.2

Elect Joseph Scaminace

Mgmt

For

For

For

1.3

Elect Wolfgang Schmitt

Mgmt

For

For

For

2

Ratification of Auditor

Mgmt

For

For

For

 

Paychex, Inc.

 

Ticker

Security ID:

Meeting Date

Meeting Status

PAYX

CUSIP 704326107

10/07/2008

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1

Election Of Director: B. Thomas Golisano

Mgmt

For

For

For

2

Election Of Director: David J.S. Flaschen

Mgmt

For

For

For

3

Election Of Director: Phillip Horsley

Mgmt

For

For

For

4

Election Of Director: Grant M. Inman

Mgmt

For

For

For

5

Election Of Director: Pamela A. Joseph

Mgmt

For

For

For

6

Election Of Director: Jonathan J. Judge

Mgmt

For

For

For

7

Election Of Director: Joseph M. Tucci

Mgmt

For

For

For

8

Election Of Director: Joseph M. Velli

Mgmt

For

For

For

9

Ratification of Auditor

Mgmt

For

For

For

 

Penn National Gaming, Inc.

 

Ticker

Security ID:

Meeting Date

Meeting Status

PENN

CUSIP 707569109

11/12/2008

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Elect Peter Carlino

Mgmt

For

For

For

1.2

Elect Harold Cramer

Mgmt

For

For

For

2

Authority to Conduct Private Placement

Mgmt

For

For

For

3

Approval Of 2008 Long Term Incentive Compensation Plan.

Mgmt

For

For

For

4

Ratification of Auditor

Mgmt

For

For

For

 


 

Perrigo Company

 

Ticker

Security ID:

Meeting Date

Meeting Status

PRGO

CUSIP 714290103

11/04/2008

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Elect Moshe Arkin

Mgmt

For

For

For

1.2

Elect Gary Kunkle, Jr.

Mgmt

For

For

For

1.3

Elect Herman Morris, Jr.

Mgmt

For

For

For

1.4

Elect Ben-Zion Zilberfarb

Mgmt

For

For

For

2

Approval Of The Proposed Annual Incentive Plan.

Mgmt

For

For

For

3

Amendment to the 2003 Long-Term Incentive Plan

Mgmt

For

For

For

 

Petrohawk Energy Corporation

 

Ticker

Security ID:

Meeting Date

Meeting Status

HK

CUSIP 716495106

06/18/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Elect James Christmas

Mgmt

For

For

For

1.2

Elect James Irish III

Mgmt

For

Withhold

Against

1.3

Elect Robert Stone, Jr.

Mgmt

For

For

For

2

Increase of Authorized Common Stock

Mgmt

For

For

For

3

Amendment to the 2004 Employee Incentive Plan

Mgmt

For

For

For

4

Amendment to the 2004 Non-Employee Director Incentive Plan

Mgmt

For

For

For

5

Authority of Board to Amend Bylaws Without Shareholder Consent

Mgmt

For

For

For

6

Ratification of Auditor

Mgmt

For

For

For

 

Pharmaceutical Product Development, Inc.

 

Ticker

Security ID:

Meeting Date

Meeting Status

PPDI

CUSIP 717124101

05/20/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Elect Stuart Bondurant

Mgmt

For

For

For

1.2

Elect Fredric Eshelman

Mgmt

For

For

For

1.3

Elect Frederick Frank

Mgmt

For

For

For

1.4

Elect David Grange

Mgmt

For

For

For

1.5

Elect Catherine Klema

Mgmt

For

For

For

1.6

Elect Terry Magnuson

Mgmt

For

For

For

1.7

Elect Ernest Mario

Mgmt

For

For

For

1.8

Elect John McNeill, Jr.

Mgmt

For

For

For

2

Amendment to the 1995 Equity Compensation Plan

Mgmt

For

For

For

3

Ratification of Auditor

Mgmt

For

For

For

4

Transaction of Other Business

Mgmt

For

Against

Against

 


 

Pitney Bowes Inc.

 

Ticker

Security ID:

Meeting Date

Meeting Status

PBI

CUSIP 724479100

05/11/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1

Elect Anne Busquet

Mgmt

For

For

For

2

Elect Anne Fuchs

Mgmt

For

For

For

3

Elect James Keyes

Mgmt

For

For

For

4

Elect David Shedlarz

Mgmt

For

For

For

5

Elect David Snow

Mgmt

For

For

For

6

Ratification of Auditor

Mgmt

For

For

For

 

Plum Creek Timber Company, Inc.

 

Ticker

Security ID:

Meeting Date

Meeting Status

PCL

CUSIP 729251108

05/06/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1

Elect Rick Holley

Mgmt

For

For

For

2

Elect Robin Josephs

Mgmt

For

For

For

3

Elect John McDonald

Mgmt

For

For

For

4

Elect Robert McLeod

Mgmt

For

For

For

5

Elect John Morgan, Sr.

Mgmt

For

For

For

6

Elect John Scully

Mgmt

For

For

For

7

Elect Stephen Tobias

Mgmt

For

For

For

8

Elect Martin White

Mgmt

For

For

For

9

Adoption of Majority Vote for Election of Directors

Mgmt

For

For

For

10

Amendment to Increase Ownership Limit

Mgmt

For

For

For

11

Ratification of Auditor

Mgmt

For

For

For

12

Shareholder Proposal Regarding Advisory Vote on Compensation (Say on Pay)

ShrHoldr

Against

For

Against

 

Potash Corp of Saskatchewan

 

Ticker

Security ID:

Meeting Date

Meeting Status

POT

CUSIP 73755L107

05/07/2009

Voted

Meeting Type

Country of Trade

 

 

Special

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Elect Christopher Burley

Mgmt

For

For

For

1.2

Elect William Doyle

Mgmt

For

For

For

1.3

Elect John Estey

Mgmt

For

For

For

1.4

Elect Charles Hoffman

Mgmt

For

For

For

1.5

Elect Dallas Howe

Mgmt

For

For

For

1.6

Elect Alice Laberge

Mgmt

For

For

For

1.7

Elect Keith Martell

Mgmt

For

For

For

1.8

Elect Jeffrey McCaig

Mgmt

For

For

For

1.9

Elect Mary Mogford

Mgmt

For

For

For

1.10

Elect Paul Schoenhals

Mgmt

For

For

For

1.11

Elect E. Robert Stromberg

Mgmt

For

For

For

1.12

Elect Elena Viyella de Paliza

Mgmt

For

For

For

2

Appointment of Auditor

Mgmt

For

For

For

3

2009 Performance Option Plan

Mgmt

For

For

For

4

Shareholder Proposal Regarding Advisory Vote on Executive Compensation (Say on Pay)

Mgmt

Against

For

Against

 


 

PPL Corporation

 

Ticker

Security ID:

Meeting Date

Meeting Status

PPL

CUSIP 69351T106

05/20/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Elect John Conway

Mgmt

For

For

For

1.2

Elect E. Allen Deaver

Mgmt

For

For

For

1.3

Elect James Miller

Mgmt

For

For

For

2

Ratification of Auditor

Mgmt

For

For

For

3

Shareholder Proposal Regarding Declassification of the Board

ShrHoldr

Against

For

Against

 

Precision Castparts Corp.

 

Ticker

Security ID:

Meeting Date

Meeting Status

PCP

CUSIP 740189105

08/12/2008

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Elect Don Graber

Mgmt

For

For

For

1.2

Elect Lester Lyles

Mgmt

For

For

For

2

Approval Of The 2008 Employee Stock Purchase Plan

Mgmt

For

For

For

3

Approval Of Amendments To The 2001 Stock Incentive Plan

Mgmt

For

For

For

4

Ratification of Auditor

Mgmt

For

For

For

 

Psychiatric Solutions, Inc.

 

Ticker

Security ID:

Meeting Date

Meeting Status

PSYS

CUSIP 74439H108

05/19/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Elect Christopher Grant, Jr.

Mgmt

For

For

For

1.2

Elect David Dill

Mgmt

For

For

For

2

Outside Directors’ Non-Qualified Stock Option Plan

Mgmt

For

For

For

3

Ratification of Auditor

Mgmt

For

For

For

 

Quanta Services, Inc.

 

Ticker

Security ID:

Meeting Date

Meeting Status

PWR

CUSIP 74762E102

05/21/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Elect James Ball

Mgmt

For

For

For

1.2

Elect John Colson

Mgmt

For

For

For

1.3

Elect John Conaway

Mgmt

For

For

For

1.4

Elect Ralph DiSibio

Mgmt

For

For

For

1.5

Elect Bernard Fried

Mgmt

For

For

For

1.6

Elect Louis Golm

Mgmt

For

For

For

1.7

Elect Worthing Jackman

Mgmt

For

For

For

1.8

Elect Bruce Ranck

Mgmt

For

For

For

1.9

Elect John Wilson

Mgmt

For

For

For

1.10

Elect Pat Wood, III

Mgmt

For

For

For

2

Ratification of Auditor

Mgmt

For

For

For

 


 

Quest Diagnostics

 

Ticker

Security ID:

Meeting Date

Meeting Status

DGX

CUSIP 74834L100

05/14/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1

Elect Jenne Britell

Mgmt

For

For

For

2

Elect Gail Wilensky

Mgmt

For

For

For

3

Elect John Ziegler

Mgmt

For

For

For

4

Amendment to the Employee Long-Term Incentive Plan

Mgmt

For

For

For

5

Amendment to the Long-Term Incentive Plan for Non-Employee Directors

Mgmt

For

For

For

6

Ratification of Auditor

Mgmt

For

For

For

 

Questar Corporation

 

Ticker

Security ID:

Meeting Date

Meeting Status

STR

CUSIP 748356102

05/19/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Elect Keith Rattie

Mgmt

For

For

For

1.2

Elect Harris Simmons

Mgmt

For

For

For

1.3

Elect M. W. Scoggins

Mgmt

For

Withhold

Against

1.4

Elect James Harmon

Mgmt

For

For

For

2

Ratification of Auditor

Mgmt

For

For

For

3

Repeal of Classified Board and Change in Board Size

Mgmt

For

For

For

4

Clarification of the Director Liability Standard

Mgmt

For

For

For

5

Increase of Authorized Common Stock

Mgmt

For

Against

Against

6

Amendment to Authorized Preferred Stock

Mgmt

For

For

For

7

Amendment to the Long-Term Cash Incentive Plan

Mgmt

For

For

For

8

Shareholder Proposal Regarding Majority Vote for Election of Directors

ShrHoldr

Against

For

Against

9

Shareholder Proposal Regarding Advisory Vote on Compensation (Say on Pay)

ShrHoldr

Against

Against

For

 

Range Resources Corporation

 

Ticker

Security ID:

Meeting Date

Meeting Status

RRC

CUSIP 75281A109

05/20/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1

Elect Charles Blackburn

Mgmt

For

For

For

2

Elect Anthony Dub

Mgmt

For

For

For

3

Elect V. Richard Eales

Mgmt

For

For

For

4

Elect Allen Finkelson

Mgmt

For

For

For

5

Elect James Funk

Mgmt

For

For

For

6

Elect Jonathan Linker

Mgmt

For

For

For

7

Elect Kevin McCarthy

Mgmt

For

For

For

8

Elect John Pinkerton

Mgmt

For

For

For

9

Elect Jeffrey Ventura

Mgmt

For

For

For

10

Amendment to the 2005 Equity-Based Compensation Plan

Mgmt

For

For

For

11

Ratification of Auditor

Mgmt

For

For

For

12

Transaction of Other Business

Mgmt

For

Against

Against

 


 

Research In Motion Ltd.

 

Ticker

Security ID:

Meeting Date

Meeting Status

RIMM

CUSIP 760975102

07/15/2008

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1

Election of Directors (Slate)

Mgmt

For

For

For

2

Appointment of Auditor and Authority to Set Fees

Mgmt

For

For

For

 

Robert Half International Inc.

 

Ticker

Security ID:

Meeting Date

Meeting Status

RHI

CUSIP 770323103

05/05/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Elect Andrew Berwick, Jr.

Mgmt

For

For

For

1.2

Elect Frederick Furth

Mgmt

For

For

For

1.3

Elect Edward Gibbons

Mgmt

For

For

For

1.4

Elect Harold Messmer, Jr.

Mgmt

For

For

For

1.5

Elect Barbara Novogradac

Mgmt

For

For

For

1.6

Elect Robert Pace

Mgmt

For

For

For

1.7

Elect Fredrick Richman

Mgmt

For

For

For

1.8

Elect J. Stephen Schaub

Mgmt

For

For

For

1.9

Elect M. Keith Waddell

Mgmt

For

For

For

2

Ratification of Auditor

Mgmt

For

For

For

3

Elimination of Supermajority Requirements for Certain Transactions

Mgmt

For

For

For

4

Technical Amendment to Certificate of Incorporation

Mgmt

For

For

For

 

Roper Industries, Inc.

 

Ticker

Security ID:

Meeting Date

Meeting Status

ROP

CUSIP 776696106

06/03/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Elect Robert Johnson

Mgmt

For

For

For

1.2

Elect Robert Knowling, Jr.

Mgmt

For

For

For

1.3

Elect Wilbur Prezzano

Mgmt

For

For

For

2

Ratification of Auditor

Mgmt

For

For

For

 

Ross Stores, Inc.

 

Ticker

Security ID:

Meeting Date

Meeting Status

ROST

CUSIP 778296103

05/20/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Elect Michael Balmuth

Mgmt

For

For

For

1.2

Elect K. Gunnar Bjorklund

Mgmt

For

For

For

1.3

Elect Sharon Garrett

Mgmt

For

For

For

2

Ratification of Auditor

Mgmt

For

For

For

 


 

salesforce.com, inc.

 

Ticker

Security ID:

Meeting Date

Meeting Status

CRM

CUSIP 79466L302

06/11/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Elect Craig Ramsey

Mgmt

For

For

For

1.2

Elect Sanford Robertson

Mgmt

For

For

For

1.3

Elect Maynard Webb

Mgmt

For

For

For

2

Ratification of Auditor

Mgmt

For

For

For

 

salesforce.com, inc.

 

Ticker

Security ID:

Meeting Date

Meeting Status

CRM

CUSIP 79466L302

07/10/2008

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Elect Marc Benioff

Mgmt

For

For

For

1.2

Elect Craig Conway

Mgmt

For

For

For

1.3

Elect Alan Hassenfeld

Mgmt

For

For

For

2

Ratification of Auditor

Mgmt

For

For

For

3

Amendment to the 2004 Equity Incentive Plan to Increase Shares

Mgmt

For

Against

Against

4

Amendment to the 2004 Equity Incentive Plan Pursuant to Section 162(m)

Mgmt

For

For

For

 

SanDisk Corporation

 

Ticker

Security ID:

Meeting Date

Meeting Status

SNDK

CUSIP 80004C101

05/27/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Elect Eli Harari

Mgmt

For

For

For

1.2

Elect Irwin Federman

Mgmt

For

For

For

1.3

Elect Steve Gomo

Mgmt

For

For

For

1.4

Elect Eddy Hartenstein

Mgmt

For

For

For

1.5

Elect Catherine Lego

Mgmt

For

For

For

1.6

Elect Michael Marks

Mgmt

For

For

For

1.7

Elect James Meindl

Mgmt

For

For

For

2

Ratification of Auditor

Mgmt

For

For

For

3

Elimination of Cumulative Voting

Mgmt

For

Against

Against

4

Amendment to the 2005 Incentive Plan

Mgmt

For

For

For

5

Amendment to the 2005 Incentive Plan

Mgmt

For

For

For

6

Shareholder Proposal Regarding Majority Vote for Election of Directors

ShrHoldr

Against

For

Against

7

Shareholder Proposal Regarding Sustainability Report

ShrHoldr

Against

Abstain

Against

 


 

Seagate Technology

 

Ticker

Security ID:

Meeting Date

Meeting Status

STX

CUSIP G7945J104

10/30/2008

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1

Elect William D. Watkins As A Director

Mgmt

For

For

For

2

Elect Stephen J. Luczo As A Director

Mgmt

For

For

For

3

Elect Frank J. Biondi As A Director

Mgmt

For

For

For

4

Elect William W. Bradley As A Director

Mgmt

For

For

For

5

Elect Donald E. Kiernan As A Director

Mgmt

For

For

For

6

Elect David F. Marquardt As A Director

Mgmt

For

For

For

7

Elect Lydia M. Marshall As A Director

Mgmt

For

For

For

8

Elect C.S. Park As A Director

Mgmt

For

Against

Against

9

Elect Gregorio Reyes As A Director

Mgmt

For

For

For

10

Elect John W. Thompson As A Director

Mgmt

For

For

For

11

Amendment to the Executive Officer Performance Bonus Plan

Mgmt

For

For

For

12

Ratification of Auditor

Mgmt

For

For

For

 

Sherwin-Williams Co.

 

Ticker

Security ID:

Meeting Date

Meeting Status

SHW

CUSIP 824348106

04/15/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Elect Arthur Anton

Mgmt

For

For

For

1.2

Elect James Boland

Mgmt

For

For

For

1.3

Elect Christopher Connor

Mgmt

For

For

For

1.4

Elect David Hodnik

Mgmt

For

For

For

1.5

Elect Susan Kropf

Mgmt

For

For

For

1.6

Elect Gary McCullough

Mgmt

For

For

For

1.7

Elect A. Malachi Mixon, III

Mgmt

For

For

For

1.8

Elect Curtis Moll

Mgmt

For

For

For

1.9

Elect Richard Smucker

Mgmt

For

For

For

2

Ratification of Auditor

Mgmt

For

For

For

3

Shareholder Proposal Relating To Majority Voting.

ShrHoldr

Against

For

Against

 

Silicon Laboratories Inc.

 

Ticker

Security ID:

Meeting Date

Meeting Status

SLAB

CUSIP 826919102

04/23/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Elect Harvey Cash

Mgmt

For

For

For

1.2

Elect Necip Sayiner

Mgmt

For

For

For

1.3

Elect David Welland

Mgmt

For

For

For

2

Ratification of Auditor

Mgmt

For

For

For

3

To Approve The 2009 Stock Incentive Plan.

Mgmt

For

Against

Against

4

To Approve The 2009 Employee Stock Purchase Plan.

Mgmt

For

For

For

 


 

Sohu.com, Inc.

 

Ticker

Security ID:

Meeting Date

Meeting Status

SOHU

CUSIP 83408W103

06/19/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Elect Charles Zhang

Mgmt

For

For

For

1.2

Elect Charles Huang

Mgmt

For

For

For

1.3

Elect Dave Qi

Mgmt

For

For

For

1.4

Elect Shi Wang

Mgmt

For

For

For

2

Ratification of Auditor

Mgmt

For

For

For

 

Southwestern Energy Company

 

Ticker

Security ID:

Meeting Date

Meeting Status

SWN

CUSIP 845467109

05/19/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Elect Lewis Epley, Jr.

Mgmt

For

For

For

1.2

Elect Robert Howard

Mgmt

For

For

For

1.3

Elect Harold Korell

Mgmt

For

For

For

1.4

Elect Vello Kuuskraa

Mgmt

For

For

For

1.5

Elect Kenneth Mourton

Mgmt

For

For

For

1.6

Elect Charles Scharlau

Mgmt

For

For

For

2

Ratification of Auditor

Mgmt

For

For

For

 

St. Jude Medical, Inc.

 

Ticker

Security ID:

Meeting Date

Meeting Status

STJ

CUSIP 790849103

05/08/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Elect John Brown

Mgmt

For

For

For

1.2

Elect Daniel Starks

Mgmt

For

For

For

2

Management Incentive Compensation Plan

Mgmt

For

For

For

3

Ratification of Auditor

Mgmt

For

For

For

 

Starbucks Corporation

 

Ticker

Security ID:

Meeting Date

Meeting Status

SBUX

CUSIP 855244109

03/18/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1

Election Of Director: Howard Schultz

Mgmt

For

For

For

2

Election Of Director: Barbara Bass

Mgmt

For

For

For

3

Election Of Director: William W. Bradley

Mgmt

For

For

For

4

Election Of Director: Mellody Hobson

Mgmt

For

For

For

5

Election Of Director: Kevin R. Johnson

Mgmt

For

For

For

6

Election Of Director: Olden Lee

Mgmt

For

For

For

7

Election Of Director: Sheryl Sandberg

Mgmt

For

For

For

8

Election Of Director: James G. Shennan, Jr.

Mgmt

For

For

For

9

Election Of Director: Javier G. Teruel

Mgmt

For

For

For

10

Election Of Director: Myron E. Ullman, III

Mgmt

For

For

For

11

Election Of Director: Craig E. Weatherup

Mgmt

For

For

For

12

One-Time Stock Option Exchange Program

Mgmt

For

Against

Against

13

Ratification of Auditor

Mgmt

For

For

For

 


 

Stericycle, Inc.

 

Ticker

Security ID:

Meeting Date

Meeting Status

SRCL

CUSIP 858912108

05/28/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Elect Mark Miller

Mgmt

For

For

For

1.2

Elect Jack Schuler

Mgmt

For

For

For

1.3

Elect Thomas Brown

Mgmt

For

For

For

1.4

Elect Rod Dammeyer

Mgmt

For

For

For

1.5

Elect William Hall

Mgmt

For

For

For

1.6

Elect Jonathan Lord

Mgmt

For

For

For

1.7

Elect John Patience

Mgmt

For

For

For

1.8

Elect Ronald Spaeth

Mgmt

For

For

For

2

Ratification of Auditor

Mgmt

For

For

For

 

Strayer Education, Inc.

 

Ticker

Security ID:

Meeting Date

Meeting Status

STRA

CUSIP 863236105

04/28/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1

Election Of Director: Robert S. Silberman

Mgmt

For

For

For

2

Election Of Director: Dr. Charlotte F. Beason

Mgmt

For

For

For

3

Election Of Director: William E. Brock

Mgmt

For

For

For

4

Election Of Director: David A. Coulter

Mgmt

For

For

For

5

Election Of Director: Robert R. Grusky

Mgmt

For

For

For

6

Election Of Director: Robert L. Johnson

Mgmt

For

For

For

7

Election Of Director: Todd A. Milano

Mgmt

For

For

For

8

Election Of Director: G. Thomas Waite, III

Mgmt

For

For

For

9

Election Of Director: J. David Wargo

Mgmt

For

For

For

10

Ratification of Auditor

Mgmt

For

For

For

11

Amendment to the Employee Stock Purchase Plan

Mgmt

For

For

For

 

T. Rowe Price Group, Inc.

 

Ticker

Security ID:

Meeting Date

Meeting Status

TROW

CUSIP 74144T108

04/08/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1

Election Of Director: Edward C. Bernard

Mgmt

For

For

For

2

Election Of Director: James T. Brady

Mgmt

For

For

For

3

Election Of Director: J. Alfred Broaddus, Jr.

Mgmt

For

For

For

4

Election Of Director: Donald B. Hebb, Jr.

Mgmt

For

Against

Against

5

Election Of Director: James A.C. Kennedy

Mgmt

For

For

For

6

Election Of Director: Brian C. Rogers

Mgmt

For

For

For

7

Election Of Director: Dr. Alfred Sommer

Mgmt

For

For

For

8

Election Of Director: Dwight S. Taylor

Mgmt

For

For

For

9

Election Of Director: Anne Marie Whittemore

Mgmt

For

For

For

10

Ratification of Auditor

Mgmt

For

For

For

 


 

Tandberg ASA

 

Ticker

Security ID:

Meeting Date

Meeting Status

 

CINS R88391108

04/23/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

Norway

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1

Non-Voting Meeting Note

N/A

N/A

N/A

N/A

2

Non-Voting Meeting Note

N/A

N/A

N/A

N/A

3

Opening of Meeting; Voting List

Mgmt

For

For

For

4

Elect a Chairman for the meeting and 2 persons to countersign the minutes

Mgmt

For

For

For

5

Approve the notice and agenda

Mgmt

For

For

For

6

Approve the Management s status report

Mgmt

For

For

For

7

Approve the annual accounts for 2008, including proposed dividend

Mgmt

For

For

For

8

Compensation Policy

Mgmt

For

For

For

9

Directors and Auditors’ Fees

Mgmt

For

For

For

10

Elect the Board of Directors, Nomination Committee and the Auditor

Mgmt

For

For

For

11

Approve the capital reduction by the cancellation of treasury sales

Mgmt

For

For

For

12

Grant authority to acquire own shares

Mgmt

For

For

For

13

Grant authority to increase the Company s share capital by share issues

Mgmt

For

For

For

 

The TJX Companies, Inc.

 

Ticker

Security ID:

Meeting Date

Meeting Status

TJX

CUSIP 872540109

06/02/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Elect Jose Alvarez

Mgmt

For

For

For

1.2

Elect Alan Bennett

Mgmt

For

For

For

1.3

Elect David Brandon

Mgmt

For

For

For

1.4

Elect Bernard Cammarata

Mgmt

For

For

For

1.5

Elect David Ching

Mgmt

For

For

For

1.6

Elect Michael Hines

Mgmt

For

For

For

1.7

Elect Amy Lane

Mgmt

For

For

For

1.8

Elect Carol Meyrowitz

Mgmt

For

For

For

1.9

Elect John O’Brien

Mgmt

For

For

For

1.10

Elect Robert Shapiro

Mgmt

For

For

For

1.11

Elect Willow Shire

Mgmt

For

For

For

1.12

Elect Fletcher Wiley

Mgmt

For

For

For

2

Amendment to the Stock Incentive Plan

Mgmt

For

For

For

3

Ratification of Auditor

Mgmt

For

For

For

 

Thermo Fisher Scientific Inc.

 

Ticker

Security ID:

Meeting Date

Meeting Status

TMO

CUSIP 883556102

05/20/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Elect Judy Lewent

Mgmt

For

For

For

1.2

Elect Peter Manning

Mgmt

For

For

For

1.3

Elect Jim Manzi

Mgmt

For

For

For

1.4

Elect Elaine Ullian

Mgmt

For

For

For

2

Ratification of Auditor

Mgmt

For

For

For

 


 

Tiffany & Co.

 

Ticker

Security ID:

Meeting Date

Meeting Status

TIF

CUSIP 886547108

05/21/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1

Elect Michael Kowalski

Mgmt

For

For

For

2

Elect Rose Marie Bravo

Mgmt

For

For

For

3

Elect Gary Costley

Mgmt

For

For

For

4

Elect Lawrence Fish

Mgmt

For

For

For

5

Elect Abby Kohnstamm

Mgmt

For

For

For

6

Elect Charles Marquis

Mgmt

For

For

For

7

Elect Peter May

Mgmt

For

For

For

8

Elect J. Thomas Presby

Mgmt

For

For

For

9

Elect William Shutzer

Mgmt

For

For

For

10

Ratification of Auditor

Mgmt

For

For

For

11

Amendment to the 2005 Employee Incentive Plan

Mgmt

For

For

For

 

Ubisoft Entertainment SA

 

Ticker

Security ID:

Meeting Date

Meeting Status

 

CINS F9396N106

09/22/2008

Voted

Meeting Type

Country of Trade

 

 

Annual

France

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1

Non-Voting Meeting Note

N/A

N/A

N/A

N/A

2

Non-Voting Meeting Note

N/A

N/A

N/A

N/A

3

Accounts and Reports; Ratification of Board Acts

Mgmt

For

For

For

4

Allocation of Profits/Dividends

Mgmt

For

For

For

5

Consolidated Accounts and Reports

Mgmt

For

For

For

6

Related Party Transactions

Mgmt

For

For

For

7

Authority to Trade in Company Stock

Mgmt

For

Against

Against

8

Authority to Carry Out Formalities

Mgmt

For

For

For

9

Authority to Cancel Shares and Reduce Capital

Mgmt

For

For

For

10

Authority to Issue Shares and/or Convertible Securities w/ Preemptive Rights

Mgmt

For

For

For

11

Authority to Issue Shares and/or Convertible Securities w/o Preemptive Rights

Mgmt

For

For

For

12

Authority to Issue Shares and/or Convertible Securities Under Employee Savings Plan

Mgmt

For

For

For

13

Authority to Grant Stock Options

Mgmt

For

For

For

14

Authority to Issue Restricted Stock to Employees

Mgmt

For

For

For

15

Authority to Increase Capital for Foreign Employee Benefits

Mgmt

For

For

For

16

Authority to Issue Shares and/or Convertible Securities w/out Preemptive Rights

Mgmt

For

Against

Against

17

Authority to Increase Capital in Consideration to Contributions in Kind

Mgmt

For

For

For

18

Global Ceiling on Increases in Capital

Mgmt

For

For

For

19

Authority to Prevent a Takeover of the Company

Mgmt

For

Against

Against

20

Stock Split

Mgmt

For

For

For

21

Authority to Carry Out Formalities

Mgmt

For

For

For

 


 

Ultra Petroleum Corp.

 

Ticker

Security ID:

Meeting Date

Meeting Status

UPL

CUSIP 903914109

05/21/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Elect Michael Watford

Mgmt

For

For

For

1.2

Elect Roger Brown

Mgmt

For

For

For

1.3

Elect W. Charles Helton

Mgmt

For

For

For

1.4

Elect Stephen McDaniel

Mgmt

For

For

For

1.5

Elect Robert Rigney

Mgmt

For

For

For

2

Ratification of Auditor

Mgmt

For

For

For

3

Shareholder Regarding Report on Climate Change

ShrHoldr

Against

Against

For

4

Transaction of Other Business

Mgmt

For

Against

Against

 

Varian Medical Systems, Inc.

 

Ticker

Security ID:

Meeting Date

Meeting Status

VAR

CUSIP 92220P105

02/12/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Elect Timothy Guertin

Mgmt

For

For

For

1.2

Elect David Martin, Jr.

Mgmt

For

For

For

1.3

Elect Ruediger Naumann-Etienne

Mgmt

For

For

For

1.4

Elect Venkatraman Thyagarajan

Mgmt

For

For

For

2

Amendment to the 2005 Omnibus Stock Plan

Mgmt

For

For

For

3

To Approve The Varian Medical Systems, Inc. Management Incentive Plan.

Mgmt

For

For

For

4

Ratification of Auditor

Mgmt

For

For

For

 

VeriSign, Inc.

 

Ticker

Security ID:

Meeting Date

Meeting Status

VRSN

CUSIP 92343E102

05/28/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Elect D. James Bidzos

Mgmt

For

For

For

1.2

Elect William Chenevich

Mgmt

For

For

For

1.3

Elect Kathleen Cote

Mgmt

For

For

For

1.4

Elect Roger Moore

Mgmt

For

For

For

1.5

Elect John Roach

Mgmt

For

For

For

1.6

Elect Louis Simpson

Mgmt

For

For

For

1.7

Elect Timothy Tomlinson

Mgmt

For

For

For

2

Ratification of Auditor

Mgmt

For

For

For

 

Wabtec Corp.

 

Ticker

Security ID:

Meeting Date

Meeting Status

WAB

CUSIP 929740108

05/13/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Elect Brian Hehir

Mgmt

For

For

For

1.2

Elect Michael Howell

Mgmt

For

For

For

1.3

Elect Nickolas Vande Steeg

Mgmt

For

For

For

1.4

Elect Gary Valade

Mgmt

For

For

For

 


 

Waddell & Reed Financial, Inc.

 

Ticker

Security ID:

Meeting Date

Meeting Status

WDR

CUSIP 930059100

04/08/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Elect Dennis Logue

Mgmt

For

For

For

1.2

Elect Ronald Reimer

Mgmt

For

For

For

2

Ratification of Auditor

Mgmt

For

For

For

3

Stockholder Proposal To Require An Advisory Vote On Executive Compensation.

ShrHoldr

Against

For

Against

 

Waste Connections, Inc.

 

Ticker

Security ID:

Meeting Date

Meeting Status

WCN

CUSIP 941053100

05/14/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Elect Michael Harlan

Mgmt

For

For

For

1.2

Elect William Razzouk

Mgmt

For

For

For

2

Ratification of Auditor

Mgmt

For

For

For

 

Wendy’s/Arby’s Group Inc.

 

Ticker

Security ID:

Meeting Date

Meeting Status

WEN

CUSIP 950587105

05/28/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Elect Nelson Peltz

Mgmt

For

For

For

1.2

Elect Peter May

Mgmt

For

For

For

1.3

Elect Hugh Carey

Mgmt

For

For

For

1.4

Elect Clive Chajet

Mgmt

For

For

For

1.5

Elect Edward Garden

Mgmt

For

For

For

1.6

Elect Janet Hill

Mgmt

For

For

For

1.7

Elect Joseph Levato

Mgmt

For

For

For

1.8

Elect J. Randolph Lewis

Mgmt

For

For

For

1.9

Elect David Schwab II

Mgmt

For

For

For

1.10

Elect Roland Smith

Mgmt

For

For

For

1.11

Elect Raymond Troubh

Mgmt

For

For

For

1.12

Elect Jack Wasserman

Mgmt

For

For

For

2

Amendment to Refer to Class A Common Stock as Common Stock

Mgmt

For

For

For

3

Amendment to Provide an Alternate Presiding Chairman in the Absence of the Chairman

Mgmt

For

For

For

4

Adoption of Advance Notice Requirement

Mgmt

For

Against

Against

5

Amendment to Supermajority Requirement

Mgmt

For

Against

Against

6

Elimination of Supermajority Requirement

Mgmt

For

For

For

7

Reapproval of the 1999 Executive Bonus Plan

Mgmt

For

For

For

8

Ratification of Auditor

Mgmt

For

For

For

 

 


 

WM. Wrigley Jr. Co.

 

Ticker

Security ID:

Meeting Date

Meeting Status

WWY

CUSIP 982526105

09/25/2008

Voted

Meeting Type

Country of Trade

 

 

Special

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1

Approval of the Merger

Mgmt

For

For

For

2

Right to Adjourn Meeting

Mgmt

For

Against

Against

 

WMS Industries Inc.

 

Ticker

Security ID:

Meeting Date

Meeting Status

WMS

CUSIP 929297109

12/11/2008

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Elect Harold Bach, Jr.

Mgmt

For

For

For

1.2

Elect Robert Bahash

Mgmt

For

For

For

1.3

Elect Brian Gamache

Mgmt

For

For

For

1.4

Elect Patricia Nazemetz

Mgmt

For

For

For

1.5

Elect Louis Nicastro

Mgmt

For

For

For

1.6

Elect Neil Nicastro

Mgmt

For

For

For

1.7

Elect Edward Rabin, Jr.

Mgmt

For

For

For

1.8

Elect Ira Sheinfeld

Mgmt

For

For

For

1.9

Elect Bobby Siller

Mgmt

For

For

For

1.10

Elect William Vareschi, Jr.

Mgmt

For

For

For

2

Approval Of Our Employee Stock Purchase Plan.

Mgmt

For

For

For

3

Ratification of Auditor

Mgmt

For

For

For

 

Xcel Energy Inc.

 

Ticker

Security ID:

Meeting Date

Meeting Status

XEL

CUSIP 98389B100

05/20/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1

Elect C. Coney Burgess

Mgmt

For

For

For

2

Elect Fredric Corrigan

Mgmt

For

For

For

3

Elect Richard Davis

Mgmt

For

For

For

4

Elect Richard Kelly

Mgmt

For

For

For

5

Elect Albert Moreno

Mgmt

For

For

For

6

Elect Margaret Preska

Mgmt

For

For

For

7

Elect A. Patricia Sampson

Mgmt

For

For

For

8

Elect Richard Truly

Mgmt

For

For

For

9

Elect David Westerlund

Mgmt

For

For

For

10

Elect Timothy Wolf

Mgmt

For

For

For

11

Ratification of Auditor

Mgmt

For

For

For

 


 

Yum! Brands, Inc.

 

Ticker

Security ID:

Meeting Date

Meeting Status

YUM

CUSIP 988498101

05/21/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1

Elect David Dorman

Mgmt

For

For

For

2

Elect Massimo Ferragamo

Mgmt

For

For

For

3

Elect J. David Grissom

Mgmt

For

For

For

4

Elect Bonnie Hill

Mgmt

For

For

For

5

Elect Robert Holland, Jr.

Mgmt

For

For

For

6

Elect Kenneth Langone

Mgmt

For

For

For

7

Elect Jonathan Linen

Mgmt

For

For

For

8

Elect Thomas Nelson

Mgmt

For

For

For

9

Elect David Novak

Mgmt

For

For

For

10

Elect Thomas Ryan

Mgmt

For

For

For

11

Elect Jing-Shyh Su

Mgmt

For

For

For

12

Elect Jackie Trujillo

Mgmt

For

For

For

13

Elect Robert Walter

Mgmt

For

For

For

14

Ratification of Auditor

Mgmt

For

For

For

15

Amendment to the Executive Incentive Compensation Plan

Mgmt

For

For

For

16

Shareholder Proposal Regarding Vote on Poison Pill

ShrHoldr

Against

For

Against

17

Shareholder Proposal Regarding Advisory Vote on Compensation (Say on Pay)

ShrHoldr

Against

For

Against

18

Shareholder Proposal Regarding Food Supply Chain Security and Sustainability

ShrHoldr

Against

Abstain

Against

19

Shareholder Proposal Regarding Adoption of Principles for Health Care Reform

ShrHoldr

Against

Abstain

Against

20

Shareholder Proposal Regarding Animal Welfare

ShrHoldr

Against

Abstain

Against

 


 

Item 1: Proxy Voting Record

Registrant : Columbia Funds Institutional Trust

Fund Name : CMG Mid Cap Value Fund

07/01/2008 - 06/30/2009

 

Ace Limited

 

Ticker

Security ID:

Meeting Date

Meeting Status

ACE

CUSIP H0023R105

05/20/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1

Elect Michael Atieh

Mgmt

For

For

For

2

Elect Mary Cirillo

Mgmt

For

For

For

3

Elect Bruce Crockett

Mgmt

For

For

For

4

Elect Thomas Neff

Mgmt

For

For

For

5

Annual Report

Mgmt

For

For

For

6

Accounts and Reports

Mgmt

For

For

For

7

Consolidated Accounts and Reports

Mgmt

For

For

For

8

Allocation of Profits/Dividends

Mgmt

For

For

For

9

Ratification of Board Acts

Mgmt

For

For

For

10

Amendments to Articles

Mgmt

For

For

For

11

Appointment of Auditor

Mgmt

For

For

For

12

Appointment of Auditor

Mgmt

For

For

For

13

Appointment of Special Auditor

Mgmt

For

For

For

14

Reduction in Par Value

Mgmt

For

For

For

 


 

Ace Limited

 

Ticker

Security ID:

Meeting Date

Meeting Status

ACE

CUSIP G0070K103

07/14/2008

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1

Election Of Director: Michael G. Atieh To Term Expiring In 2009.

Mgmt

For

For

For

2

Election Of Director: Mary A. Cirillo To Term Expiring In 2009.

Mgmt

For

For

For

3

Election Of Director: Bruce L. Crockett To Term Expiring In 2009.

Mgmt

For

For

For

4

Election Of Director: Thomas J. Neff To Term Expiring In 2009.

Mgmt

For

For

For

5

Election Of Director: Gary M. Stuart To Term Expiring In 2009.

Mgmt

For

For

For

6

Election Of Director: Robert M. Hernandez To Term Expiring In 2010.

Mgmt

For

For

For

7

Election Of Director: Peter Menikoff To Term Expiring In 2010.

Mgmt

For

For

For

8

Election Of Director: Robert Ripp To Term Expiring In 2010.

Mgmt

For

For

For

9

Election Of Director: Dermot F. Smurfit To Term Expiring In 2010.

Mgmt

For

For

For

10

Election Of Director: Evan G. Greenberg To Term Expiring In

Mgmt

For

For

For

11

Election Of Director: John A. Krol To Term Expiring In 2011.

Mgmt

For

For

For

12

Election Of Director: Leo F. Mullin To Term Expiring In 2011.

Mgmt

For

For

For

13

Election Of Director: Olivier Steimer To Term Expiring In 2011.

Mgmt

For

For

For

14

De-Registration From The Cayman Islands

Mgmt

For

For

For

15

Requirement Of The Preparation Of A Special Purpose Unconsolidated Balance Sheet

Mgmt

For

For

For

16

Amendment To Par Value

Mgmt

For

For

For

17

Registration Of The Company In Zurich, Switzerland

Mgmt

For

For

For

18

Approval Of The Name Of The Company

Mgmt

For

For

For

19

Approval Of The Change Of The Purpose Of The Company

Mgmt

For

For

For

20

Approval Of The Rearrangement Of The Company S Existing Share Capital

Mgmt

For

For

For

21

Approval Of The Company S Articles Of Association

Mgmt

For

For

For

22

Confirmation Of Swiss Law As The Authoritative Legislation Governing The Company

Mgmt

For

For

For

23

Approval Of Zurich, Switzerland As The Company’S Principal Place Of Business

Mgmt

For

For

For

24

Appointment Of Special Auditor

Mgmt

For

For

For

25

Amendment To The 2004 Long-Term Incentive Plan

Mgmt

For

For

For

26

Ratification Of Auditor

Mgmt

For

For

For

27

Approval Of Dividend In The Form Of A Par Value Reduction

Mgmt

For

For

For

 


 

Activision Blizzard, Inc.

 

Ticker

Security ID:

Meeting Date

Meeting Status

ATVI

CUSIP 00507V109

06/05/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Elect Philippe Capron

Mgmt

For

For

For

1.2

Elect Robert Corti

Mgmt

For

For

For

1.3

Elect Frederic Crepin

Mgmt

For

Withhold

Against

1.4

Elect Brian Kelly

Mgmt

For

For

For

1.5

Elect Robert Kotick

Mgmt

For

For

For

1.6

Elect Jean-Bernard Levy

Mgmt

For

Withhold

Against

1.7

Elect Robert Morgado

Mgmt

For

For

For

1.8

Elect Douglas Morris

Mgmt

For

Withhold

Against

1.9

Elect Stephane Roussel

Mgmt

For

For

For

1.10

Elect Richard Sarnoff

Mgmt

For

For

For

1.11

Elect Regis Turrini

Mgmt

For

For

For

2

Amendment to the 2008 Incentive Plan

Mgmt

For

For

For

 

Activision Blizzard, Inc.

 

Ticker

Security ID:

Meeting Date

Meeting Status

ATVI

CUSIP 004930202

07/08/2008

Voted

Meeting Type

Country of Trade

 

 

Special

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1

Approval of the Merger Agreement

Mgmt

For

For

For

2

Company Name Change

Mgmt

For

For

For

3

Increase in Authorized Common Stock

Mgmt

For

For

For

4

A Proposal To Eliminate The Series A Junior Preferred Stock.

Mgmt

For

For

For

5

Establish Quorum Requirements for Committees

Mgmt

For

For

For

6

Adoption of Supermajority Requirement for Certain Sections of the Certificate of Incorporation

Mgmt

For

Against

Against

7

Limit the Power of the Board to Amend Certain Provisions of the Bylaws Without Shareholder Approval

Mgmt

For

For

For

8

Grant Directors Designated by Vivendi Certain Voting Powers

Mgmt

For

For

For

9

Include Limitations on Certain Business Activities

Mgmt

For

For

For

10

Establish Procedurings Allocating Certain Corporate Opportunities

Mgmt

For

For

For

11

Require Vivendi or Activision Blizzard to Purchase All Outstanding Shares Upon a 90% Acquisition of Company Stock by Vivendi

Mgmt

For

For

For

12

A Proposal To Establish Procedures Governing Affiliate Transactions.

Mgmt

For

For

For

13

Cause a Statute Restricting Business Combinations

Mgmt

For

For

For

14

Amendment to Bylaws

Mgmt

For

For

For

15

Right to Adjourn Meeting

Mgmt

For

Against

Against

 


 

Activision Blizzard, Inc.

 

Ticker

Security ID:

Meeting Date

Meeting Status

ATVI

CUSIP 00507V109

09/24/2008

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Elect Philippe Capron

Mgmt

For

For

For

1.2

Elect Robert Corti

Mgmt

For

For

For

1.3

Elect Frederic Crepin

Mgmt

For

Withhold

Against

1.4

Elect Bruce Hack

Mgmt

For

For

For

1.5

Elect Brian Kelly

Mgmt

For

For

For

1.6

Elect Robert Kotick

Mgmt

For

For

For

1.7

Elect Jean-Bernard Levy

Mgmt

For

Withhold

Against

1.8

Elect Robert Morgado

Mgmt

For

For

For

1.9

Elect Douglas Morris

Mgmt

For

Withhold

Against

1.10

Elect Rene Penisson

Mgmt

For

Withhold

Against

1.11

Elect Richard Sarnoff

Mgmt

For

For

For

2

Approval Of The Activision Blizzard, Inc. 2008 Incentive Plan.

Mgmt

For

For

For

3

Shareholder Proposal Regarding Board Diversity

ShrHoldr

Against

Against

For

4

Shareholder Proposal Regarding Advisory Vote on Compensation

ShrHoldr

Against

For

Against

 

AerCap Holdings N.V.

 

Ticker

Security ID:

Meeting Date

Meeting Status

AER

CUSIP N00985106

05/19/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1

Accounts and Reports

Mgmt

For

For

For

2

Ratification of Board Acts

Mgmt

For

For

For

3

Elect Marius Jonkhart

Mgmt

For

Against

Against

4

Elect James Chapman

Mgmt

For

For

For

5

Elect David Teitelbaum

Mgmt

For

For

For

6

Designation of Mr. Keith A. Helming

Mgmt

For

For

For

7

Appointment of Auditor

Mgmt

For

For

For

8

Authority to Repurchase Shares

Mgmt

For

For

For

9

Amendments to Articles

Mgmt

For

For

For

 

Agilent Technologies, Inc.

 

Ticker

Security ID:

Meeting Date

Meeting Status

A

CUSIP 00846U101

03/11/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Elect William Sullivan

Mgmt

For

For

For

1.2

Elect Robert Herbold

Mgmt

For

For

For

1.3

Elect Koh Boon Hwee

Mgmt

For

For

For

2

Ratification of Auditor

Mgmt

For

For

For

3

The Approval Of The Agilent Technologies, Inc. 2009 Stock Plan.

Mgmt

For

For

For

 


 

AGL Resources Inc.

 

Ticker

Security ID:

Meeting Date

Meeting Status

AGL

CUSIP 001204106

04/29/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Elect Charles Crisp

Mgmt

For

For

For

1.2

Elect Wyck Knox, Jr.

Mgmt

For

For

For

1.3

Elect Dennis Love

Mgmt

For

For

For

1.4

Elect Charles McTier

Mgmt

For

For

For

1.5

Elect Henry Wolf

Mgmt

For

For

For

2

Repeal of Classified Board

Mgmt

For

For

For

3

Ratification of Auditor

Mgmt

For

For

For

 

Air Products & Chemicals, Inc.

 

Ticker

Security ID:

Meeting Date

Meeting Status

APD

CUSIP 009158106

01/22/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Elect Mario Baeza

Mgmt

For

For

For

1.2

Elect Edward Hagenlocker

Mgmt

For

For

For

1.3

Elect John McGlade

Mgmt

For

For

For

1.4

Elect Charles Noski

Mgmt

For

For

For

2

Ratification of Auditor

Mgmt

For

For

For

 

Albemarle Corporation

 

Ticker

Security ID:

Meeting Date

Meeting Status

ALB

CUSIP 012653101

05/13/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Elect J. Alfred Broaddus, Jr.

Mgmt

For

For

For

1.2

Elect R. William Ide III

Mgmt

For

For

For

1.3

Elect Richard Morrill

Mgmt

For

For

For

1.4

Elect Jim Nokes

Mgmt

For

For

For

1.5

Elect Mark Rohr

Mgmt

For

For

For

1.6

Elect John Sherman, Jr.

Mgmt

For

For

For

1.7

Elect Charles Stewart

Mgmt

For

For

For

1.8

Elect Harriet Taggart

Mgmt

For

For

For

1.9

Elect Anne Whittemore

Mgmt

For

For

For

2

Amendment to the 2008 Incentive Plan

Mgmt

For

For

For

3

Ratification of Auditor

Mgmt

For

For

For

 


 

Alexander & Baldwin, Inc.

 

Ticker

Security ID:

Meeting Date

Meeting Status

AXB

CUSIP 014482103

04/30/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Elect W. Blake Baird

Mgmt

For

For

For

1.2

Elect Michael Chun

Mgmt

For

For

For

1.3

Elect W. Allen Doane

Mgmt

For

For

For

1.4

Elect Walter Dods, Jr.

Mgmt

For

Withhold

Against

1.5

Elect Charles King

Mgmt

For

For

For

1.6

Elect Constance Lau

Mgmt

For

Withhold

Against

1.7

Elect Douglas Pasquale

Mgmt

For

For

For

1.8

Elect Maryanna Shaw

Mgmt

For

For

For

1.9

Elect Jeffrey Watanabe

Mgmt

For

For

For

2

Ratification of Auditor

Mgmt

For

For

For

 

Alexandria Real Estate Equities, Inc.

 

Ticker

Security ID:

Meeting Date

Meeting Status

ARE

CUSIP 015271109

05/20/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Elect Joel Marcus

Mgmt

For

For

For

1.2

Elect Richard Jennings

Mgmt

For

For

For

1.3

Elect John Atkins, III

Mgmt

For

For

For

1.4

Elect Richard Klein

Mgmt

For

For

For

1.5

Elect James Richardson

Mgmt

For

For

For

1.6

Elect Martin Simonetti

Mgmt

For

For

For

1.7

Elect Alan Walton

Mgmt

For

For

For

2

Ratification of Auditor

Mgmt

For

For

For

 

Allegheny Technologies Incorporated

 

Ticker

Security ID:

Meeting Date

Meeting Status

ATI

CUSIP 01741R102

05/07/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Elect Diane Creel

Mgmt

For

For

For

1.2

Elect James Rohr

Mgmt

For

For

For

1.3

Elect Louis Thomas

Mgmt

For

For

For

1.4

Elect Barbara Jeremiah

Mgmt

For

For

For

2

Ratification of Auditor

Mgmt

For

For

For

 


 

American Electric Power Company, Inc.

 

Ticker

Security ID:

Meeting Date

Meeting Status

AEP

CUSIP 025537101

04/28/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Elect E. R. Brooks

Mgmt

For

For

For

1.2

Elect Donald Carlton

Mgmt

For

For

For

1.3

Elect Ralph Crosby, Jr.

Mgmt

For

For

For

1.4

Elect Linda Goodspeed

Mgmt

For

For

For

1.5

Elect Thomas Hoaglin

Mgmt

For

For

For

1.6

Elect Lester Hudson, Jr.

Mgmt

For

For

For

1.7

Elect Michael Morris

Mgmt

For

For

For

1.8

Elect Lionel Nowell III

Mgmt

For

For

For

1.9

Elect Richard Sandor

Mgmt

For

For

For

1.10

Elect Kathryn Sullivan

Mgmt

For

For

For

1.11

Elect Sara Tucker

Mgmt

For

For

For

1.12

Elect John Turner

Mgmt

For

For

For

2

Elimination of Cumulative Voting and Adoption of Majority Vote for Election of Directors

Mgmt

For

For

For

3

Ratification of Auditor

Mgmt

For

For

For

 

Ameriprise Financial, Inc.

 

Ticker

Security ID:

Meeting Date

Meeting Status

AMP

CUSIP 03076C106

04/22/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1

Election Of Director: Warren D. Knowlton

Mgmt

For

For

For

2

Election Of Director: Jeffrey Noddle

Mgmt

For

For

For

3

Election Of Director: Robert F. Sharpe, Jr.

Mgmt

For

For

For

4

Ratification of Auditor

Mgmt

For

For

For

 

Aon Corporation

 

Ticker

Security ID:

Meeting Date

Meeting Status

AOC

CUSIP 037389103

05/15/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1

Elect Lester Knight

Mgmt

For

For

For

2

Elect Gregory Case

Mgmt

For

For

For

3

Elect Fulvio Conti

Mgmt

For

For

For

4

Elect Edgar Jannotta

Mgmt

For

For

For

5

Elect Jan Kalff

Mgmt

For

For

For

6

Elect J. Michael Losh

Mgmt

For

For

For

7

Elect R. Eden Martin

Mgmt

For

Against

Against

8

Elect Andrew McKenna

Mgmt

For

For

For

9

Elect Robert Morrison

Mgmt

For

For

For

10

Elect Richard Myers

Mgmt

For

For

For

11

Elect Richard Notebaert

Mgmt

For

For

For

12

Elect John Rogers, Jr.

Mgmt

For

Against

Against

13

Elect Gloria Santona

Mgmt

For

For

For

14

Elect Carolyn Woo

Mgmt

For

For

For

15

Ratification of Auditor

Mgmt

For

For

For

 


 

Arrow Electronics, Inc.

 

Ticker

Security ID:

Meeting Date

Meeting Status

ARW

CUSIP 042735100

05/01/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Elect Daniel Duval

Mgmt

For

For

For

1.2

Elect Gail Hamilton

Mgmt

For

For

For

1.3

Elect John Hanson

Mgmt

For

For

For

1.4

Elect Richard Hill

Mgmt

For

For

For

1.5

Elect M.F. (Fran) Keeth

Mgmt

For

For

For

1.6

Elect Roger King

Mgmt

For

For

For

1.7

Elect Michael Long

Mgmt

For

For

For

1.8

Elect William Mitchell

Mgmt

For

For

For

1.9

Elect Stephen Patrick

Mgmt

For

For

For

1.10

Elect Barry Perry

Mgmt

For

For

For

1.11

Elect John Waddell

Mgmt

For

For

For

2

Ratification of Auditor

Mgmt

For

For

For

 

Avon Products, Inc.

 

Ticker

Security ID:

Meeting Date

Meeting Status

AVP

CUSIP 054303102

05/07/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Elect W. Don Cornwell

Mgmt

For

For

For

1.2

Elect Edward Fogarty

Mgmt

For

For

For

1.3

Elect V. Ann Hailey

Mgmt

For

For

For

1.4

Elect Fred Hassan

Mgmt

For

For

For

1.5

Elect Andrea Jung

Mgmt

For

For

For

1.6

Elect Maria Lagomasino

Mgmt

For

For

For

1.7

Elect Ann Moore

Mgmt

For

For

For

1.8

Elect Paul Pressler

Mgmt

For

For

For

1.9

Elect Gary Rodkin

Mgmt

For

For

For

1.10

Elect Paula Stern

Mgmt

For

For

For

1.11

Elect Lawrence Weinbach

Mgmt

For

For

For

2

Ratification of Auditor

Mgmt

For

For

For

3

Shareholder Proposal Regarding Nanomaterial Report

ShrHoldr

Against

Abstain

Against

 


 

Bank of Hawaii Corporation

 

Ticker

Security ID:

Meeting Date

Meeting Status

BOH

CUSIP 062540109

04/24/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Elect S. Haunani Apoliona

Mgmt

For

For

For

1.2

Elect Mary Bitterman

Mgmt

For

For

For

1.3

Elect Mark Burak

Mgmt

For

For

For

1.4

Elect Michael Chun

Mgmt

For

For

For

1.5

Elect Clinton Churchill

Mgmt

For

For

For

1.6

Elect David Heenan

Mgmt

For

For

For

1.7

Elect Peter Ho

Mgmt

For

For

For

1.8

Elect Robert Huret

Mgmt

For

For

For

1.9

Elect Allan Landon

Mgmt

For

For

For

1.10

Elect Kent Lucien

Mgmt

For

For

For

1.11

Elect Martin Stein

Mgmt

For

For

For

1.12

Elect Donald Takaki

Mgmt

For

For

For

1.13

Elect Barbara Tanabe

Mgmt

For

For

For

1.14

Elect Robert Wo, Jr.

Mgmt

For

For

For

2

Ratification of Auditor

Mgmt

For

For

For

3

Amendment to the 2004 Stock and Incentive Compensation Plan

Mgmt

For

For

For

 

Beckman Coulter, Inc.

 

Ticker

Security ID:

Meeting Date

Meeting Status

BEC

CUSIP 075811109

04/23/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Elect Peter Dervan

Mgmt

For

For

For

1.2

Elect Scott Garrett

Mgmt

For

For

For

1.3

Elect Susan Nowakowski

Mgmt

For

For

For

1.4

Elect Glenn Schafer

Mgmt

For

For

For

2

Ratification of Auditor

Mgmt

For

For

For

3

Amendment Of The Companys 2007 Long-Term Incentive Plan.

Mgmt

For

For

For

 

BorgWarner Inc.

 

Ticker

Security ID:

Meeting Date

Meeting Status

BWA

CUSIP 099724106

04/29/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Elect Phyllis Bonanno

Mgmt

For

For

For

1.2

Elect Alexis Michas

Mgmt

For

For

For

1.3

Elect Richard Schaum

Mgmt

For

For

For

1.4

Elect Thomas Stallkamp

Mgmt

For

For

For

1.5

Elect Dennis Cuneo

Mgmt

For

For

For

2

Amendment to the 2004 Stock Incentive Plan

Mgmt

For

For

For

3

Ratification of Auditor

Mgmt

For

For

For

 


 

Boston Properties, Inc.

 

Ticker

Security ID:

Meeting Date

Meeting Status

BXP

CUSIP 101121101

05/19/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Elect Frederick Iseman

Mgmt

For

For

For

1.2

Elect Edward Linde

Mgmt

For

For

For

1.3

Elect David Twardock

Mgmt

For

For

For

2

Ratification of Auditor

Mgmt

For

For

For

3

Shareholder Proposal Regarding Declassification of the Board

ShrHoldr

Against

For

Against

4

Shareholder Proposal Regarding Majority Vote for Election of Directors

ShrHoldr

Against

For

Against

5

Shareholder Proposal Regarding Sustainability Report

ShrHoldr

Against

Abstain

Against

6

Shareholder Proposal Regarding Independent Board Chairman

ShrHoldr

Against

For

Against

 

Cabot Oil & Gas Corporation

 

Ticker

Security ID:

Meeting Date

Meeting Status

COG

CUSIP 127097103

04/28/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1

Election Of Director: Rhys J. Best

Mgmt

For

For

For

2

Election Of Director: Robert Kelley

Mgmt

For

For

For

3

Election Of Director: P. Dexter Peacock

Mgmt

For

For

For

4

Increase of Authorized Common Stock

Mgmt

For

For

For

5

Amendment to the 2004 Incentive Plan

Mgmt

For

For

For

6

Ratification of Auditor

Mgmt

For

For

For

 

Canadian Pacific Railway Limited

 

Ticker

Security ID:

Meeting Date

Meeting Status

CP

CUSIP 13645T100

05/22/2009

Voted

Meeting Type

Country of Trade

 

 

Special

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1

Appointment of Auditor

Mgmt

For

For

For

2

Amendments to By-Laws

Mgmt

For

For

For

3.1

Elect John Cleghorn

Mgmt

For

For

For

3.2

Elect Tim Faithfull

Mgmt

For

For

For

3.3

Elect Frederic Green

Mgmt

For

For

For

3.4

Elect Krystyna Hoeg

Mgmt

For

Withhold

Against

3.5

Elect Richard Kelly

Mgmt

For

For

For

3.6

Elect John Manley

Mgmt

For

For

For

3.7

Elect Linda Morgan

Mgmt

For

For

For

3.8

Elect Madeleine Paquin

Mgmt

For

For

For

3.9

Elect Michael Phelps

Mgmt

For

For

For

3.10

Elect Roger Phillips

Mgmt

For

For

For

3.11

Elect Hartley Richardson

Mgmt

For

For

For

3.12

Elect Michael Wright

Mgmt

For

For

For

 


 

Catellus Development Corporation

 

Ticker

Security ID:

Meeting Date

Meeting Status

PLD

CUSIP 743410102

05/20/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Elect Stephen Feinberg

Mgmt

For

For

For

1.2

Elect George Fotiades

Mgmt

For

For

For

1.3

Elect Christine Garvey

Mgmt

For

For

For

1.4

Elect Lawrence Jackson

Mgmt

For

For

For

1.5

Elect Donald Jacobs

Mgmt

For

For

For

1.6

Elect Walter Rakowich

Mgmt

For

For

For

1.7

Elect D. Michael Steuert

Mgmt

For

For

For

1.8

Elect J. André Teixeira

Mgmt

For

For

For

1.9

Elect William Zollars

Mgmt

For

For

For

1.10

Elect Andrea Zulberti

Mgmt

For

For

For

2

Ratification of Auditor

Mgmt

For

For

For

 

Citrix Systems, Inc.

 

Ticker

Security ID:

Meeting Date

Meeting Status

CTXS

CUSIP 177376100

05/29/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1

Elect Thomas Bogan

Mgmt

For

For

For

2

Elect Nancy Caldwell

Mgmt

For

For

For

3

Elect Gary Morin

Mgmt

For

For

For

4

Amendment To The 2005 Equity Incentive Plan

Mgmt

For

For

For

5

Ratification of Auditor

Mgmt

For

For

For

 

City National Corporation

 

Ticker

Security ID:

Meeting Date

Meeting Status

CYN

CUSIP 178566105

05/27/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Elect Kenneth Coleman

Mgmt

For

For

For

1.2

Elect Peter Thomas

Mgmt

For

For

For

1.3

Elect Bruce Rosenblum

Mgmt

For

For

For

1.4

Elect Christopher Warmuth

Mgmt

For

For

For

2

Ratification of Auditor

Mgmt

For

For

For

3

Advisory Vote on Executive Compensation

Mgmt

For

For

For

4

Shareholder Proposal Regarding Declassification of the Board

ShrHoldr

Against

For

Against

 


 

Clorox Company

 

Ticker

Security ID:

Meeting Date

Meeting Status

CLX

CUSIP 189054109

11/19/2008

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1

Elect Daniel Boggan, Jr. As A Director

Mgmt

For

For

For

2

Elect Richard H. Carmona As A Director

Mgmt

For

For

For

3

Elect Tully M. Friedman As A Director

Mgmt

For

For

For

4

Elect George J. Harad As A Director

Mgmt

For

For

For

5

Elect Donald R. Knauss As A Director

Mgmt

For

For

For

6

Elect Robert W. Matschullat As A Director

Mgmt

For

For

For

7

Elect Gary G. Michael As A Director

Mgmt

For

For

For

8

Elect Edward A. Mueller As A Director

Mgmt

For

For

For

9

Elect Jan L. Murley As A Director

Mgmt

For

For

For

10

Elect Pamela Thomas-Graham As A Director

Mgmt

For

For

For

11

Elect Carolyn M. Ticknor As A Director

Mgmt

For

For

For

12

Ratification of Auditor

Mgmt

For

For

For

 

Comerica Incorporated

 

Ticker

Security ID:

Meeting Date

Meeting Status

CMA

CUSIP 200340107

05/19/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1

Elect Lillian Bauder

Mgmt

For

For

For

2

Elect Richard Lindner

Mgmt

For

For

For

3

Elect Robert Taubman

Mgmt

For

For

For

4

Elect Reginald Turner

Mgmt

For

For

For

5

Ratification of Auditor

Mgmt

For

For

For

6

Advisory Vote on Executive Compensation

Mgmt

For

For

For

7

Shareholder Proposal Regarding Declassification of the Board

ShrHoldr

Against

For

Against

 

Community Health Systems, Inc.

 

Ticker

Security ID:

Meeting Date

Meeting Status

CYH

CUSIP 203668108

05/19/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1

Elect John Clerico

Mgmt

For

For

For

2

Elect Julia North

Mgmt

For

For

For

3

Elect Wayne Smith

Mgmt

For

For

For

4

Elect James Ely III

Mgmt

For

For

For

5

Amendment to the 2000 Stock Option and Award Plan

Mgmt

For

For

For

6

Amendment to the 2004 Employee Performance Incentive Plan

Mgmt

For

For

For

7

2009 Stock Option and Award Plan

Mgmt

For

For

For

8

Ratification of Auditor

Mgmt

For

For

For

 

Complete Production Services Inc.

 

Ticker

Security ID:

Meeting Date

Meeting Status

CPX

CUSIP 20453E109

05/21/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Elect Joseph Winkler

Mgmt

For

For

For

1.2

Elect R. Graham Whaling

Mgmt

For

For

For

2

Amendment to the 2008 Incentive Award Plan

Mgmt

For

For

For

3

Ratification of Auditor

Mgmt

For

For

For

 


 

ConAgra Foods, Inc.

 

Ticker

Security ID:

Meeting Date

Meeting Status

CAG

CUSIP 205887102

09/25/2008

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Elect Mogens Bay

Mgmt

For

For

For

1.2

Elect Stephen Butler

Mgmt

For

For

For

1.3

Elect Steven Goldstone

Mgmt

For

For

For

1.4

Elect W.G. Jurgensen

Mgmt

For

For

For

1.5

Elect Ruth Ann Marshall

Mgmt

For

For

For

1.6

Elect Gary Rodkin

Mgmt

For

For

For

1.7

Elect Andrew Schindler

Mgmt

For

For

For

1.8

Elect Kenneth Stinson

Mgmt

For

For

For

2

Ratify The Appointment Of Independent Auditors

Mgmt

For

For

For

 

Cooper Companies, Inc.

 

Ticker

Security ID:

Meeting Date

Meeting Status

COO

CUSIP 216648402

03/18/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Elect A.Thomas Bender

Mgmt

For

For

For

1.2

Elect Michael Kalkstein

Mgmt

For

For

For

1.3

Elect Jody Lindell

Mgmt

For

For

For

1.4

Elect Moses Marx

Mgmt

For

For

For

1.5

Elect Donald Press

Mgmt

For

For

For

1.6

Elect Steven Rosenberg

Mgmt

For

For

For

1.7

Elect Allan Rubenstein

Mgmt

For

For

For

1.8

Elect Robert Weiss

Mgmt

For

For

For

1.9

Elect Stanley Zinberg

Mgmt

For

For

For

2

Amendment to the 2007 Long-Term Incentive Plan

Mgmt

For

For

For

3

Amendment to the 2006 Long-Term Incentive Plan for Non-Employee Directors

Mgmt

For

For

For

4

Ratification of Auditor

Mgmt

For

For

For

 

Cooper Industries, Ltd.

 

Ticker

Security ID:

Meeting Date

Meeting Status

CBE

CUSIP G24182100

04/27/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Elect Ivor Evans

Mgmt

For

For

For

1.2

Elect Kirk Hachigian

Mgmt

For

For

For

1.3

Elect Lawrence Kingsley

Mgmt

For

For

For

1.4

Elect James Wilson

Mgmt

For

For

For

2

Ratification of Auditor

Mgmt

For

For

For

3

Shareholder Proposal Regarding the International Labor Organization Human Rights Standards

ShrHoldr

Against

Abstain

Against

 


 

Crown Holdings, Inc.

 

Ticker

Security ID:

Meeting Date

Meeting Status

CCK

CUSIP 228368106

04/23/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Elect Jenne Britell

Mgmt

For

For

For

1.2

Elect John Conway

Mgmt

For

For

For

1.3

Elect Arnold Donald

Mgmt

For

For

For

1.4

Elect William Little

Mgmt

For

For

For

1.5

Elect Hans Loliger

Mgmt

For

For

For

1.6

Elect Thomas Ralph

Mgmt

For

For

For

1.7

Elect Hugues du Rouret

Mgmt

For

For

For

1.8

Elect Alan Rutherford

Mgmt

For

For

For

1.9

Elect Jim Turner

Mgmt

For

For

For

1.10

Elect William Urkiel

Mgmt

For

For

For

2

Ratification of Auditor

Mgmt

For

For

For

 

Cullen/Frost Bankers, Inc.

 

Ticker

Security ID:

Meeting Date

Meeting Status

CFR

CUSIP 229899109

04/23/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Elect Crawford Edwards

Mgmt

For

For

For

1.2

Elect Ruben Escobedo

Mgmt

For

For

For

1.3

Elect Patrick Frost

Mgmt

For

For

For

1.4

Elect David Haemisegger

Mgmt

For

For

For

1.5

Elect Robert McClane

Mgmt

For

For

For

2

Amendment to the 2005 Omnibus Incentive Plan

Mgmt

For

For

For

3

Ratification of Auditor

Mgmt

For

For

For

 

Dean Foods Company

 

Ticker

Security ID:

Meeting Date

Meeting Status

DF

CUSIP 242370104

05/21/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Elect Janet Hill

Mgmt

For

For

For

1.2

Elect Hector Nevares

Mgmt

For

For

For

2

Amendment to the 2007 Stock Incentive Plan

Mgmt

For

For

For

3

Ratification of Auditor

Mgmt

For

For

For

 


 

Delta Air Lines, Inc.

 

Ticker

Security ID:

Meeting Date

Meeting Status

DALRQ

CUSIP 247361702

06/22/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1

Elect Richard Anderson

Mgmt

For

For

For

2

Elect Roy Bostock

Mgmt

For

For

For

3

Elect John Brinzo

Mgmt

For

For

For

4

Elect Daniel Carp

Mgmt

For

For

For

5

Elect John Engler

Mgmt

For

For

For

6

Elect Mickey Foret

Mgmt

For

For

For

7

Elect David Goode

Mgmt

For

For

For

8

Elect Paula Reynolds

Mgmt

For

For

For

9

Elect Kenneth Rogers

Mgmt

For

For

For

10

Elect Rodney Slater

Mgmt

For

For

For

11

Elect Douglas Streenland

Mgmt

For

For

For

12

Elect Kenneth Woodrow

Mgmt

For

For

For

13

Ratification of Auditor

Mgmt

For

For

For

14

Shareholder Proposal Regarding Cumulative Voting

ShrHoldr

Against

For

Against

 

Diebold, Incorporated

 

Ticker

Security ID:

Meeting Date

Meeting Status

DBD

CUSIP 253651103

04/23/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Elect Phillip Cox

Mgmt

For

For

For

1.2

Elect Richard Crandall

Mgmt

For

For

For

1.3

Elect Gale Fitzgerald

Mgmt

For

For

For

1.4

Elect Phillip Lassiter

Mgmt

For

For

For

1.5

Elect John Lauer

Mgmt

For

For

For

1.6

Elect Eric Roorda

Mgmt

For

For

For

1.7

Elect Thomas Swidarski

Mgmt

For

For

For

1.8

Elect Henry Wallace

Mgmt

For

For

For

1.9

Elect Alan Weber

Mgmt

For

For

For

2

Ratification of Auditor

Mgmt

For

For

For

3

Amendment to the 1991 Equity and Performance Incentive Plan

Mgmt

For

For

For

 

Diebold, Incorporated

 

Ticker

Security ID:

Meeting Date

Meeting Status

DBD

CUSIP 253651103

11/12/2008

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Elect Louis Bockius, III

Mgmt

For

For

For

1.2

Elect Phillip Cox

Mgmt

For

For

For

1.3

Elect Richard Crandall

Mgmt

For

For

For

1.4

Elect Gale Fitzgerald

Mgmt

For

For

For

1.5

Elect Phillip Lassiter

Mgmt

For

For

For

1.6

Elect John Lauer

Mgmt

For

For

For

1.7

Elect Eric Roorda

Mgmt

For

For

For

1.8

Elect Thomas Swidarski

Mgmt

For

For

For

1.9

Elect Henry Wallace

Mgmt

For

For

For

1.10

Elect Alan Weber

Mgmt

For

For

For

2

Ratification of Auditor

Mgmt

For

For

For

 


 

Edison International

 

Ticker

Security ID:

Meeting Date

Meeting Status

EIX

CUSIP 281020107

04/23/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Elect Vanessa Chang

Mgmt

For

For

For

1.2

Elect France Córdova

Mgmt

For

For

For

1.3

Elect Theodore Craver, Jr.

Mgmt

For

For

For

1.4

Elect Charles Curtis

Mgmt

For

For

For

1.5

Elect Bradford Freeman

Mgmt

For

For

For

1.6

Elect Luis Nogales

Mgmt

For

For

For

1.7

Elect Ronald Olson

Mgmt

For

For

For

1.8

Elect James Rosser

Mgmt

For

For

For

1.9

Elect Richard Schlosberg, III

Mgmt

For

For

For

1.10

Elect Thomas Sutton

Mgmt

For

For

For

1.11

Elect Brett White

Mgmt

For

For

For

2

Ratification of Auditor

Mgmt

For

For

For

3

Amendment to the 2007 Performance Incentive Plan

Mgmt

For

For

For

4

Shareholder Proposal Regarding Shareholder Say On Executive Pay.

ShrHoldr

Against

For

Against

 

El Paso Corporation

 

Ticker

Security ID:

Meeting Date

Meeting Status

EP

CUSIP 28336L109

05/06/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1

Elect Juan Braniff

Mgmt

For

For

For

2

Elect James Dunlap

Mgmt

For

For

For

3

Elect Douglas Foshee

Mgmt

For

For

For

4

Elect Robert Goldman

Mgmt

For

For

For

5

Elect Anthony Hall, Jr.

Mgmt

For

For

For

6

Elect Anthony Hall, Jr.

Mgmt

For

For

For

7

Elect Ferrell McClean

Mgmt

For

For

For

8

Elect Steven Shapiro

Mgmt

For

For

For

9

Elect J. Michael Talbert

Mgmt

For

For

For

10

Elect Robert Vagt

Mgmt

For

For

For

11

Elect John Whitmire

Mgmt

For

For

For

12

Amendment to the 2005 Omnibus Incentive Compensation Plan

Mgmt

For

For

For

13

Amendment to the Employee Stock Purchase Plan

Mgmt

For

For

For

14

Ratification of Auditor

Mgmt

For

For

For

 


 

Electronic Arts Inc.

 

Ticker

Security ID:

Meeting Date

Meeting Status

ERTS

CUSIP 285512109

07/31/2008

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1

Election Of Director: Leonard S. Coleman

Mgmt

For

For

For

2

Election Of Director: Gary M. Kusin

Mgmt

For

For

For

3

Election Of Director: Gregory B. Maffei

Mgmt

For

For

For

4

Election Of Director: Vivek Paul

Mgmt

For

For

For

5

Election Of Director: Lawrence F. Probst Iii

Mgmt

For

For

For

6

Election Of Director: John S. Riccitiello

Mgmt

For

For

For

7

Election Of Director: Richard A. Simonson

Mgmt

For

For

For

8

Election Of Director: Linda J. Srere

Mgmt

For

For

For

9

Amendments To The 2000 Equity Incentive Plan

Mgmt

For

For

For

10

Amendments To The 2000 Employee Stock Purchase Plan

Mgmt

For

For

For

11

Ratification Of Appointment Of Kpmg Llp As Independent Auditors

Mgmt

For

For

For

 

Entergy Corporation

 

Ticker

Security ID:

Meeting Date

Meeting Status

ETR

CUSIP 29364G103

05/08/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1

Elect Maureen Bateman

Mgmt

For

For

For

2

Elect W. Frank Blount

Mgmt

For

For

For

3

Elect Gary Edwards

Mgmt

For

For

For

4

Elect Alexis Herman

Mgmt

For

For

For

5

Elect Donald Hintz

Mgmt

For

For

For

6

Elect J. Wayne Leonard

Mgmt

For

For

For

7

Elect Stuart Levenick

Mgmt

For

For

For

8

Elect James Nichols

Mgmt

For

For

For

9

Elect William Percy, II

Mgmt

For

For

For

10

Elect W.J. Tauzin

Mgmt

For

For

For

11

Elect Steven Wilkinson

Mgmt

For

For

For

12

Ratification of Auditor

Mgmt

For

For

For

 

Equity Residential

 

Ticker

Security ID:

Meeting Date

Meeting Status

EQR

CUSIP 29476L107

06/11/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Elect John Alexander

Mgmt

For

For

For

1.2

Elect Charles Atwood

Mgmt

For

For

For

1.3

Elect Boone Knox

Mgmt

For

For

For

1.4

Elect John Neal

Mgmt

For

For

For

1.5

Elect David Neithercut

Mgmt

For

For

For

1.6

Elect Sheli Rosenberg

Mgmt

For

For

For

1.7

Elect Gerald Spector

Mgmt

For

For

For

1.8

Elect B. Joseph White

Mgmt

For

For

For

1.9

Elect Samuel Zell

Mgmt

For

For

For

2

Ratification of Auditor

Mgmt

For

For

For

3

Shareholder Proposal Regarding Majority Vote for Election of Trustees

ShrHoldr

Against

For

Against

 


 

Estee Lauder Co.

 

Ticker

Security ID:

Meeting Date

Meeting Status

EL

CUSIP 518439104

11/07/2008

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Elect Charlene Barshefsky

Mgmt

For

For

For

1.2

Elect Leonard Lauder

Mgmt

For

Withhold

Against

1.3

Elect Ronald Lauder

Mgmt

For

For

For

2

The Executive Annual Incentive Plan

Mgmt

For

For

For

3

Ratification of Auditor

Mgmt

For

For

For

 

Fomento Economico Mexicano SAB de CV

 

Ticker

Security ID:

Meeting Date

Meeting Status

FMX

CUSIP 344419106

03/25/2009

Voted

Meeting Type

Country of Trade

 

 

Special

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1

Accounts and Reports

Mgmt

For

For

For

2

Report on Tax Compliance

Mgmt

For

For

For

3

Allocation of Profits/Dividends

Mgmt

For

For

For

4

Authority to Repurchase Shares

Mgmt

For

For

For

5

Election of Directors; Fees

Mgmt

For

Against

Against

6

Election of Board Committee Members; Fees

Mgmt

For

Against

Against

7

Election of Meeting Delegates

Mgmt

For

For

For

8

Reading And, If Applicable, Approval Of The Minute.

Mgmt

For

For

For

 

Foot Locker, Inc.

 

Ticker

Security ID:

Meeting Date

Meeting Status

FL

CUSIP 344849104

05/20/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Elect Alan Feldman

Mgmt

For

For

For

1.2

Elect Jarobin Gilbert, Jr.

Mgmt

For

For

For

1.3

Elect David Schwartz

Mgmt

For

For

For

1.4

Elect Cheryl Turpin

Mgmt

For

For

For

2

Ratification of Auditor

Mgmt

For

For

For

3

Change in Board Size

Mgmt

For

For

For

 

Forest Oil Corporation

 

Ticker

Security ID:

Meeting Date

Meeting Status

FST

CUSIP 346091705

05/12/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Elect Dod Fraser

Mgmt

For

For

For

1.2

Elect James Lightner

Mgmt

For

For

For

2

Amendment to the 1999 Employee Stock Purchase Plan

Mgmt

For

For

For

3

Ratification of Auditor

Mgmt

For

For

For

 


 

FPL Group, Inc.

 

Ticker

Security ID:

Meeting Date

Meeting Status

FPL

CUSIP 302571104

05/22/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Elect Sherry Barrat

Mgmt

For

For

For

1.2

Elect Robert Beall, II

Mgmt

For

For

For

1.3

Elect J. Hyatt Brown

Mgmt

For

For

For

1.4

Elect James Camaren

Mgmt

For

For

For

1.5

Elect J. Brian Ferguson

Mgmt

For

For

For

1.6

Elect Lewis Hay III

Mgmt

For

For

For

1.7

Elect Toni Jennings

Mgmt

For

For

For

1.8

Elect Oliver Kingsley, Jr.

Mgmt

For

For

For

1.9

Elect Rudy Schupp

Mgmt

For

For

For

1.10

Elect Michael Thaman

Mgmt

For

For

For

1.11

Elect Hansel Tookes, II

Mgmt

For

For

For

1.12

Elect Paul Tregurtha

Mgmt

For

For

For

2

Ratification of Auditor

Mgmt

For

For

For

3

Amendment to the Long Term Incentive Plan

Mgmt

For

For

For

 

GameStop Corp.

 

Ticker

Security ID:

Meeting Date

Meeting Status

GME

CUSIP 36467W109

06/23/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Elect Daniel A. DeMatteo

Mgmt

For

For

For

1.2

Elect Michael Rosen

Mgmt

For

For

For

1.3

Elect Edward A. Volkwein

Mgmt

For

For

For

2

Amendment to the 2001 Incentive Plan

Mgmt

For

For

For

3

Ratification of Auditor

Mgmt

For

For

For

 

Genuine Parts Company

 

Ticker

Security ID:

Meeting Date

Meeting Status

GPC

CUSIP 372460105

04/20/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Elect Mary Bullock

Mgmt

For

For

For

1.2

Elect Jean Douville

Mgmt

For

For

For

1.3

Elect Thomas Gallagher

Mgmt

For

For

For

1.4

Elect George Guynn

Mgmt

For

For

For

1.5

Elect John Johns

Mgmt

For

For

For

1.6

Elect Michael Johns

Mgmt

For

For

For

1.7

Elect J. Hicks Lanier

Mgmt

For

For

For

1.8

Elect Wendy Needham

Mgmt

For

For

For

1.9

Elect Jerry Nix

Mgmt

For

For

For

1.10

Elect Larry Prince

Mgmt

For

For

For

1.11

Elect Gary Rollins

Mgmt

For

For

For

2

Ratification of Auditor

Mgmt

For

For

For

 


 

Greenhill & Co., Inc.

 

Ticker

Security ID:

Meeting Date

Meeting Status

GHL

CUSIP 395259104

04/22/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Elect Robert Greenhill

Mgmt

For

Withhold

Against

1.2

Elect Scott Bok

Mgmt

For

For

For

1.3

Elect Simon Borrows

Mgmt

For

For

For

1.4

Elect John Danforth

Mgmt

For

For

For

1.5

Elect Steven Goldstone

Mgmt

For

For

For

1.6

Elect Stephen Key

Mgmt

For

For

For

1.7

Elect Robert Blakely

Mgmt

For

For

For

2

Ratification Of Selection Of Ernst & Young Llp As Independent Auditors.

Mgmt

For

For

For

 

Harsco Corporation

 

Ticker

Security ID:

Meeting Date

Meeting Status

HSC

CUSIP 415864107

04/28/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Elect G. D. H. Butler

Mgmt

For

For

For

1.2

Elect K. Eddy

Mgmt

For

For

For

1.3

Elect S. Fazzolari

Mgmt

For

For

For

1.4

Elect Stuart Graham

Mgmt

For

For

For

1.5

Elect Terry Growcock

Mgmt

For

For

For

1.6

Elect Henry Knueppel

Mgmt

For

For

For

1.7

Elect D. Howard Pierce

Mgmt

For

For

For

1.8

Elect J. Scheiner

Mgmt

For

For

For

1.9

Elect A. Sordoni, III

Mgmt

For

For

For

1.10

Elect Robert Wilburn

Mgmt

For

Withhold

Against

2

Reapproval of Terms for Performance-Based Awards Under the 1995 Executive Incentive Compensation Plan

Mgmt

For

For

For

3

Ratification of Auditor

Mgmt

For

For

For

 

Hasbro, Inc.

 

Ticker

Security ID:

Meeting Date

Meeting Status

HAS

CUSIP 418056107

05/21/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Elect Basil Anderson

Mgmt

For

For

For

1.2

Elect Alan Batkin

Mgmt

For

For

For

1.3

Elect Frank Biondi, Jr.

Mgmt

For

For

For

1.4

Elect Kenneth Bronfin

Mgmt

For

For

For

1.5

Elect John Connors, Jr.

Mgmt

For

For

For

1.6

Elect Michael Garrett

Mgmt

For

For

For

1.7

Elect E. Gordon Gee

Mgmt

For

For

For

1.8

Elect Brian Goldner

Mgmt

For

For

For

1.9

Elect Jack Greenberg

Mgmt

For

For

For

1.10

Elect Alan Hassenfeld

Mgmt

For

For

For

1.11

Elect Tracy Leinbach

Mgmt

For

For

For

1.12

Elect Edward Philip

Mgmt

For

For

For

1.13

Elect Paula Stern

Mgmt

For

For

For

1.14

Elect Alfred Verrecchia

Mgmt

For

For

For

2

Amendment to the 2003 Stock Incentive Performance Plan

Mgmt

For

For

For

3

2009 Senior Management Annual Performance Plan

Mgmt

For

For

For

4

Ratification of Auditor

Mgmt

For

For

For

 


 

Hershey Company

 

Ticker

Security ID:

Meeting Date

Meeting Status

HSY

CUSIP 427866108

04/30/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Elect Robert Cavanaugh

Mgmt

For

Withhold

Against

1.2

Elect Charles Davis

Mgmt

For

For

For

1.3

Elect Arnold Langbo

Mgmt

For

For

For

1.4

Elect James Nevels

Mgmt

For

Withhold

Against

1.5

Elect Thomas Ridge

Mgmt

For

For

For

1.6

Elect David Shedlarz

Mgmt

For

For

For

1.7

Elect Charles Strauss

Mgmt

For

For

For

1.8

Elect David West

Mgmt

For

For

For

1.9

Elect LeRoy Zimmerman

Mgmt

For

Withhold

Against

2

Ratify Appointment Of Kpmg Llp As Independent Auditors For 2009.

Mgmt

For

For

For

 

Hess Corporation

 

Ticker

Security ID:

Meeting Date

Meeting Status

HES

CUSIP 42809H107

05/06/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Elect John Hess

Mgmt

For

For

For

1.2

Elect Samuel Bodman

Mgmt

For

For

For

1.3

Elect Risa Lavizzo-Mourey

Mgmt

For

For

For

1.4

Elect Craig Matthews

Mgmt

For

For

For

1.5

Elect Ernst von Metzsch

Mgmt

For

For

For

2

Ratification of Auditor

Mgmt

For

For

For

 

Hospira, Inc.

 

Ticker

Security ID:

Meeting Date

Meeting Status

HSP

CUSIP 441060100

05/14/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Elect Christopher Begley

Mgmt

For

For

For

1.2

Elect Barbara Bowles

Mgmt

For

For

For

1.3

Elect Roger Hale

Mgmt

For

For

For

1.4

Elect John Staley

Mgmt

For

For

For

1.5

Elect Heino von Prondzynski

Mgmt

For

For

For

2

Ratification of Auditor

Mgmt

For

For

For

3

Amendment to the 2004 Long-Term Stock Incentive Plan

Mgmt

For

For

For

 


 

Intersil Corporation

 

Ticker

Security ID:

Meeting Date

Meeting Status

ISIL

CUSIP 46069S109

05/06/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Elect David Bell

Mgmt

For

For

For

1.2

Elect Robert Conn

Mgmt

For

For

For

1.3

Elect James Diller

Mgmt

For

For

For

1.4

Elect Gary Gist

Mgmt

For

For

For

1.5

Elect Mercedes Johnson

Mgmt

For

For

For

1.6

Elect Gregory Lang

Mgmt

For

For

For

1.7

Elect Jan Peeters

Mgmt

For

For

For

1.8

Elect Robert Pokelwaldt

Mgmt

For

For

For

1.9

Elect James Urry

Mgmt

For

For

For

2

Ratification of Auditor

Mgmt

For

For

For

3

Amendment to the Intersil Corporation Employee Stock Purchase Plan

Mgmt

For

For

For

 

Jacobs Engineering Group Inc.

 

Ticker

Security ID:

Meeting Date

Meeting Status

JEC

CUSIP 469814107

01/22/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1

Election Of Director: Joseph R. Bronson

Mgmt

For

For

For

2

Election Of Director: Thomas M.T. Niles

Mgmt

For

For

For

3

Election Of Director: Noel G. Watson

Mgmt

For

For

For

4

Election Of Director: John F. Coyne

Mgmt

For

For

For

5

Amendment to the 1989 Employee Stock Purchase Plan

Mgmt

For

For

For

6

Amendment to the 1999 Stock Incentive Plan

Mgmt

For

For

For

7

Ratification of Auditor

Mgmt

For

For

For

 

Johnson Controls, Inc.

 

Ticker

Security ID:

Meeting Date

Meeting Status

JCI

CUSIP 478366107

01/21/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Elect Dennis Archer

Mgmt

For

For

For

1.2

Elect Richard Goodman

Mgmt

For

For

For

1.3

Elect Southwood Morcott

Mgmt

For

For

For

2

Ratification Of Pricewaterhousecoopers As Independent Auditors For 2009.

Mgmt

For

For

For

3

Proposal Regarding Survivor Benefits.

ShrHoldr

Against

For

Against

 


 

Kennametal Inc.

 

Ticker

Security ID:

Meeting Date

Meeting Status

KMT

CUSIP 489170100

10/21/2008

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Elect Philip Dur

Mgmt

For

For

For

1.2

Elect Timothy McLevish

Mgmt

For

For

For

1.3

Elect Steven Wunning

Mgmt

For

For

For

2

Ratification of Auditor

Mgmt

For

For

For

3

Amendment to the Stock and Incentive Plan of 2002

Mgmt

For

For

For

 

Keycorp

 

Ticker

Security ID:

Meeting Date

Meeting Status

KEY

CUSIP 493267108

05/21/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Elect William Bares

Mgmt

For

For

For

1.2

Elect Carol Cartwright

Mgmt

For

For

For

1.3

Elect Kristen Manos

Mgmt

For

For

For

1.4

Elect Thomas Stevens

Mgmt

For

For

For

2

Adoption of Majority Vote for Election of Directors

Mgmt

For

For

For

3

Amendment to Authorized Preferred Stock

Mgmt

For

For

For

4

Ratification of Auditor

Mgmt

For

For

For

5

Advisory Vote on Executive Compensation

Mgmt

For

For

For

 

Kroger Co.

 

Ticker

Security ID:

Meeting Date

Meeting Status

KR

CUSIP 501044101

06/25/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1

Elect Reuben Anderson

Mgmt

For

For

For

2

Elect Robert Beyer

Mgmt

For

For

For

3

Elect David Dillon

Mgmt

For

For

For

4

Elect Susan Kropf

Mgmt

For

For

For

5

Elect John LaMacchia

Mgmt

For

For

For

6

Elect David Lewis

Mgmt

For

For

For

7

Elect Don McGeorge

Mgmt

For

For

For

8

Elect W. Rodney McMullen

Mgmt

For

For

For

9

Elect Jorge Montoya

Mgmt

For

For

For

10

Elect Clyde Moore

Mgmt

For

For

For

11

Elect Susan Phillips

Mgmt

For

For

For

12

Elect Steven Rogel

Mgmt

For

For

For

13

Elect James Runde

Mgmt

For

For

For

14

Elect Ronald Sargent

Mgmt

For

For

For

15

Elect Bobby Shackouls

Mgmt

For

For

For

16

Ratification of Auditor

Mgmt

For

For

For

17

Shareholder Proposal Regarding Cage Free Eggs

ShrHoldr

Against

Abstain

Against

18

Shareholder Proposal Regarding Majority Vote for Election of Directors

ShrHoldr

Against

For

Against

 


 

L-3 Communications Holdings, Inc.

 

Ticker

Security ID:

Meeting Date

Meeting Status

LLL

CUSIP 502424104

04/28/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Elect Robert Millard

Mgmt

For

For

For

1.2

Elect Arthur Simon

Mgmt

For

For

For

2

2009 Employee Stock Purchase Plan

Mgmt

For

For

For

3

Ratification of Auditor

Mgmt

For

For

For

 

Marsh & McLennan Companies, Inc.

 

Ticker

Security ID:

Meeting Date

Meeting Status

MMC

CUSIP 571748102

05/21/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1

Elect Leslie Baker, Jr.

Mgmt

For

For

For

2

Elect Gwendolyn King

Mgmt

For

For

For

3

Elect Marc Oken

Mgmt

For

For

For

4

Elect David Olsen

Mgmt

For

For

For

5

Ratification of Auditor

Mgmt

For

For

For

6

Shareholder Proposal Regarding Reincorporation

ShrHoldr

Against

Against

For

7

Shareholder Proposal Regarding Right to Call a Special Meeting

ShrHoldr

Against

Against

For

8

Shareholder Proposal Regarding Political Contributions and Expenditure Report

ShrHoldr

Against

For

Against

 

Marshall & Ilsley Corporation

 

Ticker

Security ID:

Meeting Date

Meeting Status

MI

CUSIP 571837103

04/28/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Elect Andrew Baur

Mgmt

For

For

For

1.2

Elect Jon Chait

Mgmt

For

For

For

1.3

Elect John Daniels, Jr.

Mgmt

For

Withhold

Against

1.4

Elect Mark Furlong

Mgmt

For

For

For

1.5

Elect Ted Kellner

Mgmt

For

For

For

1.6

Elect Dennis Kuester

Mgmt

For

For

For

1.7

Elect David Lubar

Mgmt

For

For

For

1.8

Elect Katharine Lyall

Mgmt

For

For

For

1.9

Elect John Mellowes

Mgmt

For

For

For

1.10

Elect San Orr, Jr.

Mgmt

For

For

For

1.11

Elect Robert O’Toole

Mgmt

For

For

For

1.12

Elect Peter Platten, III

Mgmt

For

For

For

1.13

Elect John Shiely

Mgmt

For

For

For

1.14

Elect George Wardeberg

Mgmt

For

For

For

1.15

Elect James Wigdale

Mgmt

For

For

For

2

Approval of 2009 Employee Stock Purchase Plan

Mgmt

For

For

For

3

Approval of 2009 Equity Incentive Plan

Mgmt

For

For

For

4

Ratification of Auditor

Mgmt

For

For

For

5

Advisory Vote on Executive Compensation

Mgmt

For

For

For

6

Shareholder Proposal Regarding Majority Vote for Election of Directors

ShrHoldr

Against

For

Against

 


 

Mettler-Toledo International Inc.

 

Ticker

Security ID:

Meeting Date

Meeting Status

MTD

CUSIP 592688105

04/30/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1

Election Of Director: Robert F. Spoerry

Mgmt

For

For

For

2

Election Of Director: Wah-Hui Chu

Mgmt

For

For

For

3

Election Of Director: Francis A. Contino

Mgmt

For

For

For

4

Election Of Director: Olivier A. Filliol

Mgmt

For

For

For

5

Election Of Director: Michael A. Kelly

Mgmt

For

For

For

6

Election Of Director: Hans Ulrich Maerki

Mgmt

For

For

For

7

Election Of Director: George M. Milne

Mgmt

For

For

For

8

Election Of Director: Thomas P. Salice

Mgmt

For

For

For

9

Approval Of Independent Registered Public Accounting Firm

Mgmt

For

For

For

 

National Oilwell Varco, Inc.

 

Ticker

Security ID:

Meeting Date

Meeting Status

NOV

CUSIP 637071101

05/13/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1

Elect Merrill Miller, Jr.

Mgmt

For

For

For

2

Elect Greg Armstrong

Mgmt

For

For

For

3

Elect David Harrison

Mgmt

For

For

For

4

Ratification of Auditor

Mgmt

For

For

For

5

Amendment to the Long-Term Incentive Plan

Mgmt

For

For

For

 

NCR Corporation

 

Ticker

Security ID:

Meeting Date

Meeting Status

NCR

CUSIP 62886E108

04/22/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Elect William Nuti

Mgmt

For

For

For

1.2

Elect Gary Daichendt

Mgmt

For

For

For

1.3

Elect Robert DeRodes

Mgmt

For

For

For

1.4

Elect Quincy Allen

Mgmt

For

For

For

1.5

Elect Richard Clemmer

Mgmt

For

For

For

2

Ratification of Auditor

Mgmt

For

For

For

 


 

Newfield Exploration Company

 

Ticker

Security ID:

Meeting Date

Meeting Status

NFX

CUSIP 651290108

05/07/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1

Elect David Trice

Mgmt

For

For

For

2

Elect Lee Boothby

Mgmt

For

For

For

3

Elect Philip Burguieres

Mgmt

For

For

For

4

Elect Pamela Gardner

Mgmt

For

For

For

5

Elect Dennis Hendrix

Mgmt

For

For

For

6

Elect John Kemp III

Mgmt

For

For

For

7

Elect J. Michael Lacey

Mgmt

For

For

For

8

Elect Joseph Netherland

Mgmt

For

For

For

9

Elect Howard Newman

Mgmt

For

For

For

10

Elect Thomas Ricks

Mgmt

For

For

For

11

Elect Juanita Romans

Mgmt

For

For

For

12

Elect Charles Shultz

Mgmt

For

For

For

13

Elect J. Terry Strange

Mgmt

For

For

For

14

2009 Omnibus Stock Plan

Mgmt

For

For

For

15

2009 Non-Employee Director Restricted Stock Plan

Mgmt

For

For

For

16

Ratification of Auditor

Mgmt

For

For

For

 

Noble Corporation

 

Ticker

Security ID:

Meeting Date

Meeting Status

NE

CUSIP G65422100

03/17/2009

Voted

Meeting Type

Country of Trade

 

 

Special

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1

Reincorporation from the Cayman Islands to Switzerland

Mgmt

For

For

For

2

Right to Adjourn Meeting

Mgmt

For

Against

Against

 

Noble Corporation

 

Ticker

Security ID:

Meeting Date

Meeting Status

NE

CUSIP H5833N103

05/28/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1

Amendment to Par Value; Capital Repayment

Mgmt

For

For

For

2.1

Elect Julie Edwards

Mgmt

For

For

For

2.2

Elect Marc Leland

Mgmt

For

For

For

2.3

Elect David Williams

Mgmt

For

For

For

3

Appointment of Auditor

Mgmt

For

For

For

4

Amendment Regarding Supermajority Voting

Mgmt

For

For

For

 


 

Northeast Utilities

 

Ticker

Security ID:

Meeting Date

Meeting Status

NU

CUSIP 664397106

05/12/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Elect Richard Booth

Mgmt

For

For

For

1.2

Elect John Clarkeson

Mgmt

For

For

For

1.3

Elect Cotton Cleveland

Mgmt

For

For

For

1.4

Elect Sanford Cloud, Jr.

Mgmt

For

For

For

1.5

Elect James Cordes

Mgmt

For

For

For

1.6

Elect E. Gail de Planque

Mgmt

For

For

For

1.7

Elect John Graham

Mgmt

For

For

For

1.8

Elect Elizabeth Kennan

Mgmt

For

For

For

1.9

Elect Kenneth Leibler

Mgmt

For

For

For

1.10

Elect Robert Patricelli

Mgmt

For

For

For

1.11

Elect Charles Shivery

Mgmt

For

For

For

1.12

Elect John Swope

Mgmt

For

For

For

2

Ratification of Auditor

Mgmt

For

For

For

3

Transaction of Other Business

Mgmt

For

Against

Against

 

Packaging Corporation of America

 

Ticker

Security ID:

Meeting Date

Meeting Status

PKG

CUSIP 695156109

05/27/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Elect Cheryl Beebe

Mgmt

For

For

For

1.2

Elect Henry Frigon

Mgmt

For

For

For

1.3

Elect Hasan Jameel

Mgmt

For

For

For

1.4

Elect Samuel Mencoff

Mgmt

For

For

For

1.5

Elect Roger Porter

Mgmt

For

For

For

1.6

Elect Paul Stecko

Mgmt

For

For

For

1.7

Elect James Woodrum

Mgmt

For

For

For

2

Ratification of Auditor

Mgmt

For

For

For

3

Amendment to the 1999 Long-Term Equity Incentive Plan

Mgmt

For

For

For

 

Parker-Hannifin Corporation

 

Ticker

Security ID:

Meeting Date

Meeting Status

PH

CUSIP 701094104

10/22/2008

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Elect William Kassling

Mgmt

For

For

For

1.2

Elect Joseph Scaminace

Mgmt

For

For

For

1.3

Elect Wolfgang Schmitt

Mgmt

For

For

For

2

Ratification of Auditor

Mgmt

For

For

For

 


 

Peabody Energy Corporation

 

Ticker

Security ID:

Meeting Date

Meeting Status

BTU

CUSIP 704549104

05/07/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Elect Gregory Boyce

Mgmt

For

For

For

1.2

Elect William James

Mgmt

For

For

For

1.3

Elect Robert Karn III

Mgmt

For

For

For

1.4

Elect M. Frances Keeth

Mgmt

For

For

For

1.5

Elect Henry Lentz

Mgmt

For

For

For

2

Ratification of Auditor

Mgmt

For

For

For

3

Reapproval of the Material Terms of the 2004 Long-Term Equity Incentive Plan

Mgmt

For

For

For

 

Pepsi Bottling Group Inc.

 

Ticker

Security ID:

Meeting Date

Meeting Status

PBG

CUSIP 713409100

05/27/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1

Elect Linda Alvarado

Mgmt

For

For

For

2

Elect Barry Beracha

Mgmt

For

For

For

3

Elect John Compton

Mgmt

For

For

For

4

Elect Eric Foss

Mgmt

For

For

For

5

Elect Ira Hall

Mgmt

For

For

For

6

Elect Susan Kronick

Mgmt

For

For

For

7

Elect Blythe McGarvie

Mgmt

For

For

For

8

Elect John Quelch

Mgmt

For

For

For

9

Elect Javier Teruel

Mgmt

For

For

For

10

Elect Cynthia Trudell

Mgmt

For

For

For

11

Amendment to the Directors’ Stock Plan

Mgmt

For

For

For

12

Ratification of Auditor

Mgmt

For

For

For

 

PG&E Corporation

 

Ticker

Security ID:

Meeting Date

Meeting Status

PCG

CUSIP 69331C108

05/13/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1

Elect David Andrews

Mgmt

For

For

For

2

Elect C. Lee Cox

Mgmt

For

For

For

3

Elect Peter Darbee

Mgmt

For

For

For

4

Elect Maryellen Herringer

Mgmt

For

For

For

5

Elect Roger Kimmel

Mgmt

For

For

For

6

Elect Richard Meserve

Mgmt

For

For

For

7

Elect Forrest Miller

Mgmt

For

For

For

8

Elect Barbara Rambo

Mgmt

For

For

For

9

Elect Barry Williams

Mgmt

For

For

For

10

Ratification of Auditor

Mgmt

For

For

For

11

Shareholder Proposal Regarding Advisory Vote on Compensation (Say on Pay)

ShrHoldr

Against

Against

For

12

Shareholder Proposal Regarding Reincorporation in North Dakota

ShrHoldr

Against

Against

For

 


 

Platinum Underwriters Holdings, Ltd.

 

Ticker

Security ID:

Meeting Date

Meeting Status

PTP

CUSIP G7127P100

04/29/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Elect H. Furlong Baldwin

Mgmt

For

For

For

1.2

Elect Dan Carmichael

Mgmt

For

For

For

1.3

Elect A. John Hass

Mgmt

For

For

For

1.4

Elect Edmund Megna

Mgmt

For

For

For

1.5

Elect Michael Price

Mgmt

For

For

For

1.6

Elect Peter Pruitt

Mgmt

For

Withhold

Against

1.7

Elect James Slattery

Mgmt

For

For

For

2

Appointment of Auditor

Mgmt

For

For

For

 

Plum Creek Timber Company, Inc.

 

Ticker

Security ID:

Meeting Date

Meeting Status

PCL

CUSIP 729251108

05/06/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1

Elect Rick Holley

Mgmt

For

For

For

2

Elect Robin Josephs

Mgmt

For

For

For

3

Elect John McDonald

Mgmt

For

For

For

4

Elect Robert McLeod

Mgmt

For

For

For

5

Elect John Morgan, Sr.

Mgmt

For

For

For

6

Elect John Scully

Mgmt

For

For

For

7

Elect Stephen Tobias

Mgmt

For

For

For

8

Elect Martin White

Mgmt

For

For

For

9

Adoption of Majority Vote for Election of Directors

Mgmt

For

For

For

10

Amendment to Increase Ownership Limit

Mgmt

For

For

For

11

Ratification of Auditor

Mgmt

For

For

For

12

Shareholder Proposal Regarding Advisory Vote on Compensation (Say on Pay)

ShrHoldr

Against

For

Against

 

Polo Ralph Lauren Corporation

 

Ticker

Security ID:

Meeting Date

Meeting Status

RL

CUSIP 731572103

08/07/2008

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Elect Frank Bennack, Jr.

Mgmt

For

For

For

1.2

Elect Joel Fleishman

Mgmt

For

For

For

1.3

Elect Terry Semel

Mgmt

For

For

For

2

Ratification of Auditor

Mgmt

For

For

For

 

PPG Industries, Inc.

 

Ticker

Security ID:

Meeting Date

Meeting Status

PPG

CUSIP 693506107

04/16/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Elect Charles Bunch

Mgmt

For

For

For

1.2

Elect Robert Ripp

Mgmt

For

For

For

1.3

Elect Thomas Usher

Mgmt

For

For

For

1.4

Elect David Whitwam

Mgmt

For

For

For

2

Ratification of Auditor

Mgmt

For

For

For

 


 

Public Service Enterprise Group Incorporated

 

Ticker

Security ID:

Meeting Date

Meeting Status

PEG

CUSIP 744573106

04/21/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Elect Albert Gamper, Jr.

Mgmt

For

For

For

1.2

Elect Conrad Harper

Mgmt

For

For

For

1.3

Elect Shirley Jackson

Mgmt

For

For

For

1.4

Elect David Lilley

Mgmt

For

For

For

1.5

Elect Thomas Renyi

Mgmt

For

For

For

1.6

Elect Hak Cheol Shin

Mgmt

For

For

For

2

Ratification of Auditor

Mgmt

For

For

For

 

Rayonier Inc.

 

Ticker

Security ID:

Meeting Date

Meeting Status

RYN

CUSIP 754907103

05/21/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1

Elect Richard Kincaid

Mgmt

For

For

For

2

Elect V. Larkin Martin

Mgmt

For

For

For

3

Elect Ronald Townsend

Mgmt

For

For

For

4

Elect John Bush

Mgmt

For

For

For

5

Elect David Oskin

Mgmt

For

For

For

6

Ratification of Auditor

Mgmt

For

For

For

 

Regal Entertainment Group

 

Ticker

Security ID:

Meeting Date

Meeting Status

RGC

CUSIP 758766109

05/06/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Elect Charles Brymer

Mgmt

For

For

For

1.2

Elect Michael Campbell

Mgmt

For

For

For

1.3

Elect Alex Yemenidjian

Mgmt

For

For

For

2

Ratification of Auditor

Mgmt

For

For

For

 

Reinsurance Group of America, Incorporated

 

Ticker

Security ID:

Meeting Date

Meeting Status

RGA

CUSIP 759351604

05/20/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Elect John Danahy

Mgmt

For

For

For

1.2

Elect Arnoud Boot

Mgmt

For

For

For

1.3

Elect Stuart Greenbaum

Mgmt

For

For

For

1.4

Elect A. Greig Woodring

Mgmt

For

For

For

2

Ratification of Auditor

Mgmt

For

For

For

 


 

Reinsurance Group of America, Incorporated

 

Ticker

Security ID:

Meeting Date

Meeting Status

RGA

CUSIP 759351109

09/05/2008

Voted

Meeting Type

Country of Trade

 

 

Special

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1

Recapitalization

Mgmt

For

For

For

2

Class B Common Stock Voting Limitation

Mgmt

For

For

For

3

Acquisition Restrictions

Mgmt

For

For

For

4

Potential Conversion of Class B Common Stock

Mgmt

For

For

For

5

Section 382 Shareholder Rights Plan

Mgmt

For

Against

Against

6

Right to Adjourn Meeting

Mgmt

For

Against

Against

 

Reinsurance Group of America, Incorporated

 

Ticker

Security ID:

Meeting Date

Meeting Status

RGAA

CUSIP 759351406

11/25/2008

Voted

Meeting Type

Country of Trade

 

 

Special

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1

Conversion of Class B Stock Into Class A Stock

Mgmt

For

For

For

2

Amendment to Eliminate Dual Class Stock Structure

Mgmt

For

For

For

3

Right to Adjourn Meeting

Mgmt

For

Against

Against

 

Ross Stores, Inc.

 

Ticker

Security ID:

Meeting Date

Meeting Status

ROST

CUSIP 778296103

05/20/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Elect Michael Balmuth

Mgmt

For

For

For

1.2

Elect K. Gunnar Bjorklund

Mgmt

For

For

For

1.3

Elect Sharon Garrett

Mgmt

For

For

For

2

Ratification of Auditor

Mgmt

For

For

For

 

Royal Caribbean Cruises Ltd.

 

Ticker

Security ID:

Meeting Date

Meeting Status

RCL

CUSIP V7780T103

05/27/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Elect Morten Arntzen

Mgmt

For

For

For

1.2

Elect Bernard Aronson

Mgmt

For

For

For

1.3

Elect Richard Fain

Mgmt

For

For

For

2

Discretion to Delist from the Oslo Stock Exchange

Mgmt

For

For

For

3

Ratification of Auditor

Mgmt

For

For

For

4

Shareholder Proposal Regarding Declassification of the Board

ShrHoldr

Against

For

Against

 


 

Sempra Energy

 

Ticker

Security ID:

Meeting Date

Meeting Status

SRE

CUSIP 816851109

04/30/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1

Election Of Director: James G. Brocksmith Jr.

Mgmt

For

For

For

2

Election Of Director: Richard A. Collato

Mgmt

For

For

For

3

Election Of Director: Donald E. Felsinger

Mgmt

For

For

For

4

Election Of Director: Wilford D. Godbold Jr.

Mgmt

For

For

For

5

Election Of Director: William D. Jones

Mgmt

For

For

For

6

Election Of Director: Richard G. Newman

Mgmt

For

For

For

7

Election Of Director: William G. Ouchi

Mgmt

For

For

For

8

Election Of Director: Carlos Ruiz

Mgmt

For

For

For

9

Election Of Director: William C. Rusnack

Mgmt

For

For

For

10

Election Of Director: William P. Rutledge

Mgmt

For

For

For

11

Election Of Director: Lynn Schenk

Mgmt

For

For

For

12

Election Of Director: Neal E. Schmale

Mgmt

For

For

For

13

Ratification Of Independent Registered Public Accounting Firm

Mgmt

For

For

For

14

Shareholder Proposal For An Advisory Vote On Executive Compensation

ShrHoldr

Against

For

Against

15

Shareholder Proposal For North Dakota Reincorporation

ShrHoldr

Against

Against

For

 

Smithfield Foods, Inc.

 

Ticker

Security ID:

Meeting Date

Meeting Status

SFD

CUSIP 832248108

08/27/2008

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Elect Robert Burrus, Jr.

Mgmt

For

For

For

1.2

Elect Carol Crawford

Mgmt

For

For

For

1.3

Elect David Nelson

Mgmt

For

For

For

1.4

Elect Gaoning Ning

Mgmt

For

For

For

1.5

Elect Frank Royal

Mgmt

For

For

For

2

2008 Incentive Compensation Plan

Mgmt

For

For

For

3

Ratification of Auditor

Mgmt

For

For

For

 


 

Spirit AeroSystems Holdings, Inc.

 

Ticker

Security ID:

Meeting Date

Meeting Status

SPR

CUSIP 848574109

04/21/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Elect Charles Chadwell

Mgmt

For

For

For

1.2

Elect Ivor Evans

Mgmt

For

For

For

1.3

Elect Paul Fulchino

Mgmt

For

Withhold

Against

1.4

Elect Richard Gephardt

Mgmt

For

Withhold

Against

1.5

Elect Robert Johnson

Mgmt

For

For

For

1.6

Elect Ronald Kadish

Mgmt

For

For

For

1.7

Elect Francis Raborn

Mgmt

For

For

For

1.8

Elect Jeffrey Turner

Mgmt

For

For

For

1.9

Elect James Welch

Mgmt

For

For

For

1.10

Elect Nigel Wright

Mgmt

For

Withhold

Against

2

Ratification of Auditor

Mgmt

For

For

For

 

Stanley Works

 

Ticker

Security ID:

Meeting Date

Meeting Status

SWK

CUSIP 854616109

04/23/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Elect Patrick Campbell

Mgmt

For

For

For

1.2

Elect Eileen Kraus

Mgmt

For

For

For

1.3

Elect Lawrence Zimmerman

Mgmt

For

For

For

2

To Approve Ernst & Young Llp As Independent Auditors For The Year 2009.

Mgmt

For

For

For

3

To Approve The Stanley Works 2009 Long-Term Incentive Plan.

Mgmt

For

For

For

4

Shareholder Proposal Regarding Declassification of the Board

ShrHoldr

Against

For

Against

 

Starwood Hotels & Resorts Worldwide, Inc.

 

Ticker

Security ID:

Meeting Date

Meeting Status

HOT

CUSIP 85590A401

05/06/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Elect Adam Aron

Mgmt

For

For

For

1.2

Elect Charlene Barshefsky

Mgmt

For

For

For

1.3

Elect Thomas Clarke

Mgmt

For

For

For

1.4

Elect Clayton Daley, Jr.

Mgmt

For

For

For

1.5

Elect Bruce Duncan

Mgmt

For

For

For

1.6

Elect Lizanne Galbreath

Mgmt

For

For

For

1.7

Elect Eric Hippeau

Mgmt

For

For

For

1.8

Elect Stephen Quazzo

Mgmt

For

For

For

1.9

Elect Thomas Ryder

Mgmt

For

For

For

1.10

Elect Frits Van Paasschen

Mgmt

For

For

For

1.11

Elect Kneeland Youngblood

Mgmt

For

For

For

2

Ratification of Auditor

Mgmt

For

For

For

 


 

Svb Financial Group

 

Ticker

Security ID:

Meeting Date

Meeting Status

SIVB

CUSIP 78486Q101

05/12/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Elect Eric Benhamou

Mgmt

For

For

For

1.2

Elect David Clapper

Mgmt

For

For

For

1.3

Elect Roger Dunbar

Mgmt

For

For

For

1.4

Elect Joel Friedman

Mgmt

For

For

For

1.5

Elect G. Felda Hardymon

Mgmt

For

For

For

1.6

Elect Alex Hart

Mgmt

For

For

For

1.7

Elect C. Richard Kramlich

Mgmt

For

For

For

1.8

Elect Lata Krishnan

Mgmt

For

For

For

1.9

Elect James Porter

Mgmt

For

For

For

1.10

Elect Michaela Rodeno

Mgmt

For

For

For

1.11

Elect Kenneth Wilcox

Mgmt

For

For

For

1.12

Elect Kyung Yoon

Mgmt

For

For

For

2

Ratification of Auditor

Mgmt

For

For

For

3

Advisory Vote on Executive Compensation

Mgmt

For

For

For

 

Synopsys, Inc.

 

Ticker

Security ID:

Meeting Date

Meeting Status

SNPS

CUSIP 871607107

02/27/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Elect Aart de Geus

Mgmt

For

For

For

1.2

Elect Alfred Castino

Mgmt

For

For

For

1.3

Elect Chi-Foon Chan

Mgmt

For

For

For

1.4

Elect Bruce Chizen

Mgmt

For

For

For

1.5

Elect Deborah Coleman

Mgmt

For

For

For

1.6

Elect John Schwarz

Mgmt

For

For

For

1.7

Elect Sasson Somekh

Mgmt

For

For

For

1.8

Elect Roy Vallee

Mgmt

For

For

For

1.9

Elect Steven Walske

Mgmt

For

For

For

2

Amendment to the 2006 Employee Equity Incentive Plan

Mgmt

For

For

For

3

Ratification of Auditor

Mgmt

For

For

For

 

TCF Financial Corporation

 

Ticker

Security ID:

Meeting Date

Meeting Status

TCB

CUSIP 872275102

04/29/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Elect William Bieber

Mgmt

For

For

For

1.2

Elect Theodore Bigos

Mgmt

For

For

For

1.3

Elect William Cooper

Mgmt

For

For

For

1.4

Elect Thomas Cusick

Mgmt

For

For

For

1.5

Elect Gregory Pulles

Mgmt

For

For

For

1.6

Elect Gerald Schwalbach

Mgmt

For

For

For

1.7

Elect Douglas Scovanner

Mgmt

For

For

For

1.8

Elect Barry Winslow

Mgmt

For

For

For

2

Re-Approve The TCF Performance-Based Compensation Policy

Mgmt

For

For

For

3

Amendment to the Incentive Stock Program

Mgmt

For

Against

Against

4

Amendment to the Incentive Stock Program

Mgmt

For

Against

Against

5

Advisory Vote on Executive Compensation

Mgmt

For

For

For

6

Ratification of Auditor

Mgmt

For

For

For

 


 

Teleflex Incorporated

 

Ticker

Security ID:

Meeting Date

Meeting Status

TFX

CUSIP 879369106

05/01/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Elect Jeffrey Black

Mgmt

For

For

For

1.2

Elect Sigismundus Lubsen

Mgmt

For

For

For

1.3

Elect Stuart Randle

Mgmt

For

For

For

1.4

Elect Harold Yoh, III

Mgmt

For

For

For

2

Ratification of Auditor

Mgmt

For

For

For

 

Textron Inc.

 

Ticker

Security ID:

Meeting Date

Meeting Status

TXT

CUSIP 883203101

04/22/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1

Election Of Director: Lewis B. Campbell

Mgmt

For

For

For

2

Election Of Director: Lawrence K. Fish

Mgmt

For

For

For

3

Election Of Director: Joe T. Ford

Mgmt

For

For

For

4

Ratification of Auditor

Mgmt

For

For

For

 

Tidewater Inc.

 

Ticker

Security ID:

Meeting Date

Meeting Status

TDW

CUSIP 886423102

07/31/2008

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Elect M. Jay Allison

Mgmt

For

For

For

1.2

Elect James Day

Mgmt

For

For

For

1.3

Elect Richard du Moulin

Mgmt

For

For

For

1.4

Elect J. Wayne Leonard

Mgmt

For

For

For

1.5

Elect Richard Pattarozzi

Mgmt

For

For

For

1.6

Elect Nicholas Sutton

Mgmt

For

For

For

1.7

Elect Cindy Taylor

Mgmt

For

For

For

1.8

Elect Dean Taylor

Mgmt

For

For

For

1.9

Elect Jack Thompson

Mgmt

For

For

For

2

Approval Of The Terms Of The Executive Officer Annual Incentive Plan.

Mgmt

For

For

For

3

Ratification of Auditor

Mgmt

For

For

For

 

Universal Health Services, Inc.

 

Ticker

Security ID:

Meeting Date

Meeting Status

UHS

CUSIP 913903100

05/20/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1

Transaction of Other Business

Mgmt

For

Against

Against

 


 

Varian, Inc.

 

Ticker

Security ID:

Meeting Date

Meeting Status

VARI

CUSIP 922206107

02/05/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Elect Richard De Schutter

Mgmt

For

For

For

1.2

Elect James Glover

Mgmt

For

For

For

2

Ratification of Auditor

Mgmt

For

For

For

 

Verigy Ltd.

 

Ticker

Security ID:

Meeting Date

Meeting Status

VRGY

CUSIP Y93691106

04/14/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1

Elect Edward Grady

Mgmt

For

For

For

2

Elect Ernest Godshalk

Mgmt

For

For

For

3

Elect Bobby Cheng

Mgmt

For

For

For

4

Elect Keith Barnes

Mgmt

For

For

For

5

Appointment of Auditor

Mgmt

For

For

For

6

Directors’ Fees

Mgmt

For

For

For

7

Authority to Issue Ordinary Shares

Mgmt

For

For

For

8

Authority to Repurchase Shares

Mgmt

For

For

For

 

VeriSign, Inc.

 

Ticker

Security ID:

Meeting Date

Meeting Status

VRSN

CUSIP 92343E102

05/28/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Elect D. James Bidzos

Mgmt

For

For

For

1.2

Elect William Chenevich

Mgmt

For

For

For

1.3

Elect Kathleen Cote

Mgmt

For

For

For

1.4

Elect Roger Moore

Mgmt

For

For

For

1.5

Elect John Roach

Mgmt

For

For

For

1.6

Elect Louis Simpson

Mgmt

For

For

For

1.7

Elect Timothy Tomlinson

Mgmt

For

For

For

2

Ratification of Auditor

Mgmt

For

For

For

 

Weyerhaeuser Company

 

Ticker

Security ID:

Meeting Date

Meeting Status

WY

CUSIP 962166104

04/16/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1

Election Of Director: Debra A. Cafaro

Mgmt

For

For

For

2

Election Of Director: Nicole W. Piasecki

Mgmt

For

For

For

3

Election Of Director: Mark A. Emmert

Mgmt

For

For

For

4

Election Of Director: Daniel S. Fulton

Mgmt

For

For

For

5

Election Of Director: Wayne W. Murdy

Mgmt

For

For

For

6

Shareholder Proposal On The Chairman Position

ShrHoldr

Against

For

Against

7

Shareholder Proposal To Adopt Simple Majority Vote

ShrHoldr

Against

For

Against

8

Approval, On An Advisory Basis, Of The Appointment Of Auditors

Mgmt

For

For

For

 


 

Williams Cos.

 

Ticker

Security ID:

Meeting Date

Meeting Status

WMB

CUSIP 969457100

05/21/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1

Elect Irl Engelhardt

Mgmt

For

For

For

2

Elect William Green

Mgmt

For

For

For

3

Elect W. R. Howell

Mgmt

For

For

For

4

Elect George Lorch

Mgmt

For

For

For

5

Ratification of Auditor

Mgmt

For

For

For

6

Shareholder Proposal Regarding Declassification of the Board

ShrHoldr

Against

For

Against

 

Wisconsin Energy Corporation

 

Ticker

Security ID:

Meeting Date

Meeting Status

WEC

CUSIP 976657106

05/07/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Elect John Bergstrom

Mgmt

For

For

For

1.2

Elect Barbara Bowles

Mgmt

For

For

For

1.3

Elect Patricia Chadwick

Mgmt

For

For

For

1.4

Elect Robert Cornog

Mgmt

For

For

For

1.5

Elect Curt Culver

Mgmt

For

For

For

1.6

Elect Thomas Fischer

Mgmt

For

For

For

1.7

Elect Gale Klappa

Mgmt

For

For

For

1.8

Elect Ulice Payne, Jr.

Mgmt

For

For

For

1.9

Elect Frederick Stratton, Jr.

Mgmt

For

For

For

2

Ratification of Auditor

Mgmt

For

For

For

 

Xcel Energy Inc.

 

Ticker

Security ID:

Meeting Date

Meeting Status

XEL

CUSIP 98389B100

05/20/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1

Elect C. Coney Burgess

Mgmt

For

For

For

2

Elect Fredric Corrigan

Mgmt

For

For

For

3

Elect Richard Davis

Mgmt

For

For

For

4

Elect Richard Kelly

Mgmt

For

For

For

5

Elect Albert Moreno

Mgmt

For

For

For

6

Elect Margaret Preska

Mgmt

For

For

For

7

Elect A. Patricia Sampson

Mgmt

For

For

For

8

Elect Richard Truly

Mgmt

For

For

For

9

Elect David Westerlund

Mgmt

For

For

For

10

Elect Timothy Wolf

Mgmt

For

For

For

11

Ratification of Auditor

Mgmt

For

For

For

 


 

Zions Bancorporation

 

Ticker

Security ID:

Meeting Date

Meeting Status

ZION

CUSIP 989701107

06/02/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1

Elect R. D. Cash

Mgmt

For

For

For

2

Elect Patricia Frobes

Mgmt

For

For

For

3

Elect J. David Heaney

Mgmt

For

For

For

4

Elect Harris Simmons

Mgmt

For

For

For

5

Amendment to the 2005 Stock Option and Incentive Plan

Mgmt

For

For

For

6

Repeal of Classified Board

Mgmt

For

For

For

7

Ratification of Auditor

Mgmt

For

For

For

8

Advisory Vote on Executive Compensation

Mgmt

For

For

For

9

Shareholder Proposal Regarding Advisory Vote on Compensation (Say on Pay)

ShrHoldr

Against

Against

For

 


 

Item 1: Proxy Voting Record

Registrant : Columbia Funds Institutional Trust

Fund Name : CMG Small Cap Growth Fund

07/01/2008 - 06/30/2009

 

Abiomed, Inc.

 

Ticker

Security ID:

Meeting Date

Meeting Status

ABMD

CUSIP 003654100

08/13/2008

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Elect Ronald Dollens

Mgmt

For

For

For

1.2

Elect Desmond O’Connell, Jr.

Mgmt

For

For

For

1.3

Elect Dorothy Puhy

Mgmt

For

For

For

2

Approval Of 2008 Stock Incentive Plan.

Mgmt

For

For

For

3

Ratification of Auditor

Mgmt

For

For

For

 

Actuant Corporation

 

Ticker

Security ID:

Meeting Date

Meeting Status

ATU

CUSIP 00508X203

01/09/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Elect Robert Arzbaecher

Mgmt

For

For

For

1.2

Elect Gurminder Bedi

Mgmt

For

For

For

1.3

Elect Gustav Boel

Mgmt

For

For

For

1.4

Elect Thomas Fischer

Mgmt

For

For

For

1.5

Elect William Hall

Mgmt

For

For

For

1.6

Elect R. Alan Hunter, Jr.

Mgmt

For

For

For

1.7

Elect Robert Peterson

Mgmt

For

For

For

1.8

Elect Holly Van Deursen

Mgmt

For

For

For

1.9

Elect Dennis Williams

Mgmt

For

For

For

2

2009 Omnibus Incentive Plan

Mgmt

For

For

For

 

Acuity Brands, Inc.

 

Ticker

Security ID:

Meeting Date

Meeting Status

AYI

CUSIP 00508Y102

01/08/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Elect Peter Browning

Mgmt

For

For

For

1.2

Elect John Clendenin

Mgmt

For

For

For

1.3

Elect Ray Robinson

Mgmt

For

For

For

1.4

Elect Gordon Harnett

Mgmt

For

For

For

1.5

Elect George Guynn

Mgmt

For

For

For

2

Ratification of Auditor

Mgmt

For

For

For

 


 

Advisory Board Co.

 

Ticker

Security ID:

Meeting Date

Meeting Status

ABCO

CUSIP 00762W107

09/08/2008

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Elect Marc Casper

Mgmt

For

For

For

1.2

Elect Peter Grua

Mgmt

For

For

For

1.3

Elect Kelt Kindick

Mgmt

For

For

For

1.4

Elect Robert Musslewhite

Mgmt

For

For

For

1.5

Elect Mark Neaman

Mgmt

For

For

For

1.6

Elect Leon Shapiro

Mgmt

For

For

For

1.7

Elect Frank Williams

Mgmt

For

For

For

1.8

Elect LeAnne Zumwalt

Mgmt

For

For

For

2

Ratification of Auditor

Mgmt

For

For

For

 

Aéropostale, Inc.

 

Ticker

Security ID:

Meeting Date

Meeting Status

ARO

CUSIP 007865108

06/18/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Elect Julian R. Geiger

Mgmt

For

For

For

1.2

Elect Bodil Arlander

Mgmt

For

For

For

1.3

Elect Ronald Beegle

Mgmt

For

For

For

1.4

Elect John Haugh

Mgmt

For

For

For

1.5

Elect Robert Chavez

Mgmt

For

For

For

1.6

Elect Mindy Meads

Mgmt

For

For

For

1.7

Elect John Howard

Mgmt

For

For

For

1.8

Elect David Vermylen

Mgmt

For

For

For

1.9

Elect Karin Hirtler-Garvey

Mgmt

For

For

For

1.10

Elect Evelyn Dilsaver

Mgmt

For

For

For

1.11

Elect Thomas Johnson

Mgmt

For

For

For

2

Ratification of Auditor

Mgmt

For

For

For

 

Alberto-Culver Company

 

Ticker

Security ID:

Meeting Date

Meeting Status

ACV

CUSIP 013078100

01/22/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Elect Carol Bernick

Mgmt

For

For

For

1.2

Elect George Fotiades

Mgmt

For

For

For

1.3

Elect King Harris

Mgmt

For

For

For

1.4

Elect V. James Marino

Mgmt

For

For

For

 


 

Alexion Pharmaceuticals, Inc.

 

Ticker

Security ID:

Meeting Date

Meeting Status

ALXN

CUSIP 015351109

05/13/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Elect Leonard Bell

Mgmt

For

For

For

1.2

Elect Max Link

Mgmt

For

For

For

1.3

Elect Joseph Madri

Mgmt

For

For

For

1.4

Elect Larry Mathis

Mgmt

For

For

For

1.5

Elect R. Douglas Norby

Mgmt

For

For

For

1.6

Elect Alvin Parven

Mgmt

For

For

For

1.7

Elect Ruedi Waeger

Mgmt

For

For

For

2

Ratification of Auditor

Mgmt

For

For

For

 

Allos Therapeutics, Inc.

 

Ticker

Security ID:

Meeting Date

Meeting Status

ALTH

CUSIP 019777101

06/23/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Elect Stephen Hoffman

Mgmt

For

For

For

1.2

Elect Paul Berns

Mgmt

For

For

For

1.3

Elect Michael Casey

Mgmt

For

For

For

1.4

Elect Stewart Hen

Mgmt

For

Withhold

Against

1.5

Elect Jeffrey Latts

Mgmt

For

For

For

1.6

Elect Jonathan Leff

Mgmt

For

Withhold

Against

1.7

Elect Timothy Lynch

Mgmt

For

For

For

1.8

Elect David Stout

Mgmt

For

For

For

2

Amendment to the 2008 Equity Incentive Plan

Mgmt

For

For

For

3

Ratification of Auditor

Mgmt

For

For

For

 

American Public Education Inc.

 

Ticker

Security ID:

Meeting Date

Meeting Status

APEI

CUSIP 02913V103

05/15/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Elect Wallace Boston, Jr.

Mgmt

For

For

For

1.2

Elect Phillip Clough

Mgmt

For

For

For

1.3

Elect J. Christopher Everett

Mgmt

For

For

For

1.4

Elect Barbara Fast

Mgmt

For

For

For

1.5

Elect F. David Fowler

Mgmt

For

For

For

1.6

Elect Jean Halle

Mgmt

For

For

For

1.7

Elect Timothy Landon

Mgmt

For

For

For

1.8

Elect David Warnock

Mgmt

For

For

For

1.9

Elect Timothy Weglicki

Mgmt

For

For

For

2

Ratification of Auditor

Mgmt

For

For

For

 


 

Arena Resources Inc.

 

Ticker

Security ID:

Meeting Date

Meeting Status

ARDU

CUSIP 040049108

12/12/2008

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Elect Lloyd Rochford

Mgmt

For

For

For

1.2

Elect Stanley McCabe

Mgmt

For

For

For

1.3

Elect Clayton Woodrum

Mgmt

For

For

For

1.4

Elect Anthony Petrelli

Mgmt

For

For

For

1.5

Elect Carl Fiddner

Mgmt

For

For

For

2

Amendment to the Stock Option Plan

Mgmt

For

Against

Against

 

Ariba, Inc.

 

Ticker

Security ID:

Meeting Date

Meeting Status

ARBA

CUSIP 04033V203

03/11/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Elect Harriet Edelman

Mgmt

For

For

For

1.2

Elect Richard Kashnow

Mgmt

For

For

For

1.3

Elect Robert Johnson

Mgmt

For

For

For

2

Amendment to the 1999 Equity Incentive Plan

Mgmt

For

Against

Against

3

Amendment to the Employee Stock Purchase Plan

Mgmt

For

For

For

4

Ratification of Auditor

Mgmt

For

For

For

 

Atheros Communications, Inc.

 

Ticker

Security ID:

Meeting Date

Meeting Status

ATHR

CUSIP 04743P108

05/21/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Elect John Hennessy

Mgmt

For

For

For

1.2

Elect Craig Barratt

Mgmt

For

For

For

1.3

Elect Christine King

Mgmt

For

For

For

 

Atwood Oceanics, Inc.

 

Ticker

Security ID:

Meeting Date

Meeting Status

ATW

CUSIP 050095108

02/12/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Elect Deborah Beck

Mgmt

For

For

For

1.2

Elect George Dotson

Mgmt

For

For

For

1.3

Elect John Irwin

Mgmt

For

For

For

1.4

Elect Robert Burgess

Mgmt

For

For

For

1.5

Elect Hans Helmerich

Mgmt

For

For

For

1.6

Elect James Montague

Mgmt

For

For

For

2

Ratification of Auditor

Mgmt

For

For

For

 


 

Bankrate, Inc.

 

Ticker

Security ID:

Meeting Date

Meeting Status

RATE

CUSIP 06646V108

06/17/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Elect Robert P. O’Block

Mgmt

For

For

For

1.2

Elect Randall Poliner

Mgmt

For

For

For

2

Ratification of Auditor

Mgmt

For

For

For

 

BE Aerospace, Inc.

 

Ticker

Security ID:

Meeting Date

Meeting Status

BEAV

CUSIP 073302101

07/31/2008

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Elect Robert Khoury

Mgmt

For

For

For

1.2

Elect Jonathan Schofield

Mgmt

For

For

For

2

Proposal To Adopt The Stockholder Proposal (The Macbride Principles).

ShrHoldr

Against

Abstain

Against

 

BioMarin Pharmaceutical Inc.

 

Ticker

Security ID:

Meeting Date

Meeting Status

BMRN

CUSIP 09061G101

05/12/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Elect Jean-Jacques Bienaimé

Mgmt

For

For

For

1.2

Elect Michael Grey

Mgmt

For

For

For

1.3

Elect Elaine Heron

Mgmt

For

For

For

1.4

Elect Joseph Klein, III

Mgmt

For

For

For

1.5

Elect Pierre Lapalme

Mgmt

For

For

For

1.6

Elect V. Bryan Lawlis

Mgmt

For

For

For

1.7

Elect Alan Lewis

Mgmt

For

For

For

1.8

Elect Richard Meier

Mgmt

For

For

For

2

Ratification of Auditor

Mgmt

For

For

For

 

Blackboard Inc.

 

Ticker

Security ID:

Meeting Date

Meeting Status

BBBB

CUSIP 091935502

06/04/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Elect Michael Chasen

Mgmt

For

For

For

1.2

Elect Thomas Kalinske

Mgmt

For

For

For

2

Amendment to the 2004 Stock Incentive Plan

Mgmt

For

For

For

3

Ratification of Auditor

Mgmt

For

For

For

4

Transaction of Other Business

Mgmt

For

Against

Against

 


 

Buffalo Wild Wings, Inc.

 

Ticker

Security ID:

Meeting Date

Meeting Status

BWLD

CUSIP 119848109

05/21/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1

Set Board Size at Seven

Mgmt

For

For

For

2.1

Elect Sally Smith

Mgmt

For

For

For

2.2

Elect Dale Applequist

Mgmt

For

For

For

2.3

Elect Robert MacDonald

Mgmt

For

For

For

2.4

Elect Warren Mack

Mgmt

For

For

For

2.5

Elect J. Oliver Maggard

Mgmt

For

For

For

2.6

Elect Michael Johnson

Mgmt

For

For

For

2.7

Elect James Damian

Mgmt

For

For

For

3

Ratification of Auditor

Mgmt

For

For

For

4

Shareholder Proposal Regarding Controlled Atmosphere Killing

ShrHoldr

Against

Abstain

Against

 

CAPELLA EDUCATION COMPANY

 

Ticker

Security ID:

Meeting Date

Meeting Status

CPLA

CUSIP 139594105

05/12/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Elect J. Kevin Gilligan

Mgmt

For

For

For

1.2

Elect Mark Greene

Mgmt

For

For

For

1.3

Elect Jody Miller

Mgmt

For

For

For

1.4

Elect James Mitchell

Mgmt

For

For

For

1.5

Elect Stephen Shank

Mgmt

For

For

For

1.6

Elect Andrew Slavitt

Mgmt

For

For

For

1.7

Elect David Smith

Mgmt

For

For

For

1.8

Elect Jeffrey Taylor

Mgmt

For

For

For

1.9

Elect Sandra Taylor

Mgmt

For

For

For

1.10

Elect Darrell Tukua

Mgmt

For

For

For

2

Ratification of Auditor

Mgmt

For

For

For

 


 

CARBO Ceramics Inc.

 

Ticker

Security ID:

Meeting Date

Meeting Status

CRR

CUSIP 140781105

05/19/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Elect Chad Deaton

Mgmt

For

For

For

1.2

Elect James Jennings

Mgmt

For

For

For

1.3

Elect Gary Kolstad

Mgmt

For

For

For

1.4

Elect Henry Lentz

Mgmt

For

For

For

1.5

Elect Randy Limbacher

Mgmt

For

For

For

1.6

Elect William Morris

Mgmt

For

For

For

1.7

Elect Robert Rubin

Mgmt

For

For

For

2

Omnibus Incentive Plan

Mgmt

For

For

For

3

Ratification of Auditor

Mgmt

For

For

For

 

CARDIONET, INC.

 

Ticker

Security ID:

Meeting Date

Meeting Status

BEAT

CUSIP 14159L103

05/08/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Elect Randy Thurman

Mgmt

For

For

For

1.2

Elect Kirk Gorman

Mgmt

For

For

For

2

Ratification of Auditor

Mgmt

For

For

For

3

Amendment to the 2008 Non-Employee Directors’ Stock Option Plan

Mgmt

For

For

For

 

CARDIONET, INC.

 

Ticker

Security ID:

Meeting Date

Meeting Status

BEAT

CUSIP 14159L103

10/23/2008

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Elect Ronald Ahrens

Mgmt

For

For

For

1.2

Elect Fred Middleton

Mgmt

For

For

For

2

Ratification of Auditor

Mgmt

For

For

For

 

Catalyst Health Solutions Inc.

 

Ticker

Security ID:

Meeting Date

Meeting Status

CHSI

CUSIP 14888B103

06/01/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Elect Steven Epstein

Mgmt

For

Withhold

Against

1.2

Elect Michael McDonnell

Mgmt

For

For

For

1.3

Elect Dale Wolf

Mgmt

For

For

For

2

Employee Stock Purchase Plan

Mgmt

For

For

For

3

Ratification of Auditor

Mgmt

For

For

For

 


 

Celera Corporation

 

Ticker

Security ID:

Meeting Date

Meeting Status

CRA

CUSIP 15100E106

05/20/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1

Elect Jean-Luc Bélingard

Mgmt

For

For

For

2

Elect Peter Barton Hutt

Mgmt

For

For

For

3

Elect Gail Naughton

Mgmt

For

For

For

4

Ratification of Auditor

Mgmt

For

For

For

 

CF Industries Holdings, Inc.

 

Ticker

Security ID:

Meeting Date

Meeting Status

CF

CUSIP 125269100

04/21/2009

Take No Action

Meeting Type

Country of Trade

 

 

Proxy Contest

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1

Election Of Director: Stephen A. Furbacher

ShrHoldr

N/A

TNA

N/A

2

Election Of Director: David R. Harvey

ShrHoldr

N/A

TNA

N/A

3

Election Of Director: John D. Johnson

ShrHoldr

N/A

TNA

N/A

4

Ratification Of Auditor

ShrHoldr

N/A

TNA

N/A

5

To Approve CF Industries Holdings, Inc. S 2009 Equity And Incentive Plan.

ShrHoldr

N/A

TNA

N/A

 

CF Industries Holdings, Inc.

 

Ticker

Security ID:

Meeting Date

Meeting Status

CF

CUSIP 125269100

04/21/2009

Voted

Meeting Type

Country of Trade

 

 

Proxy Contest

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Elect Stephen Furbacher

Mgmt

For

For

For

1.2

Elect David Harvey

Mgmt

For

For

For

1.3

Elect John Johnson

Mgmt

For

Withhold

Against

2

Ratification of Auditor

Mgmt

For

For

For

3

To Approve CF Industries Holdings, Inc. S 2009 Equity And Incentive Plan.

Mgmt

For

Against

Against

 

Chattem Inc.

 

Ticker

Security ID:

Meeting Date

Meeting Status

CHTT

CUSIP 162456107

04/08/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Elect Robert Bosworth

Mgmt

For

For

For

1.2

Elect Gary Chazen

Mgmt

For

For

For

1.3

Elect Joey Hogan

Mgmt

For

For

For

2

2009 Equity Incentive Plan

Mgmt

For

For

For

3

Ratification of Auditor

Mgmt

For

For

For

 


 

Clean Harbors, Inc.

 

Ticker

Security ID:

Meeting Date

Meeting Status

CLH

CUSIP 184496107

05/11/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Elect Alan McKim

Mgmt

For

For

For

1.2

Elect John Preston

Mgmt

For

For

For

1.3

Elect Lorne Waxlax

Mgmt

For

For

For

2

CEO Annual Incentive Bonus Plan

Mgmt

For

For

For

 

Cliffs Natural Resources Inc.

 

Ticker

Security ID:

Meeting Date

Meeting Status

CLF

CUSIP 185896107

10/03/2008

Take No Action

Meeting Type

Country of Trade

 

 

Consent

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1

Control Share Acquisition Statute

ShrHoldr

N/A

TNA

N/A

2

Right to Adjourn Meeting

ShrHoldr

N/A

TNA

N/A

 

Cliffs Natural Resources Inc.

 

Ticker

Security ID:

Meeting Date

Meeting Status

CLF

CUSIP 185896107

10/03/2008

Voted

Meeting Type

Country of Trade

 

 

Consent

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1

Control Share Acquisition Statute

Mgmt

Against

Against

For

 

Cohen & Steers, Inc.

 

Ticker

Security ID:

Meeting Date

Meeting Status

CNS

CUSIP 19247A100

05/08/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1

Elect Martin Cohen

Mgmt

For

For

For

2

Elect Robert Steers

Mgmt

For

For

For

3

Elect Richard Bruce

Mgmt

For

For

For

4

Elect Peter Rhein

Mgmt

For

For

For

5

Elect Richard Simon

Mgmt

For

For

For

6

Elect Edmond Villani

Mgmt

For

For

For

7

Ratification of Auditor

Mgmt

For

For

For

 

Coinstar, Inc.

 

Ticker

Security ID:

Meeting Date

Meeting Status

CSTR

CUSIP 19259P300

06/02/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1

Elect Paul Davis

Mgmt

For

For

For

2

Elect Daniel O’Connor

Mgmt

For

For

For

3

Amendment to the 1997 Amended and Restated Equity Incentive Plan

Mgmt

For

For

For

4

Ratification of Auditor

Mgmt

For

For

For

 


 

Comstock Resources, Inc.

 

Ticker

Security ID:

Meeting Date

Meeting Status

CRK

CUSIP 205768203

05/19/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Elect Roland Burns

Mgmt

For

For

For

1.2

Elect David Lockett

Mgmt

For

For

For

2

2009 Long-term Incentive Plan

Mgmt

For

For

For

3

Increase of Authorized Common Stock

Mgmt

For

For

For

4

Ratification of Auditor

Mgmt

For

For

For

 

Concho Resources Inc.

 

Ticker

Security ID:

Meeting Date

Meeting Status

CXO

CUSIP 20605P101

06/02/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Elect Steven Beal

Mgmt

For

For

For

1.2

Elect Tucker Bridwell

Mgmt

For

For

For

2

Ratification of Auditor

Mgmt

For

For

For

 

Concur Technologies, Inc.

 

Ticker

Security ID:

Meeting Date

Meeting Status

CNQR

CUSIP 206708109

03/11/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Elect S. Steven Singh

Mgmt

For

For

For

1.2

Elect Jeffrey Seely

Mgmt

For

For

For

1.3

Elect Randall Talbot

Mgmt

For

Withhold

Against

2

Amendment Of Certificate Of Incorporation

Mgmt

For

Against

Against

3

Adoption Of 2008 Employee Stock Purchase Plan

Mgmt

For

For

For

4

Ratification Of Independent Public Accounting Firm

Mgmt

For

For

For

 

Core Laboratories N.V.

 

Ticker

Security ID:

Meeting Date

Meeting Status

CLB

CUSIP N22717107

01/29/2009

Voted

Meeting Type

Country of Trade

 

 

Special

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1

Share Repurchase

Mgmt

For

For

For

 


 

Core Laboratories N.V.

 

Ticker

Security ID:

Meeting Date

Meeting Status

CLB

CUSIP N22717107

05/14/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Elect Richard Bergmark

Mgmt

For

For

For

1.2

Elect Alexander Vriesendorp

Mgmt

For

For

For

2

Accounts and Reports

Mgmt

For

For

For

3

Authority to Issue Common and Preference Shares w/ Preemptive Rights

Mgmt

For

For

For

4

Authority to Issue Common and Preference Shares w/o Preemptive Rights

Mgmt

For

For

For

5

Ratification of Auditor

Mgmt

For

For

For

 

Ctrip.com International Ltd.

 

Ticker

Security ID:

Meeting Date

Meeting Status

CTRP

CUSIP 22943F100

09/30/2008

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1

Authority to Repurchase Shares

Mgmt

For

For

For

 

CyberSource Corporation

 

Ticker

Security ID:

Meeting Date

Meeting Status

CYBS

CUSIP 23251J106

05/13/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Elect Robert Donahue

Mgmt

For

For

For

1.2

Elect John McDonnell, Jr.

Mgmt

For

For

For

1.3

Elect William McKiernan

Mgmt

For

For

For

1.4

Elect Steven Novak

Mgmt

For

For

For

1.5

Elect Richard Scudellari

Mgmt

For

For

For

1.6

Elect Kenneth Thornton

Mgmt

For

For

For

1.7

Elect Carl Pascarella

Mgmt

For

For

For

2

Ratification of Auditor

Mgmt

For

For

For

3

Amendment to the 1999 Stock Option Plan

Mgmt

For

For

For

4

Amendment to the 1999 Employee Stock Purchase Plan

Mgmt

For

For

For

 

Cypress Bioscience, Inc.

 

Ticker

Security ID:

Meeting Date

Meeting Status

CYPB

CUSIP 232674507

06/15/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Elect Jay Kranzler

Mgmt

For

For

For

1.2

Elect Perry Molinoff

Mgmt

For

For

For

1.3

Elect Daniel Petree

Mgmt

For

For

For

2

Increase of Authorized Common Stock

Mgmt

For

For

For

3

2009 Equity Incentive Plan

Mgmt

For

For

For

4

Ratification of Auditor

Mgmt

For

For

For

 


 

DeVry Inc.

 

Ticker

Security ID:

Meeting Date

Meeting Status

DV

CUSIP 251893103

11/13/2008

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Elect David Brown

Mgmt

For

For

For

1.2

Elect Lisa Pickrum

Mgmt

For

For

For

1.3

Elect Fernando Ruiz

Mgmt

For

For

For

2

Ratification of Auditor

Mgmt

For

For

For

 

EMCOR Group, Inc.

 

Ticker

Security ID:

Meeting Date

Meeting Status

EME

CUSIP 29084Q100

06/16/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Elect Frank MacInnis

Mgmt

For

For

For

1.2

Elect Stephen Bershad

Mgmt

For

For

For

1.3

Elect David Brown

Mgmt

For

For

For

1.4

Elect Larry Bump

Mgmt

For

For

For

1.5

Elect Albert Fried, Jr.

Mgmt

For

For

For

1.6

Elect Richard Hamm, Jr.

Mgmt

For

For

For

1.7

Elect David Laidley

Mgmt

For

For

For

1.8

Elect Jerry Ryan

Mgmt

For

For

For

1.9

Elect Michael Yonker

Mgmt

For

For

For

2

Ratification of Auditor

Mgmt

For

For

For

 

Energy Conversion Devices, Inc.

 

Ticker

Security ID:

Meeting Date

Meeting Status

ENER

CUSIP 292659109

11/18/2008

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Elect Joseph Avila

Mgmt

For

For

For

1.2

Elect Alan Barton

Mgmt

For

For

For

1.3

Elect Chris Belden

Mgmt

For

For

For

1.4

Elect Robert Frey

Mgmt

For

For

For

1.5

Elect William Ketelhut

Mgmt

For

For

For

1.6

Elect Mark Morelli

Mgmt

For

For

For

1.7

Elect Stephen Rabinowitz

Mgmt

For

For

For

1.8

Elect George Schreiber, Jr.

Mgmt

For

For

For

2

Ratification of Auditor

Mgmt

For

For

For

 

EPIQ Systems, Inc.

 

Ticker

Security ID:

Meeting Date

Meeting Status

EPIQ

CUSIP 26882D109

06/03/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Elect Tom Olofson

Mgmt

For

For

For

1.2

Elect Christopher Olofson

Mgmt

For

For

For

1.3

Elect W. Bryan Satterlee

Mgmt

For

For

For

1.4

Elect Edward Connolly, Jr.

Mgmt

For

For

For

1.5

Elect James Byrnes

Mgmt

For

For

For

1.6

Elect Joel Pelofsky

Mgmt

For

For

For

2

Ratification of Auditor

Mgmt

For

For

For

 


 

Equinix, Inc.

 

Ticker

Security ID:

Meeting Date

Meeting Status

EQIX

CUSIP 29444U502

06/09/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Elect Steven Clontz

Mgmt

For

For

For

1.2

Elect Steven Eng

Mgmt

For

For

For

1.3

Elect Gary Hromadko

Mgmt

For

For

For

1.4

Elect Scott Kriens

Mgmt

For

For

For

1.5

Elect Irving Lyons, III

Mgmt

For

For

For

1.6

Elect Christopher Paisley

Mgmt

For

For

For

1.7

Elect Stephen Smith

Mgmt

For

For

For

1.8

Elect Peter Van Camp

Mgmt

For

Withhold

Against

2

Ratification of Auditor

Mgmt

For

For

For

 

F5 Networks, Inc.

 

Ticker

Security ID:

Meeting Date

Meeting Status

FFIV

CUSIP 315616102

03/12/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1

Election Of One Class I Director: Karl D. Guelich

Mgmt

For

For

For

2

Proposal To Approve An Amendment To The 2005 Equity Incentive Plan.

Mgmt

For

For

For

3

Proposal To Approve An Amendment To The 1999 Employee Stock Purchase Plan.

Mgmt

For

For

For

4

Ratification of Auditor

Mgmt

For

For

For

 

FactSet Research Systems Inc.

 

Ticker

Security ID:

Meeting Date

Meeting Status

FDS

CUSIP 303075105

12/16/2008

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Elect Michael DiChristina

Mgmt

For

For

For

1.2

Elect Walter Siebecker

Mgmt

For

For

For

1.3

Elect Joseph Zimmel

Mgmt

For

For

For

2

Ratification of Auditor

Mgmt

For

For

For

3

2008 Non-Employee Directors’ Stock Option Plan

Mgmt

For

Against

Against

4

To Ratify The Adoption Of The Companys 2008 Employee Stock Purchase Plan.

Mgmt

For

For

For

5

Election of Directors

Mgmt

For

For

For

 


 

FEI Company

 

Ticker

Security ID:

Meeting Date

Meeting Status

FEIC

CUSIP 30241L109

05/14/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Elect Lawrence Bock

Mgmt

For

For

For

1.2

Elect Wilfred Corrigan

Mgmt

For

For

For

1.3

Elect Don Kania

Mgmt

For

For

For

1.4

Elect Thomas Kelly

Mgmt

For

For

For

1.5

Elect William Lattin

Mgmt

For

For

For

1.6

Elect Jan Lobbezoo

Mgmt

For

Withhold

Against

1.7

Elect Gerhard Parker

Mgmt

For

For

For

1.8

Elect James Richardson

Mgmt

For

For

For

1.9

Elect Richard Wills

Mgmt

For

For

For

2

Amendment to the 1995 Stock Incentive Plan

Mgmt

For

For

For

3

Amendment to the Employee Share Purchase Plan

Mgmt

For

For

For

4

Ratification of Auditor

Mgmt

For

For

For

 

Flowers Foods, Inc.

 

Ticker

Security ID:

Meeting Date

Meeting Status

FLO

CUSIP 343498101

06/05/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Elect Joe Beverly

Mgmt

For

For

For

1.2

Elect Amos McMullian

Mgmt

For

For

For

1.3

Elect J.V. Shields, Jr.

Mgmt

For

For

For

2

Amendment to the 2001 Equity and Performance Incentive Plan

Mgmt

For

For

For

3

Annual Executive Bonus Plan

Mgmt

For

For

For

4

Ratification of Auditor

Mgmt

For

For

For

 

Foster Wheeler AG

 

Ticker

Security ID:

Meeting Date

Meeting Status

FWLT

CUSIP G36535139

01/27/2009

Voted

Meeting Type

Country of Trade

 

 

Special

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1

Reincorporation from Bermuda to Switzerland

Mgmt

For

For

For

2

Right to Adjourn Meeting

Mgmt

For

Against

Against

 

FTI Consulting, Inc.

 

Ticker

Security ID:

Meeting Date

Meeting Status

FCN

CUSIP 302941109

06/03/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Elect Denis Callaghan

Mgmt

For

For

For

1.2

Elect Matthew McHugh

Mgmt

For

For

For

2

Amendment to the 2009 Omnibus Incentive Compensation Plan

Mgmt

For

For

For

3

Ratification of Auditor

Mgmt

For

For

For

 


 

GAMMON GOLD INC.

 

Ticker

Security ID:

Meeting Date

Meeting Status

GRS

CUSIP 36467T106

05/15/2009

Voted

Meeting Type

Country of Trade

 

 

Special

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1

Election of Directors (Slate)

Mgmt

For

For

For

2

Appointment of Auditor and Authority to Set Fees

Mgmt

For

For

For

3

Bonus Share Issuance

Mgmt

For

Against

Against

4

Employee Share Purchase Plan

Mgmt

For

For

For

 

Genesee & Wyoming Inc.

 

Ticker

Security ID:

Meeting Date

Meeting Status

GWR

CUSIP 371559105

05/27/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Elect David Hurley

Mgmt

For

For

For

1.2

Elect Peter Scannell

Mgmt

For

For

For

2

Ratification of Auditor

Mgmt

For

For

For

 

Genoptix, Inc.

 

Ticker

Security ID:

Meeting Date

Meeting Status

GXDX

CUSIP 37243V100

06/02/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Elect Laurence McCarthy

Mgmt

For

For

For

1.2

Elect Christine White

Mgmt

For

For

For

2

Ratification of Auditor

Mgmt

For

For

For

 

Glacier Bancorp, Inc.

 

Ticker

Security ID:

Meeting Date

Meeting Status

GBCI

CUSIP 37637Q105

04/29/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Elect Michael Blodnick

Mgmt

For

For

For

1.2

Elect James English

Mgmt

For

For

For

1.3

Elect Allen Fetscher

Mgmt

For

For

For

1.4

Elect Dallas Herron

Mgmt

For

For

For

1.5

Elect Jon Hippler

Mgmt

For

For

For

1.6

Elect Craig Langel

Mgmt

For

For

For

1.7

Elect L. Peter Larson

Mgmt

For

For

For

1.8

Elect Douglas McBride

Mgmt

For

For

For

1.9

Elect John Murdoch

Mgmt

For

For

For

1.10

Elect Everit Sliter

Mgmt

For

For

For

 


 

Goodrich Petroleum Corporation

 

Ticker

Security ID:

Meeting Date

Meeting Status

GDP

CUSIP 382410405

05/28/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Elect Henry Goodrich

Mgmt

For

For

For

1.2

Elect Patrick Malloy, lll

Mgmt

For

For

For

1.3

Elect Michael Perdue

Mgmt

For

For

For

2

Ratification of Auditor

Mgmt

For

For

For

 

GrafTech International Ltd.

 

Ticker

Security ID:

Meeting Date

Meeting Status

GTI

CUSIP 384313102

05/19/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Elect Randy Carson

Mgmt

For

For

For

1.2

Elect Mary Cranston

Mgmt

For

For

For

1.3

Elect Harold Layman

Mgmt

For

For

For

1.4

Elect Ferrell McClean

Mgmt

For

For

For

1.5

Elect Michael Nahl

Mgmt

For

For

For

1.6

Elect Frank Riddick III

Mgmt

For

For

For

1.7

Elect Craig Shular

Mgmt

For

For

For

2

Amendment to the 2005 Equity Incentive Plan

Mgmt

For

For

For

3

Increase of Authorized Common Stock

Mgmt

For

For

For

4

Executive Incentive Compensation Plan

Mgmt

For

For

For

 

Greenhill & Co., Inc.

 

Ticker

Security ID:

Meeting Date

Meeting Status

GHL

CUSIP 395259104

04/22/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Elect Robert Greenhill

Mgmt

For

Withhold

Against

1.2

Elect Scott Bok

Mgmt

For

For

For

1.3

Elect Simon Borrows

Mgmt

For

For

For

1.4

Elect John Danforth

Mgmt

For

For

For

1.5

Elect Steven Goldstone

Mgmt

For

For

For

1.6

Elect Stephen Key

Mgmt

For

For

For

1.7

Elect Robert Blakely

Mgmt

For

For

For

2

Ratification Of Selection Of Ernst & Young Llp As Independent Auditors.

Mgmt

For

For

For

 

Gymboree Corp.

 

Ticker

Security ID:

Meeting Date

Meeting Status

GYMB

CUSIP 403777105

06/09/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Elect Matthew McCauley

Mgmt

For

For

For

1.2

Elect Gary Heil

Mgmt

For

For

For

2

Ratification of Auditor

Mgmt

For

For

For

 


 

Haemonetics Corporation

 

Ticker

Security ID:

Meeting Date

Meeting Status

HAE

CUSIP 405024100

07/31/2008

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Elect Lawrence Best

Mgmt

For

For

For

1.2

Elect Richard Meelia

Mgmt

For

For

For

1.3

Elect Ronald Merriman

Mgmt

For

For

For

2

Amendment to the 2005 Long-Term Incentive Compensation Plan

Mgmt

For

For

For

3

Ratification of Auditor

Mgmt

For

For

For

 

HEICO Corporation

 

Ticker

Security ID:

Meeting Date

Meeting Status

HEI

CUSIP 422806109

03/27/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Elect Samuel Higginbottom

Mgmt

For

For

For

1.2

Elect Mark Hildebrandt

Mgmt

For

For

For

1.3

Elect Wolfgang Mayrhuber

Mgmt

For

For

For

1.4

Elect Eric Mendelson

Mgmt

For

For

For

1.5

Elect Laurans Mendelson

Mgmt

For

For

For

1.6

Elect Victor Mendelson

Mgmt

For

For

For

1.7

Elect Albert Morrison, Jr.

Mgmt

For

For

For

1.8

Elect Alan Schriesheim

Mgmt

For

For

For

1.9

Elect Frank Schwitter

Mgmt

For

For

For

2

Ratification of Auditor

Mgmt

For

For

For

 

Hittite Microwave Corporation

 

Ticker

Security ID:

Meeting Date

Meeting Status

HITT

CUSIP 43365Y104

05/07/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Elect Stephen Daly

Mgmt

For

For

For

1.2

Elect Ernest Godshalk

Mgmt

For

For

For

1.3

Elect Rick Hess

Mgmt

For

For

For

1.4

Elect Adrienne Markham

Mgmt

For

For

For

1.5

Elect Brian McAloon

Mgmt

For

For

For

1.6

Elect Cosmo Trapani

Mgmt

For

For

For

1.7

Elect Franklin Weigold

Mgmt

For

For

For

2

Ratification of Auditor

Mgmt

For

For

For

 


 

HMS Holdings Corp.

 

Ticker

Security ID:

Meeting Date

Meeting Status

HMSY

CUSIP 40425J101

06/12/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Elect William Miller III

Mgmt

For

For

For

1.2

Elect William Neal

Mgmt

For

For

For

1.3

Elect Ellen Rudnick

Mgmt

For

Withhold

Against

1.4

Elect Michael Stocker

Mgmt

For

For

For

1.5

Elect Richard Stowe

Mgmt

For

For

For

2

Amendment to the 2006 Stock Plan

Mgmt

For

For

For

3

Ratification of Auditor

Mgmt

For

For

For

 

Home Properties, Inc.

 

Ticker

Security ID:

Meeting Date

Meeting Status

HME

CUSIP 437306103

05/05/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Elect Stephen Blank

Mgmt

For

For

For

1.2

Elect Josh Fidler

Mgmt

For

For

For

1.3

Elect Alan Gosule

Mgmt

For

For

For

1.4

Elect Leonard Helbig, III

Mgmt

For

For

For

1.5

Elect Norman Leenhouts

Mgmt

For

For

For

1.6

Elect Nelson Leenhouts

Mgmt

For

For

For

1.7

Elect Edward Pettinella

Mgmt

For

For

For

1.8

Elect Clifford Smith, Jr.

Mgmt

For

For

For

1.9

Elect Paul Smith

Mgmt

For

For

For

1.10

Elect Amy Tait

Mgmt

For

For

For

2

Ratification of Auditor

Mgmt

For

For

For

 

Hub Group, Inc.

 

Ticker

Security ID:

Meeting Date

Meeting Status

HUBG

CUSIP 443320106

05/06/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Elect David Yeager

Mgmt

For

For

For

1.2

Elect Mark Yeager

Mgmt

For

Withhold

Against

1.3

Elect Gary Eppen

Mgmt

For

For

For

1.4

Elect Charles Reaves

Mgmt

For

For

For

1.5

Elect Martin Slark

Mgmt

For

For

For

 

Huron Consulting Group Inc.

 

Ticker

Security ID:

Meeting Date

Meeting Status

HURN

CUSIP 447462102

06/02/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Elect Dubose Ausley

Mgmt

For

For

For

1.2

Elect John Moody

Mgmt

For

For

For

2

Amendment to the 2004 Omnibus Stock Plan

Mgmt

For

Against

Against

3

Ratification of Auditor

Mgmt

For

For

For

 


 

ICON PLC

 

Ticker

Security ID:

Meeting Date

Meeting Status

ICLR

CUSIP 45103T107

07/21/2008

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1

To Receive The Accounts And Reports

Mgmt

For

For

For

2

To Re-Elect Dr. John Climax

Mgmt

For

For

For

3

To Re-Elect Mr. Edward Roberts

Mgmt

For

For

For

4

To Re-Elect Professor Dermot Kelleher

Mgmt

For

For

For

5

To Authorise The Fixing Of The Auditors Remuneration

Mgmt

For

For

For

6

To Approve The 2008 Employees Restricted Share Unit Plan

Mgmt

For

For

For

7

To Approve The Employee Share Option Plan 2008

Mgmt

For

For

For

8

To Approve The Consultants Share Option Plan 2008

Mgmt

For

For

For

9

To Increase The Authorised Share Capital

Mgmt

For

For

For

10

To Approve The Capitalisation And Bonus Issue

Mgmt

For

For

For

11

To Authorise The Company To Allot Shares

Mgmt

For

For

For

12

To Disapply The Statutory Pre-Emption Rights

Mgmt

For

For

For

13

To Authorise The Company To Make Market Purchases Of Shares

Mgmt

For

For

For

14

Amendment To Articles Regarding Chairman’S Casting Vote

Mgmt

For

For

For

 

Illumina, Inc.

 

Ticker

Security ID:

Meeting Date

Meeting Status

ILMN

CUSIP 452327109

05/08/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1

Elect A. Blaine Bowman

Mgmt

For

For

For

2

Elect Karin Eastham

Mgmt

For

For

For

3

Elect Jay T. Flatley

Mgmt

For

For

For

4

Elect William Rastetter

Mgmt

For

For

For

5

Ratification of Auditor

Mgmt

For

For

For

 

Illumina, Inc.

 

Ticker

Security ID:

Meeting Date

Meeting Status

ILMN

CUSIP 452327109

09/09/2008

Voted

Meeting Type

Country of Trade

 

 

Special

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1

APPROVAL OF AMENDMENT TO THE CERTIFICATE OF INCORPORATION.

Mgmt

For

For

For

 


 

Immucor, Inc.

 

Ticker

Security ID:

Meeting Date

Meeting Status

BLUD

CUSIP 452526106

11/13/2008

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Elect James Clouser

Mgmt

For

For

For

1.2

Elect Gioacchino De Chirico

Mgmt

For

For

For

1.3

Elect Ralph Eatz

Mgmt

For

For

For

1.4

Elect Jack Goldstein

Mgmt

For

For

For

1.5

Elect Hiroshi Hoketsu

Mgmt

For

For

For

1.6

Elect Paul Holland

Mgmt

For

For

For

1.7

Elect Ronny Lancaster

Mgmt

For

For

For

1.8

Elect Chris Perkins

Mgmt

For

For

For

1.9

Elect Joseph Rosen

Mgmt

For

For

For

2

Ratification of Auditor

Mgmt

For

For

For

 

Informatica Corporation

 

Ticker

Security ID:

Meeting Date

Meeting Status

INFA

CUSIP 45666Q102

04/28/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Elect David Pidwell

Mgmt

For

For

For

1.2

Elect Sohaib Abbasi

Mgmt

For

For

For

1.3

Elect Geoffrey W. Squire

Mgmt

For

For

For

2

2009 Equity Incentive Plan

Mgmt

For

For

For

3

Ratification of Auditor

Mgmt

For

For

For

 

Intrepid Potash, Inc.

 

Ticker

Security ID:

Meeting Date

Meeting Status

IPI

CUSIP 46121Y102

05/28/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Elect Terry Considine

Mgmt

For

For

For

2

Ratification of Auditor

Mgmt

For

For

For

 

IPC The Hospitalist Company, Inc.

 

Ticker

Security ID:

Meeting Date

Meeting Status

IPCM

CUSIP 44984A105

05/28/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Elect Mark Brooks

Mgmt

For

For

For

1.2

Elect Woodrin Grossman

Mgmt

For

For

For

1.3

Elect R. Jeffrey Taylor

Mgmt

For

For

For

2

Ratification of Auditor

Mgmt

For

For

For

 


 

ITC Holdings Corp.

 

Ticker

Security ID:

Meeting Date

Meeting Status

ITC

CUSIP 465685105

05/20/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Elect Edward Jepsen

Mgmt

For

For

For

1.2

Elect Richard McLellan

Mgmt

For

For

For

1.3

Elect William Museler

Mgmt

For

For

For

1.4

Elect Hazel R. O’Leary

Mgmt

For

For

For

1.5

Elect Gordon Bennett Stewart, III

Mgmt

For

For

For

1.6

Elect Lee Stewart

Mgmt

For

For

For

1.7

Elect Joseph Welch

Mgmt

For

For

For

2

Ratification of Auditor

Mgmt

For

For

For

 

j2 Global Communications, Inc.

 

Ticker

Security ID:

Meeting Date

Meeting Status

JCOM

CUSIP 46626E205

05/07/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Elect Douglas Bech

Mgmt

For

For

For

1.2

Elect Robert Cresci

Mgmt

For

For

For

1.3

Elect W. Brian Kretzmer

Mgmt

For

For

For

1.4

Elect Richard Ressler

Mgmt

For

For

For

1.5

Elect John Rieley

Mgmt

For

For

For

1.6

Elect Stephen Ross

Mgmt

For

For

For

1.7

Elect Michael Schulhof

Mgmt

For

For

For

2

Ratification of Auditor

Mgmt

For

For

For

3

Transaction of Other Business

Mgmt

For

Against

Against

 

Jack Henry & Associates, Inc.

 

Ticker

Security ID:

Meeting Date

Meeting Status

JKHY

CUSIP 426281101

11/13/2008

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Elect Jerry Hall

Mgmt

For

For

For

1.2

Elect Michael Henry

Mgmt

For

For

For

1.3

Elect James Ellis

Mgmt

For

For

For

1.4

Elect Craig Curry

Mgmt

For

For

For

1.5

Elect Wesley Brown

Mgmt

For

For

For

1.6

Elect Matthew Flanigan

Mgmt

For

For

For

1.7

Elect Marla Shepard

Mgmt

For

For

For

1.8

Elect John Prim

Mgmt

For

For

For

2

Ratification of Auditor

Mgmt

For

For

For

 

Janus Capital Group Inc.

 

Ticker

Security ID:

Meeting Date

Meeting Status

JNS

CUSIP 47102X105

04/30/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1

Election Of Director: Steven L. Scheid (Chairman)

Mgmt

For

For

For

2

Election Of Director: Timothy K. Armour

Mgmt

For

For

For

3

Election Of Director: J. Richard Fredericks

Mgmt

For

For

For

4

Election Of Director: Lawrence E. Kochard

Mgmt

For

For

For

5

Election Of Director: Landon H. Rowland

Mgmt

For

For

For

6

Ratification of Auditor

Mgmt

For

For

For

 


 

Key Technology, Inc.

 

Ticker

Security ID:

Meeting Date

Meeting Status

KTEC

CUSIP 493143101

02/04/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Elect Gary Locke

Mgmt

For

For

For

1.2

Elect Michael Shannon

Mgmt

For

For

For

1.3

Elect Donald Washburn

Mgmt

For

For

For

2

Ratification of Auditor

Mgmt

For

For

For

 

Landstar System, Inc.

 

Ticker

Security ID:

Meeting Date

Meeting Status

LSTR

CUSIP 515098101

04/30/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Elect Henry Gerkens

Mgmt

For

For

For

2

Ratification of Auditor

Mgmt

For

For

For

3

Approval Of An Amendment To The Companys 2002 Employee Stock Option Plan.

Mgmt

For

For

For

 

Lincoln Educational Services Corporation

 

Ticker

Security ID:

Meeting Date

Meeting Status

LINC

CUSIP 533535100

04/30/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Elect Peter Burgess

Mgmt

For

For

For

1.2

Elect David Carney

Mgmt

For

For

For

1.3

Elect Paul Glaske

Mgmt

For

For

For

1.4

Elect Shaun McAlmont

Mgmt

For

For

For

1.5

Elect J. Barry Morrow

Mgmt

For

For

For

1.6

Elect James Burke, Jr.

Mgmt

For

Withhold

Against

1.7

Elect Celia Currin

Mgmt

For

For

For

1.8

Elect Charles Kalmbach

Mgmt

For

For

For

1.9

Elect Alexis Michas

Mgmt

For

Withhold

Against

1.10

Elect Jerry Rubenstein

Mgmt

For

For

For

2

Amendment to the 2005 Non-Employee Directors Restricted Stock Plan

Mgmt

For

For

For

3

Ratification of Auditor

Mgmt

For

For

For

 

LKQ Corporation

 

Ticker

Security ID:

Meeting Date

Meeting Status

LKQX

CUSIP 501889208

05/11/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1

Elect A. Clinton Allen

Mgmt

For

For

For

2

Elect Robert Devlin

Mgmt

For

For

For

3

Elect Donald Flynn

Mgmt

For

For

For

4

Elect Kevin Flynn

Mgmt

For

For

For

5

Elect Ronald Foster

Mgmt

For

For

For

6

Elect Joseph Holsten

Mgmt

For

For

For

7

Elect Paul Meister

Mgmt

For

For

For

8

Elect John O’Brien

Mgmt

For

For

For

9

Elect William Webster, IV

Mgmt

For

For

For

10

Ratification of Auditor

Mgmt

For

For

For

 


 

lululemon athletica inc.

 

Ticker

Security ID:

Meeting Date

Meeting Status

LULU

CUSIP 550021109

06/10/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Elect Christine Day

Mgmt

For

For

For

1.2

Elect Martha Morfitt

Mgmt

For

For

For

1.3

Elect Rhoda Pitcher

Mgmt

For

For

For

2

Ratification of Auditor

Mgmt

For

For

For

3

Transaction of Other Business

Mgmt

For

Against

Against

 

Lumber Liquidators, Inc.

 

Ticker

Security ID:

Meeting Date

Meeting Status

LL

CUSIP 55003Q103

05/21/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Elect Douglas Moore

Mgmt

For

For

For

1.2

Elect Richard Tadler

Mgmt

For

For

For

2

Ratification of Auditor

Mgmt

For

For

For

 

Magma Design Automation, Inc.

 

Ticker

Security ID:

Meeting Date

Meeting Status

LAVA

CUSIP 559181102

08/29/2008

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Elect Roy Jewell

Mgmt

For

For

For

1.2

Elect Thomas Rohrs

Mgmt

For

For

For

2

Ratification of Auditor

Mgmt

For

For

For

 

Marvel Entertainment, Inc.

 

Ticker

Security ID:

Meeting Date

Meeting Status

MVL

CUSIP 57383T103

05/05/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Elect James Breyer

Mgmt

For

For

For

1.2

Elect Laurence Charney

Mgmt

For

For

For

1.3

Elect Richard Solar

Mgmt

For

For

For

2

Ratification of Auditor

Mgmt

For

For

For

 

MASIMO CORPORATION

 

Ticker

Security ID:

Meeting Date

Meeting Status

MASI

CUSIP 574795100

06/16/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Elect Edward Cahill

Mgmt

For

For

For

1.2

Elect Robert Coleman

Mgmt

For

For

For

2

Ratification of Auditor

Mgmt

For

For

For

 


 

Mednax, Inc.

 

Ticker

Security ID:

Meeting Date

Meeting Status

PDX

CUSIP 705324101

09/24/2008

Voted

Meeting Type

Country of Trade

 

 

Special

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1

Amendment to the 1996 Non-Qualified Employee Stock Purchase Plan

Mgmt

For

For

For

 

Micros Systems, Inc.

 

Ticker

Security ID:

Meeting Date

Meeting Status

MCRS

CUSIP 594901100

11/21/2008

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Elect Louis Brown, Jr.

Mgmt

For

For

For

1.2

Elect B. Gary Dando

Mgmt

For

For

For

1.3

Elect A.L. Giannopoulos

Mgmt

For

For

For

1.4

Elect F.Suzanne Jenniches

Mgmt

For

For

For

1.5

Elect John Puente

Mgmt

For

For

For

1.6

Elect Dwight Taylor

Mgmt

For

For

For

2

Ratification of Auditor

Mgmt

For

For

For

3

Amendment to the 1991 Stock Option Plan

Mgmt

For

For

For

4

Transaction of Other Business

Mgmt

For

Against

Against

 

Microsemi Corporation

 

Ticker

Security ID:

Meeting Date

Meeting Status

MSCC

CUSIP 595137100

02/19/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Elect James Peterson

Mgmt

For

For

For

1.2

Elect Dennis Leibel

Mgmt

For

For

For

1.3

Elect Thomas Anderson

Mgmt

For

For

For

1.4

Elect William Bendush

Mgmt

For

For

For

1.5

Elect William Healey

Mgmt

For

For

For

1.6

Elect Paul Folino

Mgmt

For

For

For

1.7

Elect Matthew Massengill

Mgmt

For

For

For

2

Ratification of Auditor

Mgmt

For

For

For

 

MKS Instruments, Inc.

 

Ticker

Security ID:

Meeting Date

Meeting Status

MKSI

CUSIP 55306N104

05/04/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Elect Leo Berlinghieri

Mgmt

For

For

For

1.2

Elect Hans-Jochen Kahl

Mgmt

For

For

For

1.3

Elect Louis Valente

Mgmt

For

For

For

2

Amendment to the 2004 Stock Incentive Plan

Mgmt

For

For

For

3

Amendment to the Employee Stock Purchase Plan

Mgmt

For

For

For

4

Amendment to the International Employee Stock Purchase Plan

Mgmt

For

For

For

5

Ratification of Auditor

Mgmt

For

For

For

 


 

Monolithic Power Systems, Inc.

 

Ticker

Security ID:

Meeting Date

Meeting Status

MPWR

CUSIP 609839105

05/21/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Elect Karen Smith Bogart

Mgmt

For

For

For

1.2

Elect James Moyer

Mgmt

For

For

For

2

Ratification of Auditor

Mgmt

For

For

For

 

MWI Veterinary Supply, Inc.

 

Ticker

Security ID:

Meeting Date

Meeting Status

MWIV

CUSIP 55402X105

02/11/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Elect Keith Alessi

Mgmt

For

For

For

1.2

Elect Bruce Bruckmann

Mgmt

For

For

For

1.3

Elect James Cleary, Jr.

Mgmt

For

For

For

1.4

Elect John McNamara

Mgmt

For

For

For

1.5

Elect A. Craig Olson

Mgmt

For

For

For

1.6

Elect Robert Rebholtz, Jr.

Mgmt

For

For

For

1.7

Elect William Robison

Mgmt

For

For

For

2

Ratification of Auditor

Mgmt

For

For

For

 

Myriad Genetics, Inc.

 

Ticker

Security ID:

Meeting Date

Meeting Status

MYGN

CUSIP 62855J104

11/13/2008

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Elect Walter Gilbert

Mgmt

For

For

For

1.2

Elect Dennis Langer

Mgmt

For

For

For

2

Increase of Authorized Common Stock

Mgmt

For

For

For

3

Amendment to the 2003 Employee, Director and Consultant Stock Option Plan

Mgmt

For

For

For

4

Ratification of Auditor

Mgmt

For

For

For

 

Netflix, Inc.

 

Ticker

Security ID:

Meeting Date

Meeting Status

NFLX

CUSIP 64110L106

05/28/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Elect Richard Barton

Mgmt

For

For

For

1.2

Elect Charles Giancarlo

Mgmt

For

For

For

2

Ratification of Auditor

Mgmt

For

For

For

 

NetScout Systems, Inc.

 

Ticker

Security ID:

Meeting Date

Meeting Status

NTCT

CUSIP 64115T104

09/10/2008

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Elect Joseph Hadzima, Jr.

Mgmt

For

For

For

1.2

Elect Stephen Pearse

Mgmt

For

For

For

2

Ratification of Auditor

Mgmt

For

For

For

 


 

NEUTRAL TANDEM, INC.

 

Ticker

Security ID:

Meeting Date

Meeting Status

TNDM

CUSIP 64128B108

05/28/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Elect Rian Wren

Mgmt

For

For

For

1.2

Elect James Hynes

Mgmt

For

For

For

1.3

Elect Dixon Doll

Mgmt

For

For

For

1.4

Elect Peter Barris

Mgmt

For

For

For

1.5

Elect Robert Hawk

Mgmt

For

For

For

1.6

Elect Lawrence Ingeneri

Mgmt

For

For

For

1.7

Elect G. Edward Evans

Mgmt

For

For

For

2

Ratification of Auditor

Mgmt

For

For

For

 

Nuance Communications, Inc.

 

Ticker

Security ID:

Meeting Date

Meeting Status

NUAN

CUSIP 67020Y100

01/30/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Elect Robert Frankenberg

Mgmt

For

For

For

1.2

Elect Patrick Hackett

Mgmt

For

For

For

1.3

Elect William Janeway

Mgmt

For

For

For

1.4

Elect Katharine Martin

Mgmt

For

Withhold

Against

1.5

Elect Mark Myers

Mgmt

For

For

For

1.6

Elect Philip Quigley

Mgmt

For

For

For

1.7

Elect Paul Ricci

Mgmt

For

For

For

1.8

Elect Robert Teresi

Mgmt

For

For

For

2

To Approve The Amended And Restated 2000 Stock Plan.

Mgmt

For

For

For

3

Ratification of Auditor

Mgmt

For

For

For

 

NuVasive, Inc.

 

Ticker

Security ID:

Meeting Date

Meeting Status

NUVA

CUSIP 670704105

05/21/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Elect Peter Farrell

Mgmt

For

For

For

1.2

Elect Lesley Howe

Mgmt

For

For

For

1.3

Elect Eileen More

Mgmt

For

For

For

2

Ratification of Auditor

Mgmt

For

For

For

 

Old Dominion Freight Line, Inc.

 

Ticker

Security ID:

Meeting Date

Meeting Status

ODFL

CUSIP 679580100

05/18/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Elect John Congdon

Mgmt

For

For

For

1.2

Elect David Congdon

Mgmt

For

For

For

1.3

Elect J. Paul Breitbach

Mgmt

For

For

For

1.4

Elect Earl Congdon

Mgmt

For

For

For

1.5

Elect John Congdon, Jr.

Mgmt

For

For

For

1.6

Elect Robert Culp, III

Mgmt

For

For

For

1.7

Elect John Kasarda

Mgmt

For

For

For

1.8

Elect Leo Suggs

Mgmt

For

For

For

1.9

Elect D. Michael Wray

Mgmt

For

For

For

2

Ratification of Auditor

Mgmt

For

For

For

 


 

Omnicell, Inc.

 

Ticker

Security ID:

Meeting Date

Meeting Status

OMCL

CUSIP 68213N109

05/19/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Elect Mary Foley

Mgmt

For

For

For

1.2

Elect Randall Lipps

Mgmt

For

For

For

1.3

Elect Joseph Whitters

Mgmt

For

For

For

2

2009 Equity Incentive Plan

Mgmt

For

Against

Against

3

Amendment to the 1997 Employee Stock Purchase Plan

Mgmt

For

For

For

4

Ratification of Auditor

Mgmt

For

For

For

 

Onyx Pharmaceuticals, Inc.

 

Ticker

Security ID:

Meeting Date

Meeting Status

ONXX

CUSIP 683399109

05/26/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Elect Paul Goddard

Mgmt

For

For

For

1.2

Elect Antonio Grillo-Lopez

Mgmt

For

For

For

1.3

Elect Wendell Wierenga

Mgmt

For

For

For

2

Amendment to the 2005 Equity Incentive Plan

Mgmt

For

Against

Against

3

Ratification of Auditor

Mgmt

For

For

For

 

Orbital Sciences Corporation

 

Ticker

Security ID:

Meeting Date

Meeting Status

ORB

CUSIP 685564106

04/30/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Elect Robert Hanisee

Mgmt

For

For

For

1.2

Elect James Roche

Mgmt

For

For

For

1.3

Elect Harrison Schmitt

Mgmt

For

For

For

1.4

Elect James Thompson

Mgmt

For

For

For

1.5

Elect Scott Webster

Mgmt

For

For

For

2

Ratification of Auditor

Mgmt

For

For

For

 

ORION MARINE GROUP, INC.

 

Ticker

Security ID:

Meeting Date

Meeting Status

ORMGL

CUSIP 68628V308

05/14/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1

Elect Richard Daerr, Jr.

Mgmt

For

For

For

2

Elect J. Michael Pearson

Mgmt

For

For

For

3

Ratification of Auditor

Mgmt

For

For

For

 


 

OSI Pharmaceuticals, Inc.

 

Ticker

Security ID:

Meeting Date

Meeting Status

OSIP

CUSIP 671040103

06/17/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Elect Robert Ingram

Mgmt

For

For

For

1.2

Elect Colin Goddard

Mgmt

For

For

For

1.3

Elect Santo Costa

Mgmt

For

For

For

1.4

Elect Joseph Klein, III

Mgmt

For

For

For

1.5

Elect Kenneth Lee, Jr.

Mgmt

For

For

For

1.6

Elect Viren Mehta

Mgmt

For

Withhold

Against

1.7

Elect David Niemiec

Mgmt

For

For

For

1.8

Elect Herbert Pinedo

Mgmt

For

For

For

1.9

Elect Katharine Stevenson

Mgmt

For

For

For

1.10

Elect John White

Mgmt

For

For

For

2

Ratification of Auditor

Mgmt

For

For

For

 

Owens & Minor Inc.

 

Ticker

Security ID:

Meeting Date

Meeting Status

OMI

CUSIP 690732102

04/24/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Elect John Crotty

Mgmt

For

For

For

1.2

Elect Richard Fogg

Mgmt

For

For

For

1.3

Elect James Rogers

Mgmt

For

For

For

1.4

Elect James Ukrop

Mgmt

For

For

For

2

Ratification of Auditor

Mgmt

For

For

For

 

P.F. Chang’s China Bistro, Inc.

 

Ticker

Security ID:

Meeting Date

Meeting Status

PFCB

CUSIP 69333Y108

04/28/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1

Election Of Director: F. Lane Cardwell, Jr.

Mgmt

For

For

For

2

Election Of Director: Richard L. Federico

Mgmt

For

For

For

3

Election Of Director: Lesley H. Howe

Mgmt

For

For

For

4

Election Of Director: Kenneth A. May

Mgmt

For

For

For

5

Election Of Director: M. Ann Rhoades

Mgmt

For

For

For

6

Election Of Director: James G. Shennan, Jr.

Mgmt

For

For

For

7

Election Of Director: Robert T. Vivian

Mgmt

For

For

For

8

Election Of Director: R. Michael Welborn

Mgmt

For

For

For

9

Election Of Director: Kenneth J. Wessels

Mgmt

For

For

For

10

Ratification Of Auditor

Mgmt

For

For

For

11

Approval Of Adjournment Of The Meeting To Solicit Additional Proxies.

Mgmt

For

Against

Against

 

Panera Bread Company

 

Ticker

Security ID:

Meeting Date

Meeting Status

PNRA

CUSIP 69840W108

05/21/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Elect Domenic Colasacco

Mgmt

For

For

For

1.2

Elect W. Austin Ligon

Mgmt

For

For

For

2

Ratification of Auditor

Mgmt

For

For

For

 


 

Penn Virginia Corporation

 

Ticker

Security ID:

Meeting Date

Meeting Status

PVA

CUSIP 707882106

05/06/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Elect Edward Cloues, II

Mgmt

For

For

For

1.2

Elect A. James Dearlove

Mgmt

For

For

For

1.3

Elect Robert Garrett

Mgmt

For

For

For

1.4

Elect Keith Horton

Mgmt

For

For

For

1.5

Elect Marsha Perelman

Mgmt

For

For

For

1.6

Elect William Shea

Mgmt

For

For

For

1.7

Elect Philippe van Marcke de Lummen

Mgmt

For

For

For

1.8

Elect Gary Wright

Mgmt

For

For

For

2

Amendment to the 1999 Employee Stock Incentive Plan

Mgmt

For

For

For

 

Perrigo Company

 

Ticker

Security ID:

Meeting Date

Meeting Status

PRGO

CUSIP 714290103

11/04/2008

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Elect Moshe Arkin

Mgmt

For

For

For

1.2

Elect Gary Kunkle, Jr.

Mgmt

For

For

For

1.3

Elect Herman Morris, Jr.

Mgmt

For

For

For

1.4

Elect Ben-Zion Zilberfarb

Mgmt

For

For

For

2

Approval Of The Proposed Annual Incentive Plan.

Mgmt

For

For

For

3

Amendment to the 2003 Long-Term Incentive Plan

Mgmt

For

For

For

 

Phase Forward Incorporated

 

Ticker

Security ID:

Meeting Date

Meeting Status

PFWD

CUSIP 71721R406

05/08/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Elect Robert Weiler

Mgmt

For

For

For

1.2

Elect Paul Bleicher

Mgmt

For

For

For

1.3

Elect Axel Bichara

Mgmt

For

For

For

1.4

Elect Richard D’Amore

Mgmt

For

For

For

1.5

Elect Gary Haroian

Mgmt

For

For

For

1.6

Elect Paul Joubert

Mgmt

For

For

For

1.7

Elect Kenneth Kaitin

Mgmt

For

For

For

1.8

Elect Dennis Shaughnessy

Mgmt

For

For

For

2

Ratification of Auditor

Mgmt

For

For

For

3

Amendment to the 2004 Stock Option and Incentive Plan

Mgmt

For

For

For

 


 

Polycom, Inc.

 

Ticker

Security ID:

Meeting Date

Meeting Status

PLCM

CUSIP 73172K104

05/27/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Elect Robert Hagerty

Mgmt

For

For

For

1.2

Elect Michael Kourey

Mgmt

For

For

For

1.3

Elect Betsy Atkins

Mgmt

For

For

For

1.4

Elect David DeWalt

Mgmt

For

For

For

1.5

Elect John Kelley, Jr.

Mgmt

For

For

For

1.6

Elect D. Scott Mercer

Mgmt

For

For

For

1.7

Elect William Owens

Mgmt

For

For

For

1.8

Elect Kevin Parker

Mgmt

For

For

For

2

Amendments to the 2004 Equity Incentive Plan and the 1996 Stock Incentive Plan

Mgmt

For

For

For

3

Ratification of Auditor

Mgmt

For

For

For

 

Psychiatric Solutions, Inc.

 

Ticker

Security ID:

Meeting Date

Meeting Status

PSYS

CUSIP 74439H108

05/19/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Elect Christopher Grant, Jr.

Mgmt

For

For

For

1.2

Elect David Dill

Mgmt

For

For

For

2

Outside Directors’ Non-Qualified Stock Option Plan

Mgmt

For

For

For

3

Ratification of Auditor

Mgmt

For

For

For

 

RBC Bearings Inc.

 

Ticker

Security ID:

Meeting Date

Meeting Status

ROLL

CUSIP 75524B104

09/10/2008

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1

Election Of Director: Dr. Michael J. Hartnett

Mgmt

For

For

For

2

Election Of Director: Dr. Thomas O Brien

Mgmt

For

For

For

3

Election Of Director: Dr. Amir Faghri

Mgmt

For

For

For

4

Ratification of Auditor

Mgmt

For

For

For

 

Riverbed Technology, Inc.

 

Ticker

Security ID:

Meeting Date

Meeting Status

RVBD

CUSIP 768573107

06/03/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Elect Jerry Kennelly

Mgmt

For

For

For

1.2

Elect Stanley Meresman

Mgmt

For

For

For

2

Ratification of Auditor

Mgmt

For

For

For

 


 

SBA Communications Corporation

 

Ticker

Security ID:

Meeting Date

Meeting Status

SBAC

CUSIP 78388J106

05/07/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Elect Brian Carr

Mgmt

For

For

For

2

Ratification of Auditor

Mgmt

For

For

For

3

Transaction of Other Business

Mgmt

For

Against

Against

 

Seattle Genetics, Inc.

 

Ticker

Security ID:

Meeting Date

Meeting Status

SGEN

CUSIP 812578102

05/15/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Elect Clay Siegall

Mgmt

For

For

For

1.2

Elect Felix Baker

Mgmt

For

For

For

1.3

Elect Daniel Hoth

Mgmt

For

For

For

2

Issuance and Sale of Common Stock

Mgmt

For

For

For

3

Ratification of Auditor

Mgmt

For

For

For

 

Sequenom, Inc.

 

Ticker

Security ID:

Meeting Date

Meeting Status

SQNM

CUSIP 817337405

05/12/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Elect Ernst-Gunter Afting

Mgmt

For

For

For

1.2

Elect Charles R. Cantor

Mgmt

For

For

For

1.3

Elect John Fazio

Mgmt

For

For

For

1.4

Elect Harry Hixson, Jr.

Mgmt

For

For

For

1.5

Elect Richard Lerner

Mgmt

For

For

For

1.6

Elect Ronald Lindsay

Mgmt

For

For

For

1.7

Elect Harry Stylli

Mgmt

For

For

For

1.8

Elect Kathleen Wiltsey

Mgmt

For

For

For

2

Amendment to the 2006 Equity Incentive Plan

Mgmt

For

Against

Against

3

Ratification of Auditor

Mgmt

For

For

For

 

Ship Finance International Ltd.

 

Ticker

Security ID:

Meeting Date

Meeting Status

SFL

CUSIP G81075106

09/19/2008

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Elect Tor Olav Trøim

Mgmt

For

For

For

1.2

Elect Paul Leand

Mgmt

For

For

For

1.3

Elect Kate Blankenship

Mgmt

For

Withhold

Against

1.4

Elect Craig Stevenson, Jr.

Mgmt

For

For

For

1.5

Elect Hans Petter Aas

Mgmt

For

For

For

2

Appointment of Auditor and Authority to Set Fees

Mgmt

For

For

For

3

Directors’ Fees

Mgmt

For

For

For

 


 

Silgan Holdings Inc.

 

Ticker

Security ID:

Meeting Date

Meeting Status

SLGN

CUSIP 827048109

05/26/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Elect Anthony Allott

Mgmt

For

For

For

1.2

Elect Jeffrey Crowe

Mgmt

For

For

For

1.3

Elect Edward Lapekas

Mgmt

For

For

For

2

Amendment to the 2004 Stock Incentive Plan

Mgmt

For

For

For

3

Ratification of Auditor

Mgmt

For

For

For

 

Silicon Laboratories Inc.

 

Ticker

Security ID:

Meeting Date

Meeting Status

SLAB

CUSIP 826919102

04/23/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Elect Harvey Cash

Mgmt

For

For

For

1.2

Elect Necip Sayiner

Mgmt

For

For

For

1.3

Elect David Welland

Mgmt

For

For

For

2

Ratification of Auditor

Mgmt

For

For

For

3

To Approve The 2009 Stock Incentive Plan.

Mgmt

For

Against

Against

4

To Approve The 2009 Employee Stock Purchase Plan.

Mgmt

For

For

For

 

Solera Holdings Inc.

 

Ticker

Security ID:

Meeting Date

Meeting Status

SLH

CUSIP 83421A104

11/12/2008

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Elect Tony Aquila

Mgmt

For

For

For

1.2

Elect Philip Canfield

Mgmt

For

For

For

1.3

Elect Arthur Kingsbury

Mgmt

For

For

For

1.4

Elect Jerrell Shelton

Mgmt

For

For

For

1.5

Elect Stuart Yarbrough

Mgmt

For

For

For

2

Approval Of The Soleras 2008 Omnibus Equity Incentive Plan.

Mgmt

For

For

For

3

Ratification of Auditor

Mgmt

For

For

For

 

SPSS Inc.

 

Ticker

Security ID:

Meeting Date

Meeting Status

SPSS

CUSIP 78462K102

04/30/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Elect Jack Noonan

Mgmt

For

For

For

1.2

Elect Michael Blair

Mgmt

For

For

For

1.3

Elect Patricia Morrison

Mgmt

For

For

For

2

Ratification of Auditor

Mgmt

For

For

For

 


 

Starent Networks, Corp.

 

Ticker

Security ID:

Meeting Date

Meeting Status

STAR

CUSIP 85528P108

05/21/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Elect James Dolce, Jr.

Mgmt

For

For

For

1.2

Elect Kenneth Goldman

Mgmt

For

For

For

2

Ratification of Auditor

Mgmt

For

For

For

 

Sybase, Inc.

 

Ticker

Security ID:

Meeting Date

Meeting Status

SY

CUSIP 871130100

04/14/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Elect John Chen

Mgmt

For

For

For

1.2

Elect Richard Alberding

Mgmt

For

For

For

1.3

Elect Michael Daniels

Mgmt

For

For

For

1.4

Elect Alan Salisbury

Mgmt

For

For

For

1.5

Elect Jack Sum

Mgmt

For

For

For

2

Ratification of Auditor

Mgmt

For

For

For

3

Amendment to the 2003 Stock Plan

Mgmt

For

For

For

 

Taleo Corporation

 

Ticker

Security ID:

Meeting Date

Meeting Status

TLEO

CUSIP 87424N104

05/28/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Elect Gary Bloom

Mgmt

For

For

For

1.2

Elect Greg Santora

Mgmt

For

For

For

2

2009 Equity Incentive Plan

Mgmt

For

For

For

 

Teledyne Technologies Incorporated

 

Ticker

Security ID:

Meeting Date

Meeting Status

TDY

CUSIP 879360105

04/22/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Elect Simon Lorne

Mgmt

For

For

For

1.2

Elect Paul Miller

Mgmt

For

For

For

1.3

Elect Wesley von Schack

Mgmt

For

For

For

2

Ratification of Auditor

Mgmt

For

For

For

 


 

Tempur-Pedic International Inc.

 

Ticker

Security ID:

Meeting Date

Meeting Status

TPX

CUSIP 88023U101

05/05/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Elect H. Thomas Bryant

Mgmt

For

For

For

1.2

Elect Francis Doyle

Mgmt

For

For

For

1.3

Elect John Heil

Mgmt

For

For

For

1.4

Elect Peter Hoffman

Mgmt

For

For

For

1.5

Elect Sir Paul Judge

Mgmt

For

For

For

1.6

Elect Nancy Koehn

Mgmt

For

For

For

1.7

Elect Christopher Masto

Mgmt

For

For

For

1.8

Elect P. Andrews McLane

Mgmt

For

For

For

1.9

Elect Mark Sarvary

Mgmt

For

For

For

1.10

Elect Robert Trussell, Jr.

Mgmt

For

For

For

2

Amendment to the 2003 Equity Incentive Plan

Mgmt

For

Against

Against

3

Ratification of Auditor

Mgmt

For

For

For

 

Texas Roadhouse, Inc.

 

Ticker

Security ID:

Meeting Date

Meeting Status

TXRH

CUSIP 882681109

05/21/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Elect Martin Hart

Mgmt

For

For

For

1.2

Elect W. Kent Taylor

Mgmt

For

For

For

2

Ratification of Auditor

Mgmt

For

For

For

 

Thoratec Corporation

 

Ticker

Security ID:

Meeting Date

Meeting Status

TLC

CUSIP 885175307

05/13/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Elect Neil Dimick

Mgmt

For

For

For

1.2

Elect Gerhard Burbach

Mgmt

For

For

For

1.3

Elect J. Daniel Cole

Mgmt

For

For

For

1.4

Elect Steven Collis

Mgmt

For

For

For

1.5

Elect Elisha Finney

Mgmt

For

For

For

1.6

Elect D. Keith Grossman

Mgmt

For

For

For

1.7

Elect Paul LaViolette

Mgmt

For

For

For

1.8

Elect Daniel Mulvena

Mgmt

For

For

For

2

Ratification of Auditor

Mgmt

For

For

For

 

Trina Solar Ltd.

 

Ticker

Security ID:

Meeting Date

Meeting Status

TSL

CUSIP 89628E104

08/29/2008

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1

Elect Junfeng Li

Mgmt

For

For

For

2

Elect Liping Qiu

Mgmt

For

For

For

3

Elect Sean Tzou

Mgmt

For

For

For

4

Amendment to the Share Incentive Plan

Mgmt

For

Against

Against

5

Ratification of Auditor

Mgmt

For

For

For

 


 

True Religion Apparel, Inc.

 

Ticker

Security ID:

Meeting Date

Meeting Status

TRLG

CUSIP 89784N104

10/02/2008

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Elect Jeffrey Lubell

Mgmt

For

For

For

1.2

Elect Joseph Coulombe

Mgmt

For

For

For

1.3

Elect G. Louis Graziadio, III

Mgmt

For

For

For

1.4

Elect Robert Harris, II

Mgmt

For

For

For

1.5

Elect Mark Maron

Mgmt

For

For

For

2

To Approve The Executive Cash Incentive Bonus Plan.

Mgmt

For

For

For

3

Ratification of Auditor

Mgmt

For

For

For

 

United Therapeutics Corporation

 

Ticker

Security ID:

Meeting Date

Meeting Status

UTHR

CUSIP 91307C102

06/26/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Elect Raymond Kurzweil

Mgmt

For

For

For

1.2

Elect Martine A. Rothblatt

Mgmt

For

For

For

1.3

Elect Louis Sullivan

Mgmt

For

For

For

2

Ratification of Auditor

Mgmt

For

For

For

 

VeriFone Holdings, Inc.

 

Ticker

Security ID:

Meeting Date

Meeting Status

PAY

CUSIP 92342Y109

10/08/2008

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Elect Robert Alspaugh

Mgmt

For

For

For

1.2

Elect Douglas Bergeron

Mgmt

For

For

For

1.3

Elect Leslie Denend

Mgmt

For

For

For

1.4

Elect Alex Hart

Mgmt

For

For

For

1.5

Elect Robert Henske

Mgmt

For

For

For

1.6

Elect Eitan Raff

Mgmt

For

For

For

1.7

Elect Charles Rinehart

Mgmt

For

For

For

1.8

Elect Collin Roche

Mgmt

For

For

For

1.9

Elect Jeffrey Stiefler

Mgmt

For

For

For

2

Increase of Authorized Common Stock

Mgmt

For

For

For

3

Amendment to the 2006 Equity Incentive Plan

Mgmt

For

For

For

4

Ratification of Auditor

Mgmt

For

For

For

 

Verigy Ltd.

 

Ticker

Security ID:

Meeting Date

Meeting Status

VRGY

CUSIP Y93691106

04/14/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1

Elect Edward Grady

Mgmt

For

For

For

2

Elect Ernest Godshalk

Mgmt

For

For

For

3

Elect Bobby Cheng

Mgmt

For

For

For

4

Elect Keith Barnes

Mgmt

For

For

For

5

Appointment of Auditor

Mgmt

For

For

For

6

Directors’ Fees

Mgmt

For

For

For

7

Authority to Issue Ordinary Shares

Mgmt

For

For

For

8

Authority to Repurchase Shares

Mgmt

For

For

For

 


 

VistaPrint Limited

 

Ticker

Security ID:

Meeting Date

Meeting Status

VPRT

CUSIP G93762204

11/07/2008

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Elect Robert Keane

Mgmt

For

For

For

1.2

Elect Daniel Ciporin

Mgmt

For

For

For

2

To Approve The Company S Second Amended And Restated Bye-Laws.

Mgmt

For

For

For

3

Ratification of Auditor

Mgmt

For

For

For

 

Vocus, Inc.

 

Ticker

Security ID:

Meeting Date

Meeting Status

VOCS

CUSIP 92858J108

05/21/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Elect Gary Golding

Mgmt

For

For

For

1.2

Elect Richard Moore

Mgmt

For

For

For

2

Ratification of Auditor

Mgmt

For

For

For

3

Approval of 2005 Stock Award Plan

Mgmt

For

For

For

 

Wabtec Corp.

 

Ticker

Security ID:

Meeting Date

Meeting Status

WAB

CUSIP 929740108

05/13/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Elect Brian Hehir

Mgmt

For

For

For

1.2

Elect Michael Howell

Mgmt

For

For

For

1.3

Elect Nickolas Vande Steeg

Mgmt

For

For

For

1.4

Elect Gary Valade

Mgmt

For

For

For

 

Waddell & Reed Financial, Inc.

 

Ticker

Security ID:

Meeting Date

Meeting Status

WDR

CUSIP 930059100

04/08/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Elect Dennis Logue

Mgmt

For

For

For

1.2

Elect Ronald Reimer

Mgmt

For

For

For

2

Ratification of Auditor

Mgmt

For

For

For

3

Stockholder Proposal To Require An Advisory Vote On Executive Compensation.

ShrHoldr

Against

For

Against

 

Waste Connections, Inc.

 

Ticker

Security ID:

Meeting Date

Meeting Status

WCN

CUSIP 941053100

05/14/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Elect Michael Harlan

Mgmt

For

For

For

1.2

Elect William Razzouk

Mgmt

For

For

For

2

Ratification of Auditor

Mgmt

For

For

For

 


 

Watson Wyatt Worldwide, Inc.

 

Ticker

Security ID:

Meeting Date

Meeting Status

WW

CUSIP 942712100

11/14/2008

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1

Elect John Gabarro

Mgmt

For

For

For

2

Elect John Haley

Mgmt

For

For

For

3

Elect R. Michael McCullough

Mgmt

For

For

For

4

Elect Brendan O’Neill

Mgmt

For

For

For

5

Elect Linda Rabbitt

Mgmt

For

For

For

6

Elect Gilbert Ray

Mgmt

For

For

For

7

Elect John Wright

Mgmt

For

For

For

8

Ratification of Auditor

Mgmt

For

For

For

9

Amendment to the 2001 Deferred Stock Unit For Selected Employees

Mgmt

For

For

For

 

Wendy’s/Arby’s Group Inc.

 

Ticker

Security ID:

Meeting Date

Meeting Status

WEN

CUSIP 950587105

05/28/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Elect Nelson Peltz

Mgmt

For

For

For

1.2

Elect Peter May

Mgmt

For

For

For

1.3

Elect Hugh Carey

Mgmt

For

For

For

1.4

Elect Clive Chajet

Mgmt

For

For

For

1.5

Elect Edward Garden

Mgmt

For

For

For

1.6

Elect Janet Hill

Mgmt

For

For

For

1.7

Elect Joseph Levato

Mgmt

For

For

For

1.8

Elect J. Randolph Lewis

Mgmt

For

For

For

1.9

Elect David Schwab II

Mgmt

For

For

For

1.10

Elect Roland Smith

Mgmt

For

For

For

1.11

Elect Raymond Troubh

Mgmt

For

For

For

1.12

Elect Jack Wasserman

Mgmt

For

For

For

2

Amendment to Refer to Class A Common Stock as Common Stock

Mgmt

For

For

For

3

Amendment to Provide an Alternate Presiding Chairman in the Absence of the Chairman

Mgmt

For

For

For

4

Adoption of Advance Notice Requirement

Mgmt

For

Against

Against

5

Amendment to Supermajority Requirement

Mgmt

For

Against

Against

6

Elimination of Supermajority Requirement

Mgmt

For

For

For

7

Reapproval of the 1999 Executive Bonus Plan

Mgmt

For

For

For

8

Ratification of Auditor

Mgmt

For

For

For

 

WMS Industries Inc.

 

Ticker

Security ID:

Meeting Date

Meeting Status

WMS

CUSIP 929297109

12/11/2008

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Elect Harold Bach, Jr.

Mgmt

For

For

For

1.2

Elect Robert Bahash

Mgmt

For

For

For

1.3

Elect Brian Gamache

Mgmt

For

For

For

1.4

Elect Patricia Nazemetz

Mgmt

For

For

For

1.5

Elect Louis Nicastro

Mgmt

For

For

For

1.6

Elect Neil Nicastro

Mgmt

For

For

For

1.7

Elect Edward Rabin, Jr.

Mgmt

For

For

For

1.8

Elect Ira Sheinfeld

Mgmt

For

For

For

1.9

Elect Bobby Siller

Mgmt

For

For

For

1.10

Elect William Vareschi, Jr.

Mgmt

For

For

For

2

Approval Of Our Employee Stock Purchase Plan.

Mgmt

For

For

For

3

Ratification of Auditor

Mgmt

For

For

For

 


 

Woodward Governor Company

 

Ticker

Security ID:

Meeting Date

Meeting Status

WGOV

CUSIP 980745103

01/22/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Elect Paul Donovan

Mgmt

For

For

For

1.2

Elect Thomas Gendron

Mgmt

For

For

For

1.3

Elect John Halbrook

Mgmt

For

For

For

1.4

Elect Ronald Sega

Mgmt

For

For

For

2

Ratification of Auditor

Mgmt

For

For

For

 

Wright Express Corporation

 

Ticker

Security ID:

Meeting Date

Meeting Status

WXS

CUSIP 98233Q105

05/15/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Elect George McTavish

Mgmt

For

For

For

1.2

Elect Jack VanWoerkom

Mgmt

For

For

For

1.3

Elect Regina Sommer

Mgmt

For

For

For

2

Ratification of Auditor

Mgmt

For

For

For

 


 

Item 1: Proxy Voting Record

Registrant : Columbia Funds Institutional Trust

Fund Name : CMG Small Cap Value Fund

07/01/2008 - 06/30/2009

 

AAR Corp.

 

Ticker

Security ID:

Meeting Date

Meeting Status

AIR

CUSIP 000361105

10/08/2008

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Elect Ronald Fogleman

Mgmt

For

For

For

1.2

Elect Patrick Kelly

Mgmt

For

For

For

1.3

Elect Timothy Romenesko

Mgmt

For

For

For

1.4

Elect Ronald Woodard

Mgmt

For

For

For

2

Ratification of Auditor

Mgmt

For

For

For

 

Abercrombie & Fitch Co.

 

Ticker

Security ID:

Meeting Date

Meeting Status

ANF

CUSIP 002896207

06/10/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Elect James Bachmann

Mgmt

For

Withhold

Against

1.2

Elect Michael Jeffries

Mgmt

For

For

For

1.3

Elect John Kessler

Mgmt

For

Withhold

Against

2

Ratification of Auditor

Mgmt

For

For

For

3

Adoption of Majority Vote for Election of Directors

Mgmt

For

For

For

4

Shareholder Proposal Regarding Survivor Benefits (Golden Coffins)

ShrHoldr

Against

For

Against

 


 

ABM Industries, Inc.

 

Ticker

Security ID:

Meeting Date

Meeting Status

ABM

CUSIP 000957100

03/03/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Elect Linda Chavez

Mgmt

For

For

For

1.2

Elect Henrik Slipsager

Mgmt

For

For

For

2

Ratification of Auditor

Mgmt

For

For

For

3

Amendment to the 2006 Equity Incentive Plan

Mgmt

For

For

For

 

Actel Corporation

 

Ticker

Security ID:

Meeting Date

Meeting Status

ACTL

CUSIP 004934105

06/05/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Elect John East

Mgmt

For

For

For

1.2

Elect James Fiebiger

Mgmt

For

For

For

1.3

Elect Jacob Jacobsson

Mgmt

For

For

For

1.4

Elect Patrick Little

Mgmt

For

For

For

1.5

Elect J. Daniel McCranie

Mgmt

For

For

For

1.6

Elect Jeffrey  Smith

Mgmt

For

For

For

1.7

Elect Robert Spencer

Mgmt

For

For

For

1.8

Elect Eric Zahler

Mgmt

For

For

For

2

Amendment to the 1993 Employee Stock Purchase Plan

Mgmt

For

For

For

3

Ratification of Auditor

Mgmt

For

For

For

 

ADC Telecommunications, Inc.

 

Ticker

Security ID:

Meeting Date

Meeting Status

ADCT

CUSIP 000886309

03/04/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Elect Lois Martin

Mgmt

For

For

For

1.2

Elect Krish Prabhu

Mgmt

For

For

For

1.3

Elect John Rehfeld

Mgmt

For

For

For

1.4

Elect David Roberts

Mgmt

For

For

For

2

Proposal To Set The Size Of The Board Of Directors At Eleven.

Mgmt

For

For

For

3

Ratification of Auditor

Mgmt

For

For

For

 


 

ALLETE, Inc.

 

Ticker

Security ID:

Meeting Date

Meeting Status

ALE

CUSIP 018522300

05/12/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Elect Kathleen Brekken

Mgmt

For

For

For

1.2

Elect Heidi Eddins

Mgmt

For

For

For

1.3

Elect Sidney Emery, Jr.

Mgmt

For

For

For

1.4

Elect James Hoolihan

Mgmt

For

For

For

1.5

Elect Madeleine Ludlow

Mgmt

For

For

For

1.6

Elect George Mayer

Mgmt

For

For

For

1.7

Elect Douglas Neve

Mgmt

For

For

For

1.8

Elect Jack Rajala

Mgmt

For

For

For

1.9

Elect Leonard Rodman

Mgmt

For

For

For

1.10

Elect Donald Shippar

Mgmt

For

For

For

1.11

Elect Bruce Stender

Mgmt

For

For

For

2

Ratification of Auditor

Mgmt

For

For

For

3

Increase of Authorized Common Stock

Mgmt

For

Against

Against

4

Technical Amendment to Articles of Incorporation

Mgmt

For

For

For

 

Amerco

 

Ticker

Security ID:

Meeting Date

Meeting Status

UHAL

CUSIP 023586100

08/28/2008

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Elect Edward Shoen

Mgmt

For

For

For

1.2

Elect M. Frank Lyons

Mgmt

For

For

For

2

Ratification of Auditor

Mgmt

For

For

For

3

Ratification of the SAC Transactions

Mgmt

For

Against

Against

 

America’s Car-Mart, Inc.

 

Ticker

Security ID:

Meeting Date

Meeting Status

CRMT

CUSIP 03062T105

10/15/2008

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Elect Tilman Falgout, III

Mgmt

For

For

For

1.2

Elect John David Simmons

Mgmt

For

For

For

1.3

Elect William Sams

Mgmt

For

For

For

1.4

Elect William Henderson

Mgmt

For

For

For

1.5

Elect Daniel Englander

Mgmt

For

For

For

1.6

Elect William Swanston

Mgmt

For

For

For

 

American Greetings Corporation

 

Ticker

Security ID:

Meeting Date

Meeting Status

AM

CUSIP 026375105

06/26/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Elect Charles Ratner

Mgmt

For

For

For

1.2

Elect Jerry Thornton

Mgmt

For

For

For

1.3

Elect Jeffrey Weiss

Mgmt

For

For

For

2

Amendment to the 2007 Omnibus Incentive Compensation Plan

Mgmt

For

For

For

 


 

Ameron International Corporation

 

Ticker

Security ID:

Meeting Date

Meeting Status

AMN

CUSIP 030710107

03/25/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Elect Terry Haines

Mgmt

For

For

For

1.2

Elect John Peppercorn

Mgmt

For

For

For

1.3

Elect William Horsfall

Mgmt

For

For

For

2

Ratification of Auditor

Mgmt

For

For

For

 

Amsurg Corp.

 

Ticker

Security ID:

Meeting Date

Meeting Status

AMSGA

CUSIP 03232P405

05/21/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Elect Thomas Cigarran

Mgmt

For

For

For

1.2

Elect Debora Guthrie

Mgmt

For

For

For

2

Ratification of Auditor

Mgmt

For

For

For

 

Analogic Corporation

 

Ticker

Security ID:

Meeting Date

Meeting Status

ALOG

CUSIP 032657207

01/26/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Elect James Judge

Mgmt

For

For

For

1.2

Elect Gerald Wilson

Mgmt

For

For

For

2

Adoption of Majority Vote for Election of Directors

Mgmt

For

For

For

3

Ratification of Auditor

Mgmt

For

For

For

 

Anaren, Inc.

 

Ticker

Security ID:

Meeting Date

Meeting Status

ANEN

CUSIP 032744104

11/07/2008

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Elect Patricia Civil

Mgmt

For

For

For

1.2

Elect Robert Roberts

Mgmt

For

For

For

1.3

Elect Lawrence Sala

Mgmt

For

For

For

1.4

Elect David Wilemon

Mgmt

For

For

For

 


 

Anixter International Inc

 

Ticker

Security ID:

Meeting Date

Meeting Status

AXE

CUSIP 035290105

05/12/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Elect James Blyth

Mgmt

For

For

For

1.2

Elect Federic Brace

Mgmt

For

For

For

1.3

Elect Linda Bynoe

Mgmt

For

For

For

1.4

Elect Robert Crandall

Mgmt

For

For

For

1.5

Elect Robert Eck

Mgmt

For

For

For

1.6

Elect Robert Grubbs, Jr.

Mgmt

For

For

For

1.7

Elect F. Philip Handy

Mgmt

For

For

For

1.8

Elect Melvyn Klein

Mgmt

For

For

For

1.9

Elect George Munoz

Mgmt

For

For

For

1.10

Elect Stuart Sloan

Mgmt

For

For

For

1.11

Elect Thomas Theobald

Mgmt

For

For

For

1.12

Elect Matthew Zell

Mgmt

For

For

For

1.13

Elect Samuel Zell

Mgmt

For

For

For

2

Ratification of Auditor

Mgmt

For

For

For

 

AnnTaylor Stores Corporation

 

Ticker

Security ID:

Meeting Date

Meeting Status

ANN

CUSIP 036115103

05/13/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1

Elect James Burke, Jr.

Mgmt

For

For

For

2

Elect Kay Krill

Mgmt

For

For

For

3

Ratification of Auditor

Mgmt

For

For

For

 

Ashland Inc.

 

Ticker

Security ID:

Meeting Date

Meeting Status

ASH

CUSIP 044209104

01/29/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Elect Roger Hale

Mgmt

For

For

For

1.2

Elect Vada Manager

Mgmt

For

For

For

1.3

Elect George Schaefer, Jr.

Mgmt

For

For

For

1.4

Elect John Turner

Mgmt

For

For

For

1.5

Elect Mark Rohr

Mgmt

For

For

For

2

Ratification of Auditor

Mgmt

For

For

For

3

Adoption of a Majority Vote for Election of Directors

Mgmt

For

For

For

 

Astec Industries, Inc.

 

Ticker

Security ID:

Meeting Date

Meeting Status

ASTE

CUSIP 046224101

04/23/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Elect Daniel Frierson

Mgmt

For

Withhold

Against

1.2

Elect Glen Tellock

Mgmt

For

For

For

2

Ratification of Auditor

Mgmt

For

For

For

 


 

ATMI, Inc.

 

Ticker

Security ID:

Meeting Date

Meeting Status

ATMI

CUSIP 00207R101

05/20/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Elect Stephen Mahle

Mgmt

For

For

For

1.2

Elect C. Douglas Marsh

Mgmt

For

For

For

1.3

Elect Douglas Neugold

Mgmt

For

For

For

2

Ratification of Auditor

Mgmt

For

For

For

 

Avatar Holdings Inc.

 

Ticker

Security ID:

Meeting Date

Meeting Status

AVTR

CUSIP 053494100

05/28/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Elect Paul Barnett

Mgmt

For

For

For

1.2

Elect Milton Dresner

Mgmt

For

For

For

1.3

Elect Roger Einiger

Mgmt

For

For

For

1.4

Elect Gerald D. Kelfer

Mgmt

For

For

For

1.5

Elect Joshua Nash

Mgmt

For

For

For

1.6

Elect Kenneth Rosen

Mgmt

For

For

For

1.7

Elect Joel Simon

Mgmt

For

For

For

1.8

Elect Beth A. Stewart

Mgmt

For

For

For

2

Ratification of Auditor

Mgmt

For

For

For

 

Avista Corporation

 

Ticker

Security ID:

Meeting Date

Meeting Status

AVA

CUSIP 05379B107

05/07/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1

Elect John Kelly

Mgmt

For

For

For

2

Elect Scott Morris

Mgmt

For

For

For

3

Elect Heidi Stanley

Mgmt

For

For

For

4

Elect R. John Taylor

Mgmt

For

For

For

5

Ratification of Auditor

Mgmt

For

For

For

6

Reapproval of Material Terms of Long-Term Incentive Plan

Mgmt

For

For

For

7

Shareholder Proposal Regarding Declassification of the Board

ShrHoldr

Against

For

Against

8

Shareholder Proposal Regarding Separation of Chair and CEO

ShrHoldr

Against

Against

For

 

Avocent Corporation

 

Ticker

Security ID:

Meeting Date

Meeting Status

AVCT

CUSIP 053893103

06/11/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Elect Francis Dramis, Jr.

Mgmt

For

For

For

2

Ratification of Auditor

Mgmt

For

For

For

3

Amendment to the 2005 Equity Incentive Plan

Mgmt

For

For

For

 


 

BancFirst Corporation

 

Ticker

Security ID:

Meeting Date

Meeting Status

BANF

CUSIP 05945F103

05/28/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Elect James Daniel

Mgmt

For

Withhold

Against

1.2

Elect Tom McCasland, III

Mgmt

For

For

For

1.3

Elect Paul Odom, Jr.

Mgmt

For

For

For

1.4

Elect H. E. Rainbolt

Mgmt

For

Withhold

Against

1.5

Elect Michael Wallace

Mgmt

For

For

For

1.6

Elect G. Rainey Williams, Jr.

Mgmt

For

For

For

2

Amendment to the Stock Option Plan

Mgmt

For

For

For

3

Amendment to the Non-Employee Director’s Stock Option Plan

Mgmt

For

For

For

4

Amendment to Director’s Deferred Stock Compensation Plan

Mgmt

For

For

For

5

Ratification of Auditor

Mgmt

For

For

For

 

Banctrust Financial Group, Inc.

 

Ticker

Security ID:

Meeting Date

Meeting Status

BTFG

CUSIP 05978R107

05/14/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Elect Tracy Conerly

Mgmt

For

For

For

1.2

Elect Stephen Crawford

Mgmt

For

Withhold

Against

1.3

Elect David De Laney

Mgmt

For

For

For

1.4

Elect Robert Dixon, Jr.

Mgmt

For

For

For

1.5

Elect James Faulkner

Mgmt

For

For

For

1.6

Elect Broox Garrett, Jr.

Mgmt

For

For

For

1.7

Elect Carol Gordy

Mgmt

For

For

For

1.8

Elect Barry Gritter

Mgmt

For

For

For

1.9

Elect James Harrison, Jr.

Mgmt

For

For

For

1.10

Elect Clifton Inge, Jr.

Mgmt

For

For

For

1.11

Elect Kenneth Johnson

Mgmt

For

For

For

1.12

Elect W. Bibb Lamar, Jr.

Mgmt

For

For

For

1.13

Elect John Lewis, Jr.

Mgmt

For

For

For

1.14

Elect Harris Morrissette

Mgmt

For

For

For

1.15

Elect Paul Owens, Jr.

Mgmt

For

For

For

1.16

Elect Dennis Wallace

Mgmt

For

For

For

2

Advisory Vote on Executive Compensation

Mgmt

For

For

For

 

Banctrust Financial Group, Inc.

 

Ticker

Security ID:

Meeting Date

Meeting Status

BTFG

CUSIP 05978R107

09/30/2008

Voted

Meeting Type

Country of Trade

 

 

Special

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1

Increase in Authorized Common Stock

Mgmt

For

Against

Against

 

Bank Mutual Corporation

 

Ticker

Security ID:

Meeting Date

Meeting Status

BKMU

CUSIP 063750103

05/04/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Elect Thomas  Buestrin

Mgmt

For

For

For

1.2

Elect Michael Crowley, Jr.

Mgmt

For

For

For

1.3

Elect William Mielke

Mgmt

For

For

For

2

Ratification of Auditor

Mgmt

For

For

For

 


 

Bank of Granite Corporation

 

Ticker

Security ID:

Meeting Date

Meeting Status

GRAN

CUSIP 062401104

04/27/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Elect R. Scott Anderson

Mgmt

For

For

For

1.2

Elect John Bray

Mgmt

For

For

For

1.3

Elect Joseph Crocker

Mgmt

For

For

For

1.4

Elect Leila Erwin

Mgmt

For

For

For

1.5

Elect Paul Fleetwood, III

Mgmt

For

For

For

1.6

Elect Hugh Gaither

Mgmt

For

For

For

1.7

Elect James Preston

Mgmt

For

For

For

1.8

Elect Boyd Wilson, Jr.

Mgmt

For

For

For

2

Ratification of Auditor

Mgmt

For

For

For

 

BANKFINANCIAL CORPORATION

 

Ticker

Security ID:

Meeting Date

Meeting Status

BFIN

CUSIP 06643P104

06/30/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Elect Cassandra Francis

Mgmt

For

For

For

1.2

Elect Sherwin Koopmans

Mgmt

For

For

For

1.3

Elect Terry Wells

Mgmt

For

For

For

2

Ratification of Auditor

Mgmt

For

For

For

 

Belden, Inc.

 

Ticker

Security ID:

Meeting Date

Meeting Status

BDC

CUSIP 077454106

05/20/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Elect David Aldrich

Mgmt

For

For

For

1.2

Elect Lorne Bain

Mgmt

For

For

For

1.3

Elect Lance Balk

Mgmt

For

For

For

1.4

Elect Judy Brown

Mgmt

For

For

For

1.5

Elect Bryan Cressey

Mgmt

For

For

For

1.6

Elect Glenn Kalnasy

Mgmt

For

For

For

1.7

Elect Mary McLeod

Mgmt

For

For

For

1.8

Elect John Monter

Mgmt

For

For

For

1.9

Elect Bernard Rethore

Mgmt

For

For

For

1.10

Elect John Stroup

Mgmt

For

For

For

2

2001 Long-Term Incentive Plan

Mgmt

For

For

For

 

Benchmark Electronics, Inc.

 

Ticker

Security ID:

Meeting Date

Meeting Status

BHE

CUSIP 08160H101

05/20/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Elect Cary Fu

Mgmt

For

For

For

1.2

Elect Michael Dawson

Mgmt

For

For

For

1.3

Elect Peter Dorflinger

Mgmt

For

For

For

1.4

Elect Douglas Duncan

Mgmt

For

For

For

1.5

Elect Laura Lang

Mgmt

For

For

For

1.6

Elect Bernee Strom

Mgmt

For

For

For

1.7

Elect Clay Williams

Mgmt

For

For

For

2

Ratification of Auditor

Mgmt

For

For

For

 


 

BENEFICIAL MUTUAL BANCORP, INC.

 

Ticker

Security ID:

Meeting Date

Meeting Status

BNCL

CUSIP 08173R104

05/20/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Elect Elizabeth Gemmill

Mgmt

For

For

For

1.2

Elect Thomas Hayes

Mgmt

For

For

For

1.3

Elect Joseph McLaughlin

Mgmt

For

For

For

2

Ratification of Auditor

Mgmt

For

For

For

 

Benihana, Inc.

 

Ticker

Security ID:

Meeting Date

Meeting Status

BNHN

CUSIP 082047200

10/23/2008

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Elect Joseph West

Mgmt

For

For

For

2

Ratification of Auditor

Mgmt

For

For

For

 

BJ’s Wholesale Club, Inc.

 

Ticker

Security ID:

Meeting Date

Meeting Status

BJ

CUSIP 05548J106

05/21/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1

Elect Christine Cournoyer

Mgmt

For

For

For

2

Elect Edmond English

Mgmt

For

For

For

3

Elect Helen Peters

Mgmt

For

For

For

4

Amendment to the 2008 Management Incentive Plan

Mgmt

For

For

For

5

Amendment to the 2008 Growth Incentive Plan

Mgmt

For

For

For

6

Amendment to the 2007 Stock Incentive Plan

Mgmt

For

For

For

7

Ratification of Auditor

Mgmt

For

For

For

 

Black Box Corporation

 

Ticker

Security ID:

Meeting Date

Meeting Status

BBOX

CUSIP 091826107

08/12/2008

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Elect William Andrews

Mgmt

For

For

For

1.2

Elect R. Terry Blakemore

Mgmt

For

For

For

1.3

Elect Richard Crouch

Mgmt

For

For

For

1.4

Elect Thomas Golonski

Mgmt

For

For

For

1.5

Elect Thomas Greig

Mgmt

For

For

For

1.6

Elect Edward Nicholson

Mgmt

For

For

For

2

Approval Of The 2008 Long-Term Incentive Plan.

Mgmt

For

For

For

3

Ratification of Auditor

Mgmt

For

For

For

 


 

Black Hills Corporation

 

Ticker

Security ID:

Meeting Date

Meeting Status

BKH

CUSIP 092113109

05/19/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Elect David Ebertz

Mgmt

For

For

For

1.2

Elect John Howard

Mgmt

For

For

For

1.3

Elect Stephen Newlin

Mgmt

For

For

For

2

Ratification of Auditor

Mgmt

For

For

For

 

Bob Evans Farms, Inc.

 

Ticker

Security ID:

Meeting Date

Meeting Status

BOBE

CUSIP 096761101

09/08/2008

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1

Election Of Director: Cheryl L. Krueger

Mgmt

For

For

For

2

Election Of Director: G. Robert Lucas II

Mgmt

For

For

For

3

Election Of Director: Eileen A. Mallesch

Mgmt

For

For

For

4

Ratification of Auditor

Mgmt

For

For

For

 

Bois d’Arc Energy, Inc.

 

Ticker

Security ID:

Meeting Date

Meeting Status

BDE

CUSIP 09738U103

08/27/2008

Voted

Meeting Type

Country of Trade

 

 

Special

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1

Approval of the Merger

Mgmt

For

For

For

2

Transaction of Other Business

Mgmt

For

Against

Against

 

BorgWarner Inc.

 

Ticker

Security ID:

Meeting Date

Meeting Status

BWA

CUSIP 099724106

04/29/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Elect Phyllis Bonanno

Mgmt

For

For

For

1.2

Elect Alexis Michas

Mgmt

For

For

For

1.3

Elect Richard Schaum

Mgmt

For

For

For

1.4

Elect Thomas Stallkamp

Mgmt

For

For

For

1.5

Elect Dennis Cuneo

Mgmt

For

For

For

2

Amendment to the 2004 Stock Incentive Plan

Mgmt

For

For

For

3

Ratification of Auditor

Mgmt

For

For

For

 

Brightpoint, Inc.

 

Ticker

Security ID:

Meeting Date

Meeting Status

CELL

CUSIP 109473405

05/05/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Elect Kari-Pekka Wilska

Mgmt

For

For

For

1.2

Elect Jorn Jensen

Mgmt

For

For

For

1.3

Elect Jerre Stead

Mgmt

For

For

For

2

Amendment to the 2004 Long-Term Incentive Plan

Mgmt

For

For

For

3

Ratification of Auditor

Mgmt

For

For

For

 


 

Brookline Bancorp, Inc.

 

Ticker

Security ID:

Meeting Date

Meeting Status

BRKL

CUSIP 11373M107

04/30/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Elect John Doyle, Jr.

Mgmt

For

For

For

1.2

Elect Thomas Hollister

Mgmt

For

For

For

1.3

Elect Charles Peck

Mgmt

For

For

For

1.4

Elect Paul Perrault

Mgmt

For

For

For

1.5

Elect Joseph Slotnik

Mgmt

For

For

For

2

Ratification of Auditor

Mgmt

For

For

For

 

Brunswick Corporation

 

Ticker

Security ID:

Meeting Date

Meeting Status

BC

CUSIP 117043109

05/06/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Elect Anne Bélec

Mgmt

For

For

For

1.2

Elect J. Steven Whisler

Mgmt

For

For

For

1.3

Elect Manuel Fernandez

Mgmt

For

For

For

2

2003 Stock Incentive Plan

Mgmt

For

For

For

3

Ratification of Auditor

Mgmt

For

For

For

 


 

Bryn Mawr Bank Corporation

 

Ticker

Security ID:

Meeting Date

Meeting Status

BMTC

CUSIP 117665109

04/22/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Elect Wendell Holland

Mgmt

For

For

For

1.2

Elect Frederick Peters II

Mgmt

For

For

For

1.3

Elect David Lees

Mgmt

For

For

For

2

Ratification of Auditor

Mgmt

For

For

For

3

Authorization of Preferred Stock

Mgmt

For

Against

Against

 

Builders FirstSource, Inc.

 

Ticker

Security ID:

Meeting Date

Meeting Status

BLDR

CUSIP 12008R107

05/22/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Elect Michael Graff

Mgmt

For

For

For

1.2

Elect Robert Griffin

Mgmt

For

For

For

1.3

Elect Brett Milgrim

Mgmt

For

For

For

2

Ratification of Auditor

Mgmt

For

For

For

 

CACI International, Inc.

 

Ticker

Security ID:

Meeting Date

Meeting Status

CAI

CUSIP 127190304

11/19/2008

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Elect Dan Bannister

Mgmt

For

For

For

1.2

Elect Paul Cofoni

Mgmt

For

For

For

1.3

Elect Gregory Johnson

Mgmt

For

For

For

1.4

Elect Richard Leatherwood

Mgmt

For

For

For

1.5

Elect J.P. London

Mgmt

For

For

For

1.6

Elect Michael Mancuso

Mgmt

For

For

For

1.7

Elect James Pavitt

Mgmt

For

For

For

1.8

Elect Warren Phillips

Mgmt

For

For

For

1.9

Elect Charles Revoile

Mgmt

For

For

For

2

Approval Of Amendments To The Companys 2006 Stock Incentive Plan.

Mgmt

For

For

For

3

Right to Adjourn Meeting

Mgmt

For

Against

Against

4

Ratification of Auditor

Mgmt

For

For

For

 

Capitol Bancorp Limited

 

Ticker

Security ID:

Meeting Date

Meeting Status

CBC

CUSIP 14056D105

04/22/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Elect David O’Leary

Mgmt

For

For

For

1.2

Elect Michael Devine

Mgmt

For

For

For

1.3

Elect Gary Falkenberg

Mgmt

For

For

For

1.4

Elect Joel Ferguson

Mgmt

For

For

For

1.5

Elect H. Nicholas Genova

Mgmt

For

For

For

1.6

Elect John Lewis

Mgmt

For

For

For

1.7

Elect Steven Maas

Mgmt

For

For

For

1.8

Elect Myrl Nofziger

Mgmt

For

For

For

2

Ratification of Auditor

Mgmt

For

For

For

 


 

Capitol Bancorp Limited

 

Ticker

Security ID:

Meeting Date

Meeting Status

CBC

CUSIP 14056D105

12/10/2008

Voted

Meeting Type

Country of Trade

 

 

Special

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1

Authorization of Preferred Stock

Mgmt

For

Against

Against

2

Right to Adjourn Meeting

Mgmt

For

Against

Against

 

Carpenter Technology Corp

 

Ticker

Security ID:

Meeting Date

Meeting Status

CRS

CUSIP 144285103

10/13/2008

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Elect Robert McMaster

Mgmt

For

For

For

1.2

Elect Gregory Pratt

Mgmt

For

For

For

1.3

Elect Anne Stevens

Mgmt

For

For

For

2

Ratification of Auditor

Mgmt

For

For

For

 

Casella Waste Systems, Inc.

 

Ticker

Security ID:

Meeting Date

Meeting Status

CWST

CUSIP 147448104

10/14/2008

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Elect James Bohlig

Mgmt

For

For

For

1.2

Elect Gregory Peters

Mgmt

For

For

For

1.3

Elect Joseph Doody

Mgmt

For

For

For

1.4

Elect Michael Burke

Mgmt

For

For

For

2

To Approve The Amendment To The Company S 2006 Stock Incentive Plan.

Mgmt

For

For

For

3

Ratification of Auditor

Mgmt

For

For

For

 

Cash America International, Inc.

 

Ticker

Security ID:

Meeting Date

Meeting Status

CSH

CUSIP 14754D100

04/22/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Elect Daniel Berce

Mgmt

For

For

For

1.2

Elect Jack Daugherty

Mgmt

For

For

For

1.3

Elect Daniel Feehan

Mgmt

For

For

For

1.4

Elect Albert Goldstein

Mgmt

For

For

For

1.5

Elect James Graves

Mgmt

For

For

For

1.6

Elect B.D. Hunter

Mgmt

For

For

For

1.7

Elect Timothy McKibben

Mgmt

For

For

For

1.8

Elect Alfred Micallef

Mgmt

For

For

For

2

Amendment to the 2004 Long-Term Incentive Plan

Mgmt

For

For

For

3

Amendment to the 2004 Long-Term Incentive Plan

Mgmt

For

For

For

4

Ratification of Auditor

Mgmt

For

For

For

5

Shareholder Proposal Regarding Anti-Predatory Lending Policies.

ShrHoldr

Against

Abstain

Against

 


 

Cavco Industries, Inc.

 

Ticker

Security ID:

Meeting Date

Meeting Status

CVCO

CUSIP 149568107

06/30/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Elect Steven Bunger

Mgmt

For

For

For

1.2

Elect Jack Hanna

Mgmt

For

For

For

2

Ratification of Auditor

Mgmt

For

For

For

 

CBIZ Inc.

 

Ticker

Security ID:

Meeting Date

Meeting Status

CBZ

CUSIP 124805102

05/14/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1

Elect Michael DeGroote

Mgmt

For

For

For

2

Elect Todd  Slotkin

Mgmt

For

For

For

3

Ratification of Auditor

Mgmt

For

For

For

4

Transaction of Other Business

Mgmt

For

Against

Against

 

CDI Corp.

 

Ticker

Security ID:

Meeting Date

Meeting Status

CDI

CUSIP 125071100

05/27/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Elect Roger Ballou

Mgmt

For

For

For

1.2

Elect Michael Emmi

Mgmt

For

For

For

1.3

Elect Walter Garrison

Mgmt

For

For

For

1.4

Elect Lawrence Karlson

Mgmt

For

Withhold

Against

1.5

Elect Ronald J. Kozich

Mgmt

For

For

For

1.6

Elect Albert Smith

Mgmt

For

For

For

1.7

Elect Barton Winokur

Mgmt

For

For

For

2

Ratification of Auditor

Mgmt

For

For

For

3

Reapproval of the Material Terms of the 2004 Omnibus Stock Plan

Mgmt

For

For

For

4

Reapproval of the Material Terms of the Bonus Plan for the CEO

Mgmt

For

For

For

 

CEC Entertainment, Inc.

 

Ticker

Security ID:

Meeting Date

Meeting Status

CEC

CUSIP 125137109

04/28/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Elect Richard Frank

Mgmt

For

For

For

1.2

Elect Tim Morris

Mgmt

For

For

For

1.3

Elect Louis Neeb

Mgmt

For

For

For

2

Amendment to the 2004 Restricted Stock Plan

Mgmt

For

For

For

3

Ratification of Auditor

Mgmt

For

For

For

 


 

CH Energy Group, Inc.

 

Ticker

Security ID:

Meeting Date

Meeting Status

CHG

CUSIP 12541M102

04/28/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Elect Manuel Iraola

Mgmt

For

For

For

1.2

Elect E. Michel Kruse

Mgmt

For

For

For

1.3

Elect Ernest Verebelyi

Mgmt

For

For

For

2

Repeal of Classified Board

Mgmt

For

For

For

3

Ratification of Auditor

Mgmt

For

For

For

 

Chemical Financial Corporation

 

Ticker

Security ID:

Meeting Date

Meeting Status

CHFC

CUSIP 163731102

04/20/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Elect Gary Anderson

Mgmt

For

For

For

1.2

Elect J. Daniel Bernson

Mgmt

For

For

For

1.3

Elect Nancy Bowman

Mgmt

For

For

For

1.4

Elect James Currie

Mgmt

For

For

For

1.5

Elect Thomas Huff

Mgmt

For

For

For

1.6

Elect Michael Laethem

Mgmt

For

For

For

1.7

Elect Geoffrey Merszei

Mgmt

For

For

For

1.8

Elect Terence Moore

Mgmt

For

For

For

1.9

Elect Aloysius Oliver

Mgmt

For

For

For

1.10

Elect David Ramaker

Mgmt

For

For

For

1.11

Elect Larry Stauffer

Mgmt

For

For

For

1.12

Elect William Stavropoulos

Mgmt

For

For

For

1.13

Elect Franklin Wheatlake

Mgmt

For

For

For

2

Authorization of Preferred Stock

Mgmt

For

For

For

 

Ciena Corporation

 

Ticker

Security ID:

Meeting Date

Meeting Status

CIEN

CUSIP 171779309

03/25/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1

Election Of Class III Director: Stephen P. Bradley, Ph.D.

Mgmt

For

For

For

2

Election Of Class III Director: Bruce L. Claflin

Mgmt

For

For

For

3

Ratification of Auditor

Mgmt

For

For

For

 

CLEARWATER PAPER CORPORATION

 

Ticker

Security ID:

Meeting Date

Meeting Status

CLW

CUSIP 18538R103

05/19/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1

Elect Boh Dickey

Mgmt

For

For

For

2

Elect Gordon Jones

Mgmt

For

For

For

3

Ratification of Auditor

Mgmt

For

For

For

 


 

Clifton Savings Bancorp, Inc.

 

Ticker

Security ID:

Meeting Date

Meeting Status

CSBK

CUSIP 18712Q103

08/14/2008

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Elect John Celentano, Jr.

Mgmt

For

For

For

1.2

Elect Thomas Miller

Mgmt

For

For

For

2

Ratification of Auditor

Mgmt

For

For

For

 

CNA Surety Corporation

 

Ticker

Security ID:

Meeting Date

Meeting Status

SUR

CUSIP 12612L108

04/23/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Elect Philip Britt

Mgmt

For

For

For

1.2

Elect Anthony Cleberg

Mgmt

For

For

For

1.3

Elect David Edelson

Mgmt

For

For

For

1.4

Elect D. Craig Mense

Mgmt

For

For

For

1.5

Elect Robert Tinstman

Mgmt

For

For

For

1.6

Elect John Welch

Mgmt

For

For

For

1.7

Elect Peter W. Wilson

Mgmt

For

For

For

2

Ratification of Auditor

Mgmt

For

For

For

 

Columbia Banking System, Inc.

 

Ticker

Security ID:

Meeting Date

Meeting Status

COLB

CUSIP 197236102

04/22/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Elect Melanie Dressel

Mgmt

For

For

For

1.2

Elect John Folsom

Mgmt

For

For

For

1.3

Elect Frederick Goldberg

Mgmt

For

For

For

1.4

Elect Thomas Hulbert

Mgmt

For

For

For

1.5

Elect Thomas Matson, Sr.

Mgmt

For

For

For

1.6

Elect Daniel Regis

Mgmt

For

For

For

1.7

Elect Donald Rodman

Mgmt

For

For

For

1.8

Elect William Weyerhaeuser

Mgmt

For

For

For

1.9

Elect James Will

Mgmt

For

For

For

2

Amendment to the Stock Option and Equity Compensation Plan

Mgmt

For

For

For

3

Amendment to the Employee Stock Purchase Plan

Mgmt

For

For

For

4

Advisory Vote on Executive Compensation

Mgmt

For

For

For

5

Ratification of Auditor

Mgmt

For

For

For

6

Transaction of Other Business

Mgmt

For

Against

Against

 


 

Community Trust Bancorp, Inc.

 

Ticker

Security ID:

Meeting Date

Meeting Status

CTBI

CUSIP 204149108

04/28/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Elect Charles Baird

Mgmt

For

For

For

1.2

Elect Nick Carter

Mgmt

For

For

For

1.3

Elect Nick Cooley

Mgmt

For

For

For

1.4

Elect Jean Hale

Mgmt

For

For

For

1.5

Elect James McGhee II

Mgmt

For

For

For

1.6

Elect M. Lynn Parrish

Mgmt

For

For

For

1.7

Elect Paul Patton

Mgmt

For

For

For

1.8

Elect James Ramsey

Mgmt

For

For

For

2

Ratification of Auditor

Mgmt

For

For

For

 

Comstock Resources, Inc.

 

Ticker

Security ID:

Meeting Date

Meeting Status

CRK

CUSIP 205768203

05/19/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Elect Roland Burns

Mgmt

For

For

For

1.2

Elect David Lockett

Mgmt

For

For

For

2

2009 Long-term Incentive Plan

Mgmt

For

For

For

3

Increase of Authorized Common Stock

Mgmt

For

For

For

4

Ratification of Auditor

Mgmt

For

For

For

 

Comtech Telecommunications Corp.

 

Ticker

Security ID:

Meeting Date

Meeting Status

CMTL

CUSIP 205826209

12/05/2008

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Elect Ira Kaplan

Mgmt

For

For

For

1.2

Elect Gerard Nocita

Mgmt

For

For

For

2

Ratification of Auditor

Mgmt

For

For

For

 

Consolidated Graphics, Inc.

 

Ticker

Security ID:

Meeting Date

Meeting Status

CGX

CUSIP 209341106

08/07/2008

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Elect Joe Davis

Mgmt

For

For

For

1.2

Elect Hugh West

Mgmt

For

For

For

2

Annual Incentive Compensation Plan

Mgmt

For

For

For

 


 

CPI International, Inc.

 

Ticker

Security ID:

Meeting Date

Meeting Status

CPII

CUSIP 12618M100

02/24/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Elect O. Joe Caldarelli

Mgmt

For

For

For

1.2

Elect Michael Finley

Mgmt

For

For

For

2

Amendment to the 2006 Equity and Performance Incentive Plan

Mgmt

For

For

For

3

Approval of Performance-Based Compensation Provisions to the 2006 Equity and Performance Incentive Plan

Mgmt

For

For

For

4

Ratification of Auditor

Mgmt

For

For

For

 

Cross Country Healthcare, Inc.

 

Ticker

Security ID:

Meeting Date

Meeting Status

CCRN

CUSIP 227483104

05/05/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Elect Joseph Boshart

Mgmt

For

For

For

1.2

Elect Emil Hensel

Mgmt

For

For

For

1.3

Elect W. Larry Cash

Mgmt

For

For

For

1.4

Elect C. Taylor Cole, Jr.

Mgmt

For

For

For

1.5

Elect Thomas Dircks

Mgmt

For

For

For

1.6

Elect Gale Fitzgerald

Mgmt

For

For

For

1.7

Elect Joseph Trunfio

Mgmt

For

For

For

2

Ratification of Auditor

Mgmt

For

For

For

 

CSG Systems International, Inc.

 

Ticker

Security ID:

Meeting Date

Meeting Status

CSGS

CUSIP 126349109

05/19/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Elect Peter Kalan

Mgmt

For

For

For

1.2

Elect Frank Sica

Mgmt

For

For

For

1.3

Elect James Unruh

Mgmt

For

For

For

2

Ratification of Auditor

Mgmt

For

For

For

 

CSS Industries, Inc.

 

Ticker

Security ID:

Meeting Date

Meeting Status

CSS

CUSIP 125906107

07/31/2008

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Elect Scott Beaumont

Mgmt

For

For

For

1.2

Elect James Bromley

Mgmt

For

For

For

1.3

Elect Jack Farber

Mgmt

For

For

For

1.4

Elect John Gavin

Mgmt

For

For

For

1.5

Elect Leonard Grossman

Mgmt

For

For

For

1.6

Elect James Ksansnak

Mgmt

For

For

For

1.7

Elect Rebecca Matthias

Mgmt

For

For

For

1.8

Elect Christopher Munyan

Mgmt

For

For

For

2

Approval Of The Amendment To The 2004 Equity Compensation Plan.

Mgmt

For

For

For

3

Approval Of The Management Incentive Program.

Mgmt

For

For

For

 


 

Cytec Industries Inc.

 

Ticker

Security ID:

Meeting Date

Meeting Status

CYT

CUSIP 232820100

04/16/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Elect Barry Johnson

Mgmt

For

For

For

1.2

Elect Carol Lowe

Mgmt

For

For

For

1.3

Elect Thomas Rabaut

Mgmt

For

For

For

1.4

Elect James Stanley

Mgmt

For

For

For

2

Ratification Of KPMG Llp As The Companys Auditors For 2009.

Mgmt

For

For

For

 

DCT Industrial Trust Inc.

 

Ticker

Security ID:

Meeting Date

Meeting Status

DCT

CUSIP 233153105

05/05/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Elect Thomas Wattles

Mgmt

For

For

For

1.2

Elect Philip Hawkins

Mgmt

For

For

For

1.3

Elect Phillip Altinger

Mgmt

For

For

For

1.4

Elect Thomas August

Mgmt

For

For

For

1.5

Elect John Gates, Jr.

Mgmt

For

For

For

1.6

Elect Tripp Hardin

Mgmt

For

For

For

1.7

Elect James Mulvilhill

Mgmt

For

For

For

1.8

Elect John O’Keeffe

Mgmt

For

For

For

1.9

Elect Bruce Warwick

Mgmt

For

For

For

2

Ratification of Auditor

Mgmt

For

For

For

 

Diamondrock Hospitality Company

 

Ticker

Security ID:

Meeting Date

Meeting Status

DRKCL

CUSIP 252784301

04/30/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Elect William McCarten

Mgmt

For

For

For

1.2

Elect Daniel Altobello

Mgmt

For

For

For

1.3

Elect Mark Brugger

Mgmt

For

For

For

1.4

Elect W. Robert Grafton

Mgmt

For

For

For

1.5

Elect Maureen McAvey

Mgmt

For

For

For

1.6

Elect Gilbert Ray

Mgmt

For

For

For

1.7

Elect John Williams

Mgmt

For

For

For

2

Ratification of Auditor

Mgmt

For

For

For

 


 

Duke Realty Corporation

 

Ticker

Security ID:

Meeting Date

Meeting Status

DRE

CUSIP 264411505

04/29/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Elect Thomas Baltimore Jr.

Mgmt

For

For

For

1.2

Elect Barrington Branch

Mgmt

For

For

For

1.3

Elect Geoffrey Button

Mgmt

For

For

For

1.4

Elect William Cavanaugh lll

Mgmt

For

For

For

1.5

Elect Ngaire Cuneo

Mgmt

For

For

For

1.6

Elect Charles Eitel

Mgmt

For

For

For

1.7

Elect Martin Jischke

Mgmt

For

For

For

1.8

Elect L. Ben Lytle

Mgmt

For

For

For

1.9

Elect Dennis Oklak

Mgmt

For

For

For

1.10

Elect Jack Shaw

Mgmt

For

For

For

1.11

Elect Lynn Thurber

Mgmt

For

For

For

1.12

Elect Robert Woodward, Jr.

Mgmt

For

For

For

2

Ratification of Auditor

Mgmt

For

For

For

3

Amendment to the 2005 Long-Term Incentive Plan

Mgmt

For

For

For

 

DuPont Fabros Technology, Inc.

 

Ticker

Security ID:

Meeting Date

Meeting Status

DFT

CUSIP 26613Q106

05/19/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Elect Mark Amin

Mgmt

For

For

For

1.2

Elect Michael Coke

Mgmt

For

For

For

1.3

Elect Lammot du Pont

Mgmt

For

For

For

1.4

Elect Thomas Eckert

Mgmt

For

For

For

1.5

Elect Hossein Fateh

Mgmt

For

For

For

1.6

Elect Frederic Malek

Mgmt

For

For

For

1.7

Elect John Toole

Mgmt

For

For

For

2

Ratification of Auditor

Mgmt

For

For

For

 

Dycom Industries, Inc.

 

Ticker

Security ID:

Meeting Date

Meeting Status

DY

CUSIP 267475101

11/25/2008

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Elect James Chiddix

Mgmt

For

For

For

1.2

Elect Charles Coe

Mgmt

For

For

For

1.3

Elect Patricia Higgins

Mgmt

For

For

For

2

To Approve The 2009 Annual Incentive Plan.

Mgmt

For

For

For

3

Amendment to the 2003 Long-Term Incentive Plan

Mgmt

For

For

For

4

Transaction of Other Business

Mgmt

For

Against

Against

 

Eagle Materials Inc.

 

Ticker

Security ID:

Meeting Date

Meeting Status

EXPB

CUSIP 26969P108

08/06/2008

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Elect Laurence Hirsch

Mgmt

For

For

For

1.2

Elect Michael Nicolais

Mgmt

For

For

For

1.3

Elect Richard Stewart

Mgmt

For

For

For

2

Ratification of Auditor

Mgmt

For

For

For

 


 

eHealth, Inc.

 

Ticker

Security ID:

Meeting Date

Meeting Status

EHTH

CUSIP 28238P109

06/09/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Elect Gary Lauer

Mgmt

For

For

For

1.2

Elect Steven Cakebread

Mgmt

For

For

For

1.3

Elect Jack Oliver

Mgmt

For

For

For

2

Ratification of Auditor

Mgmt

For

For

For

3

Performance Bonus Plan

Mgmt

For

For

For

 

El Paso Electric Company

 

Ticker

Security ID:

Meeting Date

Meeting Status

ELPAQ

CUSIP 283677854

05/07/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Elect James Harris

Mgmt

For

For

For

1.2

Elect David Stevens

Mgmt

For

For

For

1.3

Elect Stephen Wertheimer

Mgmt

For

For

For

1.4

Elect Charles Yamarone

Mgmt

For

For

For

2

Ratification of Auditor

Mgmt

For

For

For

 

Electronics For Imaging, Inc.

 

Ticker

Security ID:

Meeting Date

Meeting Status

EFII

CUSIP 286082102

06/19/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Elect Gill Cogan

Mgmt

For

For

For

1.2

Elect Guy Gecht

Mgmt

For

For

For

1.3

Elect Thomas Georgens

Mgmt

For

For

For

1.4

Elect James  Greene

Mgmt

For

For

For

1.5

Elect Richard Kashnow

Mgmt

For

For

For

1.6

Elect Dan Maydan

Mgmt

For

For

For

1.7

Elect Fred Rosenzweig

Mgmt

For

For

For

2

Amendment to the 2000 Employee Stock Purchase Plan

Mgmt

For

For

For

3

Approval of the 2009 Equity Incentive Award Plan

Mgmt

For

For

For

4

Approval of a One-Time Option Exchange for Employees

Mgmt

For

Against

Against

5

Approval of a One-Time Option Exchange for Named Executive Officers

Mgmt

For

Against

Against

6

Ratification of Auditor

Mgmt

For

For

For

 

EMC Insurance Group Inc.

 

Ticker

Security ID:

Meeting Date

Meeting Status

EMCI

CUSIP 268664109

05/19/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Elect Margaret Ball

Mgmt

For

For

For

1.2

Elect George Carpenter III

Mgmt

For

For

For

1.3

Elect Stephen Crane

Mgmt

For

For

For

1.4

Elect Robert Howe

Mgmt

For

For

For

1.5

Elect Bruce  Kelley

Mgmt

For

For

For

1.6

Elect Raymond  Michel

Mgmt

For

For

For

1.7

Elect Gretchen Tegeler

Mgmt

For

For

For

2

Ratification of Auditor

Mgmt

For

For

For

 


 

EMCOR Group, Inc.

 

Ticker

Security ID:

Meeting Date

Meeting Status

EME

CUSIP 29084Q100

06/16/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Elect Frank MacInnis

Mgmt

For

For

For

1.2

Elect Stephen Bershad

Mgmt

For

For

For

1.3

Elect David Brown

Mgmt

For

For

For

1.4

Elect Larry Bump

Mgmt

For

For

For

1.5

Elect Albert Fried, Jr.

Mgmt

For

For

For

1.6

Elect Richard Hamm, Jr.

Mgmt

For

For

For

1.7

Elect David Laidley

Mgmt

For

For

For

1.8

Elect Jerry Ryan

Mgmt

For

For

For

1.9

Elect Michael Yonker

Mgmt

For

For

For

2

Ratification of Auditor

Mgmt

For

For

For

 

Emulex Corporation

 

Ticker

Security ID:

Meeting Date

Meeting Status

ELX

CUSIP 292475209

11/19/2008

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Elect Fred Cox

Mgmt

For

For

For

1.2

Elect Michael Downey

Mgmt

For

For

For

1.3

Elect Bruce Edwards

Mgmt

For

For

For

1.4

Elect Paul Folino

Mgmt

For

For

For

1.5

Elect Robert Goon

Mgmt

For

For

For

1.6

Elect Don Lyle

Mgmt

For

For

For

1.7

Elect James McCluney

Mgmt

For

For

For

1.8

Elect Dean Yoost

Mgmt

For

For

For

2

Option Exchange Program

Mgmt

For

Against

Against

3

Amendment to the 2005 Equity Incentive Plan Regarding Share Increase

Mgmt

For

Against

Against

4

Amendment to the 2005 Equity Incentive Plan Regarding Clarification

Mgmt

For

For

For

5

Amendment to the Employee Stock Purchase Plan

Mgmt

For

For

For

6

Ratification of Auditor

Mgmt

For

For

For

 


 

EnPro Industries, Inc.

 

Ticker

Security ID:

Meeting Date

Meeting Status

NPO

CUSIP 29355X107

04/29/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Elect William Holland

Mgmt

For

For

For

1.2

Elect Stephen Macadam

Mgmt

For

For

For

1.3

Elect J.P. Bolduc

Mgmt

For

For

For

1.4

Elect Peter Browning

Mgmt

For

For

For

1.5

Elect Don DeFosset

Mgmt

For

For

For

1.6

Elect Gordon Harnett

Mgmt

For

For

For

1.7

Elect David Hauser

Mgmt

For

For

For

1.8

Elect Wilbur Prezzano, Jr.

Mgmt

For

For

For

2

Amendment to the 2002 Equity Compensation Plan

Mgmt

For

For

For

3

Ratification of Auditor

Mgmt

For

For

For

 

Essa Bancorp Inc

 

Ticker

Security ID:

Meeting Date

Meeting Status

ESSA

CUSIP 29667D104

02/05/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Elect John Burrus

Mgmt

For

For

For

1.2

Elect John Schoonover, Jr.

Mgmt

For

For

For

1.3

Elect Robert Selig, Jr.

Mgmt

For

For

For

2

Ratification of Auditor

Mgmt

For

For

For

 

Esterline Technologies Corporation

 

Ticker

Security ID:

Meeting Date

Meeting Status

ESL

CUSIP 297425100

03/04/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Elect Lewis Burns

Mgmt

For

For

For

1.2

Elect Robert Cline

Mgmt

For

For

For

1.3

Elect Jerry Leitman

Mgmt

For

For

For

1.4

Elect Paul Haack

Mgmt

For

For

For

2

Ratification of Auditor

Mgmt

For

For

For

 

Ethan Allen Interiors Inc.

 

Ticker

Security ID:

Meeting Date

Meeting Status

ETH

CUSIP 297602104

11/11/2008

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Elect M. Farooq Kathwari

Mgmt

For

For

For

1.2

Elect John Birkelund

Mgmt

For

For

For

2

Ratification of Auditor

Mgmt

For

For

For

 


 

Exar Corporation

 

Ticker

Security ID:

Meeting Date

Meeting Status

EXAR

CUSIP 300645108

10/16/2008

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Elect Pierre Guilbault

Mgmt

For

For

For

1.2

Elect Brian Hilton

Mgmt

For

For

For

1.3

Elect Richard Leza

Mgmt

For

For

For

1.4

Elect Gary Meyers

Mgmt

For

For

For

1.5

Elect Oscar Rodriguez

Mgmt

For

For

For

1.6

Elect Pete Rodriguez

Mgmt

For

For

For

2

Ratification of Auditor

Mgmt

For

For

For

3

Stock Option Exchange Program

Mgmt

For

Against

Against

 

Fairchild Semiconductor International, Inc.

 

Ticker

Security ID:

Meeting Date

Meeting Status

FCS

CUSIP 303726103

05/06/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Elect Charles Carinalli

Mgmt

For

For

For

1.2

Elect Randy Carson

Mgmt

For

For

For

1.3

Elect Anthony Lear

Mgmt

For

For

For

1.4

Elect Thomas Magnanti

Mgmt

For

For

For

1.5

Elect Kevin McGarity

Mgmt

For

For

For

1.6

Elect Bryan Roub

Mgmt

For

For

For

1.7

Elect Ronald Shelly

Mgmt

For

For

For

1.8

Elect Mark Thompson

Mgmt

For

For

For

2

Stock Option Exchange Program

Mgmt

For

Against

Against

3

Amendment to the 2007 Stock Plan

Mgmt

For

For

For

4

Employee Stock Purchase Plan

Mgmt

For

For

For

5

Ratification of Auditor

Mgmt

For

For

For

 

FBL Financial Group, Inc.

 

Ticker

Security ID:

Meeting Date

Meeting Status

FFG

CUSIP 30239F106

05/20/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Elect Jerry Chicoine

Mgmt

For

For

For

1.2

Elect Tim Gill

Mgmt

For

For

For

1.3

Elect Robert Hanson

Mgmt

For

For

For

1.4

Elect Paul Larson

Mgmt

For

For

For

1.5

Elect Edward Mehrer

Mgmt

For

For

For

1.6

Elect James Noyce

Mgmt

For

For

For

1.7

Elect Kim Robak

Mgmt

For

For

For

1.8

Elect John Walker

Mgmt

For

For

For

2

Ratification of Auditor

Mgmt

For

For

For

 


 

First Citizens BancShares, Inc.

 

Ticker

Security ID:

Meeting Date

Meeting Status

FCNCA

CUSIP 31946M103

04/27/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Elect John Alexander, Jr.

Mgmt

For

For

For

1.2

Elect Carmen Holding Ames

Mgmt

For

For

For

1.3

Elect Victor Bell III

Mgmt

For

For

For

1.4

Elect George Broadrick

Mgmt

For

For

For

1.5

Elect Hope Connell

Mgmt

For

For

For

1.6

Elect H. M. Craig III

Mgmt

For

For

For

1.7

Elect H. Lee Durham, Jr.

Mgmt

For

For

For

1.8

Elect Lewis Fetterman

Mgmt

For

For

For

1.9

Elect Daniel Heavner

Mgmt

For

For

For

1.10

Elect Frank Holding

Mgmt

For

For

For

1.11

Elect Frank Holding, Jr.

Mgmt

For

For

For

1.12

Elect Lucius Jones

Mgmt

For

For

For

1.13

Elect Robert Mason, IV

Mgmt

For

For

For

1.14

Elect Robert Newcomb

Mgmt

For

For

For

1.15

Elect Lewis Nunnelee II

Mgmt

For

For

For

1.16

Elect James Parker

Mgmt

For

For

For

1.17

Elect Ralph Shelton

Mgmt

For

For

For

1.18

Elect R. C. Soles, Jr.

Mgmt

For

For

For

1.19

Elect David Ward, Jr.

Mgmt

For

For

For

 

First Financial Corporation

 

Ticker

Security ID:

Meeting Date

Meeting Status

THFF

CUSIP 320218100

04/15/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Elect Thomas Dinkel

Mgmt

For

For

For

1.2

Elect Norman Lowery

Mgmt

For

For

For

1.3

Elect William Voges

Mgmt

For

For

For

2

Ratification of Auditor

Mgmt

For

For

For

 

First Mercury Financial Corporation

 

Ticker

Security ID:

Meeting Date

Meeting Status

FMR

CUSIP 320841109

05/13/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Elect Thomas Kearney

Mgmt

For

For

For

1.2

Elect William Tyler

Mgmt

For

For

For

2

Amendment to the Omnibus Incentive Plan of 2006

Mgmt

For

For

For

3

Approval of the Omnibus Plan for purposes of complying with the requirements of Section 162(m) of the Internal Revenue Code

Mgmt

For

For

For

4

Ratification of Auditor

Mgmt

For

For

For

 


 

First National Bank Alaska

 

Ticker

Security ID:

Meeting Date

Meeting Status

FBAK

CUSIP 32112J106

04/28/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Elect D. H. Cuddy

Mgmt

For

For

For

1.2

Elect George E. Gordon

Mgmt

For

For

For

1.3

Elect Loren H. Lounsbury

Mgmt

For

For

For

1.4

Elect Betsy C. Lawer

Mgmt

For

For

For

1.5

Elect Margy K. Johnson

Mgmt

For

For

For

1.6

Elect Jane Klopfer

Mgmt

For

For

For

1.7

Elect Maurice J. Coyle

Mgmt

For

For

For

1.8

Elect John T. Kelsey

Mgmt

For

For

For

1.9

Elect Morton V. Plumb

Mgmt

For

For

For

 

First National Bank Alaska

 

Ticker

Security ID:

Meeting Date

Meeting Status

FBAK

CUSIP 32112J106

11/19/2008

Voted

Meeting Type

Country of Trade

 

 

Special

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1

Share Repurchase

Mgmt

For

For

For

 

Flagstar Bancorp, Inc.

 

Ticker

Security ID:

Meeting Date

Meeting Status

FBC

CUSIP 337930101

08/12/2008

Voted

Meeting Type

Country of Trade

 

 

Special

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1

Conversion of Preferred Stock into Common Stock

Mgmt

For

For

For

 

Flowers Foods, Inc.

 

Ticker

Security ID:

Meeting Date

Meeting Status

FLO

CUSIP 343498101

06/05/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Elect Joe Beverly

Mgmt

For

For

For

1.2

Elect Amos McMullian

Mgmt

For

For

For

1.3

Elect J.V. Shields, Jr.

Mgmt

For

For

For

2

Amendment to the 2001 Equity and Performance Incentive Plan

Mgmt

For

For

For

3

Annual Executive Bonus Plan

Mgmt

For

For

For

4

Ratification of Auditor

Mgmt

For

For

For

 


 

Foot Locker, Inc.

 

Ticker

Security ID:

Meeting Date

Meeting Status

FL

CUSIP 344849104

05/20/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Elect Alan Feldman

Mgmt

For

For

For

1.2

Elect Jarobin Gilbert, Jr.

Mgmt

For

For

For

1.3

Elect David Schwartz

Mgmt

For

For

For

1.4

Elect Cheryl Turpin

Mgmt

For

For

For

2

Ratification of Auditor

Mgmt

For

For

For

3

Change in Board Size

Mgmt

For

For

For

 

Franklin Street Properties Corp.

 

Ticker

Security ID:

Meeting Date

Meeting Status

FSP

CUSIP 35471R106

05/15/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Elect John Burke

Mgmt

For

For

For

1.2

Elect Barbara Fournier

Mgmt

For

Withhold

Against

1.3

Elect Barry Silverstein

Mgmt

For

For

For

 

FreightCar America, Inc.

 

Ticker

Security ID:

Meeting Date

Meeting Status

RAIL

CUSIP 357023100

05/13/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Elect James Cirar

Mgmt

For

For

For

1.2

Elect S. Carl Soderstrom, Jr.

Mgmt

For

For

For

1.3

Elect Robert Tidball

Mgmt

For

For

For

2

Ratification of Auditor

Mgmt

For

For

For

 

Fresh Del Monte Produce Inc.

 

Ticker

Security ID:

Meeting Date

Meeting Status

FDP

CUSIP G36738105

04/29/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1

Elect Mohammad Abu-Ghazaleh

Mgmt

For

For

For

2

Elect Hani El-Naffy

Mgmt

For

For

For

3

Elect John Dalton

Mgmt

For

For

For

4

Financial Statements

Mgmt

For

For

For

5

Appointment of Auditor

Mgmt

For

For

For

 


 

Furniture Brands International, Inc.

 

Ticker

Security ID:

Meeting Date

Meeting Status

FBN

CUSIP 360921100

05/07/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1

Elect Wilbert Holliman

Mgmt

For

For

For

2

Elect John Jordan, Jr.

Mgmt

For

For

For

3

Elect Ira Kaplan

Mgmt

For

For

For

4

Elect Bob Martin

Mgmt

For

For

For

5

Elect Maureen McGuire

Mgmt

For

For

For

6

Elect Aubrey Patterson

Mgmt

For

For

For

7

Elect Alan Schwartz

Mgmt

For

For

For

8

Elect Ralph Scozzafava

Mgmt

For

For

For

9

Reimbursement of Proxy Expenses

Mgmt

Against

For

Against

10

Ratification of Auditor

Mgmt

For

For

For

 

Genesee & Wyoming Inc.

 

Ticker

Security ID:

Meeting Date

Meeting Status

GWR

CUSIP 371559105

05/27/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Elect David Hurley

Mgmt

For

For

For

1.2

Elect Peter Scannell

Mgmt

For

For

For

2

Ratification of Auditor

Mgmt

For

For

For

 

Genworth Financial, Inc.

 

Ticker

Security ID:

Meeting Date

Meeting Status

GNW

CUSIP 37247D106

05/13/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1

Elect Frank Borelli

Mgmt

For

For

For

2

Elect Michael Fraizer

Mgmt

For

For

For

3

Elect Nancy Karch

Mgmt

For

For

For

4

Elect J. Robert Kerrey

Mgmt

For

For

For

5

Elect Risa Lavizzo-Mourey

Mgmt

For

For

For

6

Elect James Parke

Mgmt

For

For

For

7

Elect James Riepe

Mgmt

For

For

For

8

Elect Barrett Toan

Mgmt

For

For

For

9

Elect Thomas Wheeler

Mgmt

For

For

For

10

Amendment to the 2004 Omnibus Incentive Plan to Permit an Equity Exchange

Mgmt

For

Against

Against

11

Ratification of Auditor

Mgmt

For

For

For

 

Getty Realty Corp.

 

Ticker

Security ID:

Meeting Date

Meeting Status

GTY

CUSIP 374297109

05/14/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Elect Milton Cooper

Mgmt

For

For

For

1.2

Elect Philip Coviello

Mgmt

For

For

For

1.3

Elect David Driscoll

Mgmt

For

For

For

1.4

Elect Leo Liebowitz

Mgmt

For

For

For

1.5

Elect Howard Safenowitz

Mgmt

For

For

For

2

Ratification of Auditor

Mgmt

For

For

For

3

Transaction of Other Business

Mgmt

For

Against

Against

 


 

GrafTech International Ltd.

 

Ticker

Security ID:

Meeting Date

Meeting Status

GTI

CUSIP 384313102

05/19/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Elect Randy Carson

Mgmt

For

For

For

1.2

Elect Mary Cranston

Mgmt

For

For

For

1.3

Elect Harold Layman

Mgmt

For

For

For

1.4

Elect Ferrell McClean

Mgmt

For

For

For

1.5

Elect Michael Nahl

Mgmt

For

For

For

1.6

Elect Frank Riddick III

Mgmt

For

For

For

1.7

Elect Craig Shular

Mgmt

For

For

For

2

Amendment to the 2005 Equity Incentive Plan

Mgmt

For

For

For

3

Increase of Authorized Common Stock

Mgmt

For

For

For

4

Executive Incentive Compensation Plan

Mgmt

For

For

For

 

Great Plains Energy Incorporated

 

Ticker

Security ID:

Meeting Date

Meeting Status

GXP

CUSIP 391164100

05/05/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Elect David Bodde

Mgmt

For

For

For

1.2

Elect Michael Chesser

Mgmt

For

For

For

1.3

Elect William Downey

Mgmt

For

For

For

1.4

Elect Randall Ferguson, Jr.

Mgmt

For

For

For

1.5

Elect Gary Forsee

Mgmt

For

For

For

1.6

Elect James Mitchell

Mgmt

For

For

For

1.7

Elect William Nelson

Mgmt

For

For

For

1.8

Elect Linda Talbott

Mgmt

For

For

For

1.9

Elect Robert West

Mgmt

For

For

For

2

Ratification of Auditor

Mgmt

For

For

For

3

Increase in Authorized Shares

Mgmt

For

For

For

 

Greif, Inc.

 

Ticker

Security ID:

Meeting Date

Meeting Status

GEF

CUSIP 397624206

02/23/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Elect Vicki Avril

Mgmt

For

For

For

1.2

Elect Michael Dempsey

Mgmt

For

Withhold

Against

1.3

Elect Bruce Edwards

Mgmt

For

For

For

1.4

Elect Mark Emkes

Mgmt

For

For

For

1.5

Elect John Finn

Mgmt

For

For

For

1.6

Elect Michael Gasser

Mgmt

For

For

For

1.7

Elect Daniel Gunsett

Mgmt

For

Withhold

Against

1.8

Elect Judith Hook

Mgmt

For

Withhold

Against

1.9

Elect Patrick Norton

Mgmt

For

For

For

 

Grey Wolf, Inc.

 

Ticker

Security ID:

Meeting Date

Meeting Status

GW

CUSIP 397888108

07/15/2008

Voted

Meeting Type

Country of Trade

 

 

Special

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1

Approval of the Merger Agreement

Mgmt

For

Against

Against

2

To Approve The Horsepower Holdings, Inc. 2008 Equity Incentive Plan.

Mgmt

For

For

For

3

Right to Adjourn Meeting

Mgmt

For

Against

Against

 


 

H.B. Fuller Company

 

Ticker

Security ID:

Meeting Date

Meeting Status

FUL

CUSIP 359694106

04/16/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Elect Juliana Chugg

Mgmt

For

For

For

1.2

Elect Richard Marcantonio

Mgmt

For

For

For

1.3

Elect Alfredo Rovira

Mgmt

For

For

For

2

Ratification of Auditor

Mgmt

For

For

For

3

To Approve The H.B. Fuller Company 2009 Director Stock Incentive Plan.

Mgmt

For

For

For

 

Haemonetics Corporation

 

Ticker

Security ID:

Meeting Date

Meeting Status

HAE

CUSIP 405024100

07/31/2008

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Elect Lawrence Best

Mgmt

For

For

For

1.2

Elect Richard Meelia

Mgmt

For

For

For

1.3

Elect Ronald Merriman

Mgmt

For

For

For

2

Amendment to the 2005 Long-Term Incentive Compensation Plan

Mgmt

For

For

For

3

Ratification of Auditor

Mgmt

For

For

For

 

Harleysville Group Inc.

 

Ticker

Security ID:

Meeting Date

Meeting Status

HGIC

CUSIP 412824104

04/22/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Elect Michael Browne

Mgmt

For

For

For

1.2

Elect William Gray

Mgmt

For

For

For

1.3

Elect Jerry Rosenbloom

Mgmt

For

For

For

2

Senior Executive Incentive Compensation Plan

Mgmt

For

For

For

3

Ratification of Auditor

Mgmt

For

For

For

 

HARRY WINSTON DIAMOND CORPORATION

 

Ticker

Security ID:

Meeting Date

Meeting Status

HWD

CUSIP 41587B100

06/04/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Elect Matthew Barrett

Mgmt

For

For

For

1.2

Elect Thomas Boehlert

Mgmt

For

For

For

1.3

Elect Micheline Bouchard

Mgmt

For

For

For

1.4

Elect Robert Gannicott

Mgmt

For

For

For

1.5

Elect Noël Harwerth

Mgmt

For

For

For

1.6

Elect Daniel Jarvis

Mgmt

For

For

For

1.7

Elect Laurent Mommeja

Mgmt

For

For

For

1.8

Elect Thomas O’Neill

Mgmt

For

For

For

1.9

Elect J. Roger Phillimore

Mgmt

For

Withhold

Against

2

Appointment of Auditor and Authority to Set Fees

Mgmt

For

For

For

 


 

Harsco Corporation

 

Ticker

Security ID:

Meeting Date

Meeting Status

HSC

CUSIP 415864107

04/28/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Elect G. D. H. Butler

Mgmt

For

For

For

1.2

Elect K. Eddy

Mgmt

For

For

For

1.3

Elect S. Fazzolari

Mgmt

For

For

For

1.4

Elect Stuart Graham

Mgmt

For

For

For

1.5

Elect Terry Growcock

Mgmt

For

For

For

1.6

Elect Henry Knueppel

Mgmt

For

For

For

1.7

Elect D. Howard Pierce

Mgmt

For

For

For

1.8

Elect J. Scheiner

Mgmt

For

For

For

1.9

Elect A. Sordoni, III

Mgmt

For

For

For

1.10

Elect Robert Wilburn

Mgmt

For

Withhold

Against

2

Reapproval of Terms for Performance-Based Awards Under the 1995 Executive Incentive Compensation Plan

Mgmt

For

For

For

3

Ratification of Auditor

Mgmt

For

For

For

 

Hawaiian Electric Industries, Inc.

 

Ticker

Security ID:

Meeting Date

Meeting Status

HE

CUSIP 419870100

05/05/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Elect Shirley Daniel

Mgmt

For

For

For

1.2

Elect Constance Lau

Mgmt

For

For

For

1.3

Elect A. Maurice Myers

Mgmt

For

For

For

1.4

Elect James Scott

Mgmt

For

For

For

2

Ratification of Auditor

Mgmt

For

For

For

3

Amendments to Restated Articles of Incorporation

Mgmt

For

For

For

 

Haynes International Inc.

 

Ticker

Security ID:

Meeting Date

Meeting Status

HAYN

CUSIP 420877201

02/23/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Elect Paul Bohan

Mgmt

For

For

For

1.2

Elect Donald Campion

Mgmt

For

For

For

1.3

Elect Mark Comerford

Mgmt

For

For

For

1.4

Elect John Corey

Mgmt

For

For

For

1.5

Elect Robert Getz

Mgmt

For

For

For

1.6

Elect Timothy McCarthy

Mgmt

For

For

For

1.7

Elect William Wall

Mgmt

For

For

For

2

2009 Restricted Stock Plan

Mgmt

For

For

For

 

HealthSpring

 

Ticker

Security ID:

Meeting Date

Meeting Status

HS

CUSIP 42224N101

05/19/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Elect Bruce Fried

Mgmt

For

For

For

1.2

Elect Herbert Fritch

Mgmt

For

For

For

1.3

Elect Joseph Nolan

Mgmt

For

For

For

2

Ratification of Auditor

Mgmt

For

For

For

 


 

Heartland Express, Inc.

 

Ticker

Security ID:

Meeting Date

Meeting Status

HTLD

CUSIP 422347104

05/07/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Elect Benjamin Allen

Mgmt

For

For

For

1.2

Elect Richard Jacobson

Mgmt

For

For

For

1.3

Elect Lawrence Crouse

Mgmt

For

For

For

1.4

Elect Russell Gerdin

Mgmt

For

For

For

1.5

Elect Michael Gerdin

Mgmt

For

For

For

1.6

Elect James Pratt

Mgmt

For

For

For

2

Ratification of Auditor

Mgmt

For

For

For

 

HILL-ROM HOLDINGS, INC.

 

Ticker

Security ID:

Meeting Date

Meeting Status

HRC

CUSIP 431475102

02/13/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Elect Patrick Ryan

Mgmt

For

For

For

1.2

Elect Rolf Classon

Mgmt

For

For

For

1.3

Elect Eduardo Menascé

Mgmt

For

For

For

2

Approval Of The Hill-Rom Holdings, Inc. Employee Stock Purchase Plan.

Mgmt

For

For

For

3

Stock Incentive Plan

Mgmt

For

For

For

4

Ratification of Auditor

Mgmt

For

For

For

 

Holly Corporation

 

Ticker

Security ID:

Meeting Date

Meeting Status

HOC

CUSIP 435758305

05/14/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Elect Buford Berry

Mgmt

For

For

For

1.2

Elect Matthew Clifton

Mgmt

For

For

For

1.3

Elect Leldon Echols

Mgmt

For

For

For

1.4

Elect Marcus Hickerson

Mgmt

For

For

For

1.5

Elect Thomas Matthews, II

Mgmt

For

For

For

1.6

Elect Robert McKenzie

Mgmt

For

For

For

1.7

Elect Jack Reid

Mgmt

For

For

For

1.8

Elect Paul Stoffel

Mgmt

For

For

For

2

Ratification of Auditor

Mgmt

For

For

For

 

Home Federal Bancorp Inc.

 

Ticker

Security ID:

Meeting Date

Meeting Status

HOME

CUSIP 43710G105

01/16/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Elect Daniel Stevens

Mgmt

For

For

For

1.2

Elect Richard Navarro

Mgmt

For

For

For

1.3

Elect Brad Little

Mgmt

For

For

For

2

Ratification of Auditor

Mgmt

For

For

For

3

The Adoption Of The Home Federal Bancorp, Inc. 2008 Equity Incentive Plan.

Mgmt

For

For

For

 


 

Horace Mann Educators Corporation

 

Ticker

Security ID:

Meeting Date

Meeting Status

HMN

CUSIP 440327104

05/28/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1

Election of Directors

Mgmt

For

For

For

2

Elect Stephen Hasenmiller

Mgmt

For

For

For

3

Elect Louis Lower II

Mgmt

For

For

For

4

Elect Joseph Melone

Mgmt

For

For

For

5

Elect Charles Parker

Mgmt

For

For

For

6

Elect Gabriel  Shaheen

Mgmt

For

For

For

7

Elect Roger Steinbecker

Mgmt

For

For

For

8

Elect Charles Wright

Mgmt

For

For

For

9

Ratification of Auditor

Mgmt

For

For

For

 

InfoSpace, Inc.

 

Ticker

Security ID:

Meeting Date

Meeting Status

INSP

CUSIP 45678T201

05/11/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Elect John Cunningham, lV

Mgmt

For

For

For

1.2

Elect Lewis Taffer

Mgmt

For

For

For

1.3

Elect William Ruckelshaus

Mgmt

For

For

For

2

Amendment to Certificate to Preserve Value of NOLs

Mgmt

For

For

For

3

Ratification of Auditor

Mgmt

For

For

For

 


 

Intervoice, Inc.

 

Ticker

Security ID:

Meeting Date

Meeting Status

INTV

CUSIP 461142101

07/16/2008

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Elect David Brandenburg

Mgmt

For

Withhold

Against

1.2

Elect Timothy Harris

Mgmt

For

For

For

1.3

Elect James Milton

Mgmt

For

For

For

1.4

Elect Gerald Montry

Mgmt

For

For

For

1.5

Elect George Platt

Mgmt

For

For

For

1.6

Elect Donald Reed

Mgmt

For

For

For

1.7

Elect Robert Ritchey

Mgmt

For

For

For

1.8

Elect Michael Willner

Mgmt

For

For

For

2

Ratification of Auditor

Mgmt

For

For

For

 

J&J Snack Foods Corp.

 

Ticker

Security ID:

Meeting Date

Meeting Status

JJSF

CUSIP 466032109

02/12/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Elect Leonard Lodish

Mgmt

For

For

For

 

Jack Henry & Associates, Inc.

 

Ticker

Security ID:

Meeting Date

Meeting Status

JKHY

CUSIP 426281101

11/13/2008

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Elect Jerry Hall

Mgmt

For

For

For

1.2

Elect Michael Henry

Mgmt

For

For

For

1.3

Elect James Ellis

Mgmt

For

For

For

1.4

Elect Craig Curry

Mgmt

For

For

For

1.5

Elect Wesley Brown

Mgmt

For

For

For

1.6

Elect Matthew Flanigan

Mgmt

For

For

For

1.7

Elect Marla Shepard

Mgmt

For

For

For

1.8

Elect John Prim

Mgmt

For

For

For

2

Ratification of Auditor

Mgmt

For

For

For

 

Jack in the Box Inc.

 

Ticker

Security ID:

Meeting Date

Meeting Status

JACK

CUSIP 466367109

02/13/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Elect Michael Alpert

Mgmt

For

For

For

1.2

Elect David Goebel

Mgmt

For

For

For

1.3

Elect Anne Gust

Mgmt

For

For

For

1.4

Elect Murray Hutchison

Mgmt

For

For

For

1.5

Elect Linda Lang

Mgmt

For

For

For

1.6

Elect Michael Murphy

Mgmt

For

For

For

1.7

Elect David Tehle

Mgmt

For

For

For

1.8

Elect Winifred Webb

Mgmt

For

For

For

2

Ratification of Auditor

Mgmt

For

For

For

 


 

Janus Capital Group Inc.

 

Ticker

Security ID:

Meeting Date

Meeting Status

JNS

CUSIP 47102X105

04/30/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1

Election Of Director: Steven L. Scheid (Chairman)

Mgmt

For

For

For

2

Election Of Director: Timothy K. Armour

Mgmt

For

For

For

3

Election Of Director: J. Richard Fredericks

Mgmt

For

For

For

4

Election Of Director: Lawrence E. Kochard

Mgmt

For

For

For

5

Election Of Director: Landon H. Rowland

Mgmt

For

For

For

6

Ratification of Auditor

Mgmt

For

For

For

 

Kadant Inc.

 

Ticker

Security ID:

Meeting Date

Meeting Status

KAI

CUSIP 48282T104

05/27/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Elect John Allen

Mgmt

For

For

For

1.2

Elect Francis McKone

Mgmt

For

For

For

2

Ratification of Auditor

Mgmt

For

For

For

 

Kaman Corporation

 

Ticker

Security ID:

Meeting Date

Meeting Status

KAMN

CUSIP 483548103

04/15/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Elect E.Reeves Callaway, III

Mgmt

For

For

For

1.2

Elect Karen Garrison

Mgmt

For

For

For

1.3

Elect A. William Higgins

Mgmt

For

For

For

2

Ratification of Auditor

Mgmt

For

For

For

 

KBR, Inc.

 

Ticker

Security ID:

Meeting Date

Meeting Status

KBR

CUSIP 48242W106

05/14/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Elect W. Frank Blount

Mgmt

For

For

For

1.2

Elect Loren Carroll

Mgmt

For

For

For

2

Ratification of Auditor

Mgmt

For

For

For

3

Shareholder Proposal Regarding a Board Committee on Human Rights

ShrHoldr

Against

Abstain

Against

4

Shareholder Proposal Regarding Committee to Review Alleged Misconduct in Iraq

ShrHoldr

Against

Abstain

Against

 


 

Kforce Inc.

 

Ticker

Security ID:

Meeting Date

Meeting Status

KFRC

CUSIP 493732101

06/16/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Elect W. R. Carey, Jr.

Mgmt

For

For

For

1.2

Elect David  Dunkel

Mgmt

For

For

For

1.3

Elect Mark Furlong

Mgmt

For

For

For

1.4

Elect Patrick Moneymaker

Mgmt

For

For

For

2

Ratification of Auditor

Mgmt

For

For

For

3

Amendment to the 2006 Stock Incentive Plan

Mgmt

For

For

For

 

KHD Humboldt Wedag International Limited

 

Ticker

Security ID:

Meeting Date

Meeting Status

KHD

CUSIP 482462108

09/05/2008

Voted

Meeting Type

Country of Trade

 

 

Special

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1

The Re-Election Of Michael J. Smith As A Class Iii Director.

Mgmt

For

For

For

2

The Re-Election Of Silke Sibylle Stenger As A Class Iii Director.

Mgmt

For

For

For

3

Appointment Of Auditor

Mgmt

For

For

For

4

Authority To Set Auditor’S Fees

Mgmt

For

For

For

5

The Approval Of The Adoption Of The 2008 Equity Incentive Plan.

Mgmt

For

Against

Against

 

Kimball International, Inc.

 

Ticker

Security ID:

Meeting Date

Meeting Status

KBALB

CUSIP 494274103

10/21/2008

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Elect Jack Wentworth

Mgmt

For

For

For

 

Kindred Healthcare, Inc.

 

Ticker

Security ID:

Meeting Date

Meeting Status

KND

CUSIP 494580103

05/20/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Elect Edward Kuntz

Mgmt

For

For

For

1.2

Elect Joel Ackerman

Mgmt

For

For

For

1.3

Elect Ann Berzin

Mgmt

For

For

For

1.4

Elect Jonathan Blum

Mgmt

For

For

For

1.5

Elect Thomas Cooper

Mgmt

For

For

For

1.6

Elect Paul  Diaz

Mgmt

For

For

For

1.7

Elect Isaac Kaufman

Mgmt

For

For

For

1.8

Elect Frederick Kleisner

Mgmt

For

For

For

1.9

Elect Eddy Rogers, Jr.

Mgmt

For

For

For

2

Short-Term Incentive Plan

Mgmt

For

For

For

3

Long-Term Incentive Plan

Mgmt

For

For

For

4

Ratification of Auditor

Mgmt

For

For

For

 


 

Korn/Ferry International

 

Ticker

Security ID:

Meeting Date

Meeting Status

KFY

CUSIP 500643200

09/23/2008

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Elect Debra Perry

Mgmt

For

For

For

1.2

Elect Gerhard Schulmeyer

Mgmt

For

For

For

1.3

Elect Harry You

Mgmt

For

For

For

2

Ratification of Auditor

Mgmt

For

For

For

3

To Approve The Korn/Ferry International 2008 Stock Incentive Plan.

Mgmt

For

For

For

4

Transaction of Other Business

Mgmt

For

Against

Against

 

Kulicke and Soffa Industries, Inc.

 

Ticker

Security ID:

Meeting Date

Meeting Status

KLIC

CUSIP 501242101

02/10/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Elect Garrett Pierce

Mgmt

For

For

For

1.2

Elect C. William Zadel

Mgmt

For

For

For

2

Approval Of Our 2009 Equity Plan.

Mgmt

For

Against

Against

3

Ratification of Auditor

Mgmt

For

For

For

 

L.B. Foster Company

 

Ticker

Security ID:

Meeting Date

Meeting Status

FSTR

CUSIP 350060109

05/21/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Elect G. Thomas McKane

Mgmt

For

For

For

1.2

Elect William Rackoff

Mgmt

For

For

For

1.3

Elect Diane Owen

Mgmt

For

For

For

1.4

Elect Peter McIlroy II

Mgmt

For

For

For

1.5

Elect Suzanne Rowland

Mgmt

For

For

For

1.6

Elect Lee Foster II

Mgmt

For

For

For

1.7

Elect Stan Hasselbusch

Mgmt

For

For

For

2

Ratification of Auditor

Mgmt

For

For

For

 

Ladish Co., Inc.

 

Ticker

Security ID:

Meeting Date

Meeting Status

LDSH

CUSIP 505754200

05/05/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Elect Lawrence Bianchi

Mgmt

For

For

For

1.2

Elect James Hill

Mgmt

For

For

For

1.3

Elect Leon Kranz

Mgmt

For

For

For

1.4

Elect J. Robert Peart

Mgmt

For

For

For

1.5

Elect John Splude

Mgmt

For

For

For

1.6

Elect Kerry Woody

Mgmt

For

For

For

2

Ratification of Auditor

Mgmt

For

For

For

 


 

Lancaster Colony Corp.

 

Ticker

Security ID:

Meeting Date

Meeting Status

LANC

CUSIP 513847103

11/17/2008

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Elect Robert Fox

Mgmt

For

For

For

1.2

Elect John Gerlach, Jr.

Mgmt

For

For

For

1.3

Elect Edward Jennings

Mgmt

For

For

For

2

Ratification of Auditor

Mgmt

For

For

For

3

Opting Into State Takeover Law

Mgmt

For

For

For

4

Elimination of Supermajority Requirement

Mgmt

For

For

For

5

Revise Authority of Meeting Chairperson and Adopt Advanced Notice Requirement

Mgmt

For

Against

Against

6

Allow Alternative Proxy Formats

Mgmt

For

For

For

7

Additional Requirements Regarding Director Nominations

Mgmt

For

For

For

8

Allow Amendments Without Shareholder Approval

Mgmt

For

Against

Against

 

Lance, Inc.

 

Ticker

Security ID:

Meeting Date

Meeting Status

LNCE

CUSIP 514606102

04/23/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Elect Jeffrey Atkins

Mgmt

For

For

For

1.2

Elect J.P. Bolduc

Mgmt

For

For

For

1.3

Elect Isaiah Tidwell

Mgmt

For

For

For

2

Ratification Of Selection Of Kpmg Llp As Independent Public Accountants.

Mgmt

For

For

For

 

Landry’s Restaurants, Inc.

 

Ticker

Security ID:

Meeting Date

Meeting Status

LNY

CUSIP 51508L103

05/07/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Elect Tilman Fertitta

Mgmt

For

For

For

1.2

Elect Steven Scheinthal

Mgmt

For

Withhold

Against

1.3

Elect Kenneth Brimmer

Mgmt

For

For

For

1.4

Elect Michael Chadwick

Mgmt

For

For

For

1.5

Elect Joe Max Taylor

Mgmt

For

Withhold

Against

1.6

Elect Richard Liem

Mgmt

For

Withhold

Against

 

Lasalle Hotel Properties

 

Ticker

Security ID:

Meeting Date

Meeting Status

LHO

CUSIP 517942108

04/23/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Elect Darryl Hartley-Leonard

Mgmt

For

For

For

1.2

Elect Kelly Kuhn

Mgmt

For

For

For

1.3

Elect William McCalmont

Mgmt

For

For

For

1.4

Elect Michael Barnello

Mgmt

For

For

For

2

Ratification of Auditor

Mgmt

For

For

For

3

To Consider And Approve The 2009 Equity Incentive Plan.

Mgmt

For

Against

Against

 


 

Lawson Software, Inc.

 

Ticker

Security ID:

Meeting Date

Meeting Status

LWSN

CUSIP 52078P102

10/16/2008

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Elect Steven Chang

Mgmt

For

For

For

1.2

Elect Harry Debes

Mgmt

For

For

For

1.3

Elect Peter Gyenes

Mgmt

For

For

For

1.4

Elect David Hubers

Mgmt

For

For

For

1.5

Elect H. Richard Lawson

Mgmt

For

For

For

1.6

Elect Michael Rocca

Mgmt

For

For

For

1.7

Elect Robert Schriesheim

Mgmt

For

For

For

1.8

Elect Romesh Wadhwani

Mgmt

For

For

For

1.9

Elect Paul Wahl

Mgmt

For

For

For

2

Ratification of Auditor

Mgmt

For

For

For

 

Layne Christensen Company

 

Ticker

Security ID:

Meeting Date

Meeting Status

LAYN

CUSIP 521050104

06/03/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Elect David Brown

Mgmt

For

For

For

1.2

Elect Nelson Obus

Mgmt

For

For

For

1.3

Elect J. Samuel Butler

Mgmt

For

For

For

1.4

Elect Jeffrey Reynolds

Mgmt

For

For

For

1.5

Elect Robert Gilmore

Mgmt

For

For

For

1.6

Elect Rene Robichaud

Mgmt

For

For

For

1.7

Elect Anthony Helfet

Mgmt

For

For

For

1.8

Elect Andrew Schmitt

Mgmt

For

For

For

2

Amendment to Rights Agreement

Mgmt

For

Against

Against

3

Amendment to the 2006 Equity Incentive Plan

Mgmt

For

For

For

4

Ratification of Auditor

Mgmt

For

For

For

 

Lennox International Inc.

 

Ticker

Security ID:

Meeting Date

Meeting Status

LII

CUSIP 526107107

05/21/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Elect Linda Alvarado

Mgmt

For

For

For

1.2

Elect Steven Booth

Mgmt

For

For

For

1.3

Elect John Major

Mgmt

For

For

For

1.4

Elect Jeffrey Storey

Mgmt

For

For

For

2

Ratification of Auditor

Mgmt

For

For

For

 

Lufkin Industries, Inc.

 

Ticker

Security ID:

Meeting Date

Meeting Status

LUFK

CUSIP 549764108

05/06/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Elect Douglas  Smith

Mgmt

For

For

For

1.2

Elect John Anderson

Mgmt

For

For

For

2

Ratification of Auditor

Mgmt

For

For

For

 


 

Mack-Cali Realty Corporation

 

Ticker

Security ID:

Meeting Date

Meeting Status

CLI

CUSIP 554489104

06/02/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Elect Mitchell Hersh

Mgmt

For

For

For

1.2

Elect John Cali

Mgmt

For

For

For

1.3

Elect Irvin Reid

Mgmt

For

For

For

1.4

Elect Martin Berger

Mgmt

For

For

For

2

Ratification of Auditor

Mgmt

For

For

For

 

Magellan Health Services, Inc.

 

Ticker

Security ID:

Meeting Date

Meeting Status

MGLH

CUSIP 559079207

05/19/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Elect René Lerer

Mgmt

For

For

For

1.2

Elect Nancy Johnson

Mgmt

For

For

For

1.3

Elect Eran Broshy

Mgmt

For

For

For

2

Ratification of Auditor

Mgmt

For

For

For

 

Maine Public Service Co.

 

Ticker

Security ID:

Meeting Date

Meeting Status

MAM

CUSIP 560377103

05/12/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Elect Robert Anderson

Mgmt

For

For

For

1.2

Elect Michael Caron

Mgmt

For

For

For

1.3

Elect Nathan Grass

Mgmt

For

For

For

2

Ratification of Auditor

Mgmt

For

For

For

 

Maui Land & Pineapple Company, Inc.

 

Ticker

Security ID:

Meeting Date

Meeting Status

MLP

CUSIP 577345101

05/04/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Elect Stephen Case

Mgmt

For

For

For

1.2

Elect David Cole

Mgmt

For

For

For

1.3

Elect Walter Dods, Jr.

Mgmt

For

For

For

1.4

Elect Fred Trotter, III

Mgmt

For

For

For

2

Ratification of Auditor

Mgmt

For

For

For

 

MAXIMUS, Inc.

 

Ticker

Security ID:

Meeting Date

Meeting Status

MMS

CUSIP 577933104

03/18/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Elect Richard Montoni

Mgmt

For

For

For

1.2

Elect Raymond Ruddy

Mgmt

For

For

For

1.3

Elect Wellington Webb

Mgmt

For

For

For

2

Ratification of Auditor

Mgmt

For

For

For

 


 

Medallion Financial Corp.

 

Ticker

Security ID:

Meeting Date

Meeting Status

TAXI

CUSIP 583928106

06/05/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Elect Stanley Kreitman

Mgmt

For

For

For

1.2

Elect Frederick Menowitz

Mgmt

For

For

For

1.3

Elect David Rudnick

Mgmt

For

Withhold

Against

2

Ratification of Auditor

Mgmt

For

For

For

3

Advisory Vote on Executive Compensation

Mgmt

For

Abstain

Against

4

2009 Employee Restricted Stock Plan

Mgmt

For

For

For

5

Amendment to the 2006 Non-Employee Director Stock Option Plan

Mgmt

For

For

For

 

Mednax, Inc.

 

Ticker

Security ID:

Meeting Date

Meeting Status

MD

CUSIP 58502B106

05/06/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Elect Cesar Alvarez

Mgmt

For

For

For

1.2

Elect Waldemar Carlo

Mgmt

For

For

For

1.3

Elect Michael Fernandez

Mgmt

For

Withhold

Against

1.4

Elect Roger Freeman

Mgmt

For

For

For

1.5

Elect Paul Gabos

Mgmt

For

For

For

1.6

Elect Dany Garcia

Mgmt

For

For

For

1.7

Elect Pascal Goldschmidt

Mgmt

For

For

For

1.8

Elect Roger Medel

Mgmt

For

For

For

1.9

Elect Manuel Kadre

Mgmt

For

For

For

1.10

Elect Enrique Sosa

Mgmt

For

For

For

2

Ratification of Auditor

Mgmt

For

For

For

3

Transaction of Other Business

Mgmt

For

Against

Against

 

Mednax, Inc.

 

Ticker

Security ID:

Meeting Date

Meeting Status

PDX

CUSIP 705324101

09/24/2008

Voted

Meeting Type

Country of Trade

 

 

Special

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1

Amendment to the 1996 Non-Qualified Employee Stock Purchase Plan

Mgmt

For

For

For

 

Mentor Graphics Corporation

 

Ticker

Security ID:

Meeting Date

Meeting Status

MENT

CUSIP 587200106

06/25/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Elect Peter Bonfield

Mgmt

For

For

For

1.2

Elect Marsha Congdon

Mgmt

For

For

For

1.3

Elect James Fiebiger

Mgmt

For

For

For

1.4

Elect Gregory Hinckley

Mgmt

For

For

For

1.5

Elect Kevin McDonough

Mgmt

For

For

For

1.6

Elect Patrick McManus

Mgmt

For

For

For

1.7

Elect Walden Rhines

Mgmt

For

For

For

1.8

Elect Fontaine Richardson

Mgmt

For

For

For

2

Amendment to the 1989 Employee Stock Purchase Plan and Foreign Subsidiary Employee Stock Purchase Plan

Mgmt

For

For

For

3

Ratification of Auditor

Mgmt

For

For

For

 


 

Mercer International Inc.

 

Ticker

Security ID:

Meeting Date

Meeting Status

MERC

CUSIP 588056101

06/02/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Elect Jimmy Lee

Mgmt

For

For

For

1.2

Elect Kenneth Shields

Mgmt

For

For

For

1.3

Elect William McCartney

Mgmt

For

For

For

1.4

Elect Guy Adams

Mgmt

For

For

For

1.5

Elect Eric Lauritzen

Mgmt

For

For

For

1.6

Elect Graeme Witts

Mgmt

For

For

For

1.7

Elect George Malpass

Mgmt

For

For

For

2

Ratification of Auditor

Mgmt

For

For

For

 

Merchants Bancshares, Inc.

 

Ticker

Security ID:

Meeting Date

Meeting Status

MBVT

CUSIP 588448100

05/05/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Elect Peter Bouyea

Mgmt

For

For

For

1.2

Elect Michael Tuttle

Mgmt

For

For

For

1.3

Elect Scott Boardman

Mgmt

For

Withhold

Against

2

Amendment to the 2008 Stock Option Plan

Mgmt

For

For

For

 

MGE Energy, Inc.

 

Ticker

Security ID:

Meeting Date

Meeting Status

MGEE

CUSIP 55277P104

05/19/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Elect H. Lee Swanson

Mgmt

For

For

For

1.2

Elect John Nevin

Mgmt

For

For

For

1.3

Elect Gary Wolter

Mgmt

For

For

For

2

Ratification of Auditor

Mgmt

For

For

For

 

MGP Ingredients, Inc.

 

Ticker

Security ID:

Meeting Date

Meeting Status

MGPI

CUSIP 55302G103

10/16/2008

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Elect Gary Gradinger

Mgmt

For

For

For

 


 

MKS Instruments, Inc.

 

Ticker

Security ID:

Meeting Date

Meeting Status

MKSI

CUSIP 55306N104

05/04/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Elect Leo Berlinghieri

Mgmt

For

For

For

1.2

Elect Hans-Jochen Kahl

Mgmt

For

For

For

1.3

Elect Louis Valente

Mgmt

For

For

For

2

Amendment to the 2004 Stock Incentive Plan

Mgmt

For

For

For

3

Amendment to the Employee Stock Purchase Plan

Mgmt

For

For

For

4

Amendment to the International Employee Stock Purchase Plan

Mgmt

For

For

For

5

Ratification of Auditor

Mgmt

For

For

For

 

Modine Manufacturing Company

 

Ticker

Security ID:

Meeting Date

Meeting Status

MOD

CUSIP 607828100

07/17/2008

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Elect Frank Incropera

Mgmt

For

For

For

1.2

Elect Vincent Martin

Mgmt

For

For

For

1.3

Elect Bradley Richardson

Mgmt

For

For

For

1.4

Elect Marsha Williams

Mgmt

For

For

For

2

Approve The Modine Manufacturing Company 2008 Incentive Compensation Plan.

Mgmt

For

For

For

3

Ratification of Auditor

Mgmt

For

For

For

4

Shareholder Proposal Regarding Majority Vote for Election of Directors

ShrHoldr

For

For

For

 

Monro Muffler Brake, Inc.

 

Ticker

Security ID:

Meeting Date

Meeting Status

MNRO

CUSIP 610236101

08/12/2008

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Elect Richard Berenson

Mgmt

For

For

For

1.2

Elect Donald Glickman

Mgmt

For

Withhold

Against

1.3

Elect Lionel Spiro

Mgmt

For

For

For

1.4

Elect Elizabeth Wolszon

Mgmt

For

Withhold

Against

2

Ratification of Auditor

Mgmt

For

For

For

 

Moog Inc.

 

Ticker

Security ID:

Meeting Date

Meeting Status

MOGA

CUSIP 615394202

01/07/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Elect Brian Lipke

Mgmt

For

For

For

2

Ratification Of Ernst & Young Llp As Auditors For The Fiscal Year 2009.

Mgmt

For

For

For

 


 

Movado Group, Inc.

 

Ticker

Security ID:

Meeting Date

Meeting Status

MOV

CUSIP 624580106

06/18/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Elect Margaret Adame

Mgmt

For

For

For

1.2

Elect Richard Cote

Mgmt

For

For

For

1.3

Elect Efraim Grinberg

Mgmt

For

For

For

1.4

Elect Alan Howard

Mgmt

For

For

For

1.5

Elect Richard Isserman

Mgmt

For

For

For

1.6

Elect Nathan Leventhal

Mgmt

For

For

For

1.7

Elect Donald Oresman

Mgmt

For

For

For

1.8

Elect Leonard Silverstein

Mgmt

For

For

For

2

Ratification of Auditor

Mgmt

For

For

For

3

Amendment to the 1996 Stock Incentive Plan

Mgmt

For

Against

Against

 

MPS Group, Inc.

 

Ticker

Security ID:

Meeting Date

Meeting Status

MPS

CUSIP 553409103

05/15/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Elect Derek Dewan

Mgmt

For

For

For

1.2

Elect Timothy Payne

Mgmt

For

For

For

1.3

Elect Peter Tanous

Mgmt

For

For

For

1.4

Elect T. Wayne Davis

Mgmt

For

For

For

1.5

Elect John Kennedy

Mgmt

For

For

For

1.6

Elect Michael Abney

Mgmt

For

For

For

1.7

Elect William Isaac

Mgmt

For

For

For

1.8

Elect Darla Moore

Mgmt

For

For

For

1.9

Elect Arthur Laffer

Mgmt

For

For

For

1.10

Elect Robert Crouch

Mgmt

For

For

For

2

Executive Annual Incentive Plan

Mgmt

For

For

For

3

Ratification of Auditor

Mgmt

For

For

For

 

MSC.Software Corporation

 

Ticker

Security ID:

Meeting Date

Meeting Status

MSCS

CUSIP 553531104

05/28/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Elect Ashfaq Munshi

Mgmt

For

For

For

1.2

Elect Robert Schriesheim

Mgmt

For

For

For

1.3

Elect Masood Jabbar

Mgmt

For

For

For

2

Ratification of Auditor

Mgmt

For

For

For

 


 

MTS Systems Corporation

 

Ticker

Security ID:

Meeting Date

Meeting Status

MTSC

CUSIP 553777103

02/04/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Elect Jean-Lou Chameau

Mgmt

For

For

For

1.2

Elect Merlin Dewing

Mgmt

For

For

For

1.3

Elect Laura Hamilton

Mgmt

For

For

For

1.4

Elect Brendan Hegarty

Mgmt

For

For

For

1.5

Elect Lois Martin

Mgmt

For

For

For

1.6

Elect Joseph O’Donnell

Mgmt

For

For

For

1.7

Elect Barb Samardzich

Mgmt

For

For

For

2

Ratification of Auditor

Mgmt

For

For

For

 

Nam Tai Electronics, Inc.

 

Ticker

Security ID:

Meeting Date

Meeting Status

NTE

CUSIP 629865205

06/05/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Elect M.K. Koo

Mgmt

For

For

For

1.2

Elect Charles Chu

Mgmt

For

For

For

1.3

Elect Peter Kellogg

Mgmt

For

For

For

1.4

Elect William Lo

Mgmt

For

For

For

1.5

Elect Mark Waslen

Mgmt

For

For

For

2

Ratification of Auditor’s Acts

Mgmt

For

For

For

 

National Health Investors, Inc.

 

Ticker

Security ID:

Meeting Date

Meeting Status

NHI

CUSIP 63633D104

05/01/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Elect Robert Webb

Mgmt

For

For

For

2

Charter Amendment Regarding REIT Protections

Mgmt

For

For

For

3

Amendment to the 2005 Stock Option, Restricted Stock and Stock Appreciation Rights Plan

Mgmt

For

For

For

4

Ratification of Auditor

Mgmt

For

For

For

 

National Retail Properties, Inc.

 

Ticker

Security ID:

Meeting Date

Meeting Status

NNN

CUSIP 637417106

05/15/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Elect Don DeFosset

Mgmt

For

For

For

1.2

Elect Dennis Gershenson

Mgmt

For

For

For

1.3

Elect Kevin Habicht

Mgmt

For

For

For

1.4

Elect Richard Jennings

Mgmt

For

For

For

1.5

Elect Ted Lanier

Mgmt

For

For

For

1.6

Elect Robert Legler

Mgmt

For

For

For

1.7

Elect Craig Macnab

Mgmt

For

For

For

1.8

Elect Robert Martinez

Mgmt

For

For

For

2

Ratification of Auditor

Mgmt

For

For

For

3

Transaction of Other Business

Mgmt

For

Against

Against

 


 

National Western Life Insurance Company

 

Ticker

Security ID:

Meeting Date

Meeting Status

NWLI

CUSIP 638522102

06/19/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Elect Robert Moody

Mgmt

For

For

For

1.2

Elect Stephen Glasgow

Mgmt

For

For

For

1.3

Elect E.J. Pederson

Mgmt

For

For

For

 

Navigators Group, Inc.

 

Ticker

Security ID:

Meeting Date

Meeting Status

NAVG

CUSIP 638904102

04/29/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Elect H.J. Mervyn Blakeney

Mgmt

For

For

For

1.2

Elect Peter Cheney

Mgmt

For

For

For

1.3

Elect Terence Deeks

Mgmt

For

For

For

1.4

Elect W. Thomas Forrester

Mgmt

For

For

For

1.5

Elect Stanley Galanski

Mgmt

For

For

For

1.6

Elect Leandro Galban, Jr.

Mgmt

For

For

For

1.7

Elect John Kirby

Mgmt

For

For

For

1.8

Elect Marc Tract

Mgmt

For

For

For

1.9

Elect Robert Wright

Mgmt

For

For

For

2

Amendment to the 2005 Incentive Plan

Mgmt

For

For

For

3

Ratification of Auditor

Mgmt

For

For

For

 

NBTY Inc.

 

Ticker

Security ID:

Meeting Date

Meeting Status

NTY

CUSIP 628782104

02/27/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Elect Aram Garabedian

Mgmt

For

Withhold

Against

1.2

Elect Neil Koenig

Mgmt

For

For

For

2

APPROVAL OF THE NBTY, INC. 2009 EQUITY AWARDS PLAN.

Mgmt

For

For

For

3

Ratification of Auditor

Mgmt

For

For

For

 

NCI Building Systems, Inc

 

Ticker

Security ID:

Meeting Date

Meeting Status

NCS

CUSIP 628852105

03/12/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Elect Larry Edwards

Mgmt

For

For

For

1.2

Elect Ed Phipps

Mgmt

For

For

For

1.3

Elect W. Bernard Pieper

Mgmt

For

For

For

1.4

Elect John Sterling

Mgmt

For

Withhold

Against

2

Amendment to the 2003 Long-Term Stock Incentive Plan

Mgmt

For

For

For

3

Ratification Of Ernst & Young Llp For Fiscal 2009.

Mgmt

For

For

For

 


 

Nordic American Tanker Shipping Limited

 

Ticker

Security ID:

Meeting Date

Meeting Status

NAT

CUSIP G65773106

06/19/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1

Change in Board Size

Mgmt

For

For

For

2.1

Elect Herbjørn Hansson

Mgmt

For

For

For

2.2

Elect Torbjorn Gladsø

Mgmt

For

For

For

2.3

Elect David Gibbons

Mgmt

For

For

For

2.4

Elect Andreas Ugland

Mgmt

For

For

For

2.5

Elect Andrew March

Mgmt

For

For

For

2.6

Elect Paul Hopkins

Mgmt

For

For

For

2.7

Elect Richard Vietor

Mgmt

For

For

For

3

Reduction of Share Premium and Corresponding Credit of Contributed Surplus

Mgmt

For

For

For

4

Appointment of Auditor

Mgmt

For

For

For

 

Northfield Bancorp, Inc.

 

Ticker

Security ID:

Meeting Date

Meeting Status

NFBK

CUSIP 66611L105

05/27/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Elect Susan Lamberti

Mgmt

For

For

For

1.2

Elect Albert Regen

Mgmt

For

For

For

1.3

Elect Patrick Scura, Jr.

Mgmt

For

For

For

2

Management Cash Incentive Plan

Mgmt

For

For

For

3

Ratification of Auditor

Mgmt

For

For

For

 

Northfield Bancorp, Inc.

 

Ticker

Security ID:

Meeting Date

Meeting Status

NFBK

CUSIP 66611L105

12/17/2008

Voted

Meeting Type

Country of Trade

 

 

Special

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1

The Approval Of The Northfield Bancorp, Inc. 2008 Equity Incentive Plan.

Mgmt

For

For

For

 

Northrim BanCorp, Inc.

 

Ticker

Security ID:

Meeting Date

Meeting Status

NRIM

CUSIP 666762109

05/14/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Elect R. Marc Langland

Mgmt

For

For

For

1.2

Elect Larry Cash

Mgmt

For

Withhold

Against

1.3

Elect Mark Copeland

Mgmt

For

For

For

1.4

Elect Ronald Davis

Mgmt

For

For

For

1.5

Elect Anthony Drabek

Mgmt

For

For

For

1.6

Elect Christopher Knudson

Mgmt

For

For

For

1.7

Elect Richard Lowell

Mgmt

For

For

For

1.8

Elect Irene Rowan

Mgmt

For

For

For

1.9

Elect John Swalling

Mgmt

For

For

For

1.10

Elect David Wight

Mgmt

For

For

For

2

Authorization of Preferred Stock

Mgmt

For

For

For

3

Right to Adjourn Meeting

Mgmt

For

Against

Against

 


 

NorthWestern Corporation

 

Ticker

Security ID:

Meeting Date

Meeting Status

NTHWQ

CUSIP 668074305

04/22/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Elect Stephen Adik

Mgmt

For

For

For

1.2

Elect E. Linn Draper, Jr.

Mgmt

For

For

For

1.3

Elect Dana Dykhouse

Mgmt

For

For

For

1.4

Elect Julia Johnson

Mgmt

For

For

For

1.5

Elect Philip Maslowe

Mgmt

For

For

For

1.6

Elect D. Louis Peoples

Mgmt

For

For

For

1.7

Elect Robert Rowe

Mgmt

For

For

For

2

Ratification of Auditor

Mgmt

For

For

For

3

Approval Of Northwestern Energy Employee Stock Purchase Plan.

Mgmt

For

For

For

4

Election Of Dorothy M. Bradley To The Board Of Directors.

Mgmt

For

For

For

 

NovaMed, Inc.

 

Ticker

Security ID:

Meeting Date

Meeting Status

NOVA

CUSIP 66986W108

05/20/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Elect Thomas Hall

Mgmt

For

For

For

1.2

Elect R. Judd Jessup

Mgmt

For

For

For

2

Amendment to the 2005 Stock Incentive Plan

Mgmt

For

For

For

 

NutriSystem, Inc.

 

Ticker

Security ID:

Meeting Date

Meeting Status

NTRI

CUSIP 67069D108

05/07/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Elect Ian Berg

Mgmt

For

For

For

1.2

Elect Robert Bernstock

Mgmt

For

Withhold

Against

1.3

Elect Michael Devine, III

Mgmt

For

For

For

1.4

Elect Theodore Leonisis

Mgmt

For

For

For

1.5

Elect Warren Musser

Mgmt

For

For

For

1.6

Elect Joseph Redling

Mgmt

For

For

For

1.7

Elect Brian Tierney

Mgmt

For

For

For

1.8

Elect Stephen Zarrilli

Mgmt

For

For

For

2

Ratification of Auditor

Mgmt

For

For

For

3

Shareholder Proposal Regarding Gender and Minority Representation on the Board of Directors

ShrHoldr

Against

Against

For

 


 

OfficeMax

 

Ticker

Security ID:

Meeting Date

Meeting Status

OMX

CUSIP 67622P101

04/15/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1

Election Of Director: Dorrit J. Bern

Mgmt

For

For

For

2

Election Of Director: Warren F. Bryant

Mgmt

For

For

For

3

Election Of Director: Joseph M. Depinto

Mgmt

For

For

For

4

Election Of Director: Sam K. Duncan

Mgmt

For

For

For

5

Election Of Director: Rakesh Gangwal

Mgmt

For

For

For

6

Election Of Director: Francesca Ruiz De Luzuriaga

Mgmt

For

For

For

7

Election Of Director: William J. Montgoris

Mgmt

For

For

For

8

Election Of Director: David M. Szymanski

Mgmt

For

For

For

9

Ratification of Auditor

Mgmt

For

For

For

 

Olympic Steel, Inc.

 

Ticker

Security ID:

Meeting Date

Meeting Status

ZEUS

CUSIP 68162K106

04/29/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Elect Michael Siegal

Mgmt

For

For

For

1.2

Elect Arthur Anton

Mgmt

For

For

For

1.3

Elect James Meathe

Mgmt

For

For

For

2

Ratification Of The Appointment Of Pricewaterhousecoopers Llp As Auditors.

Mgmt

For

For

For

 

OM Group, Inc.

 

Ticker

Security ID:

Meeting Date

Meeting Status

OMG

CUSIP 670872100

05/12/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Elect Richard Blackburn

Mgmt

For

For

For

1.2

Elect Steven Demetriou

Mgmt

For

For

For

1.3

Elect Gordon Ulsh

Mgmt

For

For

For

2

Ratification of Auditor

Mgmt

For

For

For

 

Omnicell, Inc.

 

Ticker

Security ID:

Meeting Date

Meeting Status

OMCL

CUSIP 68213N109

05/19/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Elect Mary Foley

Mgmt

For

For

For

1.2

Elect Randall Lipps

Mgmt

For

For

For

1.3

Elect Joseph Whitters

Mgmt

For

For

For

2

2009 Equity Incentive Plan

Mgmt

For

Against

Against

3

Amendment to the 1997 Employee Stock Purchase Plan

Mgmt

For

For

For

4

Ratification of Auditor

Mgmt

For

For

For

 


 

Owens & Minor Inc.

 

Ticker

Security ID:

Meeting Date

Meeting Status

OMI

CUSIP 690732102

04/24/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Elect John Crotty

Mgmt

For

For

For

1.2

Elect Richard Fogg

Mgmt

For

For

For

1.3

Elect James Rogers

Mgmt

For

For

For

1.4

Elect James Ukrop

Mgmt

For

For

For

2

Ratification of Auditor

Mgmt

For

For

For

 

Pacific Sunwear of California, Inc.

 

Ticker

Security ID:

Meeting Date

Meeting Status

PSUN

CUSIP 694873100

05/29/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1

Elect Pearson Cummin III

Mgmt

For

For

For

2

Elect William Cobb

Mgmt

For

For

For

3

Elect George Mrkonic

Mgmt

For

For

For

4

Elect Michael Goldstein

Mgmt

For

For

For

5

Amendment to the Employee Stock Purchase Plan

Mgmt

For

For

For

6

Ratification of Auditor

Mgmt

For

For

For

 

Packaging Corporation of America

 

Ticker

Security ID:

Meeting Date

Meeting Status

PKG

CUSIP 695156109

05/27/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Elect Cheryl Beebe

Mgmt

For

For

For

1.2

Elect Henry Frigon

Mgmt

For

For

For

1.3

Elect Hasan Jameel

Mgmt

For

For

For

1.4

Elect Samuel Mencoff

Mgmt

For

For

For

1.5

Elect Roger Porter

Mgmt

For

For

For

1.6

Elect Paul Stecko

Mgmt

For

For

For

1.7

Elect James Woodrum

Mgmt

For

For

For

2

Ratification of Auditor

Mgmt

For

For

For

3

Amendment to the 1999 Long-Term Equity Incentive Plan

Mgmt

For

For

For

 

PAREXEL International Corporation

 

Ticker

Security ID:

Meeting Date

Meeting Status

PRXL

CUSIP 699462107

12/11/2008

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Elect Patrick Fortune

Mgmt

For

For

For

1.2

Elect Ellen Zane

Mgmt

For

For

For

2

Ratification of Auditor

Mgmt

For

For

For

 


 

Patterson-UTI Energy, Inc.

 

Ticker

Security ID:

Meeting Date

Meeting Status

PTEN

CUSIP 703481101

06/03/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Elect Mark Siegel

Mgmt

For

For

For

1.2

Elect Kenneth Berns

Mgmt

For

For

For

1.3

Elect Charles Buckner

Mgmt

For

For

For

1.4

Elect Curtis Huff

Mgmt

For

For

For

1.5

Elect Terry Hunt

Mgmt

For

For

For

1.6

Elect Kenneth Peak

Mgmt

For

For

For

1.7

Elect Cloyce Talbott

Mgmt

For

For

For

2

Ratification of Auditor

Mgmt

For

For

For

 

Phillips-Van Heusen Corporation

 

Ticker

Security ID:

Meeting Date

Meeting Status

PVH

CUSIP 718592108

06/25/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Elect Mary Baglivo

Mgmt

For

For

For

1.2

Elect Emanuel Chirico

Mgmt

For

For

For

1.3

Elect Edward Cohen

Mgmt

For

For

For

1.4

Elect Joseph Fuller

Mgmt

For

For

For

1.5

Elect Margaret Jenkins

Mgmt

For

For

For

1.6

Elect Bruce Maggin

Mgmt

For

For

For

1.7

Elect V. James Marino

Mgmt

For

For

For

1.8

Elect Henry Nasella

Mgmt

For

For

For

1.9

Elect Rita Rodriguez

Mgmt

For

For

For

1.10

Elect Craig Rydin

Mgmt

For

For

For

2

Amendment to the 2006 Stock Incentive Plan

Mgmt

For

For

For

3

Amendment to the Performance Incentive Bonus Plan

Mgmt

For

For

For

4

Amendment to the Long-Term Incentive Plan

Mgmt

For

For

For

5

Ratification of Auditor

Mgmt

For

For

For

 

PICO Holdings, Inc.

 

Ticker

Security ID:

Meeting Date

Meeting Status

PICO

CUSIP 693366205

05/15/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Elect S. Walter Foulkrod, III

Mgmt

For

For

For

1.2

Elect Richard Ruppert

Mgmt

For

For

For

2

Ratification of Auditor

Mgmt

For

For

For

 


 

Piper Jaffray Companies

 

Ticker

Security ID:

Meeting Date

Meeting Status

PJC

CUSIP 724078100

05/07/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Elect Michael Francis

Mgmt

For

For

For

1.2

Elect B. Kristine Johnson

Mgmt

For

Withhold

Against

1.3

Elect Addison Piper

Mgmt

For

For

For

1.4

Elect Lisa Polsky

Mgmt

For

For

For

1.5

Elect Jean Taylor

Mgmt

For

For

For

2

Amendment to the 2003 Annual and Long-Term Incentive Plan

Mgmt

For

Against

Against

 

Plexus Corp.

 

Ticker

Security ID:

Meeting Date

Meeting Status

PLXS

CUSIP 729132100

02/04/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Elect Ralf Böer

Mgmt

For

Withhold

Against

1.2

Elect Stephen Cortinovis

Mgmt

For

For

For

1.3

Elect David Drury

Mgmt

For

For

For

1.4

Elect Dean Foate

Mgmt

For

For

For

1.5

Elect Peter Kelly

Mgmt

For

For

For

1.6

Elect John Nussbaum

Mgmt

For

For

For

1.7

Elect Michael Schrock

Mgmt

For

For

For

1.8

Elect Charles Strother

Mgmt

For

For

For

1.9

Elect Mary Winston

Mgmt

For

For

For

2

Ratification Of Pricewaterhousecoopers LLP As Independent Auditors.

Mgmt

For

For

For

 

Potlatch Corporation

 

Ticker

Security ID:

Meeting Date

Meeting Status

PCH

CUSIP 737630103

05/04/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1

Elect Boh Dickey

Mgmt

For

For

For

2

Elect William Driscoll

Mgmt

For

For

For

3

Elect Judith Runstad

Mgmt

For

For

For

4

Ratification of Auditor

Mgmt

For

For

For

 

ProCentury Corporation

 

Ticker

Security ID:

Meeting Date

Meeting Status

PROS

CUSIP 74268T108

07/14/2008

Voted

Meeting Type

Country of Trade

 

 

Special

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1

Approval of the Merger Agreement

Mgmt

For

For

For

2

Right to Adjourn Meeting

Mgmt

For

Against

Against

 


 

Progress Software Corporation

 

Ticker

Security ID:

Meeting Date

Meeting Status

PRGS

CUSIP 743312100

05/12/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1

Set Board Size

Mgmt

For

For

For

2.1

Elect Barry Bycoff

Mgmt

For

For

For

2.2

Elect Ram Gupta

Mgmt

For

For

For

2.3

Elect Charles Kane

Mgmt

For

For

For

2.4

Elect David Krall

Mgmt

For

For

For

2.5

Elect Michael Mark

Mgmt

For

For

For

2.6

Elect Richard Reidy

Mgmt

For

For

For

3

Amendment to the 1991 Employee Stock Purchase Plan

Mgmt

For

For

For

4

Ratification of Auditor

Mgmt

For

For

For

 

QLogic Corporation

 

Ticker

Security ID:

Meeting Date

Meeting Status

QLGC

CUSIP 747277101

08/28/2008

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Elect H.K. Desai

Mgmt

For

For

For

1.2

Elect Joel Birnbaum

Mgmt

For

For

For

1.3

Elect James Fiebiger

Mgmt

For

For

For

1.4

Elect Balakrishnan Iyer

Mgmt

For

For

For

1.5

Elect Kathryn Lewis

Mgmt

For

For

For

1.6

Elect George Wells

Mgmt

For

For

For

2

Amendment to the 2005 Performance Incentive Plan

Mgmt

For

For

For

3

Amendment to the 1998 Employee Stock Purchase Plan

Mgmt

For

For

For

4

Ratification Of Appointment Of KPMG Llp As Independent Auditors

Mgmt

For

For

For

 

Ralcorp Holdings, Inc.

 

Ticker

Security ID:

Meeting Date

Meeting Status

RAH

CUSIP 751028101

01/27/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Elect David Banks

Mgmt

For

For

For

1.2

Elect Jack Goodall

Mgmt

For

For

For

1.3

Elect Joe Micheletto

Mgmt

For

For

For

1.4

Elect David Skarie

Mgmt

For

For

For

2

Ratification of Auditor

Mgmt

For

For

For

 


 

Ralcorp Holdings, Inc.

 

Ticker

Security ID:

Meeting Date

Meeting Status

RAH

CUSIP 751028101

07/17/2008

Voted

Meeting Type

Country of Trade

 

 

Special

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1

Issuance of Shares Pursuant to Acquisition

Mgmt

For

For

For

2

Right to Adjourn Meeting

Mgmt

For

Against

Against

 

Red Robin Gourmet Burgers, Inc.

 

Ticker

Security ID:

Meeting Date

Meeting Status

RRGB

CUSIP 75689M101

05/28/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Elect J. Taylor Simonton

Mgmt

For

For

For

1.2

Elect James Rothe

Mgmt

For

For

For

1.3

Elect Richard Howell

Mgmt

For

For

For

2

Ratification of Auditor

Mgmt

For

For

For

 

Regis Corporation

 

Ticker

Security ID:

Meeting Date

Meeting Status

RGS

CUSIP 758932107

10/23/2008

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Elect Rolf Bjelland

Mgmt

For

For

For

1.2

Elect Paul Finkelstein

Mgmt

For

For

For

1.3

Elect Thomas Gregory

Mgmt

For

For

For

1.4

Elect Van Zandt Hawn

Mgmt

For

For

For

1.5

Elect Susan Hoyt

Mgmt

For

For

For

1.6

Elect David Kunin

Mgmt

For

For

For

1.7

Elect Stephen Watson

Mgmt

For

For

For

2

Ratification of Auditor

Mgmt

For

For

For

3

Transaction of Other Business

Mgmt

For

Against

Against

 


 

RehabCare Group, Inc.

 

Ticker

Security ID:

Meeting Date

Meeting Status

RHB

CUSIP 759148109

05/05/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Elect Colleen Conway-Welch

Mgmt

For

For

For

1.2

Elect Christopher Hjelm

Mgmt

For

For

For

1.3

Elect Anthony Piszel

Mgmt

For

For

For

1.4

Elect Suzan Rayner

Mgmt

For

For

For

1.5

Elect Harry Rich

Mgmt

For

For

For

1.6

Elect John Short

Mgmt

For

For

For

1.7

Elect Larry Warren

Mgmt

For

For

For

1.8

Elect Theodore Wight

Mgmt

For

For

For

2

Ratification of Auditor

Mgmt

For

For

For

 

Rent-A-Center, Inc.

 

Ticker

Security ID:

Meeting Date

Meeting Status

RCII

CUSIP 76009N100

05/14/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1

Elect Michael Gade

Mgmt

For

For

For

2

Elect J. V. Lentell

Mgmt

For

For

For

3

Ratification of Auditor

Mgmt

For

For

For

 

Republic Airways Holdings Inc.

 

Ticker

Security ID:

Meeting Date

Meeting Status

RJET

CUSIP 760276105

06/08/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Elect Bryan Bedford

Mgmt

For

For

For

1.2

Elect Lawrence Cohen

Mgmt

For

For

For

1.3

Elect Douglas Lambert

Mgmt

For

For

For

1.4

Elect Mark Landesman

Mgmt

For

For

For

1.5

Elect Mark Plaumann

Mgmt

For

For

For

2

Ratification of Auditor

Mgmt

For

For

For

 

Res-Care, Inc.

 

Ticker

Security ID:

Meeting Date

Meeting Status

RSCR

CUSIP 760943100

06/26/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Elect James Bloem

Mgmt

For

For

For

1.2

Elect Steven Reed

Mgmt

For

For

For

2

Ratification of Auditor

Mgmt

For

For

For

 


 

RF Micro Devices, Inc.

 

Ticker

Security ID:

Meeting Date

Meeting Status

RFMD

CUSIP 749941100

07/30/2008

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Elect Albert Paladino

Mgmt

For

For

For

1.2

Elect Robert Bruggeworth

Mgmt

For

For

For

1.3

Elect Daniel DiLeo

Mgmt

For

For

For

1.4

Elect Jeffrey Gardner

Mgmt

For

For

For

1.5

Elect John Harding

Mgmt

For

For

For

1.6

Elect Casimir Skrzypczak

Mgmt

For

For

For

1.7

Elect Erik van der Kaay

Mgmt

For

For

For

1.8

Elect Walter Wilkinson, Jr.

Mgmt

For

For

For

2

Ratification of Auditor

Mgmt

For

For

For

 

RLI Corp.

 

Ticker

Security ID:

Meeting Date

Meeting Status

RLI

CUSIP 749607107

05/07/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Elect Kaj Ahlmann

Mgmt

For

For

For

1.2

Elect Charles Linke

Mgmt

For

For

For

1.3

Elect Jonathan Michael

Mgmt

For

For

For

2

Increase of Authorized Common Stock

Mgmt

For

For

For

3

Ratification of Auditor

Mgmt

For

For

For

 

RTI International Metals, Inc.

 

Ticker

Security ID:

Meeting Date

Meeting Status

RTI

CUSIP 74973W107

04/24/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Elect Craig Andersson

Mgmt

For

For

For

1.2

Elect Daniel Booker

Mgmt

For

For

For

1.3

Elect Donald Fusilli, Jr.

Mgmt

For

For

For

1.4

Elect Ronald Gallatin

Mgmt

For

For

For

1.5

Elect Charles Gedeon

Mgmt

For

For

For

1.6

Elect Robert Hernandez

Mgmt

For

For

For

1.7

Elect Dawne Hickton

Mgmt

For

For

For

1.8

Elect Edith Holiday

Mgmt

For

For

For

1.9

Elect Bryan Moss

Mgmt

For

For

For

1.10

Elect Michael Wellham

Mgmt

For

For

For

1.11

Elect James Williams

Mgmt

For

For

For

2

Ratification of Auditor

Mgmt

For

For

For

3

Employee Stock Purchase Plan

Mgmt

For

For

For

 


 

Ruddick Corporation

 

Ticker

Security ID:

Meeting Date

Meeting Status

RDK

CUSIP 781258108

02/19/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Elect John Belk

Mgmt

For

For

For

1.2

Elect John Cato

Mgmt

For

For

For

1.3

Elect Alan Dickson

Mgmt

For

For

For

1.4

Elect Thomas Dickson

Mgmt

For

For

For

1.5

Elect James Hynes

Mgmt

For

For

For

1.6

Elect Anna Nelson

Mgmt

For

For

For

1.7

Elect Bailey Patrick

Mgmt

For

For

For

1.8

Elect Robert Spilman, Jr.

Mgmt

For

For

For

1.9

Elect Harold Stowe

Mgmt

For

For

For

1.10

Elect Isaiah Tidwell

Mgmt

For

For

For

1.11

Elect William Warden, Jr.

Mgmt

For

For

For

2

Ratification of Auditor

Mgmt

For

For

For

 

Ryder System, Inc.

 

Ticker

Security ID:

Meeting Date

Meeting Status

R

CUSIP 783549108

05/01/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1

Elect James Beard

Mgmt

For

For

For

2

Elect John Berra

Mgmt

For

For

For

3

Elect Luis Nieto, Jr.

Mgmt

For

For

For

4

Elect E. Follin Smith

Mgmt

For

For

For

5

Elect Gregory Swienton

Mgmt

For

For

For

6

Ratification of Auditor

Mgmt

For

For

For

 

Safety Insurance Group, Inc.

 

Ticker

Security ID:

Meeting Date

Meeting Status

SAFT

CUSIP 78648T100

05/18/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Elect Peter Manning

Mgmt

For

For

For

1.2

Elect David McKown

Mgmt

For

For

For

2

Ratification of Auditor

Mgmt

For

For

For

 

Schnitzer Steel Industries, Inc.

 

Ticker

Security ID:

Meeting Date

Meeting Status

SCHN

CUSIP 806882106

01/28/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Elect Robert Ball

Mgmt

For

For

For

1.2

Elect John Carter

Mgmt

For

For

For

1.3

Elect Kenneth Novack

Mgmt

For

For

For

1.4

Elect Jean Reynolds

Mgmt

For

For

For

1.5

Elect Tamara Lundgren

Mgmt

For

For

For

2

To Approve A Proposed Amendment To The 1993 Stock Incentive Plan.

Mgmt

For

Against

Against

 


 

Selective Insurance Group, Inc.

 

Ticker

Security ID:

Meeting Date

Meeting Status

SIGI

CUSIP 816300107

04/29/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Elect A. David Brown

Mgmt

For

For

For

1.2

Elect S. Griffin McClellan III

Mgmt

For

For

For

1.3

Elect J. Brian Thebault

Mgmt

For

For

For

2

2009 Employee Stock Purchase Plan

Mgmt

For

For

For

3

Ratification of Auditor

Mgmt

For

For

For

4

Shareholder Proposal Regarding Declassification of the Board

ShrHoldr

For

For

For

 

Shoe Carnival, Inc.

 

Ticker

Security ID:

Meeting Date

Meeting Status

SCVL

CUSIP 824889109

06/09/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Elect William Bindley

Mgmt

For

For

For

1.2

Elect Kent Kleeberger

Mgmt

For

For

For

2

Ratification of Auditor

Mgmt

For

For

For

 

Skyline Corporation

 

Ticker

Security ID:

Meeting Date

Meeting Status

SKY

CUSIP 830830105

09/18/2008

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Elect Arthur Decio

Mgmt

For

For

For

1.2

Elect Thomas Deranek

Mgmt

For

For

For

1.3

Elect John Firth

Mgmt

For

For

For

1.4

Elect Jerry Hammes

Mgmt

For

For

For

1.5

Elect Ronald Kloska

Mgmt

For

For

For

1.6

Elect William Lawson

Mgmt

For

For

For

1.7

Elect David Link

Mgmt

For

For

For

1.8

Elect Andrew McKenna

Mgmt

For

For

For

 

SkyWest, Inc.

 

Ticker

Security ID:

Meeting Date

Meeting Status

SKYW

CUSIP 830879102

05/05/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Elect Jerry Atkin

Mgmt

For

For

For

1.2

Elect W. Steve Albrecht

Mgmt

For

For

For

1.3

Elect J. Ralph Atkin

Mgmt

For

Withhold

Against

1.4

Elect Margaret Billson

Mgmt

For

For

For

1.5

Elect Ian Cumming

Mgmt

For

For

For

1.6

Elect Henry Eyring

Mgmt

For

For

For

1.7

Elect Robert Sarver

Mgmt

For

For

For

1.8

Elect Steven Udvar-Hazy

Mgmt

For

For

For

1.9

Elect James Welch

Mgmt

For

For

For

2

2009 Employee Stock Purchase Plan

Mgmt

For

For

For

3

Ratification of Auditor

Mgmt

For

For

For

 


 

Skyworks Solutions, Inc.

 

Ticker

Security ID:

Meeting Date

Meeting Status

SWKS

CUSIP 83088M102

05/12/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Elect Balakrishnan Iyer

Mgmt

For

For

For

1.2

Elect Thomas Leonard

Mgmt

For

For

For

1.3

Elect Robert Schriesheim

Mgmt

For

For

For

2

Amendment to the 2005 Long-Term Incentive Plan

Mgmt

For

For

For

3

Ratification of Auditor

Mgmt

For

For

For

 

Sotheby’s

 

Ticker

Security ID:

Meeting Date

Meeting Status

BID

CUSIP 835898107

05/07/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Elect John Angelo

Mgmt

For

For

For

1.2

Elect Michael Blakenham

Mgmt

For

For

For

1.3

Elect The Duke of Devonshire

Mgmt

For

For

For

1.4

Elect Allen Questrom

Mgmt

For

For

For

1.5

Elect William Ruprecht

Mgmt

For

For

For

1.6

Elect Michael Sovern

Mgmt

For

For

For

1.7

Elect Donald Stewart

Mgmt

For

For

For

1.8

Elect Robert Taubman

Mgmt

For

For

For

1.9

Elect Diana Taylor

Mgmt

For

For

For

1.10

Elect Dennis Weibling

Mgmt

For

For

For

1.11

Elect Robin Woodhead

Mgmt

For

For

For

2

Ratification of Auditor

Mgmt

For

For

For

 

South Financial Group Inc.

 

Ticker

Security ID:

Meeting Date

Meeting Status

TSFG

CUSIP 837841105

05/05/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Elect H. Lynn Harton

Mgmt

For

For

For

1.2

Elect M. Dexter Hagy

Mgmt

For

For

For

1.3

Elect H. Earle Russell, Jr.

Mgmt

For

For

For

1.4

Elect William Timmons III

Mgmt

For

For

For

1.5

Elect David Wakefield III

Mgmt

For

For

For

2

Long-Term Incentive Plan

Mgmt

For

For

For

3

Employee Stock Purchase Plan

Mgmt

For

For

For

4

Advisory Vote on Executive Compensation

Mgmt

For

For

For

5

Ratification of Auditor

Mgmt

For

For

For

 

South Financial Group Inc.

 

Ticker

Security ID:

Meeting Date

Meeting Status

TSFG

CUSIP 837841105

07/18/2008

Voted

Meeting Type

Country of Trade

 

 

Special

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1

Conversion of Mandatory Convertible Non-Cumulative Preferred Stock

Mgmt

For

For

For

2

Right to Adjourn Meeting

Mgmt

For

Against

Against

 


 

SPSS Inc.

 

Ticker

Security ID:

Meeting Date

Meeting Status

SPSS

CUSIP 78462K102

04/30/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Elect Jack Noonan

Mgmt

For

For

For

1.2

Elect Michael Blair

Mgmt

For

For

For

1.3

Elect Patricia Morrison

Mgmt

For

For

For

2

Ratification of Auditor

Mgmt

For

For

For

 

STERIS Corporation

 

Ticker

Security ID:

Meeting Date

Meeting Status

STE

CUSIP 859152100

07/24/2008

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Elect Richard Breeden

Mgmt

For

For

For

1.2

Elect Cynthia Feldmann

Mgmt

For

For

For

1.3

Elect Robert Fields

Mgmt

For

For

For

1.4

Elect Jacqueline Kosecoff

Mgmt

For

For

For

1.5

Elect Raymond Lancaster

Mgmt

For

For

For

1.6

Elect Kevin McMullen

Mgmt

For

For

For

1.7

Elect J. B. Richey

Mgmt

For

For

For

1.8

Elect Walter Rosebrough, Jr.

Mgmt

For

For

For

1.9

Elect Mohsen Sohi

Mgmt

For

For

For

1.10

Elect John Wareham

Mgmt

For

For

For

1.11

Elect Loyal Wilson

Mgmt

For

For

For

1.12

Elect Michael Wood

Mgmt

For

For

For

2

Ratification of Auditor

Mgmt

For

For

For

 

Sterling Bancorp

 

Ticker

Security ID:

Meeting Date

Meeting Status

STL

CUSIP 859158107

05/07/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Elect Robert Abrams

Mgmt

For

For

For

1.2

Elect Joseph Adamko

Mgmt

For

For

For

1.3

Elect Louis Cappelli

Mgmt

For

For

For

1.4

Elect Fernando Ferrer

Mgmt

For

For

For

1.5

Elect Allan Hershfield

Mgmt

For

For

For

1.6

Elect Henry Humphreys

Mgmt

For

For

For

1.7

Elect Robert Lazar

Mgmt

For

For

For

1.8

Elect John Millman

Mgmt

For

For

For

1.9

Elect Eugene Rossides

Mgmt

For

For

For

2

Advisory Vote on Executive Compensation

Mgmt

For

For

For

3

Ratification of Auditor

Mgmt

For

For

For

 


 

Stewart Information Services Corporation

 

Ticker

Security ID:

Meeting Date

Meeting Status

STC

CUSIP 860372101

05/01/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Elect Catherine Allen

Mgmt

For

For

For

1.2

Elect Robert Clarke

Mgmt

For

For

For

1.3

Elect E. Douglas Hodo

Mgmt

For

For

For

1.4

Elect Laurie Moore

Mgmt

For

For

For

1.5

Elect W. Arthur Porter

Mgmt

For

For

For

2

Increase of Authorized Common Stock

Mgmt

For

Against

Against

3

2008 Strategic Incentive Pool Plan

Mgmt

For

For

For

4

Amendment to the 2005 Long-Term Incentive Plan

Mgmt

For

Against

Against

 

Stone Energy Corporation

 

Ticker

Security ID:

Meeting Date

Meeting Status

SGY

CUSIP 861642106

05/28/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Elect Robert Bernhard

Mgmt

For

For

For

1.2

Elect Peter Kinnear

Mgmt

For

For

For

1.3

Elect Donald Powell

Mgmt

For

For

For

1.4

Elect Kay Priestly

Mgmt

For

For

For

1.5

Elect David Voelker

Mgmt

For

For

For

1.6

Elect David Welch

Mgmt

For

For

For

2

Ratification of Auditor

Mgmt

For

For

For

3

Amendment to the 2009 Stock Incentive Plan

Mgmt

For

For

For

 

Stone Energy Corporation

 

Ticker

Security ID:

Meeting Date

Meeting Status

SGY

CUSIP 861642106

08/27/2008

Voted

Meeting Type

Country of Trade

 

 

Special

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1

Issuance of Shares Pursuant to Merger

Mgmt

For

For

For

 

Sun Communities, Inc.

 

Ticker

Security ID:

Meeting Date

Meeting Status

SUI

CUSIP 866674104

07/18/2008

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Elect Gary Shiffman

Mgmt

For

For

For

1.2

Elect Ronald Piasecki

Mgmt

For

For

For

2

Ratification Of Appointment Of Grant Thornton LLP.

Mgmt

For

For

For

 


 

Sunstone Hotel Investors, Inc.

 

Ticker

Security ID:

Meeting Date

Meeting Status

SHO

CUSIP 867892101

05/06/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Elect Robert Alter

Mgmt

For

For

For

1.2

Elect Arthur Buser, Jr.

Mgmt

For

For

For

1.3

Elect Lewis Wolff

Mgmt

For

For

For

1.4

Elect Z. Jamie Behar

Mgmt

For

For

For

1.5

Elect Thomas Lewis Jr.

Mgmt

For

For

For

1.6

Elect Keith Locker

Mgmt

For

For

For

1.7

Elect Keith Russell

Mgmt

For

For

For

2

Ratification of Auditor

Mgmt

For

For

For

 

Swift Energy Company

 

Ticker

Security ID:

Meeting Date

Meeting Status

SFY

CUSIP 870738101

05/12/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Elect Clyde Smith, Jr.

Mgmt

For

For

For

1.2

Elect Terry Swift

Mgmt

For

For

For

1.3

Elect Charles Swindells

Mgmt

For

For

For

2

Amendment to the 2005 Stock Compensation Plan

Mgmt

For

For

For

3

Ratification of Auditor

Mgmt

For

For

For

 

Sybase, Inc.

 

Ticker

Security ID:

Meeting Date

Meeting Status

SY

CUSIP 871130100

04/14/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Elect John Chen

Mgmt

For

For

For

1.2

Elect Richard Alberding

Mgmt

For

For

For

1.3

Elect Michael Daniels

Mgmt

For

For

For

1.4

Elect Alan Salisbury

Mgmt

For

For

For

1.5

Elect Jack Sum

Mgmt

For

For

For

2

Ratification of Auditor

Mgmt

For

For

For

3

Amendment to the 2003 Stock Plan

Mgmt

For

For

For

 

Syniverse Holdings, Inc.

 

Ticker

Security ID:

Meeting Date

Meeting Status

SVR

CUSIP 87163F106

05/08/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Elect Jason Few

Mgmt

For

For

For

1.2

Elect Robert Gerrard Jr.

Mgmt

For

For

For

1.3

Elect Tony Holcombe

Mgmt

For

For

For

1.4

Elect James Lipham

Mgmt

For

For

For

1.5

Elect Robert Marino

Mgmt

For

For

For

1.6

Elect Fritz von Mering

Mgmt

For

For

For

1.7

Elect Jack Pearlstein

Mgmt

For

For

For

1.8

Elect Timothy Samples

Mgmt

For

For

For

2

Ratification of Auditor

Mgmt

For

For

For

3

Amendment to the 2006 Long-Term Equity Incentive Plan

Mgmt

For

For

For

 


 

Taylor Capital Group, Inc

 

Ticker

Security ID:

Meeting Date

Meeting Status

TAYC

CUSIP 876851106

06/11/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Elect Bruce Taylor

Mgmt

For

For

For

1.2

Elect Mark Hoppe

Mgmt

For

For

For

1.3

Elect Ronald Bliwas

Mgmt

For

For

For

1.4

Elect Ronald Emanuel

Mgmt

For

For

For

1.5

Elect M. Hill Hammock

Mgmt

For

For

For

1.6

Elect Michael Moskow

Mgmt

For

For

For

1.7

Elect Louise O’Sullivan

Mgmt

For

For

For

1.8

Elect Melvin Pearl

Mgmt

For

For

For

1.9

Elect Shepherd Pryor, IV

Mgmt

For

For

For

1.10

Elect Harrison Steans

Mgmt

For

For

For

1.11

Elect Jennifer Steans

Mgmt

For

For

For

1.12

Elect Jeffrey Taylor

Mgmt

For

For

For

1.13

Elect Richard Tinberg

Mgmt

For

Withhold

Against

2

Change in Board Size

Mgmt

For

For

For

3

Elect C. Bryan Daniels

Mgmt

For

For

For

4

Advisory Vote on Executive Compensation

Mgmt

For

Abstain

Against

 

Taylor Capital Group, Inc

 

Ticker

Security ID:

Meeting Date

Meeting Status

TAYC

CUSIP 876851106

09/29/2008

Voted

Meeting Type

Country of Trade

 

 

Special

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1

Issuance of Preferred Stock

Mgmt

For

For

For

2

Issuance of Warrants

Mgmt

For

For

For

3

Increase of Authorized Common and Preferred Stock

Mgmt

For

For

For

4

Amendment to the Bylaws

Mgmt

For

For

For

 

Tekelec

 

Ticker

Security ID:

Meeting Date

Meeting Status

TKLC

CUSIP 879101103

05/15/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Elect Ronald  Buckly

Mgmt

For

For

For

1.2

Elect Hubert de Pesquidoux

Mgmt

For

For

For

1.3

Elect Mark  Floyd

Mgmt

For

For

For

1.4

Elect Martin Kaplan

Mgmt

For

For

For

1.5

Elect David Laube

Mgmt

For

For

For

1.6

Elect Carol Mills

Mgmt

For

For

For

1.7

Elect Franco Plastina

Mgmt

For

For

For

1.8

Elect Krish Prabhu

Mgmt

For

For

For

1.9

Elect Michael Ressner

Mgmt

For

For

For

2

Ratification of Auditor

Mgmt

For

For

For

 


 

TeleTech Holdings, Inc.

 

Ticker

Security ID:

Meeting Date

Meeting Status

TTEC

CUSIP 879939106

05/21/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Elect Kenneth Tuchman

Mgmt

For

For

For

1.2

Elect James Barlett

Mgmt

For

For

For

1.3

Elect William Linnenbringer

Mgmt

For

For

For

1.4

Elect Ruth Lipper

Mgmt

For

For

For

1.5

Elect Shrikant Mehta

Mgmt

For

For

For

1.6

Elect Robert Tarola

Mgmt

For

For

For

1.7

Elect Shirley Young

Mgmt

For

For

For

2

Ratification of Auditor

Mgmt

For

For

For

 

TeleTech Holdings, Inc.

 

Ticker

Security ID:

Meeting Date

Meeting Status

TTEC

CUSIP 879939106

09/17/2008

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Elect Kenneth Tuchman

Mgmt

For

For

For

1.2

Elect James Barlett

Mgmt

For

For

For

1.3

Elect William Linnenbringer

Mgmt

For

For

For

1.4

Elect Ruth Lipper

Mgmt

For

For

For

1.5

Elect Shrikant Mehta

Mgmt

For

For

For

1.6

Elect Robert M. Tarola

Mgmt

For

For

For

1.7

Elect Shirley Young

Mgmt

For

For

For

2

Ratification of Auditor

Mgmt

For

For

For

 

Tellabs, Inc.

 

Ticker

Security ID:

Meeting Date

Meeting Status

TLAB

CUSIP 879664100

05/01/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1

Elect Bo Hedfors

Mgmt

For

For

For

2

Elect Michael Lavin

Mgmt

For

For

For

3

Elect Jan Suwinski

Mgmt

For

For

For

4

Ratification of Auditor

Mgmt

For

For

For

 

TGC Industries, Inc.

 

Ticker

Security ID:

Meeting Date

Meeting Status

TGE

CUSIP 872417308

06/02/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Elect Wayne Whitener

Mgmt

For

For

For

1.2

Elect William Barrett

Mgmt

For

For

For

1.3

Elect Herbert Gardner

Mgmt

For

Withhold

Against

1.4

Elect Allen McInnes

Mgmt

For

For

For

1.5

Elect Edward Flynn

Mgmt

For

For

For

1.6

Elect Stephanie Hurtt

Mgmt

For

For

For

2

Ratification of Auditor

Mgmt

For

For

For

 


 

The Men’s Wearhouse Inc.

 

Ticker

Security ID:

Meeting Date

Meeting Status

MW

CUSIP 587118100

06/23/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Elect George Zimmer

Mgmt

For

For

For

1.2

Elect David Edwab

Mgmt

For

For

For

1.3

Elect Rinaldo Brutoco

Mgmt

For

For

For

1.4

Elect Michael Ray

Mgmt

For

For

For

1.5

Elect Sheldon Stein

Mgmt

For

For

For

1.6

Elect Deepak Chopra

Mgmt

For

For

For

1.7

Elect William Sechrest

Mgmt

For

For

For

1.8

Elect Larry Katzen

Mgmt

For

For

For

2

Ratification of Auditor

Mgmt

For

For

For

 

The Phoenix Companies, Inc.

 

Ticker

Security ID:

Meeting Date

Meeting Status

PNX

CUSIP 71902E109

05/01/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Elect Peter Browning

Mgmt

For

For

For

1.2

Elect Sanford Cloud, Jr.

Mgmt

For

For

For

1.3

Elect Gordon Davis

Mgmt

For

For

For

1.4

Elect Jerry Jasinowski

Mgmt

For

For

For

1.5

Elect Augustus Oliver, II

Mgmt

For

For

For

2

Ratification of Auditor

Mgmt

For

For

For

3

Approval of Performance Goals

Mgmt

For

For

For

4

Reverse Stock Split

Mgmt

For

For

For

 


 

Tidewater Inc.

 

Ticker

Security ID:

Meeting Date

Meeting Status

TDW

CUSIP 886423102

07/31/2008

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Elect M. Jay Allison

Mgmt

For

For

For

1.2

Elect James Day

Mgmt

For

For

For

1.3

Elect Richard du Moulin

Mgmt

For

For

For

1.4

Elect J. Wayne Leonard

Mgmt

For

For

For

1.5

Elect Richard Pattarozzi

Mgmt

For

For

For

1.6

Elect Nicholas Sutton

Mgmt

For

For

For

1.7

Elect Cindy Taylor

Mgmt

For

For

For

1.8

Elect Dean Taylor

Mgmt

For

For

For

1.9

Elect Jack Thompson

Mgmt

For

For

For

2

Approval Of The Terms Of The Executive Officer Annual Incentive Plan.

Mgmt

For

For

For

3

Ratification of Auditor

Mgmt

For

For

For

 

Trico Marine Services Inc.

 

Ticker

Security ID:

Meeting Date

Meeting Status

TRMA

CUSIP 896106200

08/12/2008

Voted

Meeting Type

Country of Trade

 

 

Special

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1

Issuance of Common Stock Pursuant to the DeepOcean Acquisition

Mgmt

For

For

For

2

Increase of Authorized Common Stock

Mgmt

For

For

For

3

Miscellaneous Proposal

Mgmt

Abstain

Abstain

For

 

TrustCo Bank Corp NY

 

Ticker

Security ID:

Meeting Date

Meeting Status

TRST

CUSIP 898349105

05/18/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Elect Thomas Maggs

Mgmt

For

For

For

1.2

Elect Robert McCormick

Mgmt

For

For

For

1.3

Elect William Purdy

Mgmt

For

For

For

2

Ratification of Auditor

Mgmt

For

For

For

 


 

U.S. Physical Therapy, Inc.

 

Ticker

Security ID:

Meeting Date

Meeting Status

USPH

CUSIP 90337L108

05/19/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Elect Daniel  Arnold

Mgmt

For

For

For

1.2

Elect Christopher Reading

Mgmt

For

For

For

1.3

Elect Lawrance McAfee

Mgmt

For

For

For

1.4

Elect Mark  Brookner

Mgmt

For

For

For

1.5

Elect Bruce Broussard

Mgmt

For

For

For

1.6

Elect Bernard Harris, Jr.

Mgmt

For

For

For

1.7

Elect Marlin  Johnston

Mgmt

For

For

For

1.8

Elect J. Livingston Kosberg

Mgmt

For

For

For

1.9

Elect Jerald Pullins

Mgmt

For

For

For

1.10

Elect Regg Swanson

Mgmt

For

For

For

1.11

Elect Clayton Trier

Mgmt

For

For

For

2

Ratification of Auditor

Mgmt

For

For

For

 

UIL Holdings Corporation

 

Ticker

Security ID:

Meeting Date

Meeting Status

UIL

CUSIP 902748102

05/13/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Elect Thelma Albright

Mgmt

For

For

For

1.2

Elect Marc Breslawsky

Mgmt

For

For

For

1.3

Elect Arnold Chase

Mgmt

For

For

For

1.4

Elect Betsy Henley-Cohn

Mgmt

For

For

For

1.5

Elect John Lahey

Mgmt

For

For

For

1.6

Elect F. Patrick McFadden, Jr.

Mgmt

For

For

For

1.7

Elect Daniel Miglio

Mgmt

For

For

For

1.8

Elect William Murdy

Mgmt

For

For

For

1.9

Elect Donald Shassian

Mgmt

For

For

For

1.10

Elect James Thomas

Mgmt

For

For

For

1.11

Elect James Torgerson

Mgmt

For

For

For

2

Ratification of Auditor

Mgmt

For

For

For

 

United Financial Bancorp, Inc.

 

Ticker

Security ID:

Meeting Date

Meeting Status

UBNK

CUSIP 91030T109

04/16/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Elect Kevin Ross

Mgmt

For

For

For

1.2

Elect Robert Stewart, Jr.

Mgmt

For

For

For

1.3

Elect Thomas Themistos

Mgmt

For

For

For

2

Ratification of Auditor

Mgmt

For

For

For

 

United Fire & Casualty Company

 

Ticker

Security ID:

Meeting Date

Meeting Status

UFCS

CUSIP 910331107

05/20/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Elect Christopher  Drahozal

Mgmt

For

For

For

1.2

Elect Jack Evans

Mgmt

For

For

For

1.3

Elect Thomas Hanley

Mgmt

For

For

For

1.4

Elect George Milligan

Mgmt

For

For

For

2

Ratification of Auditor

Mgmt

For

For

For

 


 

United Stationers Inc.

 

Ticker

Security ID:

Meeting Date

Meeting Status

USTR

CUSIP 913004107

05/13/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Elect Daniel Connors

Mgmt

For

For

For

1.2

Elect Charles Crovitz

Mgmt

For

For

For

1.3

Elect Frederick Hegi, Jr.

Mgmt

For

For

For

2

Ratification of Auditor

Mgmt

For

For

For

 

Universal Forest Products, Inc.

 

Ticker

Security ID:

Meeting Date

Meeting Status

UFPI

CUSIP 913543104

04/15/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Elect Dan Dutton

Mgmt

For

For

For

1.2

Elect William Payne

Mgmt

For

For

For

1.3

Elect Louis Smith

Mgmt

For

For

For

2

Amendment to the 1999 Long Term Stock Incentive Plan

Mgmt

For

For

For

3

Ratification of Auditor

Mgmt

For

For

For

 

Universal Health Realty Income Trust

 

Ticker

Security ID:

Meeting Date

Meeting Status

UHT

CUSIP 91359E105

06/04/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Elect James Dalton, Jr.

Mgmt

For

For

For

1.2

Elect Marc Miller

Mgmt

For

For

For

 

Urstadt Biddle Properties Inc

 

Ticker

Security ID:

Meeting Date

Meeting Status

UBP

CUSIP 917286205

03/05/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Elect Kevin Bannon

Mgmt

For

For

For

1.2

Elect Robert Douglass

Mgmt

For

For

For

1.3

Elect George Lawrence

Mgmt

For

For

For

1.4

Elect Charles J. Urstadt

Mgmt

For

For

For

2

Ratification of Auditor

Mgmt

For

For

For

 

Varian Semiconductor Equipment Associates, Inc.

 

Ticker

Security ID:

Meeting Date

Meeting Status

VSEA

CUSIP 922207105

02/05/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Elect Gary Dickerson

Mgmt

For

For

For

1.2

Elect Robert Dutton

Mgmt

For

For

For

2

Approve An Amendment To The Amended And Restated 2006 Stock Incentive Plan.

Mgmt

For

For

For

3

Ratification of Auditor

Mgmt

For

For

For

 


 

Varian, Inc.

 

Ticker

Security ID:

Meeting Date

Meeting Status

VARI

CUSIP 922206107

02/05/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Elect Richard De Schutter

Mgmt

For

For

For

1.2

Elect James Glover

Mgmt

For

For

For

2

Ratification of Auditor

Mgmt

For

For

For

 

Verigy Ltd.

 

Ticker

Security ID:

Meeting Date

Meeting Status

VRGY

CUSIP Y93691106

04/14/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1

Elect Edward Grady

Mgmt

For

For

For

2

Elect Ernest Godshalk

Mgmt

For

For

For

3

Elect Bobby Cheng

Mgmt

For

For

For

4

Elect Keith Barnes

Mgmt

For

For

For

5

Appointment of Auditor

Mgmt

For

For

For

6

Directors’ Fees

Mgmt

For

For

For

7

Authority to Issue Ordinary Shares

Mgmt

For

For

For

8

Authority to Repurchase Shares

Mgmt

For

For

For

 

Warwick Valley Telephone Company

 

Ticker

Security ID:

Meeting Date

Meeting Status

WWVY

CUSIP 936750108

04/24/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1

Fix the Number of Directors

Mgmt

For

For

For

2.1

Elect Jeffrey Alario

Mgmt

For

For

For

2.2

Elect Duane Albro

Mgmt

For

For

For

2.3

Elect Douglas Benedict

Mgmt

For

For

For

2.4

Elect Kelly Bloss

Mgmt

For

For

For

2.5

Elect Wisner Buckbee

Mgmt

For

For

For

2.6

Elect Robert DeValentino

Mgmt

For

For

For

2.7

Elect Thomas Gray

Mgmt

For

For

For

2.8

Elect Douglas Mello

Mgmt

For

For

For

3

Ratification of Auditor

Mgmt

For

For

For

4

Shareholder Proposal to Approve the Maximize Value Resolution

ShrHoldr

Against

Against

For

 

Washington Federal Inc.

 

Ticker

Security ID:

Meeting Date

Meeting Status

WFSL

CUSIP 938824109

01/21/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Elect John Clearman

Mgmt

For

For

For

1.2

Elect James  Doud, Jr.

Mgmt

For

For

For

1.3

Elect H. Dennis Halvorson

Mgmt

For

For

For

1.4

Elect Roy Whitehead

Mgmt

For

For

For

2

Ratification of Auditor

Mgmt

For

For

For

 


 

Watsco Inc.

 

Ticker

Security ID:

Meeting Date

Meeting Status

WSOB

CUSIP 942622200

05/29/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Elect Robert Berner, III

Mgmt

For

For

For

1.2

Elect Denise Dickins

Mgmt

For

For

For

1.3

Elect Gary Tapella

Mgmt

For

For

For

2

Amendment to the 2001 Incentive Compensation Plan

Mgmt

For

For

For

3

Amendment to the Articles of Incorporation

Mgmt

For

For

For

4

Authorization of Preferred Stock

Mgmt

For

Against

Against

 

Weis Markets, Inc.

 

Ticker

Security ID:

Meeting Date

Meeting Status

WMK

CUSIP 948849104

04/28/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Elect Robert Weis

Mgmt

For

Withhold

Against

1.2

Elect Jonathan Weis

Mgmt

For

Withhold

Against

1.3

Elect David Hepfinger

Mgmt

For

For

For

1.4

Elect William Mills

Mgmt

For

Withhold

Against

1.5

Elect Matthew Nimetz

Mgmt

For

For

For

1.6

Elect Richard Schulman

Mgmt

For

For

For

1.7

Elect Steven Smith

Mgmt

For

For

For

2

Ratification of Auditor

Mgmt

For

For

For

 

Werner Enterprises, Inc.

 

Ticker

Security ID:

Meeting Date

Meeting Status

WERN

CUSIP 950755108

05/12/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Elect Clarence Werner

Mgmt

For

Withhold

Against

1.2

Elect Patrick Jung

Mgmt

For

For

For

1.3

Elect Duane Sather

Mgmt

For

For

For

2

Ratification of Auditor

Mgmt

For

For

For

 

West Coast Bancorp

 

Ticker

Security ID:

Meeting Date

Meeting Status

WCBO

CUSIP 952145100

04/28/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Elect Lloyd Ankeny

Mgmt

For

For

For

1.2

Elect Michael Bragg

Mgmt

For

For

For

1.3

Elect Duane McDougall

Mgmt

For

For

For

1.4

Elect Steven Oliva

Mgmt

For

For

For

1.5

Elect Steven Spence

Mgmt

For

For

For

1.6

Elect Robert Sznewajs

Mgmt

For

For

For

1.7

Elect David Truitt

Mgmt

For

For

For

1.8

Elect Nancy Wilgenbusch

Mgmt

For

For

For

2

Approve Amendments To The West Coast Bancorp 2002 Stock Incentive Plan.

Mgmt

For

For

For

3

Ratification of Auditor

Mgmt

For

For

For

 


 

Westfield Financial, Inc.

 

Ticker

Security ID:

Meeting Date

Meeting Status

WFD

CUSIP 96008P104

05/21/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Elect David  Colton, Jr.

Mgmt

For

For

For

1.2

Elect James Hagan

Mgmt

For

For

For

1.3

Elect Philip Smith

Mgmt

For

For

For

1.4

Elect Donald  Williams

Mgmt

For

For

For

2

Ratification of Auditor

Mgmt

For

For

For

 

Whitney Holding Corporation

 

Ticker

Security ID:

Meeting Date

Meeting Status

WTNY

CUSIP 966612103

05/20/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Elect A.R. Blossman, Jr.

Mgmt

For

For

For

1.2

Elect Angus Cooper II

Mgmt

For

For

For

1.3

Elect Terence Hall

Mgmt

For

For

For

1.4

Elect John Turner

Mgmt

For

For

For

2

Advisory Vote on Executive Compensation

Mgmt

For

For

For

3

Ratification of Auditor

Mgmt

For

For

For

 

Whitney Holding Corporation

 

Ticker

Security ID:

Meeting Date

Meeting Status

WTNY

CUSIP 966612103

12/17/2008

Voted

Meeting Type

Country of Trade

 

 

Special

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1

Authorization of Preferred Stock

Mgmt

For

Against

Against

2

Increase in Authorized Common Stock

Mgmt

For

Against

Against

 

Whole Foods Market, Inc.

 

Ticker

Security ID:

Meeting Date

Meeting Status

WFMI

CUSIP 966837106

03/16/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Elect John Elstrott

Mgmt

For

For

For

1.2

Elect Gabrielle Greene

Mgmt

For

For

For

1.3

Elect Hass Hassan

Mgmt

For

For

For

1.4

Elect Stephanie Kugelman

Mgmt

For

For

For

1.5

Elect John Mackey

Mgmt

For

For

For

1.6

Elect Morris Siegel

Mgmt

For

For

For

1.7

Elect Ralph Sorenson

Mgmt

For

For

For

1.8

Elect William Tindell

Mgmt

For

For

For

2

Ratification of Auditor

Mgmt

For

For

For

3

Amendment to the 2007 Stock Incentive Plan

Mgmt

For

For

For

4

Amendment to the 2007 Stock Incentive Plan

Mgmt

For

For

For

5

Amendment to the 2007 Team Member Stock Purchase Plan

Mgmt

For

For

For

6

Shareholder Proposal Regarding Separation of Chairman and CEO

ShrHoldr

Against

For

Against

7

Shareholder Proposal Regarding Simple Majority Vote

ShrHoldr

Against

For

Against

8

Shareholder Proposal Regarding Reincorporation

ShrHoldr

Against

Against

For

 


 

Wolverine World Wide, Inc.

 

Ticker

Security ID:

Meeting Date

Meeting Status

WWW

CUSIP 978097103

04/23/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Elect Alberto Grimoldi

Mgmt

For

For

For

1.2

Elect Joseph Gromek

Mgmt

For

For

For

1.3

Elect Brenda Lauderback

Mgmt

For

For

For

1.4

Elect Shirley Peterson

Mgmt

For

For

For

2

Ratification of Auditor

Mgmt

For

For

For

 

Woodward Governor Company

 

Ticker

Security ID:

Meeting Date

Meeting Status

WGOV

CUSIP 980745103

01/22/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Elect Paul Donovan

Mgmt

For

For

For

1.2

Elect Thomas Gendron

Mgmt

For

For

For

1.3

Elect John Halbrook

Mgmt

For

For

For

1.4

Elect Ronald Sega

Mgmt

For

For

For

2

Ratification of Auditor

Mgmt

For

For

For

 

Worthington Industries

 

Ticker

Security ID:

Meeting Date

Meeting Status

WOR

CUSIP 981811102

09/24/2008

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Elect Michael Endres

Mgmt

For

For

For

1.2

Elect Peter Karmanos, Jr.

Mgmt

For

For

For

1.3

Elect Carl Nelson, Jr.

Mgmt

For

For

For

2

Annual Incentive Plan for Executives

Mgmt

For

For

For

3

Amendment to the 1997 Long-Term Incentive Plan

Mgmt

For

For

For

4

Ratification of Auditor

Mgmt

For

For

For

5

Shareholder Proposal Regarding Implementing Equal Employment Opportunity Policies

ShrHoldr

Against

Abstain

Against

 


 

Zale Corporation

 

Ticker

Security ID:

Meeting Date

Meeting Status

ZLC

CUSIP 988858106

11/18/2008

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Elect J. Glen Adams

Mgmt

For

For

For

1.2

Elect Yuval Braverman

Mgmt

For

For

For

1.3

Elect Richard Breeden

Mgmt

For

Withhold

Against

1.4

Elect James Cotter

Mgmt

For

For

For

1.5

Elect Neal Goldberg

Mgmt

For

For

For

1.6

Elect John Lowe, Jr.

Mgmt

For

For

For

1.7

Elect Thomas Shull

Mgmt

For

For

For

1.8

Elect Charles Sonsteby

Mgmt

For

For

For

1.9

Elect David Szymanski

Mgmt

For

For

For

2

Performance Goals For Performance-Based Compensation

Mgmt

For

For

For

3

Advisory Vote on Executive Compensation

Mgmt

For

For

For

4

Ratification of Auditor

Mgmt

For

For

For

 

Zoran Corporation

 

Ticker

Security ID:

Meeting Date

Meeting Status

ZRAN

CUSIP 98975F101

06/26/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Elect Levy Gerzberg

Mgmt

For

For

For

1.2

Elect Uzia Galil

Mgmt

For

For

For

1.3

Elect Raymond Burgess

Mgmt

For

For

For

1.4

Elect James Meindl

Mgmt

For

For

For

1.5

Elect Jim Owens, Jr.

Mgmt

For

For

For

1.6

Elect Arthur Stabenow

Mgmt

For

For

For

1.7

Elect Philip Young

Mgmt

For

For

For

2

Amendment to the 2005 Outside Directors Equity Plan

Mgmt

For

For

For

3

Amendment to the 1995 Employee Stock Purchase Plan

Mgmt

For

For

For

4

Ratification of Auditor

Mgmt

For

For

For

5

Option exchange program

Mgmt

For

Against

Against

 


 

Item 1: Proxy Voting Record

Registrant : Columbia Funds Institutional Trust

Fund Name : CMG Small/Mid Cap Fund

07/01/2008 - 06/30/2009

 

Activision Blizzard, Inc.

 

Ticker

Security ID:

Meeting Date

Meeting Status

ATVI

CUSIP 00507V109

06/05/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Elect Philippe Capron

Mgmt

For

For

For

1.2

Elect Robert Corti

Mgmt

For

For

For

1.3

Elect Frederic Crepin

Mgmt

For

Withhold

Against

1.4

Elect Brian Kelly

Mgmt

For

For

For

1.5

Elect Robert Kotick

Mgmt

For

For

For

1.6

Elect Jean-Bernard Levy

Mgmt

For

Withhold

Against

1.7

Elect Robert Morgado

Mgmt

For

For

For

1.8

Elect Douglas Morris

Mgmt

For

Withhold

Against

1.9

Elect Stephane Roussel

Mgmt

For

For

For

1.10

Elect Richard Sarnoff

Mgmt

For

For

For

1.11

Elect Regis Turrini

Mgmt

For

For

For

2

Amendment to the 2008 Incentive Plan

Mgmt

For

For

For

 

Activision Blizzard, Inc.

 

Ticker

Security ID:

Meeting Date

Meeting Status

ATVI

CUSIP 00507V109

09/24/2008

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Elect Philippe Capron

Mgmt

For

For

For

1.2

Elect Robert Corti

Mgmt

For

For

For

1.3

Elect Frederic Crepin

Mgmt

For

Withhold

Against

1.4

Elect Bruce Hack

Mgmt

For

For

For

1.5

Elect Brian Kelly

Mgmt

For

For

For

1.6

Elect Robert Kotick

Mgmt

For

For

For

1.7

Elect Jean-Bernard Levy

Mgmt

For

Withhold

Against

1.8

Elect Robert Morgado

Mgmt

For

For

For

1.9

Elect Douglas Morris

Mgmt

For

Withhold

Against

1.10

Elect Rene Penisson

Mgmt

For

Withhold

Against

1.11

Elect Richard Sarnoff

Mgmt

For

For

For

2

Approval Of The Activision Blizzard, Inc. 2008 Incentive Plan.

Mgmt

For

For

For

3

Shareholder Proposal Regarding Board Diversity

ShrHoldr

Against

Against

For

4

Shareholder Proposal Regarding Advisory Vote on Compensation

ShrHoldr

Against

For

Against

 


 

Actuant Corporation

 

Ticker

Security ID:

Meeting Date

Meeting Status

ATU

CUSIP 00508X203

01/09/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Elect Robert Arzbaecher

Mgmt

For

For

For

1.2

Elect Gurminder Bedi

Mgmt

For

For

For

1.3

Elect Gustav Boel

Mgmt

For

For

For

1.4

Elect Thomas Fischer

Mgmt

For

For

For

1.5

Elect William Hall

Mgmt

For

For

For

1.6

Elect R. Alan Hunter, Jr.

Mgmt

For

For

For

1.7

Elect Robert Peterson

Mgmt

For

For

For

1.8

Elect Holly Van Deursen

Mgmt

For

For

For

1.9

Elect Dennis Williams

Mgmt

For

For

For

2

2009 Omnibus Incentive Plan

Mgmt

For

For

For

 

Advance Auto Parts, Inc.

 

Ticker

Security ID:

Meeting Date

Meeting Status

AAP

CUSIP 00751Y106

05/20/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Elect John Bergstrom

Mgmt

For

For

For

1.2

Elect John Brouillard

Mgmt

For

For

For

1.3

Elect Darren Jackson

Mgmt

For

For

For

1.4

Elect William Oglesby

Mgmt

For

For

For

1.5

Elect Gilbert  Ray

Mgmt

For

For

For

1.6

Elect Carlos Saladrigas

Mgmt

For

For

For

1.7

Elect Francesca Spinelli

Mgmt

For

For

For

2

Ratification of Auditor

Mgmt

For

For

For

 

Advisory Board Co.

 

Ticker

Security ID:

Meeting Date

Meeting Status

ABCO

CUSIP 00762W107

09/08/2008

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Elect Marc Casper

Mgmt

For

For

For

1.2

Elect Peter Grua

Mgmt

For

For

For

1.3

Elect Kelt Kindick

Mgmt

For

For

For

1.4

Elect Robert Musslewhite

Mgmt

For

For

For

1.5

Elect Mark Neaman

Mgmt

For

For

For

1.6

Elect Leon Shapiro

Mgmt

For

For

For

1.7

Elect Frank  Williams

Mgmt

For

For

For

1.8

Elect LeAnne Zumwalt

Mgmt

For

For

For

2

Ratification of Auditor

Mgmt

For

For

For

 


 

Aéropostale, Inc.

 

Ticker

Security ID:

Meeting Date

Meeting Status

ARO

CUSIP 007865108

06/18/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Elect Julian R. Geiger

Mgmt

For

For

For

1.2

Elect Bodil Arlander

Mgmt

For

For

For

1.3

Elect Ronald Beegle

Mgmt

For

For

For

1.4

Elect John Haugh

Mgmt

For

For

For

1.5

Elect Robert Chavez

Mgmt

For

For

For

1.6

Elect Mindy Meads

Mgmt

For

For

For

1.7

Elect John Howard

Mgmt

For

For

For

1.8

Elect David Vermylen

Mgmt

For

For

For

1.9

Elect Karin Hirtler-Garvey

Mgmt

For

For

For

1.10

Elect Evelyn Dilsaver

Mgmt

For

For

For

1.11

Elect Thomas Johnson

Mgmt

For

For

For

2

Ratification of Auditor

Mgmt

For

For

For

 

Agnico-Eagle Mines Ltd.

 

Ticker

Security ID:

Meeting Date

Meeting Status

AEM

CUSIP 008474108

04/30/2009

Voted

Meeting Type

Country of Trade

 

 

Special

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Elect Leanne Baker

Mgmt

For

For

For

1.2

Elect Douglas Beaumont

Mgmt

For

For

For

1.3

Elect Sean Boyd

Mgmt

For

For

For

1.4

Elect Clifford Davis

Mgmt

For

For

For

1.5

Elect David  Garofalo

Mgmt

For

Withhold

Against

1.6

Elect Bernard Kraft

Mgmt

For

Withhold

Against

1.7

Elect Mel Leiderman

Mgmt

For

For

For

1.8

Elect James Nasso

Mgmt

For

For

For

1.9

Elect J. Merfyn Roberts

Mgmt

For

For

For

1.10

Elect Eberhard Scherkus

Mgmt

For

For

For

1.11

Elect Howard Stockford

Mgmt

For

For

For

1.12

Elect Pertti Voutilainen

Mgmt

For

For

For

2

Appointment of Auditor and Authority to Set Fees

Mgmt

For

For

For

3

Amendment to Employee Share Purchase Plan

Mgmt

For

For

For

4

Amendment to Stock Option Plan

Mgmt

For

For

For

5

Amendments to By-laws

Mgmt

For

For

For

 


 

Akamai Technologies, Inc.

 

Ticker

Security ID:

Meeting Date

Meeting Status

AKAM

CUSIP 00971T101

05/19/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1

Elect George Conrades

Mgmt

For

For

For

2

Elect Martin Coyne II

Mgmt

For

For

For

3

Elect Jill Greenthal

Mgmt

For

For

For

4

Elect Geoffrey Moore

Mgmt

For

For

For

5

2009 Stock Incentive Plan

Mgmt

For

For

For

6

Ratification of Auditor

Mgmt

For

For

For

 

Alberto-Culver Company

 

Ticker

Security ID:

Meeting Date

Meeting Status

ACV

CUSIP 013078100

01/22/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Elect Carol Bernick

Mgmt

For

For

For

1.2

Elect George Fotiades

Mgmt

For

For

For

1.3

Elect King Harris

Mgmt

For

For

For

1.4

Elect V. James Marino

Mgmt

For

For

For

 


 

Alexion Pharmaceuticals, Inc.

 

Ticker

Security ID:

Meeting Date

Meeting Status

ALXN

CUSIP 015351109

05/13/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Elect Leonard Bell

Mgmt

For

For

For

1.2

Elect Max Link

Mgmt

For

For

For

1.3

Elect Joseph Madri

Mgmt

For

For

For

1.4

Elect Larry Mathis

Mgmt

For

For

For

1.5

Elect R. Douglas Norby

Mgmt

For

For

For

1.6

Elect Alvin Parven

Mgmt

For

For

For

1.7

Elect Ruedi Waeger

Mgmt

For

For

For

2

Ratification of Auditor

Mgmt

For

For

For

 

Alliance Data Systems Corporation

 

Ticker

Security ID:

Meeting Date

Meeting Status

ADS

CUSIP 018581108

06/15/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Elect J. Michael Parks

Mgmt

For

For

For

1.2

Elect Edward J. Heffernan

Mgmt

For

For

For

1.3

Elect Robert Minicucci

Mgmt

For

For

For

2

Ratification of Auditor

Mgmt

For

For

For

 

Allos Therapeutics, Inc.

 

Ticker

Security ID:

Meeting Date

Meeting Status

ALTH

CUSIP 019777101

06/23/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Elect Stephen Hoffman

Mgmt

For

For

For

1.2

Elect Paul Berns

Mgmt

For

For

For

1.3

Elect Michael Casey

Mgmt

For

For

For

1.4

Elect Stewart Hen

Mgmt

For

Withhold

Against

1.5

Elect Jeffrey Latts

Mgmt

For

For

For

1.6

Elect Jonathan Leff

Mgmt

For

Withhold

Against

1.7

Elect Timothy Lynch

Mgmt

For

For

For

1.8

Elect David Stout

Mgmt

For

For

For

2

Amendment to the 2008 Equity Incentive Plan

Mgmt

For

For

For

3

Ratification of Auditor

Mgmt

For

For

For

 

AMETEK, Inc.

 

Ticker

Security ID:

Meeting Date

Meeting Status

AME

CUSIP 031100100

04/21/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Elect James Malone

Mgmt

For

For

For

1.2

Elect Elizabeth Varet

Mgmt

For

For

For

1.3

Elect Dennis Williams

Mgmt

For

For

For

2

Ratification of Auditor

Mgmt

For

For

For

 


 

Atheros Communications, Inc.

 

Ticker

Security ID:

Meeting Date

Meeting Status

ATHR

CUSIP 04743P108

05/21/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Elect John Hennessy

Mgmt

For

For

For

1.2

Elect Craig Barratt

Mgmt

For

For

For

1.3

Elect Christine King

Mgmt

For

For

For

 

Atwood Oceanics, Inc.

 

Ticker

Security ID:

Meeting Date

Meeting Status

ATW

CUSIP 050095108

02/12/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Elect Deborah Beck

Mgmt

For

For

For

1.2

Elect George Dotson

Mgmt

For

For

For

1.3

Elect John Irwin

Mgmt

For

For

For

1.4

Elect Robert Burgess

Mgmt

For

For

For

1.5

Elect Hans Helmerich

Mgmt

For

For

For

1.6

Elect James Montague

Mgmt

For

For

For

2

Ratification of Auditor

Mgmt

For

For

For

 

BE Aerospace, Inc.

 

Ticker

Security ID:

Meeting Date

Meeting Status

BEAV

CUSIP 073302101

07/31/2008

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Elect Robert Khoury

Mgmt

For

For

For

1.2

Elect Jonathan Schofield

Mgmt

For

For

For

2

Proposal To Adopt The Stockholder Proposal (The Macbride Principles).

ShrHoldr

Against

Abstain

Against

 

Big Lots, Inc.

 

Ticker

Security ID:

Meeting Date

Meeting Status

BIG

CUSIP 089302103

05/28/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Elect Jeffrey Berger

Mgmt

For

For

For

1.2

Elect Steven Fishman

Mgmt

For

For

For

1.3

Elect Peter Hayes

Mgmt

For

For

For

1.4

Elect David Kollat

Mgmt

For

For

For

1.5

Elect Brenda Lauderback

Mgmt

For

For

For

1.6

Elect Philip Mallott

Mgmt

For

For

For

1.7

Elect Russell Solt

Mgmt

For

For

For

1.8

Elect James Tener

Mgmt

For

For

For

1.9

Elect Dennis Tishkoff

Mgmt

For

For

For

2

Ratification of Auditor

Mgmt

For

For

For

3

Shareholder Proposal Regarding Majority Vote for Election of Directors

ShrHoldr

Against

For

Against

 


 

BioMarin Pharmaceutical Inc.

 

Ticker

Security ID:

Meeting Date

Meeting Status

BMRN

CUSIP 09061G101

05/12/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Elect Jean-Jacques Bienaimé

Mgmt

For

For

For

1.2

Elect Michael Grey

Mgmt

For

For

For

1.3

Elect Elaine Heron

Mgmt

For

For

For

1.4

Elect Joseph Klein, III

Mgmt

For

For

For

1.5

Elect Pierre Lapalme

Mgmt

For

For

For

1.6

Elect V. Bryan Lawlis

Mgmt

For

For

For

1.7

Elect Alan Lewis

Mgmt

For

For

For

1.8

Elect Richard Meier

Mgmt

For

For

For

2

Ratification of Auditor

Mgmt

For

For

For

 

Blackboard Inc.

 

Ticker

Security ID:

Meeting Date

Meeting Status

BBBB

CUSIP 091935502

06/04/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Elect Michael Chasen

Mgmt

For

For

For

1.2

Elect Thomas Kalinske

Mgmt

For

For

For

2

Amendment to the 2004 Stock Incentive Plan

Mgmt

For

For

For

3

Ratification of Auditor

Mgmt

For

For

For

4

Transaction of Other Business

Mgmt

For

Against

Against

 

BMC Software, Inc.

 

Ticker

Security ID:

Meeting Date

Meeting Status

BMC

CUSIP 055921100

07/22/2008

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Elect B.Garland Cupp

Mgmt

For

For

For

1.2

Elect Robert Beauchamp

Mgmt

For

For

For

1.3

Elect Jon Barfield

Mgmt

For

For

For

1.4

Elect Gary Bloom

Mgmt

For

For

For

1.5

Elect Meldon Gafner

Mgmt

For

For

For

1.6

Elect P. Thomas Jenkins

Mgmt

For

For

For

1.7

Elect Louis Lavigne, Jr.

Mgmt

For

For

For

1.8

Elect Kathleen O’Neil

Mgmt

For

For

For

1.9

Elect Tom Tinsley

Mgmt

For

For

For

2

Ratification of Auditor

Mgmt

For

For

For

 

CARDIONET, INC.

 

Ticker

Security ID:

Meeting Date

Meeting Status

BEAT

CUSIP 14159L103

05/08/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Elect Randy Thurman

Mgmt

For

For

For

1.2

Elect Kirk Gorman

Mgmt

For

For

For

2

Ratification of Auditor

Mgmt

For

For

For

3

Amendment to the 2008 Non-Employee Directors’ Stock Option Plan

Mgmt

For

For

For

 


 

CARDIONET, INC.

 

Ticker

Security ID:

Meeting Date

Meeting Status

BEAT

CUSIP 14159L103

10/23/2008

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Elect Ronald Ahrens

Mgmt

For

For

For

1.2

Elect Fred Middleton

Mgmt

For

For

For

2

Ratification of Auditor

Mgmt

For

For

For

 

Cascade Bancorp

 

Ticker

Security ID:

Meeting Date

Meeting Status

CACB

CUSIP 147154108

12/19/2008

Voted

Meeting Type

Country of Trade

 

 

Special

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1

Authorization of Preferred Stock

Mgmt

For

Against

Against

2

Increase in Authorized Common Stock

Mgmt

For

For

For

 

Cephalon, Inc.

 

Ticker

Security ID:

Meeting Date

Meeting Status

CEPH

CUSIP 156708109

05/12/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Elect Frank Baldino, Jr.

Mgmt

For

For

For

1.2

Elect William Egan

Mgmt

For

For

For

1.3

Elect Martyn Greenacre

Mgmt

For

For

For

1.4

Elect Vaughn Kailian

Mgmt

For

For

For

1.5

Elect Kevin Moley

Mgmt

For

For

For

1.6

Elect Charles Sanders

Mgmt

For

For

For

1.7

Elect Gail Wilensky

Mgmt

For

For

For

1.8

Elect Dennis Winger

Mgmt

For

For

For

2

Amendment to the 2004 Equity Compensation Plan

Mgmt

For

For

For

3

Ratification of Auditor

Mgmt

For

For

For

 

CF Industries Holdings, Inc.

 

Ticker

Security ID:

Meeting Date

Meeting Status

CF

CUSIP 125269100

04/21/2009

Take No Action

Meeting Type

Country of Trade

 

 

Proxy Contest

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1

Election Of Director: Stephen A. Furbacher

ShrHoldr

N/A

TNA

N/A

2

Election Of Director: David R. Harvey

ShrHoldr

N/A

TNA

N/A

3

Election Of Director: John D. Johnson

ShrHoldr

N/A

TNA

N/A

4

Ratification Of Auditor

ShrHoldr

N/A

TNA

N/A

5

To Approve CF Industries Holdings, Inc. 2009 Equity And Incentive Plan.

ShrHoldr

N/A

TNA

N/A

 


 

CF Industries Holdings, Inc.

 

Ticker

Security ID:

Meeting Date

Meeting Status

CF

CUSIP 125269100

04/21/2009

Voted

Meeting Type

Country of Trade

 

 

Proxy Contest

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Elect Stephen Furbacher

Mgmt

For

For

For

1.2

Elect David Harvey

Mgmt

For

For

For

1.3

Elect John Johnson

Mgmt

For

Withhold

Against

2

Ratification of Auditor

Mgmt

For

For

For

3

To Approve CF Industries Holdings, Inc. 2009 Equity And Incentive Plan.

Mgmt

For

Against

Against

 

Charles River Laboratories International, Inc.

 

Ticker

Security ID:

Meeting Date

Meeting Status

CRL

CUSIP 159864107

05/07/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Elect James Foster

Mgmt

For

For

For

1.2

Elect Nancy Chang

Mgmt

For

For

For

1.3

Elect Stephen Chubb

Mgmt

For

For

For

1.4

Elect Deborah Kochevar

Mgmt

For

For

For

1.5

Elect George Massaro

Mgmt

For

For

For

1.6

Elect George Milne, Jr.

Mgmt

For

For

For

1.7

Elect C. Richard Reese

Mgmt

For

For

For

1.8

Elect Douglas Rogers

Mgmt

For

For

For

1.9

Elect Samuel Thier

Mgmt

For

For

For

1.10

Elect William Waltrip

Mgmt

For

For

For

2

Amendment to the 2007 Incentive Plan

Mgmt

For

For

For

3

Ratification of Auditor

Mgmt

For

For

For

 

Chattem Inc.

 

Ticker

Security ID:

Meeting Date

Meeting Status

CHTT

CUSIP 162456107

04/08/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Elect Robert Bosworth

Mgmt

For

For

For

1.2

Elect Gary Chazen

Mgmt

For

For

For

1.3

Elect Joey Hogan

Mgmt

For

For

For

2

2009 Equity Incentive Plan

Mgmt

For

For

For

3

Ratification of Auditor

Mgmt

For

For

For

 

Church & Dwight Co., Inc.

 

Ticker

Security ID:

Meeting Date

Meeting Status

CHD

CUSIP 171340102

04/30/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Elect T. Rosie Albright

Mgmt

For

For

For

1.2

Elect Ravichandra Saligram

Mgmt

For

For

For

1.3

Elect Robert Shearer

Mgmt

For

For

For

2

Ratification of Auditor

Mgmt

For

For

For

 


 

Clean Harbors, Inc.

 

Ticker

Security ID:

Meeting Date

Meeting Status

CLH

CUSIP 184496107

05/11/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Elect Alan McKim

Mgmt

For

For

For

1.2

Elect John Preston

Mgmt

For

For

For

1.3

Elect Lorne Waxlax

Mgmt

For

For

For

2

CEO Annual Incentive Bonus Plan

Mgmt

For

For

For

 

Clear Channel Outdoor Holdings, Inc.

 

Ticker

Security ID:

Meeting Date

Meeting Status

CCO

CUSIP 18451C109

05/27/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Elect Margaret Covell

Mgmt

For

For

For

1.2

Elect Mark Mays

Mgmt

For

For

For

1.3

Elect Dale Tremblay

Mgmt

For

For

For

 

Cliffs Natural Resources Inc.

 

Ticker

Security ID:

Meeting Date

Meeting Status

CLF

CUSIP 185896107

10/03/2008

Take No Action

Meeting Type

Country of Trade

 

 

Consent

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1

Control Share Acquisition Statute

ShrHoldr

N/A

TNA

N/A

2

Right to Adjourn Meeting

ShrHoldr

N/A

TNA

N/A

 

Cliffs Natural Resources Inc.

 

Ticker

Security ID:

Meeting Date

Meeting Status

CLF

CUSIP 185896107

10/03/2008

Voted

Meeting Type

Country of Trade

 

 

Consent

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1

Control Share Acquisition Statute

Mgmt

Against

Against

For

 

Cohen & Steers, Inc.

 

Ticker

Security ID:

Meeting Date

Meeting Status

CNS

CUSIP 19247A100

05/08/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1

Elect Martin Cohen

Mgmt

For

For

For

2

Elect Robert Steers

Mgmt

For

For

For

3

Elect Richard Bruce

Mgmt

For

For

For

4

Elect Peter Rhein

Mgmt

For

For

For

5

Elect Richard Simon

Mgmt

For

For

For

6

Elect Edmond Villani

Mgmt

For

For

For

7

Ratification of Auditor

Mgmt

For

For

For

 


 

Coinstar, Inc.

 

Ticker

Security ID:

Meeting Date

Meeting Status

CSTR

CUSIP 19259P300

06/02/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1

Elect Paul Davis

Mgmt

For

For

For

2

Elect Daniel O’Connor

Mgmt

For

For

For

3

Amendment to the 1997 Amended and Restated Equity Incentive Plan

Mgmt

For

For

For

4

Ratification of Auditor

Mgmt

For

For

For

 

Concho Resources Inc.

 

Ticker

Security ID:

Meeting Date

Meeting Status

CXO

CUSIP 20605P101

06/02/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Elect Steven Beal

Mgmt

For

For

For

1.2

Elect Tucker Bridwell

Mgmt

For

For

For

2

Ratification of Auditor

Mgmt

For

For

For

 

Concur Technologies, Inc.

 

Ticker

Security ID:

Meeting Date

Meeting Status

CNQR

CUSIP 206708109

03/11/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Elect S. Steven Singh

Mgmt

For

For

For

1.2

Elect Jeffrey Seely

Mgmt

For

For

For

1.3

Elect Randall Talbot

Mgmt

For

Withhold

Against

2

Amendment Of Certificate Of Incorporation

Mgmt

For

Against

Against

3

Adoption Of 2008 Employee Stock Purchase Plan

Mgmt

For

For

For

4

Ratification Of Independent Public Accounting Firm

Mgmt

For

For

For

 

Continental Resources Inc.

 

Ticker

Security ID:

Meeting Date

Meeting Status

CLR

CUSIP 212015101

05/28/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Elect Robert Grant

Mgmt

For

For

For

1.2

Elect Mark Monroe

Mgmt

For

For

For

1.3

Elect Lon McCain

Mgmt

For

For

For

2

Ratification of Auditor

Mgmt

For

For

For

 

Core Laboratories N.V.

 

Ticker

Security ID:

Meeting Date

Meeting Status

CLB

CUSIP N22717107

01/29/2009

Voted

Meeting Type

Country of Trade

 

 

Special

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1

Share Repurchase

Mgmt

For

For

For

 


 

Core Laboratories N.V.

 

Ticker

Security ID:

Meeting Date

Meeting Status

CLB

CUSIP N22717107

05/14/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Elect Richard Bergmark

Mgmt

For

For

For

1.2

Elect Alexander Vriesendorp

Mgmt

For

For

For

2

Accounts and Reports

Mgmt

For

For

For

3

Authority to Issue Common and Preference Shares w/ Preemptive Rights

Mgmt

For

For

For

4

Authority to Issue Common and Preference Shares w/o Preemptive Rights

Mgmt

For

For

For

5

Ratification of Auditor

Mgmt

For

For

For

 

Covance Inc.

 

Ticker

Security ID:

Meeting Date

Meeting Status

CVD

CUSIP 222816100

05/07/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Elect Robert Barchi

Mgmt

For

For

For

1.2

Elect Sandra Helton

Mgmt

For

For

For

1.3

Elect Joseph Scodari

Mgmt

For

For

For

2

Ratification of Auditor

Mgmt

For

For

For

3

Shareholder Proposal Regarding Animal Welfare

ShrHoldr

Against

Abstain

Against

 

Ctrip.com International Ltd.

 

Ticker

Security ID:

Meeting Date

Meeting Status

CTRP

CUSIP 22943F100

09/30/2008

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1

Authority to Repurchase Shares

Mgmt

For

For

For

 

Denbury Resources Inc.

 

Ticker

Security ID:

Meeting Date

Meeting Status

DNR

CUSIP 247916208

05/13/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Elect Wieland Wettstein

Mgmt

For

For

For

1.2

Elect Michael Beatty

Mgmt

For

For

For

1.3

Elect Michael Decker

Mgmt

For

For

For

1.4

Elect Ronald Greene

Mgmt

For

For

For

1.5

Elect David Heather

Mgmt

For

For

For

1.6

Elect Gregory McMichael

Mgmt

For

For

For

1.7

Elect Gareth Roberts

Mgmt

For

For

For

1.8

Elect Randy Stein

Mgmt

For

For

For

2

Amendment to the 2004 Omnibus Stock and Incentive Plan

Mgmt

For

For

For

3

Amendment to the Employee Stock Purchase Plan

Mgmt

For

For

For

4

Ratification of Auditor

Mgmt

For

For

For

 


 

DeVry Inc.

 

Ticker

Security ID:

Meeting Date

Meeting Status

DV

CUSIP 251893103

11/13/2008

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Elect David Brown

Mgmt

For

For

For

1.2

Elect Lisa Pickrum

Mgmt

For

For

For

1.3

Elect Fernando Ruiz

Mgmt

For

For

For

2

Ratification of Auditor

Mgmt

For

For

For

 

Discovery Communications Inc.

 

Ticker

Security ID:

Meeting Date

Meeting Status

DISCA

CUSIP 25468Y107

09/16/2008

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1

Restructuring

Mgmt

For

For

For

2

Issuance of Preferred Stock

Mgmt

For

For

For

3

Increase of Authorized Common Stock and Preferred Stock

Mgmt

For

For

For

4

Amendment to the 2005 Incentive Plan

Mgmt

For

Against

Against

5.1

Elect John Malone

Mgmt

For

Withhold

Against

5.2

Elect Robert Bennett

Mgmt

For

Withhold

Against

6

Ratification of Auditor

Mgmt

For

For

For

 

Dun & Bradstreet Corporation

 

Ticker

Security ID:

Meeting Date

Meeting Status

DNB

CUSIP 26483E100

05/05/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Elect Austin Adams

Mgmt

For

For

For

1.2

Elect James Fernandez

Mgmt

For

For

For

1.3

Elect Sandra Peterson

Mgmt

For

For

For

1.4

Elect Michael Quinlan

Mgmt

For

For

For

2

Ratification of Auditor

Mgmt

For

For

For

3

2009 Stock Incentive Plan

Mgmt

For

For

For

 

Energy Conversion Devices, Inc.

 

Ticker

Security ID:

Meeting Date

Meeting Status

ENER

CUSIP 292659109

11/18/2008

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Elect Joseph Avila

Mgmt

For

For

For

1.2

Elect Alan Barton

Mgmt

For

For

For

1.3

Elect Chris Belden

Mgmt

For

For

For

1.4

Elect Robert Frey

Mgmt

For

For

For

1.5

Elect William Ketelhut

Mgmt

For

For

For

1.6

Elect Mark Morelli

Mgmt

For

For

For

1.7

Elect Stephen Rabinowitz

Mgmt

For

For

For

1.8

Elect George Schreiber, Jr.

Mgmt

For

For

For

2

Ratification of Auditor

Mgmt

For

For

For

 


 

EPIQ Systems, Inc.

 

Ticker

Security ID:

Meeting Date

Meeting Status

EPIQ

CUSIP 26882D109

06/03/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Elect Tom Olofson

Mgmt

For

For

For

1.2

Elect Christopher Olofson

Mgmt

For

For

For

1.3

Elect W. Bryan Satterlee

Mgmt

For

For

For

1.4

Elect Edward Connolly, Jr.

Mgmt

For

For

For

1.5

Elect James Byrnes

Mgmt

For

For

For

1.6

Elect Joel Pelofsky

Mgmt

For

For

For

2

Ratification of Auditor

Mgmt

For

For

For

 

Equinix, Inc.

 

Ticker

Security ID:

Meeting Date

Meeting Status

EQIX

CUSIP 29444U502

06/09/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Elect Steven Clontz

Mgmt

For

For

For

1.2

Elect Steven Eng

Mgmt

For

For

For

1.3

Elect Gary Hromadko

Mgmt

For

For

For

1.4

Elect Scott Kriens

Mgmt

For

For

For

1.5

Elect Irving Lyons, III

Mgmt

For

For

For

1.6

Elect Christopher Paisley

Mgmt

For

For

For

1.7

Elect Stephen Smith

Mgmt

For

For

For

1.8

Elect Peter Van Camp

Mgmt

For

Withhold

Against

2

Ratification of Auditor

Mgmt

For

For

For

 

F5 Networks, Inc.

 

Ticker

Security ID:

Meeting Date

Meeting Status

FFIV

CUSIP 315616102

03/12/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1

Election Of One Class I Director: Karl D. Guelich

Mgmt

For

For

For

2

Proposal To Approve An Amendment To The 2005 Equity Incentive Plan.

Mgmt

For

For

For

3

Proposal To Approve An Amendment To The 1999 Employee Stock Purchase Plan.

Mgmt

For

For

For

4

Ratification of Auditor

Mgmt

For

For

For

 

FactSet Research Systems Inc.

 

Ticker

Security ID:

Meeting Date

Meeting Status

FDS

CUSIP 303075105

12/16/2008

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Elect Michael DiChristina

Mgmt

For

For

For

1.2

Elect Walter Siebecker

Mgmt

For

For

For

1.3

Elect Joseph Zimmel

Mgmt

For

For

For

2

Ratification of Auditor

Mgmt

For

For

For

3

2008 Non-Employee Directors’ Stock Option Plan

Mgmt

For

Against

Against

4

To Ratify The Adoption Of The Companys 2008 Employee Stock Purchase Plan.

Mgmt

For

For

For

5

Election of Directors

Mgmt

For

For

For

 


 

Flowers Foods, Inc.

 

Ticker

Security ID:

Meeting Date

Meeting Status

FLO

CUSIP 343498101

06/05/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Elect Joe Beverly

Mgmt

For

For

For

1.2

Elect Amos McMullian

Mgmt

For

For

For

1.3

Elect J.V. Shields, Jr.

Mgmt

For

For

For

2

Amendment to the 2001 Equity and Performance Incentive Plan

Mgmt

For

For

For

3

Annual Executive Bonus Plan

Mgmt

For

For

For

4

Ratification of Auditor

Mgmt

For

For

For

 

Flowserve Corporation

 

Ticker

Security ID:

Meeting Date

Meeting Status

FLS

CUSIP 34354P105

05/14/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Elect Roger Fix

Mgmt

For

For

For

1.2

Elect Lewis Kling

Mgmt

For

For

For

1.3

Elect James Rollans

Mgmt

For

For

For

2

Equity and Incentive Compensation Plan

Mgmt

For

For

For

3

Ratification of Auditor

Mgmt

For

For

For

 

Foster Wheeler AG

 

Ticker

Security ID:

Meeting Date

Meeting Status

FWLT

CUSIP G36535139

01/27/2009

Voted

Meeting Type

Country of Trade

 

 

Special

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1

Reincorporation from Bermuda to Switzerland

Mgmt

For

For

For

2

Right to Adjourn Meeting

Mgmt

For

Against

Against

 

Foster Wheeler AG

 

Ticker

Security ID:

Meeting Date

Meeting Status

FWLT

CUSIP H27178104

05/05/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1

Elect Robert Flexon

Mgmt

For

For

For

2

Elect Maureen Tart-Bezer

Mgmt

For

For

For

3

Elect James Woods

Mgmt

For

For

For

4

Appointment of Auditor

Mgmt

For

For

For

5

Appointment of Auditor

Mgmt

For

For

For

6

Transaction of Other Business

Mgmt

For

Against

Against

 


 

Freeport-McMoRan Copper & Gold, Inc.

 

Ticker

Security ID:

Meeting Date

Meeting Status

FCX

CUSIP 35671D857

06/11/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Elect Richard Adkerson

Mgmt

For

For

For

1.2

Elect Robert Allison, Jr.

Mgmt

For

For

For

1.3

Elect Robert Day

Mgmt

For

For

For

1.4

Elect Gerald Ford

Mgmt

For

For

For

1.5

Elect H. Devon Graham, Jr.

Mgmt

For

For

For

1.6

Elect J. Bennet Johnston

Mgmt

For

For

For

1.7

Elect Charles Krulak

Mgmt

For

For

For

1.8

Elect Bobby Lackey

Mgmt

For

For

For

1.9

Elect Jon Madonna

Mgmt

For

For

For

1.10

Elect Dustan McCoy

Mgmt

For

For

For

1.11

Elect Gabrielle McDonald

Mgmt

For

For

For

1.12

Elect James Moffett

Mgmt

For

For

For

1.13

Elect B. M. Rankin, Jr.

Mgmt

For

For

For

1.14

Elect J. Stapleton Roy

Mgmt

For

For

For

1.15

Elect Stephen Siegele

Mgmt

For

For

For

1.16

Elect J. Taylor Wharton

Mgmt

For

For

For

2

Ratification of Auditor

Mgmt

For

For

For

3

2009 Annual Incentive Plan

Mgmt

For

For

For

4

Shareholder Proposal Regarding Environmental Expertise on Board

ShrHoldr

Against

Against

For

 

FTI Consulting, Inc.

 

Ticker

Security ID:

Meeting Date

Meeting Status

FCN

CUSIP 302941109

06/03/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Elect Denis Callaghan

Mgmt

For

For

For

1.2

Elect Matthew McHugh

Mgmt

For

For

For

2

Amendment to the 2009 Omnibus Incentive Compensation Plan

Mgmt

For

For

For

3

Ratification of Auditor

Mgmt

For

For

For

 

GameStop Corp.

 

Ticker

Security ID:

Meeting Date

Meeting Status

GME

CUSIP 36467W109

06/23/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Elect Daniel A. DeMatteo

Mgmt

For

For

For

1.2

Elect Michael Rosen

Mgmt

For

For

For

1.3

Elect Edward A. Volkwein

Mgmt

For

For

For

2

Amendment to the 2001 Incentive Plan

Mgmt

For

For

For

3

Ratification of Auditor

Mgmt

For

For

For

 


 

Genesee & Wyoming Inc.

 

Ticker

Security ID:

Meeting Date

Meeting Status

GWR

CUSIP 371559105

05/27/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Elect David Hurley

Mgmt

For

For

For

1.2

Elect Peter Scannell

Mgmt

For

For

For

2

Ratification of Auditor

Mgmt

For

For

For

 

Genoptix, Inc.

 

Ticker

Security ID:

Meeting Date

Meeting Status

GXDX

CUSIP 37243V100

06/02/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Elect Laurence McCarthy

Mgmt

For

For

For

1.2

Elect Christine White

Mgmt

For

For

For

2

Ratification of Auditor

Mgmt

For

For

For

 

Glacier Bancorp, Inc.

 

Ticker

Security ID:

Meeting Date

Meeting Status

GBCI

CUSIP 37637Q105

04/29/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Elect Michael Blodnick

Mgmt

For

For

For

1.2

Elect James English

Mgmt

For

For

For

1.3

Elect Allen Fetscher

Mgmt

For

For

For

1.4

Elect Dallas Herron

Mgmt

For

For

For

1.5

Elect Jon Hippler

Mgmt

For

For

For

1.6

Elect Craig Langel

Mgmt

For

For

For

1.7

Elect L. Peter Larson

Mgmt

For

For

For

1.8

Elect Douglas McBride

Mgmt

For

For

For

1.9

Elect John Murdoch

Mgmt

For

For

For

1.10

Elect Everit Sliter

Mgmt

For

For

For

 

Global Payments Inc.

 

Ticker

Security ID:

Meeting Date

Meeting Status

GPN

CUSIP 37940X102

09/26/2008

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Elect Paul Garcia

Mgmt

For

For

For

1.2

Elect Gerald Wilkins

Mgmt

For

For

For

1.3

Elect Michael Trapp

Mgmt

For

For

For

2

Ratification of Auditor

Mgmt

For

For

For

 


 

Goodrich Corporation

 

Ticker

Security ID:

Meeting Date

Meeting Status

GR

CUSIP 382388106

04/21/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Elect Diane Creel

Mgmt

For

For

For

1.2

Elect George Davidson, Jr.

Mgmt

For

For

For

1.3

Elect Harris Deloach, Jr.

Mgmt

For

For

For

1.4

Elect James Griffith

Mgmt

For

For

For

1.5

Elect William Holland

Mgmt

For

For

For

1.6

Elect John Jumper

Mgmt

For

For

For

1.7

Elect Marshall Larsen

Mgmt

For

For

For

1.8

Elect Lloyd Newton

Mgmt

For

For

For

1.9

Elect Douglas Olesen

Mgmt

For

For

For

1.10

Elect Alfred Rankin, Jr.

Mgmt

For

For

For

1.11

Elect A. Thomas Young

Mgmt

For

For

For

2

Ratification of Auditor

Mgmt

For

For

For

3

Shareholder Proposal Regarding Majority Vote for Election of Directors

ShrHoldr

Against

For

Against

 

GrafTech International Ltd.

 

Ticker

Security ID:

Meeting Date

Meeting Status

GTI

CUSIP 384313102

05/19/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Elect Randy Carson

Mgmt

For

For

For

1.2

Elect Mary Cranston

Mgmt

For

For

For

1.3

Elect Harold Layman

Mgmt

For

For

For

1.4

Elect Ferrell McClean

Mgmt

For

For

For

1.5

Elect Michael Nahl

Mgmt

For

For

For

1.6

Elect Frank Riddick III

Mgmt

For

For

For

1.7

Elect Craig Shular

Mgmt

For

For

For

2

Amendment to the 2005 Equity Incentive Plan

Mgmt

For

For

For

3

Increase of Authorized Common Stock

Mgmt

For

For

For

4

Executive Incentive Compensation Plan

Mgmt

For

For

For

 

Greenhill & Co., Inc.

 

Ticker

Security ID:

Meeting Date

Meeting Status

GHL

CUSIP 395259104

04/22/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Elect Robert Greenhill

Mgmt

For

Withhold

Against

1.2

Elect Scott Bok

Mgmt

For

For

For

1.3

Elect Simon Borrows

Mgmt

For

For

For

1.4

Elect John Danforth

Mgmt

For

For

For

1.5

Elect Steven Goldstone

Mgmt

For

For

For

1.6

Elect Stephen Key

Mgmt

For

For

For

1.7

Elect Robert Blakely

Mgmt

For

For

For

2

Ratification Of Selection Of Ernst & Young Llp As Independent Auditors.

Mgmt

For

For

For

 


 

Harris Corporation

 

Ticker

Security ID:

Meeting Date

Meeting Status

HRS

CUSIP 413875105

10/24/2008

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1

Elect Lewis Hay III

Mgmt

For

For

For

2

Election Of A Director For A Three-Year Term Expiring In 2011: Karen Katen

Mgmt

For

For

For

3

Elect Stephen Kaufman

Mgmt

For

For

For

4

Elect Hansel Tookes II

Mgmt

For

For

For

5

Ratification of Auditor

Mgmt

For

For

For

6

Increase of Authorized Common Stock

Mgmt

For

For

For

7

Declassification of Board

Mgmt

For

For

For

 

HEICO Corporation

 

Ticker

Security ID:

Meeting Date

Meeting Status

HEI

CUSIP 422806109

03/27/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Elect Samuel Higginbottom

Mgmt

For

For

For

1.2

Elect Mark Hildebrandt

Mgmt

For

For

For

1.3

Elect Wolfgang Mayrhuber

Mgmt

For

For

For

1.4

Elect Eric Mendelson

Mgmt

For

For

For

1.5

Elect Laurans Mendelson

Mgmt

For

For

For

1.6

Elect Victor Mendelson

Mgmt

For

For

For

1.7

Elect Albert Morrison, Jr.

Mgmt

For

For

For

1.8

Elect Alan Schriesheim

Mgmt

For

For

For

1.9

Elect Frank Schwitter

Mgmt

For

For

For

2

Ratification of Auditor

Mgmt

For

For

For

 

Hittite Microwave Corporation

 

Ticker

Security ID:

Meeting Date

Meeting Status

HITT

CUSIP 43365Y104

05/07/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Elect Stephen Daly

Mgmt

For

For

For

1.2

Elect Ernest Godshalk

Mgmt

For

For

For

1.3

Elect Rick Hess

Mgmt

For

For

For

1.4

Elect Adrienne Markham

Mgmt

For

For

For

1.5

Elect Brian McAloon

Mgmt

For

For

For

1.6

Elect Cosmo Trapani

Mgmt

For

For

For

1.7

Elect Franklin Weigold

Mgmt

For

For

For

2

Ratification of Auditor

Mgmt

For

For

For

 


 

HMS Holdings Corp.

 

Ticker

Security ID:

Meeting Date

Meeting Status

HMSY

CUSIP 40425J101

06/12/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Elect William Miller III

Mgmt

For

For

For

1.2

Elect William Neal

Mgmt

For

For

For

1.3

Elect Ellen Rudnick

Mgmt

For

Withhold

Against

1.4

Elect Michael Stocker

Mgmt

For

For

For

1.5

Elect Richard Stowe

Mgmt

For

For

For

2

Amendment to the 2006 Stock Plan

Mgmt

For

For

For

3

Ratification of Auditor

Mgmt

For

For

For

 

Home Properties, Inc.

 

Ticker

Security ID:

Meeting Date

Meeting Status

HME

CUSIP 437306103

05/05/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Elect Stephen Blank

Mgmt

For

For

For

1.2

Elect Josh Fidler

Mgmt

For

For

For

1.3

Elect Alan Gosule

Mgmt

For

For

For

1.4

Elect Leonard Helbig, III

Mgmt

For

For

For

1.5

Elect Norman Leenhouts

Mgmt

For

For

For

1.6

Elect Nelson Leenhouts

Mgmt

For

For

For

1.7

Elect Edward Pettinella

Mgmt

For

For

For

1.8

Elect Clifford Smith, Jr.

Mgmt

For

For

For

1.9

Elect Paul Smith

Mgmt

For

For

For

1.10

Elect Amy Tait

Mgmt

For

For

For

2

Ratification of Auditor

Mgmt

For

For

For

 

Hub Group, Inc.

 

Ticker

Security ID:

Meeting Date

Meeting Status

HUBG

CUSIP 443320106

05/06/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Elect David Yeager

Mgmt

For

For

For

1.2

Elect Mark Yeager

Mgmt

For

Withhold

Against

1.3

Elect Gary Eppen

Mgmt

For

For

For

1.4

Elect Charles Reaves

Mgmt

For

For

For

1.5

Elect Martin Slark

Mgmt

For

For

For

 

Huron Consulting Group Inc.

 

Ticker

Security ID:

Meeting Date

Meeting Status

HURN

CUSIP 447462102

06/02/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Elect Dubose Ausley

Mgmt

For

For

For

1.2

Elect John Moody

Mgmt

For

For

For

2

Amendment to the 2004 Omnibus Stock Plan

Mgmt

For

Against

Against

3

Ratification of Auditor

Mgmt

For

For

For

 


 

ICON PLC

 

Ticker

Security ID:

Meeting Date

Meeting Status

ICLR

CUSIP 45103T107

07/21/2008

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1

To Receive The Accounts And Reports

Mgmt

For

For

For

2

To Re-Elect Dr. John Climax

Mgmt

For

For

For

3

To Re-Elect Mr. Edward Roberts

Mgmt

For

For

For

4

To Re-Elect Professor Dermot Kelleher

Mgmt

For

For

For

5

To Authorise The Fixing Of The Auditors Remuneration

Mgmt

For

For

For

6

To Approve The 2008 Employees Restricted Share Unit Plan

Mgmt

For

For

For

7

To Approve The Employee Share Option Plan 2008

Mgmt

For

For

For

8

To Approve The Consultants Share Option Plan 2008

Mgmt

For

For

For

9

To Increase The Authorised Share Capital

Mgmt

For

For

For

10

To Approve The Capitalisation And Bonus Issue

Mgmt

For

For

For

11

To Authorise The Company To Allot Shares

Mgmt

For

For

For

12

To Disapply The Statutory Pre-Emption Rights

Mgmt

For

For

For

13

To Authorise The Company To Make Market Purchases Of Shares

Mgmt

For

For

For

14

Amendment To Articles Regarding Chairman’S Casting Vote

Mgmt

For

For

For

 

Illumina, Inc.

 

Ticker

Security ID:

Meeting Date

Meeting Status

ILMN

CUSIP 452327109

05/08/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1

Elect A. Blaine Bowman

Mgmt

For

For

For

2

Elect Karin Eastham

Mgmt

For

For

For

3

Elect Jay T. Flatley

Mgmt

For

For

For

4

Elect William Rastetter

Mgmt

For

For

For

5

Ratification of Auditor

Mgmt

For

For

For

 

Illumina, Inc.

 

Ticker

Security ID:

Meeting Date

Meeting Status

ILMN

CUSIP 452327109

09/09/2008

Voted

Meeting Type

Country of Trade

 

 

Special

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1

Approval Of Amendment To The Certificate Of Incorporation.

Mgmt

For

For

For

 


 

ImClone Systems Incorporated

 

Ticker

Security ID:

Meeting Date

Meeting Status

IMCL

CUSIP 45245W109

09/10/2008

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Elect John Celentano

Mgmt

For

For

For

1.2

Elect Alexander Denner, PhD

Mgmt

For

For

For

1.3

Elect Thomas Deuel, MD

Mgmt

For

For

For

1.4

Elect Jules Haimovitz

Mgmt

For

For

For

1.5

Elect Carl Icahn

Mgmt

For

Withhold

Against

1.6

Elect John Johnson

Mgmt

For

For

For

1.7

Elect Peter Liebert

Mgmt

For

For

For

1.8

Elect Richard Mulligan, PhD

Mgmt

For

For

For

1.9

Elect David Sidransky

Mgmt

For

For

For

1.10

Elect Charles Woler, MD, PhD

Mgmt

For

For

For

2

Ratification of Auditor

Mgmt

For

For

For

3

2008 Employee Stock Purchase Plan

Mgmt

For

For

For

 

International Rectifier Corporation

 

Ticker

Security ID:

Meeting Date

Meeting Status

IRF

CUSIP 460254105

01/09/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Elect Richard Dahl

Mgmt

For

For

For

1.2

Elect Rochus Vogt

Mgmt

For

For

For

2

Ratification of Auditor

Mgmt

For

For

For

3

Shareholder Proposal Regarding Declassification of the Board

ShrHoldr

Against

For

Against

 

Intrepid Potash, Inc.

 

Ticker

Security ID:

Meeting Date

Meeting Status

IPI

CUSIP 46121Y102

05/28/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Elect Terry Considine

Mgmt

For

For

For

2

Ratification of Auditor

Mgmt

For

For

For

 

IPC The Hospitalist Company, Inc.

 

Ticker

Security ID:

Meeting Date

Meeting Status

IPCM

CUSIP 44984A105

05/28/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Elect Mark Brooks

Mgmt

For

For

For

1.2

Elect Woodrin Grossman

Mgmt

For

For

For

1.3

Elect R. Jeffrey Taylor

Mgmt

For

For

For

2

Ratification of Auditor

Mgmt

For

For

For

 


 

ITC Holdings Corp.

 

Ticker

Security ID:

Meeting Date

Meeting Status

ITC

CUSIP 465685105

05/20/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Elect Edward Jepsen

Mgmt

For

For

For

1.2

Elect Richard McLellan

Mgmt

For

For

For

1.3

Elect William Museler

Mgmt

For

For

For

1.4

Elect Hazel R. O’Leary

Mgmt

For

For

For

1.5

Elect Gordon Bennett Stewart, III

Mgmt

For

For

For

1.6

Elect Lee Stewart

Mgmt

For

For

For

1.7

Elect Joseph Welch

Mgmt

For

For

For

2

Ratification of Auditor

Mgmt

For

For

For

 

Itron, Inc.

 

Ticker

Security ID:

Meeting Date

Meeting Status

ITRI

CUSIP 465741106

05/05/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1

Election of Directors

Mgmt

For

For

For

2

Elect Kirby Dyess

Mgmt

For

For

For

3

Elect Graham Wilson

Mgmt

For

For

For

4

Ratification of Auditor

Mgmt

For

For

For

 

ITT Educational Services, Inc.

 

Ticker

Security ID:

Meeting Date

Meeting Status

ESI

CUSIP 45068B109

05/05/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1

Elect Joanna Lau

Mgmt

For

For

For

2

Elect Samuel Odle

Mgmt

For

For

For

3

Elect John Yena

Mgmt

For

For

For

4

Ratification of Auditor

Mgmt

For

For

For

 

j2 Global Communications, Inc.

 

Ticker

Security ID:

Meeting Date

Meeting Status

JCOM

CUSIP 46626E205

05/07/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Elect Douglas Bech

Mgmt

For

For

For

1.2

Elect Robert Cresci

Mgmt

For

For

For

1.3

Elect W. Brian Kretzmer

Mgmt

For

For

For

1.4

Elect Richard Ressler

Mgmt

For

For

For

1.5

Elect John Rieley

Mgmt

For

For

For

1.6

Elect Stephen Ross

Mgmt

For

For

For

1.7

Elect Michael Schulhof

Mgmt

For

For

For

2

Ratification of Auditor

Mgmt

For

For

For

3

Transaction of Other Business

Mgmt

For

Against

Against

 


 

Janus Capital Group Inc.

 

Ticker

Security ID:

Meeting Date

Meeting Status

JNS

CUSIP 47102X105

04/30/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1

Election Of Director: Steven L. Scheid (Chairman)

Mgmt

For

For

For

2

Election Of Director: Timothy K. Armour

Mgmt

For

For

For

3

Election Of Director: J. Richard Fredericks

Mgmt

For

For

For

4

Election Of Director: Lawrence E. Kochard

Mgmt

For

For

For

5

Election Of Director: Landon H. Rowland

Mgmt

For

For

For

6

Ratification of Auditor

Mgmt

For

For

For

 

Key Technology, Inc.

 

Ticker

Security ID:

Meeting Date

Meeting Status

KTEC

CUSIP 493143101

02/04/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Elect Gary Locke

Mgmt

For

For

For

1.2

Elect Michael Shannon

Mgmt

For

For

For

1.3

Elect Donald Washburn

Mgmt

For

For

For

2

Ratification of Auditor

Mgmt

For

For

For

 

Laboratory Corporation of America Holdings

 

Ticker

Security ID:

Meeting Date

Meeting Status

LH

CUSIP 50540R409

05/06/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1

Elect Thomas Mac Mahon

Mgmt

For

For

For

2

Elect Kerrii Anderson

Mgmt

For

For

For

3

Elect Jean-Luc Bélingard

Mgmt

For

For

For

4

Elect David King

Mgmt

For

For

For

5

Elect Wendy Lane

Mgmt

For

For

For

6

Elect Robert Mittelstaedt, Jr.

Mgmt

For

For

For

7

Elect Arthur Rubenstein

Mgmt

For

For

For

8

Elect M. Keith Weikel

Mgmt

For

For

For

9

Elect R. Sanders Williams

Mgmt

For

For

For

10

Ratification of Auditor

Mgmt

For

For

For

 

Landstar System, Inc.

 

Ticker

Security ID:

Meeting Date

Meeting Status

LSTR

CUSIP 515098101

04/30/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Elect Henry Gerkens

Mgmt

For

For

For

2

Ratification of Auditor

Mgmt

For

For

For

3

Approval Of An Amendment To The Company S 2002 Employee Stock Option Plan.

Mgmt

For

For

For

 


 

Lincoln Educational Services Corporation

 

Ticker

Security ID:

Meeting Date

Meeting Status

LINC

CUSIP 533535100

04/30/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Elect Peter Burgess

Mgmt

For

For

For

1.2

Elect David Carney

Mgmt

For

For

For

1.3

Elect Paul Glaske

Mgmt

For

For

For

1.4

Elect Shaun McAlmont

Mgmt

For

For

For

1.5

Elect J. Barry Morrow

Mgmt

For

For

For

1.6

Elect James Burke, Jr.

Mgmt

For

Withhold

Against

1.7

Elect Celia Currin

Mgmt

For

For

For

1.8

Elect Charles Kalmbach

Mgmt

For

For

For

1.9

Elect Alexis Michas

Mgmt

For

Withhold

Against

1.10

Elect Jerry Rubenstein

Mgmt

For

For

For

2

Amendment to the 2005 Non-Employee Directors Restricted Stock Plan

Mgmt

For

For

For

3

Ratification of Auditor

Mgmt

For

For

For

 

LKQ Corporation

 

Ticker

Security ID:

Meeting Date

Meeting Status

LKQX

CUSIP 501889208

05/11/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1

Elect A. Clinton Allen

Mgmt

For

For

For

2

Elect Robert Devlin

Mgmt

For

For

For

3

Elect Donald Flynn

Mgmt

For

For

For

4

Elect Kevin Flynn

Mgmt

For

For

For

5

Elect Ronald Foster

Mgmt

For

For

For

6

Elect Joseph Holsten

Mgmt

For

For

For

7

Elect Paul Meister

Mgmt

For

For

For

8

Elect John O’Brien

Mgmt

For

For

For

9

Elect William Webster, IV

Mgmt

For

For

For

10

Ratification of Auditor

Mgmt

For

For

For

 

lululemon athletica inc.

 

Ticker

Security ID:

Meeting Date

Meeting Status

LULU

CUSIP 550021109

06/10/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Elect Christine Day

Mgmt

For

For

For

1.2

Elect Martha Morfitt

Mgmt

For

For

For

1.3

Elect Rhoda Pitcher

Mgmt

For

For

For

2

Ratification of Auditor

Mgmt

For

For

For

3

Transaction of Other Business

Mgmt

For

Against

Against

 


 

Lumber Liquidators, Inc.

 

Ticker

Security ID:

Meeting Date

Meeting Status

LL

CUSIP 55003Q103

05/21/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Elect Douglas Moore

Mgmt

For

For

For

1.2

Elect Richard Tadler

Mgmt

For

For

For

2

Ratification of Auditor

Mgmt

For

For

For

 

Marvel Entertainment, Inc.

 

Ticker

Security ID:

Meeting Date

Meeting Status

MVL

CUSIP 57383T103

05/05/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Elect James Breyer

Mgmt

For

For

For

1.2

Elect Laurence Charney

Mgmt

For

For

For

1.3

Elect Richard Solar

Mgmt

For

For

For

2

Ratification of Auditor

Mgmt

For

For

For

 

MASIMO CORPORATION

 

Ticker

Security ID:

Meeting Date

Meeting Status

MASI

CUSIP 574795100

06/16/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Elect Edward Cahill

Mgmt

For

For

For

1.2

Elect Robert Coleman

Mgmt

For

For

For

2

Ratification of Auditor

Mgmt

For

For

For

 

McAfee, Inc.

 

Ticker

Security ID:

Meeting Date

Meeting Status

MFE

CUSIP 579064106

04/27/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1

Election Of Director: Mr. Leslie G. Denend

Mgmt

For

For

For

2

Election Of Director: Mr. David G. Dewalt

Mgmt

For

For

For

3

Election Of Director: Mr. Charles J. Robel

Mgmt

For

For

For

4

Amendment To Declassify The Board

Mgmt

For

For

For

5

Approval Of The Amendments To Our 1997 Stock Incentive Plan, As Amended.

Mgmt

For

For

For

6

Amendment to the 2002 Employee Stock Purchase Plan

Mgmt

For

For

For

7

Amendment to the 1993 Stock Option Plan for Outside Directors

Mgmt

For

For

For

8

Ratification of Auditor

Mgmt

For

For

For

 


 

McAfee, Inc.

 

Ticker

Security ID:

Meeting Date

Meeting Status

MFE

CUSIP 579064106

07/28/2008

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Elect Thomas Darcy

Mgmt

For

For

For

1.2

Elect Denise O’Leary

Mgmt

For

For

For

1.3

Elect Robert Pangia

Mgmt

For

For

For

1.4

Elect Carl Bass

Mgmt

For

For

For

1.5

Elect Jeffrey Miller

Mgmt

For

For

For

1.6

Elect Anthony Zingzale

Mgmt

For

For

For

2

Approval Of The Executive Bonus Plan.

Mgmt

For

For

For

3

Approval Of The Amendments To The 1997 Stock Incentive Plan, As Amended.

Mgmt

For

For

For

4

Ratification of Auditor

Mgmt

For

For

For

 

Microsemi Corporation

 

Ticker

Security ID:

Meeting Date

Meeting Status

MSCC

CUSIP 595137100

02/19/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Elect James Peterson

Mgmt

For

For

For

1.2

Elect Dennis Leibel

Mgmt

For

For

For

1.3

Elect Thomas Anderson

Mgmt

For

For

For

1.4

Elect William Bendush

Mgmt

For

For

For

1.5

Elect William Healey

Mgmt

For

For

For

1.6

Elect Paul Folino

Mgmt

For

For

For

1.7

Elect Matthew Massengill

Mgmt

For

For

For

2

Ratification of Auditor

Mgmt

For

For

For

 

Millicom International Cellular SA

 

Ticker

Security ID:

Meeting Date

Meeting Status

MICC

CUSIP L6388F110

07/07/2008

Take No Action

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1

Election Of Chairman.

Mgmt

N/A

TNA

N/A

2

Report Of The Board Of Directors And Auditor

Mgmt

N/A

TNA

N/A

3

Accounts And Reports

Mgmt

N/A

TNA

N/A

4

Allocation Of The Results Of The Year Ended December 31 2007.

Mgmt

N/A

TNA

N/A

5

Ratification Of Board Acts

Mgmt

N/A

TNA

N/A

6

Election Of The Board Of Directors, Including Two New Directors.

Mgmt

N/A

TNA

N/A

7

Election Of The External Auditors.

Mgmt

N/A

TNA

N/A

8

Approval Of Directors Fees.

Mgmt

N/A

TNA

N/A

9

Authority To Repurchase Shares

Mgmt

N/A

TNA

N/A

10

Miscellaneous.

Mgmt

N/A

TNA

N/A

11

Amendments To Articles

Mgmt

N/A

TNA

N/A

12

Miscellaneous.

Mgmt

N/A

TNA

N/A

 


 

Monolithic Power Systems, Inc.

 

Ticker

Security ID:

Meeting Date

Meeting Status

MPWR

CUSIP 609839105

05/21/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Elect Karen Smith Bogart

Mgmt

For

For

For

1.2

Elect James Moyer

Mgmt

For

For

For

2

Ratification of Auditor

Mgmt

For

For

For

 

Myriad Genetics, Inc.

 

Ticker

Security ID:

Meeting Date

Meeting Status

MYGN

CUSIP 62855J104

11/13/2008

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Elect Walter Gilbert

Mgmt

For

For

For

1.2

Elect Dennis Langer

Mgmt

For

For

For

2

Increase of Authorized Common Stock

Mgmt

For

For

For

3

Amendment to the 2003 Employee, Director and Consultant Stock Option Plan

Mgmt

For

For

For

4

Ratification of Auditor

Mgmt

For

For

For

 

National Oilwell Varco, Inc.

 

Ticker

Security ID:

Meeting Date

Meeting Status

NOV

CUSIP 637071101

05/13/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1

Elect Merrill Miller, Jr.

Mgmt

For

For

For

2

Elect Greg Armstrong

Mgmt

For

For

For

3

Elect David Harrison

Mgmt

For

For

For

4

Ratification of Auditor

Mgmt

For

For

For

5

Amendment to the Long-Term Incentive Plan

Mgmt

For

For

For

 

Nationwide Health Properties, Inc.

 

Ticker

Security ID:

Meeting Date

Meeting Status

NHP

CUSIP 638620104

05/05/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Elect William Doyle

Mgmt

For

For

For

1.2

Elect Richard Gilchrist

Mgmt

For

For

For

1.3

Elect Robert Paulson

Mgmt

For

For

For

1.4

Elect Jeffrey Rush

Mgmt

For

For

For

1.5

Elect Keith Russell

Mgmt

For

For

For

2

Ratification of Auditor

Mgmt

For

For

For

 


 

Netflix, Inc.

 

Ticker

Security ID:

Meeting Date

Meeting Status

NFLX

CUSIP 64110L106

05/28/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Elect Richard Barton

Mgmt

For

For

For

1.2

Elect Charles Giancarlo

Mgmt

For

For

For

2

Ratification of Auditor

Mgmt

For

For

For

 

NEUTRAL TANDEM, INC.

 

Ticker

Security ID:

Meeting Date

Meeting Status

TNDM

CUSIP 64128B108

05/28/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Elect Rian Wren

Mgmt

For

For

For

1.2

Elect James Hynes

Mgmt

For

For

For

1.3

Elect Dixon Doll

Mgmt

For

For

For

1.4

Elect Peter Barris

Mgmt

For

For

For

1.5

Elect Robert Hawk

Mgmt

For

For

For

1.6

Elect Lawrence Ingeneri

Mgmt

For

For

For

1.7

Elect G. Edward Evans

Mgmt

For

For

For

2

Ratification of Auditor

Mgmt

For

For

For

 

Nuance Communications, Inc.

 

Ticker

Security ID:

Meeting Date

Meeting Status

NUAN

CUSIP 67020Y100

01/30/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Elect Robert Frankenberg

Mgmt

For

For

For

1.2

Elect Patrick Hackett

Mgmt

For

For

For

1.3

Elect William Janeway

Mgmt

For

For

For

1.4

Elect Katharine Martin

Mgmt

For

Withhold

Against

1.5

Elect Mark Myers

Mgmt

For

For

For

1.6

Elect Philip Quigley

Mgmt

For

For

For

1.7

Elect Paul Ricci

Mgmt

For

For

For

1.8

Elect Robert Teresi

Mgmt

For

For

For

2

To Approve The Amended And Restated 2000 Stock Plan.

Mgmt

For

For

For

3

Ratification of Auditor

Mgmt

For

For

For

 

NuVasive, Inc.

 

Ticker

Security ID:

Meeting Date

Meeting Status

NUVA

CUSIP 670704105

05/21/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Elect Peter Farrell

Mgmt

For

For

For

1.2

Elect Lesley Howe

Mgmt

For

For

For

1.3

Elect Eileen More

Mgmt

For

For

For

2

Ratification of Auditor

Mgmt

For

For

For

 


 

Old Dominion Freight Line, Inc.

 

Ticker

Security ID:

Meeting Date

Meeting Status

ODFL

CUSIP 679580100

05/18/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Elect John Congdon

Mgmt

For

For

For

1.2

Elect David Congdon

Mgmt

For

For

For

1.3

Elect J. Paul Breitbach

Mgmt

For

For

For

1.4

Elect Earl Congdon

Mgmt

For

For

For

1.5

Elect John Congdon, Jr.

Mgmt

For

For

For

1.6

Elect Robert Culp, III

Mgmt

For

For

For

1.7

Elect John Kasarda

Mgmt

For

For

For

1.8

Elect Leo Suggs

Mgmt

For

For

For

1.9

Elect D. Michael Wray

Mgmt

For

For

For

2

Ratification of Auditor

Mgmt

For

For

For

 

Omnicell, Inc.

 

Ticker

Security ID:

Meeting Date

Meeting Status

OMCL

CUSIP 68213N109

05/19/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Elect Mary Foley

Mgmt

For

For

For

1.2

Elect Randall Lipps

Mgmt

For

For

For

1.3

Elect Joseph Whitters

Mgmt

For

For

For

2

2009 Equity Incentive Plan

Mgmt

For

Against

Against

3

Amendment to the 1997 Employee Stock Purchase Plan

Mgmt

For

For

For

4

Ratification of Auditor

Mgmt

For

For

For

 

Onyx Pharmaceuticals, Inc.

 

Ticker

Security ID:

Meeting Date

Meeting Status

ONXX

CUSIP 683399109

05/26/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Elect Paul Goddard

Mgmt

For

For

For

1.2

Elect Antonio Grillo-Lopez

Mgmt

For

For

For

1.3

Elect Wendell Wierenga

Mgmt

For

For

For

2

Amendment to the 2005 Equity Incentive Plan

Mgmt

For

Against

Against

3

Ratification of Auditor

Mgmt

For

For

For

 


 

ORION MARINE GROUP, INC.

 

Ticker

Security ID:

Meeting Date

Meeting Status

ORMGL

CUSIP 68628V308

05/14/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1

Elect Richard Daerr, Jr.

Mgmt

For

For

For

2

Elect J. Michael Pearson

Mgmt

For

For

For

3

Ratification of Auditor

Mgmt

For

For

For

 

OSI Pharmaceuticals, Inc.

 

Ticker

Security ID:

Meeting Date

Meeting Status

OSIP

CUSIP 671040103

06/17/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Elect Robert Ingram

Mgmt

For

For

For

1.2

Elect Colin Goddard

Mgmt

For

For

For

1.3

Elect Santo Costa

Mgmt

For

For

For

1.4

Elect Joseph Klein, III

Mgmt

For

For

For

1.5

Elect Kenneth Lee, Jr.

Mgmt

For

For

For

1.6

Elect Viren Mehta

Mgmt

For

Withhold

Against

1.7

Elect David Niemiec

Mgmt

For

For

For

1.8

Elect Herbert Pinedo

Mgmt

For

For

For

1.9

Elect Katharine Stevenson

Mgmt

For

For

For

1.10

Elect John White

Mgmt

For

For

For

2

Ratification of Auditor

Mgmt

For

For

For

 

Owens & Minor Inc.

 

Ticker

Security ID:

Meeting Date

Meeting Status

OMI

CUSIP 690732102

04/24/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Elect John Crotty

Mgmt

For

For

For

1.2

Elect Richard Fogg

Mgmt

For

For

For

1.3

Elect James Rogers

Mgmt

For

For

For

1.4

Elect James Ukrop

Mgmt

For

For

For

2

Ratification of Auditor

Mgmt

For

For

For

 

P.F. Chang’s China Bistro, Inc.

 

Ticker

Security ID:

Meeting Date

Meeting Status

PFCB

CUSIP 69333Y108

04/28/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1

Election Of Director: F. Lane Cardwell, Jr.

Mgmt

For

For

For

2

Election Of Director: Richard L. Federico

Mgmt

For

For

For

3

Election Of Director: Lesley H. Howe

Mgmt

For

For

For

4

Election Of Director: Kenneth A. May

Mgmt

For

For

For

5

Election Of Director: M. Ann Rhoades

Mgmt

For

For

For

6

Election Of Director: James G. Shennan, Jr.

Mgmt

For

For

For

7

Election Of Director: Robert T. Vivian

Mgmt

For

For

For

8

Election Of Director: R. Michael Welborn

Mgmt

For

For

For

9

Election Of Director: Kenneth J. Wessels

Mgmt

For

For

For

10

Ratification Of Auditor

Mgmt

For

For

For

11

Approval Of Adjournment Of The Meeting To Solicit Additional Proxies.

Mgmt

For

Against

Against

 


 

Panera Bread Company

 

Ticker

Security ID:

Meeting Date

Meeting Status

PNRA

CUSIP 69840W108

05/21/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Elect Domenic Colasacco

Mgmt

For

For

For

1.2

Elect W. Austin Ligon

Mgmt

For

For

For

2

Ratification of Auditor

Mgmt

For

For

For

 

Penn National Gaming, Inc.

 

Ticker

Security ID:

Meeting Date

Meeting Status

PENN

CUSIP 707569109

11/12/2008

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Elect Peter Carlino

Mgmt

For

For

For

1.2

Elect Harold Cramer

Mgmt

For

For

For

2

Authority to Conduct Private Placement

Mgmt

For

For

For

3

Approval Of 2008 Long Term Incentive Compensation Plan.

Mgmt

For

For

For

4

Ratification of Auditor

Mgmt

For

For

For

 

Perrigo Company

 

Ticker

Security ID:

Meeting Date

Meeting Status

PRGO

CUSIP 714290103

11/04/2008

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Elect Moshe Arkin

Mgmt

For

For

For

1.2

Elect Gary Kunkle, Jr.

Mgmt

For

For

For

1.3

Elect Herman Morris, Jr.

Mgmt

For

For

For

1.4

Elect Ben-Zion Zilberfarb

Mgmt

For

For

For

2

Approval Of The Proposed Annual Incentive Plan.

Mgmt

For

For

For

3

Amendment to the 2003 Long-Term Incentive Plan

Mgmt

For

For

For

 

Petrohawk Energy Corporation

 

Ticker

Security ID:

Meeting Date

Meeting Status

HK

CUSIP 716495106

06/18/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Elect James Christmas

Mgmt

For

For

For

1.2

Elect James Irish III

Mgmt

For

Withhold

Against

1.3

Elect Robert Stone, Jr.

Mgmt

For

For

For

2

Increase of Authorized Common Stock

Mgmt

For

For

For

3

Amendment to the 2004 Employee Incentive Plan

Mgmt

For

For

For

4

Amendment to the 2004 Non-Employee Director Incentive Plan

Mgmt

For

For

For

5

Authority of Board to Amend Bylaws Without Shareholder Consent

Mgmt

For

For

For

6

Ratification of Auditor

Mgmt

For

For

For

 


 

Plum Creek Timber Company, Inc.

 

Ticker

Security ID:

Meeting Date

Meeting Status

PCL

CUSIP 729251108

05/06/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1

Elect Rick Holley

Mgmt

For

For

For

2

Elect Robin Josephs

Mgmt

For

For

For

3

Elect John McDonald

Mgmt

For

For

For

4

Elect Robert McLeod

Mgmt

For

For

For

5

Elect John Morgan, Sr.

Mgmt

For

For

For

6

Elect John Scully

Mgmt

For

For

For

7

Elect Stephen Tobias

Mgmt

For

For

For

8

Elect Martin White

Mgmt

For

For

For

9

Adoption of Majority Vote for Election of Directors

Mgmt

For

For

For

10

Amendment to Increase Ownership Limit

Mgmt

For

For

For

11

Ratification of Auditor

Mgmt

For

For

For

12

Shareholder Proposal Regarding Advisory Vote on Compensation (Say on Pay)

ShrHoldr

Against

For

Against

 

Potash Corp of Saskatchewan

 

Ticker

Security ID:

Meeting Date

Meeting Status

POT

CUSIP 73755L107

05/07/2009

Voted

Meeting Type

Country of Trade

 

 

Special

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Elect Christopher Burley

Mgmt

For

For

For

1.2

Elect William Doyle

Mgmt

For

For

For

1.3

Elect John Estey

Mgmt

For

For

For

1.4

Elect Charles Hoffman

Mgmt

For

For

For

1.5

Elect Dallas Howe

Mgmt

For

For

For

1.6

Elect Alice Laberge

Mgmt

For

For

For

1.7

Elect Keith Martell

Mgmt

For

For

For

1.8

Elect Jeffrey McCaig

Mgmt

For

For

For

1.9

Elect Mary Mogford

Mgmt

For

For

For

1.10

Elect Paul Schoenhals

Mgmt

For

For

For

1.11

Elect E. Robert Stromberg

Mgmt

For

For

For

1.12

Elect Elena Viyella de Paliza

Mgmt

For

For

For

2

Appointment of Auditor

Mgmt

For

For

For

3

2009 Performance Option Plan

Mgmt

For

For

For

4

Shareholder Proposal Regarding Advisory Vote on Executive Compensation (Say on Pay)

Mgmt

Against

For

Against

 

Psychiatric Solutions, Inc.

 

Ticker

Security ID:

Meeting Date

Meeting Status

PSYS

CUSIP 74439H108

05/19/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Elect Christopher Grant, Jr.

Mgmt

For

For

For

1.2

Elect David Dill

Mgmt

For

For

For

2

Outside Directors’ Non-Qualified Stock Option Plan

Mgmt

For

For

For

3

Ratification of Auditor

Mgmt

For

For

For

 


 

Quanta Services, Inc.

 

Ticker

Security ID:

Meeting Date

Meeting Status

PWR

CUSIP 74762E102

05/21/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Elect James Ball

Mgmt

For

For

For

1.2

Elect John Colson

Mgmt

For

For

For

1.3

Elect John Conaway

Mgmt

For

For

For

1.4

Elect Ralph DiSibio

Mgmt

For

For

For

1.5

Elect Bernard Fried

Mgmt

For

For

For

1.6

Elect Louis Golm

Mgmt

For

For

For

1.7

Elect Worthing Jackman

Mgmt

For

For

For

1.8

Elect Bruce Ranck

Mgmt

For

For

For

1.9

Elect John Wilson

Mgmt

For

For

For

1.10

Elect Pat Wood, III

Mgmt

For

For

For

2

Ratification of Auditor

Mgmt

For

For

For

 

Quest Diagnostics

 

Ticker

Security ID:

Meeting Date

Meeting Status

DGX

CUSIP 74834L100

05/14/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1

Elect Jenne Britell

Mgmt

For

For

For

2

Elect Gail Wilensky

Mgmt

For

For

For

3

Elect John Ziegler

Mgmt

For

For

For

4

Amendment to the Employee Long-Term Incentive Plan

Mgmt

For

For

For

5

Amendment to the Long-Term Incentive Plan for Non-Employee Directors

Mgmt

For

For

For

6

Ratification of Auditor

Mgmt

For

For

For

 

RBC Bearings Inc.

 

Ticker

Security ID:

Meeting Date

Meeting Status

ROLL

CUSIP 75524B104

09/10/2008

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1

Election Of Director: Dr. Michael J. Hartnett

Mgmt

For

For

For

2

Election Of Director: Dr. Thomas O Brien

Mgmt

For

For

For

3

Election Of Director: Dr. Amir Faghri

Mgmt

For

For

For

4

Ratification of Auditor

Mgmt

For

For

For

 

Riverbed Technology, Inc.

 

Ticker

Security ID:

Meeting Date

Meeting Status

RVBD

CUSIP 768573107

06/03/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Elect Jerry Kennelly

Mgmt

For

For

For

1.2

Elect Stanley Meresman

Mgmt

For

For

For

2

Ratification of Auditor

Mgmt

For

For

For

 


 

Roper Industries, Inc.

 

Ticker

Security ID:

Meeting Date

Meeting Status

ROP

CUSIP 776696106

06/03/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Elect Robert Johnson

Mgmt

For

For

For

1.2

Elect Robert Knowling, Jr.

Mgmt

For

For

For

1.3

Elect Wilbur Prezzano

Mgmt

For

For

For

2

Ratification of Auditor

Mgmt

For

For

For

 

Ross Stores, Inc.

 

Ticker

Security ID:

Meeting Date

Meeting Status

ROST

CUSIP 778296103

05/20/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Elect Michael Balmuth

Mgmt

For

For

For

1.2

Elect K. Gunnar Bjorklund

Mgmt

For

For

For

1.3

Elect Sharon Garrett

Mgmt

For

For

For

2

Ratification of Auditor

Mgmt

For

For

For

 

SBA Communications Corporation

 

Ticker

Security ID:

Meeting Date

Meeting Status

SBAC

CUSIP 78388J106

05/07/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Elect Brian Carr

Mgmt

For

For

For

2

Ratification of Auditor

Mgmt

For

For

For

3

Transaction of Other Business

Mgmt

For

Against

Against

 

Seattle Genetics, Inc.

 

Ticker

Security ID:

Meeting Date

Meeting Status

SGEN

CUSIP 812578102

05/15/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Elect Clay Siegall

Mgmt

For

For

For

1.2

Elect Felix Baker

Mgmt

For

For

For

1.3

Elect Daniel Hoth

Mgmt

For

For

For

2

Issuance and Sale of Common Stock

Mgmt

For

For

For

3

Ratification of Auditor

Mgmt

For

For

For

 


 

Sequenom, Inc.

 

Ticker

Security ID:

Meeting Date

Meeting Status

SQNM

CUSIP 817337405

05/12/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Elect Ernst-Gunter Afting

Mgmt

For

For

For

1.2

Elect Charles R. Cantor

Mgmt

For

For

For

1.3

Elect John Fazio

Mgmt

For

For

For

1.4

Elect Harry Hixson, Jr.

Mgmt

For

For

For

1.5

Elect Richard Lerner

Mgmt

For

For

For

1.6

Elect Ronald Lindsay

Mgmt

For

For

For

1.7

Elect Harry Stylli

Mgmt

For

For

For

1.8

Elect Kathleen Wiltsey

Mgmt

For

For

For

2

Amendment to the 2006 Equity Incentive Plan

Mgmt

For

Against

Against

3

Ratification of Auditor

Mgmt

For

For

For

 

Silgan Holdings Inc.

 

Ticker

Security ID:

Meeting Date

Meeting Status

SLGN

CUSIP 827048109

05/26/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Elect Anthony Allott

Mgmt

For

For

For

1.2

Elect Jeffrey Crowe

Mgmt

For

For

For

1.3

Elect Edward Lapekas

Mgmt

For

For

For

2

Amendment to the 2004 Stock Incentive Plan

Mgmt

For

For

For

3

Ratification of Auditor

Mgmt

For

For

For

 

Silicon Laboratories Inc.

 

Ticker

Security ID:

Meeting Date

Meeting Status

SLAB

CUSIP 826919102

04/23/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Elect Harvey Cash

Mgmt

For

For

For

1.2

Elect Necip Sayiner

Mgmt

For

For

For

1.3

Elect David Welland

Mgmt

For

For

For

2

Ratification of Auditor

Mgmt

For

For

For

3

To Approve The 2009 Stock Incentive Plan.

Mgmt

For

Against

Against

4

To Approve The 2009 Employee Stock Purchase Plan.

Mgmt

For

For

For

 


 

Sohu.com, Inc.

 

Ticker

Security ID:

Meeting Date

Meeting Status

SOHU

CUSIP 83408W103

06/19/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Elect Charles Zhang

Mgmt

For

For

For

1.2

Elect Charles Huang

Mgmt

For

For

For

1.3

Elect Dave Qi

Mgmt

For

For

For

1.4

Elect Shi Wang

Mgmt

For

For

For

2

Ratification of Auditor

Mgmt

For

For

For

 

Southwestern Energy Company

 

Ticker

Security ID:

Meeting Date

Meeting Status

SWN

CUSIP 845467109

05/19/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Elect Lewis Epley, Jr.

Mgmt

For

For

For

1.2

Elect Robert Howard

Mgmt

For

For

For

1.3

Elect Harold Korell

Mgmt

For

For

For

1.4

Elect Vello Kuuskraa

Mgmt

For

For

For

1.5

Elect Kenneth Mourton

Mgmt

For

For

For

1.6

Elect Charles Scharlau

Mgmt

For

For

For

2

Ratification of Auditor

Mgmt

For

For

For

 

Starent Networks, Corp.

 

Ticker

Security ID:

Meeting Date

Meeting Status

STAR

CUSIP 85528P108

05/21/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Elect James Dolce, Jr.

Mgmt

For

For

For

1.2

Elect Kenneth Goldman

Mgmt

For

For

For

2

Ratification of Auditor

Mgmt

For

For

For

 

Stericycle, Inc.

 

Ticker

Security ID:

Meeting Date

Meeting Status

SRCL

CUSIP 858912108

05/28/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Elect Mark Miller

Mgmt

For

For

For

1.2

Elect Jack Schuler

Mgmt

For

For

For

1.3

Elect Thomas Brown

Mgmt

For

For

For

1.4

Elect Rod Dammeyer

Mgmt

For

For

For

1.5

Elect William Hall

Mgmt

For

For

For

1.6

Elect Jonathan Lord

Mgmt

For

For

For

1.7

Elect John Patience

Mgmt

For

For

For

1.8

Elect Ronald Spaeth

Mgmt

For

For

For

2

Ratification of Auditor

Mgmt

For

For

For

 


 

Strayer Education, Inc.

 

Ticker

Security ID:

Meeting Date

Meeting Status

STRA

CUSIP 863236105

04/28/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1

Election Of Director: Robert S. Silberman

Mgmt

For

For

For

2

Election Of Director: Dr. Charlotte F. Beason

Mgmt

For

For

For

3

Election Of Director: William E. Brock

Mgmt

For

For

For

4

Election Of Director: David A. Coulter

Mgmt

For

For

For

5

Election Of Director: Robert R. Grusky

Mgmt

For

For

For

6

Election Of Director: Robert L. Johnson

Mgmt

For

For

For

7

Election Of Director: Todd A. Milano

Mgmt

For

For

For

8

Election Of Director: G. Thomas Waite, III

Mgmt

For

For

For

9

Election Of Director: J. David Wargo

Mgmt

For

For

For

10

Ratification of Auditor

Mgmt

For

For

For

11

Amendment to the Employee Stock Purchase Plan

Mgmt

For

For

For

 

Sybase, Inc.

 

Ticker

Security ID:

Meeting Date

Meeting Status

SY

CUSIP 871130100

04/14/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Elect John Chen

Mgmt

For

For

For

1.2

Elect Richard Alberding

Mgmt

For

For

For

1.3

Elect Michael Daniels

Mgmt

For

For

For

1.4

Elect Alan Salisbury

Mgmt

For

For

For

1.5

Elect Jack Sum

Mgmt

For

For

For

2

Ratification of Auditor

Mgmt

For

For

For

3

Amendment to the 2003 Stock Plan

Mgmt

For

For

For

 

Taleo Corporation

 

Ticker

Security ID:

Meeting Date

Meeting Status

TLEO

CUSIP 87424N104

05/28/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Elect Gary Bloom

Mgmt

For

For

For

1.2

Elect Greg Santora

Mgmt

For

For

For

2

2009 Equity Incentive Plan

Mgmt

For

For

For

 

Teledyne Technologies Incorporated

 

Ticker

Security ID:

Meeting Date

Meeting Status

TDY

CUSIP 879360105

04/22/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Elect Simon Lorne

Mgmt

For

For

For

1.2

Elect Paul Miller

Mgmt

For

For

For

1.3

Elect Wesley von Schack

Mgmt

For

For

For

2

Ratification of Auditor

Mgmt

For

For

For

 


 

Texas Roadhouse, Inc.

 

Ticker

Security ID:

Meeting Date

Meeting Status

TXRH

CUSIP 882681109

05/21/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Elect Martin Hart

Mgmt

For

For

For

1.2

Elect W. Kent Taylor

Mgmt

For

For

For

2

Ratification of Auditor

Mgmt

For

For

For

 

Thermo Fisher Scientific Inc.

 

Ticker

Security ID:

Meeting Date

Meeting Status

TMO

CUSIP 883556102

05/20/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Elect Judy Lewent

Mgmt

For

For

For

1.2

Elect Peter Manning

Mgmt

For

For

For

1.3

Elect Jim Manzi

Mgmt

For

For

For

1.4

Elect Elaine Ullian

Mgmt

For

For

For

2

Ratification of Auditor

Mgmt

For

For

For

 

Thoratec Corporation

 

Ticker

Security ID:

Meeting Date

Meeting Status

TLC

CUSIP 885175307

05/13/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Elect Neil Dimick

Mgmt

For

For

For

1.2

Elect Gerhard Burbach

Mgmt

For

For

For

1.3

Elect J. Daniel Cole

Mgmt

For

For

For

1.4

Elect Steven Collis

Mgmt

For

For

For

1.5

Elect Elisha Finney

Mgmt

For

For

For

1.6

Elect D. Keith Grossman

Mgmt

For

For

For

1.7

Elect Paul LaViolette

Mgmt

For

For

For

1.8

Elect Daniel Mulvena

Mgmt

For

For

For

2

Ratification of Auditor

Mgmt

For

For

For

 

True Religion Apparel, Inc.

 

Ticker

Security ID:

Meeting Date

Meeting Status

TRLG

CUSIP 89784N104

10/02/2008

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Elect Jeffrey Lubell

Mgmt

For

For

For

1.2

Elect Joseph Coulombe

Mgmt

For

For

For

1.3

Elect G. Louis Graziadio, III

Mgmt

For

For

For

1.4

Elect Robert Harris, II

Mgmt

For

For

For

1.5

Elect Mark Maron

Mgmt

For

For

For

2

To Approve The Executive Cash Incentive Bonus Plan.

Mgmt

For

For

For

3

Ratification of Auditor

Mgmt

For

For

For

 


 

Ubisoft Entertainment SA

 

Ticker

Security ID:

Meeting Date

Meeting Status

 

CINS F9396N106

09/22/2008

Voted

Meeting Type

Country of Trade

 

 

Annual

France

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1

Non-Voting Meeting Note

N/A

N/A

N/A

N/A

2

Non-Voting Meeting Note

N/A

N/A

N/A

N/A

3

Accounts and Reports; Ratification of Board Acts

Mgmt

For

For

For

4

Allocation of Profits/Dividends

Mgmt

For

For

For

5

Consolidated Accounts and Reports

Mgmt

For

For

For

6

Related Party Transactions

Mgmt

For

For

For

7

Authority to Trade in Company Stock

Mgmt

For

Against

Against

8

Authority to Carry Out Formalities

Mgmt

For

For

For

9

Authority to Cancel Shares and Reduce Capital

Mgmt

For

For

For

10

Authority to Issue Shares and/or Convertible Securities w/ Preemptive Rights

Mgmt

For

For

For

11

Authority to Issue Shares and/or Convertible Securities w/o Preemptive Rights

Mgmt

For

For

For

12

Authority to Issue Shares and/or Convertible Securities Under Employee Savings Plan

Mgmt

For

For

For

13

Authority to Grant Stock Options

Mgmt

For

For

For

14

Authority to Issue Restricted Stock to Employees

Mgmt

For

For

For

15

Authority to Increase Capital for Foreign Employee Benefits

Mgmt

For

For

For

16

Authority to Issue Shares and/or Convertible Securities w/out Preemptive Rights

Mgmt

For

Against

Against

17

Authority to Increase Capital in Consideration to Contributions in Kind

Mgmt

For

For

For

18

Global Ceiling on Increases in Capital

Mgmt

For

For

For

19

Authority to Prevent a Takeover of the Company

Mgmt

For

Against

Against

20

Stock Split

Mgmt

For

For

For

21

Authority to Carry Out Formalities

Mgmt

For

For

For

 

Ultra Petroleum Corp.

 

Ticker

Security ID:

Meeting Date

Meeting Status

UPL

CUSIP 903914109

05/21/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Elect Michael Watford

Mgmt

For

For

For

1.2

Elect Roger Brown

Mgmt

For

For

For

1.3

Elect W. Charles Helton

Mgmt

For

For

For

1.4

Elect Stephen McDaniel

Mgmt

For

For

For

1.5

Elect Robert Rigney

Mgmt

For

For

For

2

Ratification of Auditor

Mgmt

For

For

For

3

Shareholder Regarding Report on Climate Change

ShrHoldr

Against

Against

For

4

Transaction of Other Business

Mgmt

For

Against

Against

 

United Therapeutics Corporation

 

Ticker

Security ID:

Meeting Date

Meeting Status

UTHR

CUSIP 91307C102

06/26/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Elect Raymond Kurzweil

Mgmt

For

For

For

1.2

Elect Martine A. Rothblatt

Mgmt

For

For

For

1.3

Elect Louis Sullivan

Mgmt

For

For

For

2

Ratification of Auditor

Mgmt

For

For

For

 


 

VeriFone Holdings, Inc.

 

Ticker

Security ID:

Meeting Date

Meeting Status

PAY

CUSIP 92342Y109

10/08/2008

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Elect Robert Alspaugh

Mgmt

For

For

For

1.2

Elect Douglas Bergeron

Mgmt

For

For

For

1.3

Elect Leslie Denend

Mgmt

For

For

For

1.4

Elect Alex Hart

Mgmt

For

For

For

1.5

Elect Robert Henske

Mgmt

For

For

For

1.6

Elect Eitan Raff

Mgmt

For

For

For

1.7

Elect Charles Rinehart

Mgmt

For

For

For

1.8

Elect Collin Roche

Mgmt

For

For

For

1.9

Elect Jeffrey Stiefler

Mgmt

For

For

For

2

Increase of Authorized Common Stock

Mgmt

For

For

For

3

Amendment to the 2006 Equity Incentive Plan

Mgmt

For

For

For

4

Ratification of Auditor

Mgmt

For

For

For

 

Vertex Pharmaceuticals Incorporated

 

Ticker

Security ID:

Meeting Date

Meeting Status

VRTX

CUSIP 92532F100

05/14/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Elect Roger Brimblecombe

Mgmt

For

For

For

1.2

Elect Bruce Sachs

Mgmt

For

For

For

2

Amendment to the 2006 Stock and Option Plan

Mgmt

For

For

For

3

Ratification of Auditor

Mgmt

For

For

For

 

Wabtec Corp.

 

Ticker

Security ID:

Meeting Date

Meeting Status

WAB

CUSIP 929740108

05/13/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Elect Brian Hehir

Mgmt

For

For

For

1.2

Elect Michael Howell

Mgmt

For

For

For

1.3

Elect Nickolas Vande Steeg

Mgmt

For

For

For

1.4

Elect Gary Valade

Mgmt

For

For

For

 

Waddell & Reed Financial, Inc.

 

Ticker

Security ID:

Meeting Date

Meeting Status

WDR

CUSIP 930059100

04/08/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Elect Dennis Logue

Mgmt

For

For

For

1.2

Elect Ronald Reimer

Mgmt

For

For

For

2

Ratification of Auditor

Mgmt

For

For

For

3

Stockholder Proposal To Require An Advisory Vote On Executive Compensation.

ShrHoldr

Against

For

Against

 


 

Waste Connections, Inc.

 

Ticker

Security ID:

Meeting Date

Meeting Status

WCN

CUSIP 941053100

05/14/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Elect Michael Harlan

Mgmt

For

For

For

1.2

Elect William Razzouk

Mgmt

For

For

For

2

Ratification of Auditor

Mgmt

For

For

For

 

Wendy’s/Arby’s Group Inc.

 

Ticker

Security ID:

Meeting Date

Meeting Status

WEN

CUSIP 950587105

05/28/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Elect Nelson Peltz

Mgmt

For

For

For

1.2

Elect Peter May

Mgmt

For

For

For

1.3

Elect Hugh Carey

Mgmt

For

For

For

1.4

Elect Clive Chajet

Mgmt

For

For

For

1.5

Elect Edward Garden

Mgmt

For

For

For

1.6

Elect Janet Hill

Mgmt

For

For

For

1.7

Elect Joseph Levato

Mgmt

For

For

For

1.8

Elect J. Randolph Lewis

Mgmt

For

For

For

1.9

Elect David Schwab II

Mgmt

For

For

For

1.10

Elect Roland Smith

Mgmt

For

For

For

1.11

Elect Raymond Troubh

Mgmt

For

For

For

1.12

Elect Jack Wasserman

Mgmt

For

For

For

2

Amendment to Refer to Class A Common Stock as Common Stock

Mgmt

For

For

For

3

Amendment to Provide an Alternate Presiding Chairman in the Absence of the Chairman

Mgmt

For

For

For

4

Adoption of Advance Notice Requirement

Mgmt

For

Against

Against

5

Amendment to Supermajority Requirement

Mgmt

For

Against

Against

6

Elimination of Supermajority Requirement

Mgmt

For

For

For

7

Reapproval of the 1999 Executive Bonus Plan

Mgmt

For

For

For

8

Ratification of Auditor

Mgmt

For

For

For

 

WMS Industries Inc.

 

Ticker

Security ID:

Meeting Date

Meeting Status

WMS

CUSIP 929297109

12/11/2008

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Elect Harold Bach, Jr.

Mgmt

For

For

For

1.2

Elect Robert Bahash

Mgmt

For

For

For

1.3

Elect Brian Gamache

Mgmt

For

For

For

1.4

Elect Patricia Nazemetz

Mgmt

For

For

For

1.5

Elect Louis Nicastro

Mgmt

For

For

For

1.6

Elect Neil Nicastro

Mgmt

For

For

For

1.7

Elect Edward Rabin, Jr.

Mgmt

For

For

For

1.8

Elect Ira Sheinfeld

Mgmt

For

For

For

1.9

Elect Bobby Siller

Mgmt

For

For

For

1.10

Elect William Vareschi, Jr.

Mgmt

For

For

For

2

Approval Of Our Employee Stock Purchase Plan.

Mgmt

For

For

For

3

Ratification of Auditor

Mgmt

For

For

For

 


 

Woodward Governor Company

 

Ticker

Security ID:

Meeting Date

Meeting Status

WGOV

CUSIP 980745103

01/22/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Elect Paul Donovan

Mgmt

For

For

For

1.2

Elect Thomas Gendron

Mgmt

For

For

For

1.3

Elect John Halbrook

Mgmt

For

For

For

1.4

Elect Ronald Sega

Mgmt

For

For

For

2

Ratification of Auditor

Mgmt

For

For

For

 


 

Item 1: Proxy Voting Record

Registrant : Columbia Funds Institutional Trust

Fund Name : CMG Strategic Equity Fund

07/01/2008 - 06/30/2009

 

3M Company

 

Ticker

Security ID:

Meeting Date

Meeting Status

MMM

CUSIP 88579Y101

05/12/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1

Elect Linda Alvarado

Mgmt

For

For

For

2

Elect George Buckley

Mgmt

For

For

For

3

Elect Vance Coffman

Mgmt

For

For

For

4

Elect Michael Eskew

Mgmt

For

For

For

5

Elect W. James Farrell

Mgmt

For

For

For

6

Elect Herbert Henkel

Mgmt

For

For

For

7

Elect Edward Liddy

Mgmt

For

For

For

8

Elect Robert Morrison

Mgmt

For

For

For

9

Elect Aulana Peters

Mgmt

For

For

For

10

Elect Robert Ulrich

Mgmt

For

For

For

11

Ratification of Auditor

Mgmt

For

For

For

12

Shareholder Proposal Regarding Right to Call a Special Meeting

ShrHoldr

Against

Against

For

13

Shareholder Proposal Regarding Restricting Executive Compensation

ShrHoldr

Against

Against

For

 

Abbott Laboratories

 

Ticker

Security ID:

Meeting Date

Meeting Status

ABT

CUSIP 002824100

04/24/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Elect Robert Alpern

Mgmt

For

For

For

1.2

Elect Roxanne Austin

Mgmt

For

For

For

1.3

Elect William Daley

Mgmt

For

For

For

1.4

Elect W. James Farrell

Mgmt

For

For

For

1.5

Elect H. Laurance Fuller

Mgmt

For

For

For

1.6

Elect William Osborn

Mgmt

For

For

For

1.7

Elect David Owen

Mgmt

For

For

For

1.8

Elect W. Ann Reynolds

Mgmt

For

For

For

1.9

Elect Roy Roberts

Mgmt

For

For

For

1.10

Elect Samuel Scott III

Mgmt

For

For

For

1.11

Elect William Smithburg

Mgmt

For

For

For

1.12

Elect Glenn Tilton

Mgmt

For

For

For

1.13

Elect Miles White

Mgmt

For

For

For

2

Approval Of The Abbott Laboratories 2009 Incentive Stock Program

Mgmt

For

For

For

3

2009 Employee Stock Purchase Plan

Mgmt

For

For

For

4

Ratification Of Deloitte & Touche Llp As Auditors

Mgmt

For

For

For

5

Shareholder Proposal - Animal Testing

ShrHoldr

Against

Abstain

Against

6

Shareholder Proposal - Health Care Principles

ShrHoldr

Against

Abstain

Against

7

Shareholder Proposal - Advisory Vote

ShrHoldr

Against

For

Against

 


 

Accredo Health, Incorporated

 

Ticker

Security ID:

Meeting Date

Meeting Status

MHS

CUSIP 58405U102

05/21/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1

Elect Charles Lillis

Mgmt

For

For

For

2

Elect Williams Roper

Mgmt

For

For

For

3

Elect David Stevens

Mgmt

For

For

For

4

Ratification of Auditor

Mgmt

For

For

For

5

Executive Annual Incentive Plan

Mgmt

For

For

For

 

Ace Limited

 

Ticker

Security ID:

Meeting Date

Meeting Status

ACE

CUSIP H0023R105

05/20/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1

Elect Michael Atieh

Mgmt

For

For

For

2

Elect Mary Cirillo

Mgmt

For

For

For

3

Elect Bruce Crockett

Mgmt

For

For

For

4

Elect Thomas Neff

Mgmt

For

For

For

5

Annual Report

Mgmt

For

For

For

6

Accounts and Reports

Mgmt

For

For

For

7

Consolidated Accounts and Reports

Mgmt

For

For

For

8

Allocation of Profits/Dividends

Mgmt

For

For

For

9

Ratification of Board Acts

Mgmt

For

For

For

10

Amendments to Articles

Mgmt

For

For

For

11

Appointment of Auditor

Mgmt

For

For

For

12

Appointment of Auditor

Mgmt

For

For

For

13

Appointment of Special Auditor

Mgmt

For

For

For

14

Reduction in Par Value

Mgmt

For

For

For

 


 

Ace Limited

 

Ticker

Security ID:

Meeting Date

Meeting Status

ACE

CUSIP G0070K103

07/14/2008

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1

Election Of Director: Michael G. Atieh To Term Expiring In 2009.

Mgmt

For

For

For

2

Election Of Director: Mary A. Cirillo To Term Expiring In 2009.

Mgmt

For

For

For

3

Election Of Director: Bruce L. Crockett To Term Expiring In 2009.

Mgmt

For

For

For

4

Election Of Director: Thomas J. Neff To Term Expiring In 2009.

Mgmt

For

For

For

5

Election Of Director: Gary M. Stuart To Term Expiring In 2009.

Mgmt

For

For

For

6

Election Of Director: Robert M. Hernandez To Term Expiring In 2010.

Mgmt

For

For

For

7

Election Of Director: Peter Menikoff To Term Expiring In 2010.

Mgmt

For

For

For

8

Election Of Director: Robert Ripp To Term Expiring In 2010.

Mgmt

For

For

For

9

Election Of Director: Dermot F. Smurfit To Term Expiring In 2010.

Mgmt

For

For

For

10

Election Of Director: Evan G. Greenberg To Term Expiring In

Mgmt

For

For

For

11

Election Of Director: John A. Krol To Term Expiring In 2011.

Mgmt

For

For

For

12

Election Of Director: Leo F. Mullin To Term Expiring In 2011.

Mgmt

For

For

For

13

Election Of Director: Olivier Steimer To Term Expiring In 2011.

Mgmt

For

For

For

14

De-Registration From The Cayman Islands

Mgmt

For

For

For

15

Requirement Of The Preparation Of A Special Purpose Unconsolidated Balance Sheet

Mgmt

For

For

For

16

Amendment To Par Value

Mgmt

For

For

For

17

Registration Of The Company In Zurich, Switzerland

Mgmt

For

For

For

18

Approval Of The Name Of The Company

Mgmt

For

For

For

19

Approval Of The Change Of The Purpose Of The Company

Mgmt

For

For

For

20

Approval Of The Rearrangement Of The Company S Existing Share Capital

Mgmt

For

For

For

21

Approval Of The Company S Articles Of Association

Mgmt

For

For

For

22

Confirmation Of Swiss Law As The Authoritative Legislation Governing The Company

Mgmt

For

For

For

23

Approval Of Zurich, Switzerland As The Company’S Principal Place Of Business

Mgmt

For

For

For

24

Appointment Of Special Auditor

Mgmt

For

For

For

25

Amendment To The 2004 Long-Term Incentive Plan

Mgmt

For

For

For

26

Ratification Of Auditor

Mgmt

For

For

For

27

Approval Of Dividend In The Form Of A Par Value Reduction

Mgmt

For

For

For

 


 

Activision Blizzard, Inc.

 

Ticker

Security ID:

Meeting Date

Meeting Status

ATVI

CUSIP 00507V109

06/05/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Elect Philippe Capron

Mgmt

For

For

For

1.2

Elect Robert Corti

Mgmt

For

For

For

1.3

Elect Frederic Crepin

Mgmt

For

Withhold

Against

1.4

Elect Brian Kelly

Mgmt

For

For

For

1.5

Elect Robert Kotick

Mgmt

For

For

For

1.6

Elect Jean-Bernard Levy

Mgmt

For

Withhold

Against

1.7

Elect Robert Morgado

Mgmt

For

For

For

1.8

Elect Douglas Morris

Mgmt

For

Withhold

Against

1.9

Elect Stephane Roussel

Mgmt

For

For

For

1.10

Elect Richard Sarnoff

Mgmt

For

For

For

1.11

Elect Regis Turrini

Mgmt

For

For

For

2

Amendment to the 2008 Incentive Plan

Mgmt

For

For

For

 

Advance Auto Parts, Inc.

 

Ticker

Security ID:

Meeting Date

Meeting Status

AAP

CUSIP 00751Y106

05/20/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Elect John Bergstrom

Mgmt

For

For

For

1.2

Elect John Brouillard

Mgmt

For

For

For

1.3

Elect Darren Jackson

Mgmt

For

For

For

1.4

Elect William Oglesby

Mgmt

For

For

For

1.5

Elect Gilbert Ray

Mgmt

For

For

For

1.6

Elect Carlos Saladrigas

Mgmt

For

For

For

1.7

Elect Francesca Spinelli

Mgmt

For

For

For

2

Ratification of Auditor

Mgmt

For

For

For

 

AECOM Technology Corp

 

Ticker

Security ID:

Meeting Date

Meeting Status

ACM

CUSIP 00766T100

03/05/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Elect James Fordyce

Mgmt

For

For

For

1.2

Elect Linda Griego

Mgmt

For

For

For

1.3

Elect Richard Newman

Mgmt

For

For

For

1.4

Elect William Ouchi

Mgmt

For

For

For

2

Ratification of Auditor

Mgmt

For

For

For

 


 

Aetna Inc.

 

Ticker

Security ID:

Meeting Date

Meeting Status

AET

CUSIP 00817Y108

05/29/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1

Elect Frank Clark

Mgmt

For

For

For

2

Elect Betsy Cohen

Mgmt

For

For

For

3

Elect Molly Coye

Mgmt

For

For

For

4

Elect Roger Farah

Mgmt

For

For

For

5

Elect Barbara Franklin

Mgmt

For

For

For

6

Elect Jeffrey Garten

Mgmt

For

For

For

7

Elect Earl Graves

Mgmt

For

For

For

8

Elect Gerald Greenwald

Mgmt

For

For

For

9

Elect Ellen Hancock

Mgmt

For

For

For

10

Elect Richard Harrington

Mgmt

For

For

For

11

Elect Edward Ludwig

Mgmt

For

For

For

12

Elect Joseph Newhouse

Mgmt

For

For

For

13

Elect Ronald Williams

Mgmt

For

For

For

14

Ratification of Auditor

Mgmt

For

For

For

15

Shareholder Proposal Regarding Cumulative Voting

ShrHoldr

Against

For

Against

16

Shareholder Proposal Regarding Nominating a Retired Executive to the Board

ShrHoldr

Against

Against

For

 


 

Affiliated Computer Services, Inc.

 

Ticker

Security ID:

Meeting Date

Meeting Status

ACS

CUSIP 008190100

05/28/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Elect Darwin Deason

Mgmt

For

For

For

1.2

Elect Lynn Blodgett

Mgmt

For

For

For

1.3

Elect Robert Druskin

Mgmt

For

For

For

1.4

Elect Kurt Krauss

Mgmt

For

For

For

1.5

Elect Ted Miller, Jr.

Mgmt

For

For

For

1.6

Elect Paul Sullivan

Mgmt

For

For

For

1.7

Elect Frank Varasano

Mgmt

For

For

For

2

Senior Executive Annual Incentive Plan

Mgmt

For

For

For

3

Ratification of Auditor

Mgmt

For

For

For

 

Albemarle Corporation

 

Ticker

Security ID:

Meeting Date

Meeting Status

ALB

CUSIP 012653101

05/13/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Elect J. Alfred Broaddus, Jr.

Mgmt

For

For

For

1.2

Elect R. William Ide III

Mgmt

For

For

For

1.3

Elect Richard Morrill

Mgmt

For

For

For

1.4

Elect Jim Nokes

Mgmt

For

For

For

1.5

Elect Mark Rohr

Mgmt

For

For

For

1.6

Elect John Sherman, Jr.

Mgmt

For

For

For

1.7

Elect Charles Stewart

Mgmt

For

For

For

1.8

Elect Harriet Taggart

Mgmt

For

For

For

1.9

Elect Anne Whittemore

Mgmt

For

For

For

2

Amendment to the 2008 Incentive Plan

Mgmt

For

For

For

3

Ratification of Auditor

Mgmt

For

For

For

 

Alcoa Inc.

 

Ticker

Security ID:

Meeting Date

Meeting Status

AA

CUSIP 013817101

05/08/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Elect Kathryn Fuller

Mgmt

For

For

For

1.2

Elect Judith Gueron

Mgmt

For

For

For

1.3

Elect Patricia Russo

Mgmt

For

For

For

1.4

Elect Ernesto Zedillo

Mgmt

For

For

For

2

Ratification of Auditor

Mgmt

For

For

For

3

2009 Stock Incentive Plan

Mgmt

For

For

For

4

Shareholder Proposal Regarding a Simple Majority Vote

ShrHoldr

Against

For

Against

 


 

Allergan, Inc.

 

Ticker

Security ID:

Meeting Date

Meeting Status

AGN

CUSIP 018490102

04/30/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1

Election Of Director: Herbert W. Boyer, Ph.D.

Mgmt

For

For

For

2

Election Of Director: Robert A. Ingram

Mgmt

For

Against

Against

3

Election Of Director: David E.I. Pyott

Mgmt

For

For

For

4

Election Of Director: Russell T. Ray

Mgmt

For

For

For

5

Ratification of Auditor

Mgmt

For

For

For

6

Shareholder Proposal Regarding Additional Animal Testing Disclosure

ShrHoldr

Against

Abstain

Against

 

Altera Corporation

 

Ticker

Security ID:

Meeting Date

Meeting Status

ALTR

CUSIP 021441100

05/12/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1

Elect John Daane

Mgmt

For

For

For

2

Elect Robert Finocchio, Jr.

Mgmt

For

For

For

3

Elect Kevin McGarity

Mgmt

For

For

For

4

Elect Gregory Myers

Mgmt

For

For

For

5

Elect Krish Prabhu

Mgmt

For

For

For

6

Elect John Shoemaker

Mgmt

For

For

For

7

Elect Susan Wang

Mgmt

For

For

For

8

Amendment to the 2005 Equity Incentive Plan

Mgmt

For

For

For

9

Amendment to the 1987 Employee Stock Purchase Plan

Mgmt

For

For

For

10

Ratification of Auditor

Mgmt

For

For

For

 

Altria Group, Inc.

 

Ticker

Security ID:

Meeting Date

Meeting Status

MO

CUSIP 02209S103

05/19/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1

Elect Elizabeth Bailey

Mgmt

For

For

For

2

Elect Gerald Baliles

Mgmt

For

For

For

3

Elect Dinyar Devitre

Mgmt

For

For

For

4

Elect Thomas Farrell II

Mgmt

For

For

For

5

Elect Robert Huntley

Mgmt

For

For

For

6

Elect Thomas Jones

Mgmt

For

For

For

7

Elect George Muñoz

Mgmt

For

For

For

8

Elect Nabil Sakkab

Mgmt

For

For

For

9

Elect Michael Szymanczyk

Mgmt

For

For

For

10

Ratification of Auditor

Mgmt

For

For

For

11

Shareholder Proposal Regarding Reduction of Nicotine Content in New Brands/Brand Extensions

ShrHoldr

Against

Abstain

Against

12

Shareholder Proposal Regarding Food Insecurity and Tobacco Use

ShrHoldr

Against

Abstain

Against

13

Shareholder Proposal Regarding Adoption of Principles for Health Care Reform

ShrHoldr

Against

Abstain

Against

14

Shareholder Proposal Regarding Human Rights Protocols

ShrHoldr

Against

Abstain

Against

15

Shareholder Proposal Regarding Advisory Vote on Compensation (Say on Pay)

ShrHoldr

Against

Against

For

16

Shareholder Proposal Regarding Political Contributions and Expenditure Report

ShrHoldr

Against

Abstain

Against

 


 

American Express Company

 

Ticker

Security ID:

Meeting Date

Meeting Status

AXP

CUSIP 025816109

04/27/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1

Election Of Director: D.F. Akerson

Mgmt

For

For

For

2

Election Of Director: C. Barshefsky

Mgmt

For

For

For

3

Election Of Director: U.M. Burns

Mgmt

For

For

For

4

Election Of Director: K.I. Chenault

Mgmt

For

For

For

5

Election Of Director: P. Chernin

Mgmt

For

For

For

6

Election Of Director: J. Leschly

Mgmt

For

For

For

7

Election Of Director: R.C. Levin

Mgmt

For

For

For

8

Election Of Director: R.A. Mcginn

Mgmt

For

For

For

9

Election Of Director: E.D. Miller

Mgmt

For

For

For

10

Election Of Director: S.S Reinemund

Mgmt

For

For

For

11

Election Of Director: R.D. Walter

Mgmt

For

For

For

12

Election Of Director: R.A. Williams

Mgmt

For

For

For

13

Ratification Of Auditor

Mgmt

For

For

For

14

Advisory (Non-Binding) Vote Approving Executive Compensation.

Mgmt

For

For

For

15

Shareholder Proposal Relating To Cumulative Voting For Directors.

ShrHoldr

Against

For

Against

16

Shareholder Proposal Regarding Right to Call a Special Meeting

ShrHoldr

Against

For

Against

 

American Tower Corporation

 

Ticker

Security ID:

Meeting Date

Meeting Status

AMT

CUSIP 029912201

05/06/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1

Elect Raymond Dolan

Mgmt

For

For

For

2

Elect Ronald Dykes

Mgmt

For

For

For

3

Elect Carolyn Katz

Mgmt

For

For

For

4

Elect Gustavo Lara Cantu

Mgmt

For

For

For

5

Elect JoAnn Reed

Mgmt

For

For

For

6

Elect Pamela Reeve

Mgmt

For

For

For

7

Elect David Sharbutt

Mgmt

For

For

For

8

Elect James Taiclet, Jr.

Mgmt

For

For

For

9

Elect Samme Thompson

Mgmt

For

For

For

10

Ratification of Auditor

Mgmt

For

For

For

 

Amerigroup Corporation

 

Ticker

Security ID:

Meeting Date

Meeting Status

AGP

CUSIP 03073T102

05/07/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Elect Thomas Capps

Mgmt

For

For

For

1.2

Elect Emerson Fullwood

Mgmt

For

For

For

1.3

Elect William McBride

Mgmt

For

For

For

2

Ratification of Auditor

Mgmt

For

For

For

3

2009 Equity Incentive Plan

Mgmt

For

For

For

 


 

Ameriprise Financial, Inc.

 

Ticker

Security ID:

Meeting Date

Meeting Status

AMP

CUSIP 03076C106

04/22/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1

Election Of Director: Warren D. Knowlton

Mgmt

For

For

For

2

Election Of Director: Jeffrey Noddle

Mgmt

For

For

For

3

Election Of Director: Robert F. Sharpe, Jr.

Mgmt

For

For

For

4

Ratification of Auditor

Mgmt

For

For

For

 

Amgen Inc.

 

Ticker

Security ID:

Meeting Date

Meeting Status

AMGN

CUSIP 031162100

05/06/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1

Elect David Baltimore

Mgmt

For

For

For

2

Elect Frank Biondi, Jr.

Mgmt

For

For

For

3

Elect François de Carbonnel

Mgmt

For

For

For

4

Elect Jerry Choate

Mgmt

For

For

For

5

Elect Vance Coffman

Mgmt

For

For

For

6

Elect Frederick Gluck

Mgmt

For

For

For

7

Elect Frank Herringer

Mgmt

For

For

For

8

Elect Gilbert Omenn

Mgmt

For

For

For

9

Elect Judith Pelham

Mgmt

For

For

For

10

Elect J. Paul Reason

Mgmt

For

For

For

11

Elect Leonard Schaeffer

Mgmt

For

For

For

12

Elect Kevin Sharer

Mgmt

For

For

For

13

Ratification of Auditor

Mgmt

For

For

For

14

2009 Equity Incentive Plan

Mgmt

For

For

For

15

Elimination of Supermajority Requirement

Mgmt

For

For

For

16

Shareholder Proposal Regarding Right to Call a Special Meeting

ShrHoldr

Against

Against

For

17

Shareholder Proposal Regarding Reincorporation

ShrHoldr

Against

Against

For

 

Amphenol Corporation

 

Ticker

Security ID:

Meeting Date

Meeting Status

APH

CUSIP 032095101

05/20/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Elect Edward Jepsen

Mgmt

For

For

For

1.2

Elect John Lord

Mgmt

For

For

For

2

Ratification of Auditor

Mgmt

For

For

For

3

2009 Executive Incentive Plan

Mgmt

For

For

For

4

2009 Stock Purchase and Option Plan

Mgmt

For

For

For

 


 

Aon Corporation

 

Ticker

Security ID:

Meeting Date

Meeting Status

AOC

CUSIP 037389103

05/15/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1

Elect Lester Knight

Mgmt

For

For

For

2

Elect Gregory Case

Mgmt

For

For

For

3

Elect Fulvio Conti

Mgmt

For

For

For

4

Elect Edgar Jannotta

Mgmt

For

For

For

5

Elect Jan Kalff

Mgmt

For

For

For

6

Elect J. Michael Losh

Mgmt

For

For

For

7

Elect R. Eden Martin

Mgmt

For

Against

Against

8

Elect Andrew McKenna

Mgmt

For

For

For

9

Elect Robert Morrison

Mgmt

For

For

For

10

Elect Richard Myers

Mgmt

For

For

For

11

Elect Richard Notebaert

Mgmt

For

For

For

12

Elect John Rogers, Jr.

Mgmt

For

Against

Against

13

Elect Gloria Santona

Mgmt

For

For

For

14

Elect Carolyn Woo

Mgmt

For

For

For

15

Ratification of Auditor

Mgmt

For

For

For

 

Apache Corporation

 

Ticker

Security ID:

Meeting Date

Meeting Status

APA

CUSIP 037411105

05/07/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1

Elect Frederick Bohen

Mgmt

For

Against

Against

2

Elect George Lawrence

Mgmt

For

Against

Against

3

Elect Rodman Patton

Mgmt

For

For

For

4

Elect Charles Pitman

Mgmt

For

For

For

 

Apple Inc.

 

Ticker

Security ID:

Meeting Date

Meeting Status

AAPL

CUSIP 037833100

02/25/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Elect William Campbell

Mgmt

For

For

For

1.2

Elect Millard Drexler

Mgmt

For

For

For

1.3

Elect Albert Gore, Jr.

Mgmt

For

For

For

1.4

Elect Steven Jobs

Mgmt

For

For

For

1.5

Elect Andrea Jung

Mgmt

For

For

For

1.6

Elect Arthur Levinson

Mgmt

For

For

For

1.7

Elect Eric Schmidt

Mgmt

For

For

For

1.8

Elect Jerome York

Mgmt

For

For

For

2

Shareholder Proposal Regarding Political Contributions and Expenditure Report

ShrHoldr

Against

For

Against

3

Shareholder Proposal Regarding Adoption of Principles for Health Care Reform

ShrHoldr

Against

Abstain

Against

4

Shareholder Proposal Regarding Sustainability Report

ShrHoldr

Against

Abstain

Against

5

Shareholder Proposal Regarding Advisory Vote on Compensation (Say on Pay)

ShrHoldr

Against

For

Against

 


 

ArcelorMittal S.A. (fka Mittal Steel Co.)

 

Ticker

Security ID:

Meeting Date

Meeting Status

MT

CUSIP 03938L104

05/12/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1

Presentation of Board and Auditor’s Reports

Mgmt

Abstain

For

Against

2

Consolidated Accounts and Reports

Mgmt

For

For

For

3

Accounts and Reports

Mgmt

For

For

For

4

Allocation of Profits/Dividends

Mgmt

For

For

For

5

Directors’ Fees

Mgmt

For

For

For

6

Ratification of Board Acts

Mgmt

For

For

For

7

Acknowledgment of End of Mandate of Directors

Mgmt

For

For

For

8

Elect Narayanan Vaghul

Mgmt

For

For

For

9

Elect Wilbur Ross

Mgmt

For

For

For

10

Elect François Pinault

Mgmt

For

For

For

11

Authority to Repurchase Shares

Mgmt

For

For

For

12

Appointment of Auditor

Mgmt

For

For

For

13

Authority to Issue Restricted Stock as Part of Bonus Pay

Mgmt

For

For

For

14

Authority to Grant Stock Options; Approval of Long-Term Incentive Plan

Mgmt

For

For

For

15

Employee Share Purchase Plan

Mgmt

For

For

For

16

Authority to Increase Share Capital

Mgmt

For

For

For

 

ArcelorMittal S.A. (fka Mittal Steel Co.)

 

Ticker

Security ID:

Meeting Date

Meeting Status

MT

CUSIP 03938L104

06/17/2009

Voted

Meeting Type

Country of Trade

 

 

Special

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1

Authority to Increase Share Capital

Mgmt

For

For

For

 


 

Arch Capital Group Ltd.

 

Ticker

Security ID:

Meeting Date

Meeting Status

ACGL

CUSIP G0450A105

05/06/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Elect Constantine Iordanou

Mgmt

For

For

For

1.2

Elect James Meenaghan

Mgmt

For

For

For

1.3

Elect John Pasquesi

Mgmt

For

For

For

1.4

Elect William Beveridge

Mgmt

For

For

For

1.5

Elect Dennis Brand

Mgmt

For

For

For

1.6

Elect Knud Christensen

Mgmt

For

For

For

1.7

Elect Graham Collis

Mgmt

For

For

For

1.8

Elect William Cooney

Mgmt

For

For

For

1.9

Elect Elizabeth Fullerton-Rome

Mgmt

For

For

For

1.10

Elect Rutger Funnekotter

Mgmt

For

For

For

1.11

Elect Marc Grandisson

Mgmt

For

For

For

1.12

Elect Michael Greene

Mgmt

For

For

For

1.13

Elect John Hele

Mgmt

For

For

For

1.14

Elect David Hipkin

Mgmt

For

For

For

1.15

Elect W. Preston Hutchings

Mgmt

For

For

For

1.16

Elect Constantine Iordanou

Mgmt

For

For

For

1.17

Elect Wolbert Kamphuijs

Mgmt

For

For

For

1.18

Elect Michael Kier

Mgmt

For

For

For

1.19

Elect Mark Lyons

Mgmt

For

For

For

1.20

Elect Michael Murphy

Mgmt

For

For

For

1.21

Elect Martin Nilsen

Mgmt

For

For

For

1.22

Elect Nicholas Papadopoulo

Mgmt

For

For

For

1.23

Elect Michael Quinn

Mgmt

For

For

For

1.24

Elect Maamoun Rajeh

Mgmt

For

For

For

1.25

Elect Paul Robotham

Mgmt

For

For

For

1.26

Elect Soren Scheuer

Mgmt

For

For

For

1.27

Elect Budhi Singh

Mgmt

For

For

For

1.28

Elect Helmut Sohler

Mgmt

For

For

For

1.29

Elect Robert Van Gieson

Mgmt

For

For

For

1.30

Elect Angus Watson

Mgmt

For

For

For

1.31

Elect James Weatherstone

Mgmt

For

For

For

2

Ratification of Auditor

Mgmt

For

For

For

 

Ariba, Inc.

 

Ticker

Security ID:

Meeting Date

Meeting Status

ARBA

CUSIP 04033V203

03/11/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Elect Harriet Edelman

Mgmt

For

For

For

1.2

Elect Richard Kashnow

Mgmt

For

For

For

1.3

Elect Robert Johnson

Mgmt

For

For

For

2

Amendment to the 1999 Equity Incentive Plan

Mgmt

For

Against

Against

3

Amendment to the Employee Stock Purchase Plan

Mgmt

For

For

For

4

Ratification of Auditor

Mgmt

For

For

For

 


 

AstraZeneca plc

 

Ticker

Security ID:

Meeting Date

Meeting Status

AZN

CUSIP 046353108

04/30/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1

Accounts and Reports

Mgmt

For

For

For

2

To Confirm Dividends

Mgmt

For

For

For

3

To Re-Appoint Kpmg Audit Plc, London As Auditor

Mgmt

For

For

For

4

To Authorise The Directors To Agree The Remuneration Of The Auditor

Mgmt

For

For

For

5

Election Of Director: Louis Schweitzer

Mgmt

For

Against

Against

6

Election Of Director: David Brennan

Mgmt

For

For

For

7

Election Of Director: Simon Lowth

Mgmt

For

For

For

8

Election Of Director: Bo Angelin

Mgmt

For

For

For

9

Election Of Director: John Buchanan

Mgmt

For

For

For

10

Election Of Director: Jean-Philippe Courtois

Mgmt

For

For

For

11

Election Of Director: Jane Henney

Mgmt

For

For

For

12

Election Of Director: Michele Hooper

Mgmt

For

For

For

13

Election Of Director: Rudy Markham

Mgmt

For

For

For

14

Election Of Director: Dame Nancy Rothwell

Mgmt

For

For

For

15

Election Of Director: John Varley

Mgmt

For

For

For

16

Election Of Director: Marcus Wallenberg

Mgmt

For

For

For

17

Directors’ Remuneration Report

Mgmt

For

For

For

18

To Authorise Limited Eu Political Donations

Mgmt

For

For

For

19

To Authorise The Directors To Allot Unissued Shares

Mgmt

For

For

For

20

To Authorise The Directors To Disapply Pre-Emption Rights

Mgmt

For

For

For

21

To Authorise The Company To Purchase Its Own Shares

Mgmt

For

For

For

 

AT&T Corp.

 

Ticker

Security ID:

Meeting Date

Meeting Status

T

CUSIP 00206R102

04/24/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1

Election Of Director: Randall L. Stephenson

Mgmt

For

For

For

2

Election Of Director: William F. Aldinger Iii

Mgmt

For

For

For

3

Election Of Director: Gilbert F. Amelio

Mgmt

For

For

For

4

Election Of Director: Reuben V. Anderson

Mgmt

For

For

For

5

Election Of Director: James H. Blanchard

Mgmt

For

For

For

6

Election Of Director: August A. Busch III

Mgmt

For

For

For

7

Election Of Director: Jaime Chico Pardo

Mgmt

For

Against

Against

8

Election Of Director: James P. Kelly

Mgmt

For

For

For

9

Election Of Director: Jon C. Madonna

Mgmt

For

For

For

10

Election Of Director: Lynn M. Martin

Mgmt

For

For

For

11

Election Of Director: John B. Mccoy

Mgmt

For

For

For

12

Election Of Director: Mary S. Metz

Mgmt

For

For

For

13

Election Of Director: Joyce M. Roche

Mgmt

For

For

For

14

Election Of Director: Laura D Andrea Tyson

Mgmt

For

For

For

15

Election Of Director: Patricia P. Upton

Mgmt

For

For

For

16

Ratification Of Appointment Of Independent Auditors.

Mgmt

For

For

For

17

Amendment To Increase Authorized Shares.

Mgmt

For

For

For

18

Report On Political Contributions.

ShrHoldr

Against

Against

For

19

Special Stockholder Meetings.

ShrHoldr

Against

For

Against

20

Cumulative Voting.

ShrHoldr

Against

For

Against

21

Bylaw Requiring Independent Chairman.

ShrHoldr

Against

For

Against

22

Advisory Vote On Compensation.

ShrHoldr

Against

For

Against

23

Pension Credit Policy.

ShrHoldr

Against

For

Against

 


 

Avon Products, Inc.

 

Ticker

Security ID:

Meeting Date

Meeting Status

AVP

CUSIP 054303102

05/07/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Elect W. Don Cornwell

Mgmt

For

For

For

1.2

Elect Edward Fogarty

Mgmt

For

For

For

1.3

Elect V. Ann Hailey

Mgmt

For

For

For

1.4

Elect Fred Hassan

Mgmt

For

For

For

1.5

Elect Andrea Jung

Mgmt

For

For

For

1.6

Elect Maria Lagomasino

Mgmt

For

For

For

1.7

Elect Ann Moore

Mgmt

For

For

For

1.8

Elect Paul Pressler

Mgmt

For

For

For

1.9

Elect Gary Rodkin

Mgmt

For

For

For

1.10

Elect Paula Stern

Mgmt

For

For

For

1.11

Elect Lawrence Weinbach

Mgmt

For

For

For

2

Ratification of Auditor

Mgmt

For

For

For

3

Shareholder Proposal Regarding Nanomaterial Report

ShrHoldr

Against

Abstain

Against

 

Axis Capital Holdings Limited

 

Ticker

Security ID:

Meeting Date

Meeting Status

AXS

CUSIP G0692U109

05/06/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Elect Michael Butt

Mgmt

For

For

For

1.2

Elect John Charman

Mgmt

For

For

For

1.3

Elect Charles Davis

Mgmt

For

For

For

1.4

Elect Andrew Large

Mgmt

For

For

For

2

Amendment to the 2007 Long-Term Equity Compensation Plan

Mgmt

For

For

For

3

Amendments to Bye-laws

Mgmt

For

For

For

4

Appointment of Auditor

Mgmt

For

For

For

 

Baxter International Inc.

 

Ticker

Security ID:

Meeting Date

Meeting Status

BAX

CUSIP 071813109

05/05/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1

Elect Walter Boomer

Mgmt

For

For

For

2

Elect James Gavin III

Mgmt

For

For

For

3

Elect Peter Hellman

Mgmt

For

For

For

4

Elect K.J. Storm

Mgmt

For

For

For

5

Ratification of Auditor

Mgmt

For

For

For

6

Shareholder Proposal Regarding Animal Testing

ShrHoldr

Against

Abstain

Against

 


 

Best Buy Co., Inc.

 

Ticker

Security ID:

Meeting Date

Meeting Status

BBY

CUSIP 086516101

06/24/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Elect Ronald James

Mgmt

For

For

For

1.2

Elect Elliot Kaplan

Mgmt

For

For

For

1.3

Elect Sanjay Khosla

Mgmt

For

For

For

1.4

Elect George Mikan III

Mgmt

For

For

For

1.5

Elect Matthew Paull

Mgmt

For

For

For

1.6

Elect Richard Schulze

Mgmt

For

For

For

1.7

Elect Hatim Tyabji

Mgmt

For

For

For

1.8

Elect Gérard Vittecoq

Mgmt

For

For

For

2

Ratification of Auditor

Mgmt

For

For

For

3

Amendment to the 2004 Omnibus Stock and Incentive Plan

Mgmt

For

For

For

4

Amendment to Change the Approval Required For Certain Business Combinations

Mgmt

For

For

For

5

Amendment to Decrease Shareholder Approval Required to Amend Article IX

Mgmt

For

For

For

6

Amendment to Decrease Shareholder Approval Required to Remove Directors Without Cause

Mgmt

For

For

For

7

Amendment to Decrease Shareholder Approval Required to Amend Classified Board Provisions

Mgmt

For

For

For

8

Amendment to Decrease Shareholder Approval Required For Certain Stock Repurchases from Shareholders

Mgmt

For

For

For

9

Amendment to Decrease Shareholder Approval Required to Amend Article X

Mgmt

For

For

For

 

Boeing Company

 

Ticker

Security ID:

Meeting Date

Meeting Status

BA

CUSIP 097023105

04/27/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1

Election Of Director: John H. Biggs

Mgmt

For

For

For

2

Election Of Director: John E. Bryson

Mgmt

For

For

For

3

Election Of Director: Arthur D. Collins, Jr.

Mgmt

For

For

For

4

Election Of Director: Linda Z. Cook

Mgmt

For

For

For

5

Election Of Director: William M. Daley

Mgmt

For

For

For

6

Election Of Director: Kenneth M. Duberstein

Mgmt

For

For

For

7

Election Of Director: John F. Mcdonnell

Mgmt

For

For

For

8

Election Of Director: W. James Mcnerney, Jr.

Mgmt

For

For

For

9

Election Of Director: Mike S. Zafirovski

Mgmt

For

For

For

10

Amendment To The Boeing Company 2003 Incentive Stock Plan.

Mgmt

For

For

For

11

Ratification Of Auditor

Mgmt

For

For

For

12

Adopt Cumulative Voting.

ShrHoldr

Against

For

Against

13

Require Advisory Vote On Named Executive Officer Compensation.

ShrHoldr

Against

Against

For

14

Adopt Health Care Principles.

ShrHoldr

Against

Abstain

Against

15

Prepare A Report On Foreign Military Sales.

ShrHoldr

Against

Abstain

Against

16

Require An Independent Lead Director.

ShrHoldr

Against

For

Against

17

Require Shareholder Approval Of Future Severance Arrangements.

ShrHoldr

Against

Against

For

18

Require Disclosure Of Political Contributions.

ShrHoldr

Against

Against

For

 


 

Bristol-Myers Squibb Company

 

Ticker

Security ID:

Meeting Date

Meeting Status

BMY

CUSIP 110122108

05/05/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1

Elect Lamberto Andreotti

Mgmt

For

For

For

2

Elect Lewis Campbell

Mgmt

For

For

For

3

Elect James Cornelius

Mgmt

For

For

For

4

Elect Louis Freeh

Mgmt

For

For

For

5

Elect Laurie Glimcher

Mgmt

For

For

For

6

Elect Michael Grobstein

Mgmt

For

For

For

7

Elect Leif Johansson

Mgmt

For

For

For

8

Elect Alan Lacy

Mgmt

For

For

For

9

Elect Vicki Sato

Mgmt

For

For

For

10

Elect Togo West

Mgmt

For

For

For

11

Elect R. Sanders Williams

Mgmt

For

For

For

12

Ratification of Auditor

Mgmt

For

For

For

13

Shareholder Proposal Regarding Disclosure of Executive Compensation

ShrHoldr

Against

Against

For

14

Shareholder Proposal Regarding Eliminating Supermajority Provisions

ShrHoldr

Against

For

Against

15

Shareholder Proposal Regarding Right to Call a Special Meeting

ShrHoldr

Against

Against

For

16

Shareholder Proposal Regarding Advisory Vote on Compensation (Say on Pay)

ShrHoldr

Against

For

Against

 

Brocade Communications Systems

 

Ticker

Security ID:

Meeting Date

Meeting Status

BRCD

CUSIP 111621306

04/15/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1

Election Of Director: Judy Bruner

Mgmt

For

For

For

2

Election Of Director: David L. House

Mgmt

For

For

For

3

Election Of Director: L. William Krause

Mgmt

For

For

For

4

Approval Of The 2009 Stock Plan

Mgmt

For

For

For

5

Approval Of The 2009 Director Plan

Mgmt

For

For

For

6

Approval Of The 2009 Employee Stock Purchase Plan

Mgmt

For

For

For

7

Ratification of Auditor

Mgmt

For

For

For

8

Shareholder Proposal Regarding Simple Majority Vote

ShrHoldr

Against

For

Against

9

Shareholder Proposal Regarding Declassification of the Board

ShrHoldr

Against

For

Against

 

Cameron International Corporation

 

Ticker

Security ID:

Meeting Date

Meeting Status

CAM

CUSIP 13342B105

05/13/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Elect C. Baker Cunningham

Mgmt

For

For

For

1.2

Elect Sheldon Erikson

Mgmt

For

For

For

1.3

Elect Douglas Foshee

Mgmt

For

For

For

2

Amendment to the 2005 Equity Incentive Plan

Mgmt

For

For

For

3

Ratification of Auditor

Mgmt

For

For

For

 


 

Carnival Corporation

 

Ticker

Security ID:

Meeting Date

Meeting Status

CCL

CUSIP 143658300

04/15/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Elect Micky Arison

Mgmt

For

For

For

1.2

Elect Richard Capen, Jr.

Mgmt

For

For

For

1.3

Elect Robert Dickinson

Mgmt

For

For

For

1.4

Elect Arnold Donald

Mgmt

For

For

For

1.5

Elect Pier Foschi

Mgmt

For

For

For

1.6

Elect Howard Frank

Mgmt

For

For

For

1.7

Elect Richard Glasier

Mgmt

For

For

For

1.8

Elect Modesto Maidique

Mgmt

For

Withhold

Against

1.9

Elect Sir John Parker

Mgmt

For

For

For

1.10

Elect Peter Ratcliffe

Mgmt

For

For

For

1.11

Elect Stuart Subotnick

Mgmt

For

For

For

1.12

Elect Laura Weil

Mgmt

For

For

For

1.13

Elect Randall Weisenburger

Mgmt

For

For

For

1.14

Elect Uzi Zucker

Mgmt

For

For

For

2

Appointment of Auditor

Mgmt

For

For

For

3

Authority to Set Auditor’s Fees

Mgmt

For

For

For

4

Accounts and Reports

Mgmt

For

For

For

5

Directors’ Remuneration Report

Mgmt

For

For

For

6

Authority to Increase Authorised Capital

Mgmt

For

For

For

7

To Adopt The Amended And Restated Articles Of Association Of Carnival PLC.

Mgmt

For

Against

Against

8

Further Amendments to Articles

Mgmt

For

For

For

9

Authority to Issue Shares w/ Preemptive Rights

Mgmt

For

For

For

10

Authority to Issue Shares w/o Preemptive Rights

Mgmt

For

For

For

11

Authority to Repurchase Shares

Mgmt

For

For

For

 

Celgene Corporation

 

Ticker

Security ID:

Meeting Date

Meeting Status

CELG

CUSIP 151020104

06/17/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Elect Sol Barer

Mgmt

For

For

For

1.2

Elect Robert Hugin

Mgmt

For

For

For

1.3

Elect Michael Casey

Mgmt

For

For

For

1.4

Elect Rodman Drake

Mgmt

For

For

For

1.5

Elect Arthur Hayes, Jr.

Mgmt

For

For

For

1.6

Elect Gilla Kaplan

Mgmt

For

For

For

1.7

Elect James Loughlin

Mgmt

For

For

For

1.8

Elect Ernest Mario

Mgmt

For

For

For

1.9

Elect Walter Robb

Mgmt

For

For

For

2

Ratification of Auditor

Mgmt

For

For

For

3

Amendment to the 2008 Stock Incentive Plan

Mgmt

For

For

For

4

Shareholder Proposal Regarding Majority Voting for the Election of Directors

ShrHoldr

Against

For

Against

 


 

Cephalon, Inc.

 

Ticker

Security ID:

Meeting Date

Meeting Status

CEPH

CUSIP 156708109

05/12/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Elect Frank Baldino, Jr.

Mgmt

For

For

For

1.2

Elect William Egan

Mgmt

For

For

For

1.3

Elect Martyn Greenacre

Mgmt

For

For

For

1.4

Elect Vaughn Kailian

Mgmt

For

For

For

1.5

Elect Kevin Moley

Mgmt

For

For

For

1.6

Elect Charles Sanders

Mgmt

For

For

For

1.7

Elect Gail Wilensky

Mgmt

For

For

For

1.8

Elect Dennis Winger

Mgmt

For

For

For

2

Amendment to the 2004 Equity Compensation Plan

Mgmt

For

For

For

3

Ratification of Auditor

Mgmt

For

For

For

 

CF Industries Holdings, Inc.

 

Ticker

Security ID:

Meeting Date

Meeting Status

CF

CUSIP 125269100

04/21/2009

Take No Action

Meeting Type

Country of Trade

 

 

Proxy Contest

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1

Election Of Director: Stephen A. Furbacher

ShrHoldr

N/A

TNA

N/A

2

Election Of Director: David R. Harvey

ShrHoldr

N/A

TNA

N/A

3

Election Of Director: John D. Johnson

ShrHoldr

N/A

TNA

N/A

4

Ratification Of Auditor

ShrHoldr

N/A

TNA

N/A

5

To Approve CF Industries Holdings, Incs 2009 Equity And Incentive Plan.

ShrHoldr

N/A

TNA

N/A

 

CF Industries Holdings, Inc.

 

Ticker

Security ID:

Meeting Date

Meeting Status

CF

CUSIP 125269100

04/21/2009

Voted

Meeting Type

Country of Trade

 

 

Proxy Contest

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Elect Stephen Furbacher

Mgmt

For

For

For

1.2

Elect David Harvey

Mgmt

For

For

For

1.3

Elect John Johnson

Mgmt

For

Withhold

Against

2

Ratification of Auditor

Mgmt

For

For

For

3

To Approve CF Industries Holdings, Incs 2009 Equity And Incentive Plan.

Mgmt

For

Against

Against

 

Charles Schwab Corp.

 

Ticker

Security ID:

Meeting Date

Meeting Status

SCHW

CUSIP 808513105

05/14/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1

Elect Nancy Bechtle

Mgmt

For

For

For

2

Elect Walter Bettinger II

Mgmt

For

For

For

3

Elect C. Preston Butcher

Mgmt

For

For

For

4

Shareholder Proposal Regarding Political Contributions and Expenditure Report

ShrHoldr

Against

For

Against

5

Shareholder Proposal Regarding the Approval of Survivor Benefits (Golden Coffins)

ShrHoldr

Against

For

Against

6

Shareholder Proposal Regarding Corporate Executive Bonus Plan

ShrHoldr

Against

Against

For

 


 

Cisco Systems, Inc.

 

Ticker

Security ID:

Meeting Date

Meeting Status

CSCO

CUSIP 17275R102

11/13/2008

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1

Election Of Director: Carol A. Bartz

Mgmt

For

For

For

2

Election Of Director: M. Michele Burns

Mgmt

For

For

For

3

Election Of Director: Michael D. Capellas

Mgmt

For

For

For

4

Election Of Director: Larry R. Carter

Mgmt

For

For

For

5

Election Of Director: John T. Chambers

Mgmt

For

For

For

6

Election Of Director: Brian L. Halla

Mgmt

For

For

For

7

Election Of Director: Dr. John L. Hennessy

Mgmt

For

Against

Against

8

Election Of Director: Richard M. Kovacevich

Mgmt

For

For

For

9

Election Of Director: Roderick C. Mcgeary

Mgmt

For

For

For

10

Election Of Director: Michael K. Powell

Mgmt

For

For

For

11

Election Of Director: Steven M. West

Mgmt

For

For

For

12

Election Of Director: Jerry Yang

Mgmt

For

For

For

13

Ratification of Auditor

Mgmt

For

For

For

14

Shareholder Proposal Regarding Formation of a Board Committee on Human Rights

ShrHoldr

Against

Abstain

Against

15

Shareholder Proposal Regarding Report on Internet Fragmentation

ShrHoldr

Against

Abstain

Against

 

Cliffs Natural Resources Inc.

 

Ticker

Security ID:

Meeting Date

Meeting Status

CLF

CUSIP 18683K101

05/12/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Elect Ronald Cambre

Mgmt

For

For

For

1.2

Elect Joseph Carrabba

Mgmt

For

For

For

1.3

Elect Susan Cunningham

Mgmt

For

For

For

1.4

Elect Barry Eldridge

Mgmt

For

For

For

1.5

Elect Susan Green

Mgmt

For

For

For

1.6

Elect James Ireland III

Mgmt

For

For

For

1.7

Elect Francis McAllister

Mgmt

For

For

For

1.8

Elect Roger Phillips

Mgmt

For

For

For

1.9

Elect Richard Riederer

Mgmt

For

For

For

1.10

Elect Alan Schwartz

Mgmt

For

For

For

2

Ratification of Auditor

Mgmt

For

For

For

 


 

Comcast Corporation

 

Ticker

Security ID:

Meeting Date

Meeting Status

CMCSA

CUSIP 20030N101

05/13/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Elect S. Decker Anstrom

Mgmt

For

For

For

1.2

Elect Kenneth Bacon

Mgmt

For

For

For

1.3

Elect Sheldon Bonovitz

Mgmt

For

For

For

1.4

Elect Edward Breen

Mgmt

For

For

For

1.5

Elect Julian Brodsky

Mgmt

For

For

For

1.6

Elect Joseph Collins

Mgmt

For

For

For

1.7

Elect J. Michael Cook

Mgmt

For

For

For

1.8

Elect Gerald Hassell

Mgmt

For

For

For

1.9

Elect Jeffrey Honickman

Mgmt

For

For

For

1.10

Elect Brian Roberts

Mgmt

For

For

For

1.11

Elect Ralph Roberts

Mgmt

For

For

For

1.12

Elect Judith Rodin

Mgmt

For

For

For

1.13

Elect Michael Sovern

Mgmt

For

For

For

2

Ratification of Auditor

Mgmt

For

For

For

3

Amendment to the 2002 Employee Stock Purchase Plan

Mgmt

For

For

For

4

Amendment to the 2002 Restricted Stock Plan

Mgmt

For

For

For

5

Amendment to the 2003 Stock Option Plan

Mgmt

For

For

For

6

Shareholder Proposal Regarding Disclosure of Executives Earning in Excess of $500,000

ShrHoldr

Against

Against

For

7

Shareholder Proposal Regarding the Approval of Survivor Benefits (Golden Coffin) Arrangements

ShrHoldr

Against

For

Against

8

Shareholder Proposal Regarding Advisory Vote on Executive Compensation (Say on Pay)

ShrHoldr

Against

For

Against

9

Shareholder Proposal Regarding a Recapitalization Plan

ShrHoldr

Against

For

Against

 

COMPANHIA VALE DO RIO DOCE

 

Ticker

Security ID:

Meeting Date

Meeting Status

RIO

CUSIP 204412209

04/16/2009

Voted

Meeting Type

Country of Trade

 

 

Special

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1

Accounts and Reports

Mgmt

For

For

For

2

Allocation of Profits/Dividends

Mgmt

For

For

For

3

Appointment Of The Members Of The Board Of Directors

Mgmt

For

Against

Against

4

Appointment Of The Members Of The Fiscal Council

Mgmt

For

For

For

5

Directors’ and Supervisory Council Fees

Mgmt

For

Abstain

Against

6

Change of Company Name

Mgmt

For

For

For

7

Amendments to Articles Regarding Reconciliation of Share Capital

Mgmt

For

For

For

 

COMPANHIA VALE DO RIO DOCE

 

Ticker

Security ID:

Meeting Date

Meeting Status

RIO

CUSIP 204412209

12/29/2008

Voted

Meeting Type

Country of Trade

 

 

Special

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1

Approval of Merger Protocol and Justification

Mgmt

For

For

For

2

Appointment of Appraiser

Mgmt

For

For

For

3

To Decide On The Appraisal Report, Prepared By The Expert Appraisers.

Mgmt

For

For

For

4

Merger by Absorption

Mgmt

For

For

For

5

Elect Masami Iijima

Mgmt

For

For

For

6

Amendments to Articles

Mgmt

For

For

For

7

Amendments to Articles

Mgmt

For

For

For

 


 

ConAgra Foods, Inc.

 

Ticker

Security ID:

Meeting Date

Meeting Status

CAG

CUSIP 205887102

09/25/2008

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Elect Mogens Bay

Mgmt

For

For

For

1.2

Elect Stephen Butler

Mgmt

For

For

For

1.3

Elect Steven Goldstone

Mgmt

For

For

For

1.4

Elect W.G. Jurgensen

Mgmt

For

For

For

1.5

Elect Ruth Ann Marshall

Mgmt

For

For

For

1.6

Elect Gary Rodkin

Mgmt

For

For

For

1.7

Elect Andrew Schindler

Mgmt

For

For

For

1.8

Elect Kenneth Stinson

Mgmt

For

For

For

2

Ratify The Appointment Of Independent Auditors

Mgmt

For

For

For

 

Conocophillips

 

Ticker

Security ID:

Meeting Date

Meeting Status

COP

CUSIP 20825C104

05/13/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1

Elect Richard Armitage

Mgmt

For

For

For

2

Elect Richard Auchinleck

Mgmt

For

For

For

3

Elect James Copeland Jr.

Mgmt

For

For

For

4

Elect Kenneth Duberstein

Mgmt

For

For

For

5

Elect Ruth Harkin

Mgmt

For

For

For

6

Elect Harold McGraw III

Mgmt

For

For

For

7

Elect James Mulva

Mgmt

For

For

For

8

Elect Harald Norvik

Mgmt

For

For

For

9

Elect William Reilly

Mgmt

For

For

For

10

Elect Bobby Shackouls

Mgmt

For

For

For

11

Elect Victoria Tschinkel

Mgmt

For

For

For

12

Elect Kathryn Turner

Mgmt

For

For

For

13

Elect William Wade, Jr.

Mgmt

For

For

For

14

Ratification of Auditor

Mgmt

For

For

For

15

2009 Omnibus Stock and Performance Incentive Plan

Mgmt

For

For

For

16

Shareholder Proposal Regarding Adoption of Principles for Health Care Reform

ShrHoldr

Against

Abstain

Against

17

Shareholder Proposal Regarding Advisory Vote on Compensation (Say on Pay)

ShrHoldr

Against

For

Against

18

Shareholder Proposal Regarding Political Contributions and Expenditure Report

ShrHoldr

Against

For

Against

19

Shareholder Proposal Regarding Reporting and Reducing Greenhouse Gas Emissions

ShrHoldr

Against

Abstain

Against

20

Shareholder Proposal Regarding Report on Oil Sands Operations

ShrHoldr

Against

Abstain

Against

21

Shareholder Proposal Regarding Director Qualifications

ShrHoldr

Against

For

Against

 

Core Laboratories N.V.

 

Ticker

Security ID:

Meeting Date

Meeting Status

CLB

CUSIP N22717107

01/29/2009

Voted

Meeting Type

Country of Trade

 

 

Special

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1

Share Repurchase

Mgmt

For

For

For

 


 

Core Laboratories N.V.

 

Ticker

Security ID:

Meeting Date

Meeting Status

CLB

CUSIP N22717107

05/14/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Elect Richard Bergmark

Mgmt

For

For

For

1.2

Elect Alexander Vriesendorp

Mgmt

For

For

For

2

Accounts and Reports

Mgmt

For

For

For

3

Authority to Issue Common and Preference Shares w/ Preemptive Rights

Mgmt

For

For

For

4

Authority to Issue Common and Preference Shares w/o Preemptive Rights

Mgmt

For

For

For

5

Ratification of Auditor

Mgmt

For

For

For

 

Corn Products International, Inc.

 

Ticker

Security ID:

Meeting Date

Meeting Status

CPO

CUSIP 219023108

05/20/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Elect Luis Aranguren-Trellez

Mgmt

For

For

For

1.2

Elect Paul Hanrahan

Mgmt

For

For

For

1.3

Elect William Norman

Mgmt

For

For

For

2

Ratification of Auditor

Mgmt

For

For

For

3

Shareholder Proposal Regarding Declassification of the Board

ShrHoldr

Abstain

For

Against

 

CREDIT SUISSE GROUP

 

Ticker

Security ID:

Meeting Date

Meeting Status

CS

CUSIP 225401108

04/24/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1

Presentation of Accounts and Reports

Mgmt

For

For

For

2

Consultative Vote On The Renumeration Report

Mgmt

For

Against

Against

3

Accounts And Reports

Mgmt

For

For

For

4

Discharge Of Acts Of Board Of Directors And Executive Board

Mgmt

For

For

For

5

Appropriation Of Retained Earnings

Mgmt

For

For

For

6

Increasing Conditional Capital For Convertible And Warrant Bonds

Mgmt

For

For

For

7

Renewing And Increasing Authorized Capital

Mgmt

For

For

For

8

Groups Independent Auditor

Mgmt

For

For

For

9

Presence Quorum For Board Of Directors Resolutions

Mgmt

For

For

For

10

Deletion Of Provisions Concerning Contributions In Kind

Mgmt

For

For

For

11.1

Elect Hans-Ulrich Doerig

Mgmt

For

Withhold

Against

11.2

Elect Walter Kielholz

Mgmt

For

Withhold

Against

11.3

Elect Richard Thornburgh

Mgmt

For

For

For

11.4

Elect Andreas Koopmann

Mgmt

For

For

For

11.5

Elect Urs Rohner

Mgmt

For

For

For

11.6

Elect John Tiner

Mgmt

For

For

For

12

Election Of The Independent Auditors

Mgmt

For

For

For

13

Election Of Special Auditors

Mgmt

For

For

For

 


 

Danaher Corporation

 

Ticker

Security ID:

Meeting Date

Meeting Status

DHR

CUSIP 235851102

05/05/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1

Elect Mortimer Caplin

Mgmt

For

For

For

2

Elect Donald Ehrlich

Mgmt

For

For

For

3

Elect Walter Lohr, Jr.

Mgmt

For

Against

Against

4

Elect Linda Hefner

Mgmt

For

For

For

5

Ratification of Auditor

Mgmt

For

For

For

6

Amendment to the 2007 Stock Incentive Plan

Mgmt

For

For

For

7

Shareholder Proposal Regarding Responsible Employment Principles

ShrHoldr

Against

Against

For

8

Shareholder Proposal Shareholder Proposal Regarding Retention of Shares After Retirement

ShrHoldr

Against

Against

For

9

Shareholder Proposal Regarding Dental Amalgam

ShrHoldr

Against

Abstain

Against

 

Deere & Company

 

Ticker

Security ID:

Meeting Date

Meeting Status

DE

CUSIP 244199105

02/25/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1

Election Of Director: Crandall C. Bowles

Mgmt

For

For

For

2

Election Of Director: Vance D. Coffman

Mgmt

For

For

For

3

Election Of Director: Clayton M. Jones

Mgmt

For

For

For

4

Election Of Director: Thomas H. Patrick

Mgmt

For

For

For

5

Ratification Of Auditor

Mgmt

For

For

For

6

Stockholder Proposal #1 - Annual Election Of Directors

ShrHoldr

For

For

For

7

Stockholder Proposal #2 - Advisory Vote On Executive Compensation

ShrHoldr

Against

For

Against

8

Stockholder Proposal #3 - Separation Of Ceo And Chairman Responsibilities

ShrHoldr

Against

For

Against

 

Denbury Resources Inc.

 

Ticker

Security ID:

Meeting Date

Meeting Status

DNR

CUSIP 247916208

05/13/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Elect Wieland Wettstein

Mgmt

For

For

For

1.2

Elect Michael Beatty

Mgmt

For

For

For

1.3

Elect Michael Decker

Mgmt

For

For

For

1.4

Elect Ronald Greene

Mgmt

For

For

For

1.5

Elect David Heather

Mgmt

For

For

For

1.6

Elect Gregory McMichael

Mgmt

For

For

For

1.7

Elect Gareth Roberts

Mgmt

For

For

For

1.8

Elect Randy Stein

Mgmt

For

For

For

2

Amendment to the 2004 Omnibus Stock and Incentive Plan

Mgmt

For

For

For

3

Amendment to the Employee Stock Purchase Plan

Mgmt

For

For

For

4

Ratification of Auditor

Mgmt

For

For

For

 


 

Devon Energy Corporation

 

Ticker

Security ID:

Meeting Date

Meeting Status

DVN

CUSIP 25179M103

06/03/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Elect Robert Howard

Mgmt

For

For

For

1.2

Elect Michael Kanovsky

Mgmt

For

For

For

1.3

Elect J. Todd Mitchell

Mgmt

For

For

For

1.4

Elect J. Larry Nichols

Mgmt

For

For

For

2

Elect Robert Mosbacher, Jr.

Mgmt

For

For

For

3

Ratification of Auditor

Mgmt

For

For

For

4

2009 Long-Term Incentive Plan

Mgmt

For

For

For

5

Shareholder Proposal Regarding Majority Vote for Election of Directors

ShrHoldr

Against

For

Against

 

Diamond Offshore Drilling, Inc.

 

Ticker

Security ID:

Meeting Date

Meeting Status

DO

CUSIP 25271C102

05/19/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Elect James Tisch

Mgmt

For

For

For

1.2

Elect Lawrence Dickerson

Mgmt

For

For

For

1.3

Elect John Bolton

Mgmt

For

For

For

1.4

Elect Charles Fabrikant

Mgmt

For

For

For

1.5

Elect Paul Gaffney, II

Mgmt

For

For

For

1.6

Elect Edward Grebow

Mgmt

For

For

For

1.7

Elect Herbert Hofmann

Mgmt

For

For

For

1.8

Elect Arthur Rebell

Mgmt

For

For

For

1.9

Elect Raymond Troubh

Mgmt

For

For

For

2

Ratification of Auditor

Mgmt

For

For

For

 

Diana Shipping Inc.

 

Ticker

Security ID:

Meeting Date

Meeting Status

DSX

CUSIP Y2066G104

05/05/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Elect Simeon Palios

Mgmt

For

For

For

1.2

Elect Anastassis Margaronis

Mgmt

For

Withhold

Against

1.3

Elect Ioannis Zafirakis

Mgmt

For

Withhold

Against

2

Appointment of Auditor

Mgmt

For

For

For

 

Digital Realty Trust, Inc

 

Ticker

Security ID:

Meeting Date

Meeting Status

DLR

CUSIP 253868103

04/28/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Elect Richard Magnuson

Mgmt

For

For

For

1.2

Elect Michael Foust

Mgmt

For

For

For

1.3

Elect Laurence Chapman

Mgmt

For

For

For

1.4

Elect Kathleen Earley

Mgmt

For

For

For

1.5

Elect Ruann Ernst

Mgmt

For

For

For

1.6

Elect Dennis Singleton

Mgmt

For

For

For

2

Ratification of Auditor

Mgmt

For

For

For

 


 

DIRECTV Group Inc.

 

Ticker

Security ID:

Meeting Date

Meeting Status

DTV

CUSIP 25459L106

06/02/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Elect Chase Carey

Mgmt

For

For

For

1.2

Elect Mark Carleton

Mgmt

For

For

For

1.3

Elect Peter Lund

Mgmt

For

For

For

1.4

Elect Haïm Saban

Mgmt

For

For

For

2

Ratification of Auditor

Mgmt

For

For

For

3

Shareholder Proposal Regarding Health Care Reform Principles

ShrHoldr

Against

Abstain

Against

4

Shareholder Proposal Regarding Declassification of the Board

ShrHoldr

Against

For

Against

 

Dun & Bradstreet Corporation

 

Ticker

Security ID:

Meeting Date

Meeting Status

DNB

CUSIP 26483E100

05/05/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Elect Austin Adams

Mgmt

For

For

For

1.2

Elect James Fernandez

Mgmt

For

For

For

1.3

Elect Sandra Peterson

Mgmt

For

For

For

1.4

Elect Michael Quinlan

Mgmt

For

For

For

2

Ratification of Auditor

Mgmt

For

For

For

3

2009 Stock Incentive Plan

Mgmt

For

For

For

 

EMCOR Group, Inc.

 

Ticker

Security ID:

Meeting Date

Meeting Status

EME

CUSIP 29084Q100

06/16/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Elect Frank MacInnis

Mgmt

For

For

For

1.2

Elect Stephen Bershad

Mgmt

For

For

For

1.3

Elect David Brown

Mgmt

For

For

For

1.4

Elect Larry Bump

Mgmt

For

For

For

1.5

Elect Albert Fried, Jr.

Mgmt

For

For

For

1.6

Elect Richard Hamm, Jr.

Mgmt

For

For

For

1.7

Elect David Laidley

Mgmt

For

For

For

1.8

Elect Jerry Ryan

Mgmt

For

For

For

1.9

Elect Michael Yonker

Mgmt

For

For

For

2

Ratification of Auditor

Mgmt

For

For

For

 


 

Endo Pharmaceuticals Holdings Inc.

 

Ticker

Security ID:

Meeting Date

Meeting Status

ENDP

CUSIP 29264F205

05/27/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Elect John Delucca

Mgmt

For

For

For

1.2

Elect David Holveck

Mgmt

For

For

For

1.3

Elect Nancy Hutson

Mgmt

For

For

For

1.4

Elect Michael Hyatt

Mgmt

For

For

For

1.5

Elect Roger Kimmel

Mgmt

For

For

For

1.6

Elect Clive Meanwell

Mgmt

For

For

For

1.7

Elect William P. Montague

Mgmt

For

For

For

1.8

Elect Joseph Scodari

Mgmt

For

For

For

1.9

Elect William Spengler

Mgmt

For

For

For

2

Amendment to the 2007 Stock Incentive Plan

Mgmt

For

For

For

3

Ratification of Auditor

Mgmt

For

For

For

 

Energy Conversion Devices, Inc.

 

Ticker

Security ID:

Meeting Date

Meeting Status

ENER

CUSIP 292659109

11/18/2008

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Elect Joseph Avila

Mgmt

For

For

For

1.2

Elect Alan Barton

Mgmt

For

For

For

1.3

Elect Chris Belden

Mgmt

For

For

For

1.4

Elect Robert Frey

Mgmt

For

For

For

1.5

Elect William Ketelhut

Mgmt

For

For

For

1.6

Elect Mark Morelli

Mgmt

For

For

For

1.7

Elect Stephen Rabinowitz

Mgmt

For

For

For

1.8

Elect George Schreiber, Jr.

Mgmt

For

For

For

2

Ratification of Auditor

Mgmt

For

For

For

 

Entergy Corporation

 

Ticker

Security ID:

Meeting Date

Meeting Status

ETR

CUSIP 29364G103

05/08/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1

Elect Maureen Bateman

Mgmt

For

For

For

2

Elect W. Frank Blount

Mgmt

For

For

For

3

Elect Gary Edwards

Mgmt

For

For

For

4

Elect Alexis Herman

Mgmt

For

For

For

5

Elect Donald Hintz

Mgmt

For

For

For

6

Elect J. Wayne Leonard

Mgmt

For

For

For

7

Elect Stuart Levenick

Mgmt

For

For

For

8

Elect James Nichols

Mgmt

For

For

For

9

Elect William Percy, II

Mgmt

For

For

For

10

Elect W.J. Tauzin

Mgmt

For

For

For

11

Elect Steven Wilkinson

Mgmt

For

For

For

12

Ratification of Auditor

Mgmt

For

For

For

 


 

Equinix, Inc.

 

Ticker

Security ID:

Meeting Date

Meeting Status

EQIX

CUSIP 29444U502

06/09/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Elect Steven Clontz

Mgmt

For

For

For

1.2

Elect Steven Eng

Mgmt

For

For

For

1.3

Elect Gary Hromadko

Mgmt

For

For

For

1.4

Elect Scott Kriens

Mgmt

For

For

For

1.5

Elect Irving Lyons, III

Mgmt

For

For

For

1.6

Elect Christopher Paisley

Mgmt

For

For

For

1.7

Elect Stephen Smith

Mgmt

For

For

For

1.8

Elect Peter Van Camp

Mgmt

For

Withhold

Against

2

Ratification of Auditor

Mgmt

For

For

For

 

Exelon Corporation

 

Ticker

Security ID:

Meeting Date

Meeting Status

EXC

CUSIP 30161N101

04/28/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1

Election Of Director: John A. Canning, Jr.

Mgmt

For

For

For

2

Election Of Director: M. Walter D Alessio

Mgmt

For

For

For

3

Election Of Director: Bruce Demars

Mgmt

For

For

For

4

Election Of Director: Nelson A. Diaz

Mgmt

For

For

For

5

Election Of Director: Rosemarie B. Greco

Mgmt

For

For

For

6

Election Of Director: Paul L. Joskow

Mgmt

For

For

For

7

Election Of Director: John M. Palms

Mgmt

For

For

For

8

Election Of Director: John W. Rogers, Jr.

Mgmt

For

For

For

9

Election Of Director: John W. Rowe

Mgmt

For

For

For

10

Election Of Director: Stephen D. Steinour

Mgmt

For

For

For

11

Renewal of the Annual Incentive Plan for Senior Executives

Mgmt

For

For

For

12

Ratification of Auditor

Mgmt

For

For

For

13

Shareholder Proposal Regarding Global Warming Report

ShrHoldr

Against

Abstain

Against

 

Express Scripts, Inc.

 

Ticker

Security ID:

Meeting Date

Meeting Status

ESRX

CUSIP 302182100

05/27/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Elect Gary Benanav

Mgmt

For

For

For

1.2

Elect Frank Borelli

Mgmt

For

For

For

1.3

Elect Maura Breen

Mgmt

For

For

For

1.4

Elect Nicholas LaHowchic

Mgmt

For

For

For

1.5

Elect Thomas Mac Mahon

Mgmt

For

For

For

1.6

Elect Frank Mergenthaler

Mgmt

For

For

For

1.7

Elect Woodrow Myers, Jr.

Mgmt

For

For

For

1.8

Elect John Parker, Jr.

Mgmt

For

For

For

1.9

Elect George Paz

Mgmt

For

For

For

1.10

Elect Samuel Skinner

Mgmt

For

For

For

1.11

Elect Seymour Sternberg

Mgmt

For

For

For

1.12

Elect Barrett Toan

Mgmt

For

For

For

2

Ratification of Auditor

Mgmt

For

For

For

 


 

Exxon Mobil Corporation

 

Ticker

Security ID:

Meeting Date

Meeting Status

XOM

CUSIP 30231G102

05/27/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Elect Michael Boskin

Mgmt

For

For

For

1.2

Elect Larry Faulkner

Mgmt

For

For

For

1.3

Elect Kenneth Frazier

Mgmt

For

For

For

1.4

Elect William George

Mgmt

For

For

For

1.5

Elect Reatha King

Mgmt

For

For

For

1.6

Elect Marilyn Nelson

Mgmt

For

For

For

1.7

Elect Samuel Palmisano

Mgmt

For

For

For

1.8

Elect Steven Reinemund

Mgmt

For

For

For

1.9

Elect Rex Tillerson

Mgmt

For

For

For

1.10

Elect Edward Whitacre, Jr.

Mgmt

For

For

For

2

Ratification of Auditor

Mgmt

For

For

For

3

Shareholder Proposal Regarding Cumulative Voting

ShrHoldr

Against

For

Against

4

Shareholder Proposal Regarding Right to Call a Special Meeting

ShrHoldr

Against

Against

For

5

Shareholder Proposal Regarding Reincorporation

ShrHoldr

Against

Against

For

6

Shareholder Proposal Regarding Independent Board Chairman

ShrHoldr

Against

Against

For

7

Shareholder Proposal Regarding Advisory Vote on Executive Compensation (Say on Pay)

ShrHoldr

Against

Against

For

8

Shareholder Proposal Regarding Executive Compensation Report

ShrHoldr

Against

Against

For

9

Shareholder Proposal Regarding Corporate Sponsorships Report

ShrHoldr

Against

Abstain

Against

10

Shareholder Proposal Regarding Adopting Sexual Orientation and Gender Identity Expression Anti-Bias Policy

ShrHoldr

Against

Abstain

Against

11

Shareholder Proposal Regarding Greenhouse Gas Emissions Goals

ShrHoldr

Against

Abstain

Against

12

Shareholder Proposal Regarding a Climate Change and Technology Report

ShrHoldr

Against

Abstain

Against

13

Shareholder Proposal Regarding Renewable Energy Policy

ShrHoldr

Against

Abstain

Against

 

First Horizon National Corporation

 

Ticker

Security ID:

Meeting Date

Meeting Status

FHN

CUSIP 320517105

04/21/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Elect Mark Emkes

Mgmt

For

For

For

1.2

Elect D. Bryan Jordan

Mgmt

For

For

For

1.3

Elect R. Brad Martin

Mgmt

For

For

For

1.4

Elect Vicki Palmer

Mgmt

For

For

For

1.5

Elect William Sansom

Mgmt

For

For

For

2

Ratification Of Appointment Of KPMG Llp As Auditors.

Mgmt

For

For

For

3

Approval Of An Advisory Proposal On Executive Compensation.

Mgmt

For

For

For

 


 

Firstenergy Corp.

 

Ticker

Security ID:

Meeting Date

Meeting Status

FE

CUSIP 337932107

05/19/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Elect Paul Addison

Mgmt

For

For

For

1.2

Elect Anthony Alexander

Mgmt

For

For

For

1.3

Elect Michael Anderson

Mgmt

For

For

For

1.4

Elect Carol Cartwright

Mgmt

For

For

For

1.5

Elect William Cottle

Mgmt

For

For

For

1.6

Elect Robert Heisler, Jr.

Mgmt

For

For

For

1.7

Elect Ernest Novak, Jr.

Mgmt

For

For

For

1.8

Elect Catherine Rein

Mgmt

For

For

For

1.9

Elect George Smart

Mgmt

For

For

For

1.10

Elect Wes Taylor

Mgmt

For

For

For

1.11

Elect Jesse Williams, Sr.

Mgmt

For

For

For

2

Ratification of Auditor

Mgmt

For

For

For

3

Shareholder Proposal Regarding a Simple Majority Vote

ShrHoldr

Against

For

Against

4

Shareholder Proposal Regarding Right to Call a Special Meeting

ShrHoldr

Against

Against

For

5

Shareholder Proposal Regarding Proponent Engagement Process

ShrHoldr

Against

Against

For

6

Shareholder Proposal Regarding Majority Vote for Election of Directors

ShrHoldr

Against

For

Against

 

Fiserv, Inc.

 

Ticker

Security ID:

Meeting Date

Meeting Status

FISV

CUSIP 337738108

05/20/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Elect Daniel Kearney

Mgmt

For

For

For

1.2

Elect Peter Kight

Mgmt

For

For

For

1.3

Elect Jeffery Yabuki

Mgmt

For

For

For

2

Amendment to the Employee Stock Purchase Plan

Mgmt

For

For

For

3

Ratification of Auditor

Mgmt

For

For

For

 

Fomento Economico Mexicano SAB de CV

 

Ticker

Security ID:

Meeting Date

Meeting Status

FMX

CUSIP 344419106

03/25/2009

Voted

Meeting Type

Country of Trade

 

 

Special

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1

Accounts and Reports

Mgmt

For

For

For

2

Report on Tax Compliance

Mgmt

For

For

For

3

Allocation of Profits/Dividends

Mgmt

For

For

For

4

Authority to Repurchase Shares

Mgmt

For

For

For

5

Election of Directors; Fees

Mgmt

For

Against

Against

6

Election of Board Committee Members; Fees

Mgmt

For

Against

Against

7

Election of Meeting Delegates

Mgmt

For

For

For

8

Reading And, If Applicable, Approval Of The Minute.

Mgmt

For

For

For

 


 

FPL Group, Inc.

 

Ticker

Security ID:

Meeting Date

Meeting Status

FPL

CUSIP 302571104

05/22/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Elect Sherry Barrat

Mgmt

For

For

For

1.2

Elect Robert Beall, II

Mgmt

For

For

For

1.3

Elect J. Hyatt Brown

Mgmt

For

For

For

1.4

Elect James Camaren

Mgmt

For

For

For

1.5

Elect J. Brian Ferguson

Mgmt

For

For

For

1.6

Elect Lewis Hay III

Mgmt

For

For

For

1.7

Elect Toni Jennings

Mgmt

For

For

For

1.8

Elect Oliver Kingsley, Jr.

Mgmt

For

For

For

1.9

Elect Rudy Schupp

Mgmt

For

For

For

1.10

Elect Michael Thaman

Mgmt

For

For

For

1.11

Elect Hansel Tookes, II

Mgmt

For

For

For

1.12

Elect Paul Tregurtha

Mgmt

For

For

For

2

Ratification of Auditor

Mgmt

For

For

For

3

Amendment to the Long Term Incentive Plan

Mgmt

For

For

For

 

Freeport-McMoRan Copper & Gold, Inc.

 

Ticker

Security ID:

Meeting Date

Meeting Status

FCX

CUSIP 35671D857

06/11/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Elect Richard Adkerson

Mgmt

For

For

For

1.2

Elect Robert Allison, Jr.

Mgmt

For

For

For

1.3

Elect Robert Day

Mgmt

For

For

For

1.4

Elect Gerald Ford

Mgmt

For

For

For

1.5

Elect H. Devon Graham, Jr.

Mgmt

For

For

For

1.6

Elect J. Bennet Johnston

Mgmt

For

For

For

1.7

Elect Charles Krulak

Mgmt

For

For

For

1.8

Elect Bobby Lackey

Mgmt

For

For

For

1.9

Elect Jon Madonna

Mgmt

For

For

For

1.10

Elect Dustan McCoy

Mgmt

For

For

For

1.11

Elect Gabrielle McDonald

Mgmt

For

For

For

1.12

Elect James Moffett

Mgmt

For

For

For

1.13

Elect B. M. Rankin, Jr.

Mgmt

For

For

For

1.14

Elect J. Stapleton Roy

Mgmt

For

For

For

1.15

Elect Stephen Siegele

Mgmt

For

For

For

1.16

Elect J. Taylor Wharton

Mgmt

For

For

For

2

Ratification of Auditor

Mgmt

For

For

For

3

2009 Annual Incentive Plan

Mgmt

For

For

For

4

Shareholder Proposal Regarding Environmental Expertise on Board

ShrHoldr

Against

Against

For

 

FTI Consulting, Inc.

 

Ticker

Security ID:

Meeting Date

Meeting Status

FCN

CUSIP 302941109

06/03/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Elect Denis Callaghan

Mgmt

For

For

For

1.2

Elect Matthew McHugh

Mgmt

For

For

For

2

Amendment to the 2009 Omnibus Incentive Compensation Plan

Mgmt

For

For

For

3

Ratification of Auditor

Mgmt

For

For

For

 


 

Gap Inc.

 

Ticker

Security ID:

Meeting Date

Meeting Status

GPS

CUSIP 364760108

05/19/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Elect Adrian Bellamy

Mgmt

For

For

For

1.2

Elect Domenico De Sole

Mgmt

For

For

For

1.3

Elect Donald Fisher

Mgmt

For

For

For

1.4

Elect Robert Fisher

Mgmt

For

For

For

1.5

Elect Bob Martin

Mgmt

For

For

For

1.6

Elect Jorge Montoya

Mgmt

For

For

For

1.7

Elect Glenn Murphy

Mgmt

For

For

For

1.8

Elect James Schneider

Mgmt

For

For

For

1.9

Elect Mayo Shattuck III

Mgmt

For

For

For

1.10

Elect Kneeland Youngblood

Mgmt

For

For

For

2

Ratification of Auditor

Mgmt

For

For

For

 

Genuine Parts Company

 

Ticker

Security ID:

Meeting Date

Meeting Status

GPC

CUSIP 372460105

04/20/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Elect Mary Bullock

Mgmt

For

For

For

1.2

Elect Jean Douville

Mgmt

For

For

For

1.3

Elect Thomas Gallagher

Mgmt

For

For

For

1.4

Elect George Guynn

Mgmt

For

For

For

1.5

Elect John Johns

Mgmt

For

For

For

1.6

Elect Michael Johns

Mgmt

For

For

For

1.7

Elect J. Hicks Lanier

Mgmt

For

For

For

1.8

Elect Wendy Needham

Mgmt

For

For

For

1.9

Elect Jerry Nix

Mgmt

For

For

For

1.10

Elect Larry Prince

Mgmt

For

For

For

1.11

Elect Gary Rollins

Mgmt

For

For

For

2

Ratification of Auditor

Mgmt

For

For

For

 

Gilead Sciences, Inc.

 

Ticker

Security ID:

Meeting Date

Meeting Status

GILD

CUSIP 375558103

05/06/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Elect Paul Berg

Mgmt

For

For

For

1.2

Elect John Cogan

Mgmt

For

For

For

1.3

Elect Etienne Davignon

Mgmt

For

For

For

1.4

Elect James Denny

Mgmt

For

For

For

1.5

Elect Carla Hills

Mgmt

For

For

For

1.6

Elect John Madigan

Mgmt

For

For

For

1.7

Elect John Martin

Mgmt

For

For

For

1.8

Elect Gordon Moore

Mgmt

For

For

For

1.9

Elect Nicholas Moore

Mgmt

For

For

For

1.10

Elect Richard Whitley

Mgmt

For

For

For

1.11

Elect Gayle Wilson

Mgmt

For

For

For

2

Ratification of Auditor

Mgmt

For

For

For

3

Amendment to the 2004 Equity Incentive Plan

Mgmt

For

For

For

 


 

Glacier Bancorp, Inc.

 

Ticker

Security ID:

Meeting Date

Meeting Status

GBCI

CUSIP 37637Q105

04/29/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Elect Michael Blodnick

Mgmt

For

For

For

1.2

Elect James English

Mgmt

For

For

For

1.3

Elect Allen Fetscher

Mgmt

For

For

For

1.4

Elect Dallas Herron

Mgmt

For

For

For

1.5

Elect Jon Hippler

Mgmt

For

For

For

1.6

Elect Craig Langel

Mgmt

For

For

For

1.7

Elect L. Peter Larson

Mgmt

For

For

For

1.8

Elect Douglas McBride

Mgmt

For

For

For

1.9

Elect John Murdoch

Mgmt

For

For

For

1.10

Elect Everit Sliter

Mgmt

For

For

For

 

Google Inc.

 

Ticker

Security ID:

Meeting Date

Meeting Status

GOOG

CUSIP 38259P508

05/07/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Elect Eric Schmidt

Mgmt

For

For

For

1.2

Elect Sergey Brin

Mgmt

For

For

For

1.3

Elect Larry Page

Mgmt

For

For

For

1.4

Elect L. John Doerr

Mgmt

For

For

For

1.5

Elect John Hennessy

Mgmt

For

Withhold

Against

1.6

Elect Arthur Levinson

Mgmt

For

For

For

1.7

Elect Ann Mather

Mgmt

For

For

For

1.8

Elect Paul Otellini

Mgmt

For

For

For

1.9

Elect K. Shriram

Mgmt

For

For

For

1.10

Elect Shirley Tilghman

Mgmt

For

For

For

2

Ratification of Auditor

Mgmt

For

For

For

3

Amendment to the 2004 Stock Plan

Mgmt

For

Against

Against

4

Shareholder proposal regarding political contribution disclosure

ShrHoldr

For

For

For

5

Shareholder proposal regarding internet censorship

ShrHoldr

Against

Abstain

Against

6

Shareholder proposal regarding health care reform

ShrHoldr

Against

Abstain

Against

 

Granite Construction Incorporated

 

Ticker

Security ID:

Meeting Date

Meeting Status

GVA

CUSIP 387328107

05/15/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Elect David Kelsey

Mgmt

For

For

For

1.2

Elect James Bradford, Jr.

Mgmt

For

For

For

2

1999 Equity Incentive Plan

Mgmt

For

For

For

3

Ratification of Auditor

Mgmt

For

For

For

 


 

Greenhill & Co., Inc.

 

Ticker

Security ID:

Meeting Date

Meeting Status

GHL

CUSIP 395259104

04/22/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Elect Robert Greenhill

Mgmt

For

Withhold

Against

1.2

Elect Scott Bok

Mgmt

For

For

For

1.3

Elect Simon Borrows

Mgmt

For

For

For

1.4

Elect John Danforth

Mgmt

For

For

For

1.5

Elect Steven Goldstone

Mgmt

For

For

For

1.6

Elect Stephen Key

Mgmt

For

For

For

1.7

Elect Robert Blakely

Mgmt

For

For

For

2

Ratification Of Selection Of Ernst & Young Llp As Independent Auditors.

Mgmt

For

For

For

 

Hansen Natural Corp.

 

Ticker

Security ID:

Meeting Date

Meeting Status

HANS

CUSIP 411310105

06/04/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Elect Rodney Sacks

Mgmt

For

For

For

1.2

Elect Hilton Schlosberg

Mgmt

For

For

For

1.3

Elect Norman Epstein

Mgmt

For

For

For

1.4

Elect Benjamin Polk

Mgmt

For

For

For

1.5

Elect Sydney Selati

Mgmt

For

For

For

1.6

Elect Harold Taber, Jr.

Mgmt

For

For

For

1.7

Elect Mark Vidergauz

Mgmt

For

For

For

2

Ratification of Auditor

Mgmt

For

For

For

3

2009 Stock Incentive Plan for Non-Employee Directors

Mgmt

For

For

For

 

Herbalife Ltd.

 

Ticker

Security ID:

Meeting Date

Meeting Status

HLF

CUSIP G4412G101

04/30/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Elect Pedro Cardoso

Mgmt

For

For

For

1.2

Elect Murray Dashe

Mgmt

For

For

For

1.3

Elect Colombe Nicholas

Mgmt

For

For

For

2

Ratification of Auditor

Mgmt

For

For

For

 

Hess Corporation

 

Ticker

Security ID:

Meeting Date

Meeting Status

HES

CUSIP 42809H107

05/06/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Elect John Hess

Mgmt

For

For

For

1.2

Elect Samuel Bodman

Mgmt

For

For

For

1.3

Elect Risa Lavizzo-Mourey

Mgmt

For

For

For

1.4

Elect Craig Matthews

Mgmt

For

For

For

1.5

Elect Ernst von Metzsch

Mgmt

For

For

For

2

Ratification of Auditor

Mgmt

For

For

For

 


 

Hewlett-Packard Company

 

Ticker

Security ID:

Meeting Date

Meeting Status

HPQ

CUSIP 428236103

03/18/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1

Election Of Director: L. T. Babbio, Jr.

Mgmt

For

For

For

2

Election Of Director: S. M. Baldauf

Mgmt

For

For

For

3

Election Of Director: R. L. Gupta

Mgmt

For

For

For

4

Election Of Director: J. H. Hammergren

Mgmt

For

For

For

5

Election Of Director: M. V. Hurd

Mgmt

For

For

For

6

Election Of Director: J. Z. Hyatt

Mgmt

For

For

For

7

Election Of Director: J. R. Joyce

Mgmt

For

For

For

8

Election Of Director: R. L. Ryan

Mgmt

For

For

For

9

Election Of Director: L. S. Salhany

Mgmt

For

For

For

10

Election Of Director: G. K. Thompson

Mgmt

For

For

For

11

Ratification of Auditor

Mgmt

For

For

For

 

Home Depot Inc.

 

Ticker

Security ID:

Meeting Date

Meeting Status

HD

CUSIP 437076102

05/28/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1

Elect F. Duane Ackerman

Mgmt

For

For

For

2

Elect David Batchelder

Mgmt

For

For

For

3

Elect Francis Blake

Mgmt

For

For

For

4

Elect Ari Bousbib

Mgmt

For

For

For

5

Elect Gregory Brenneman

Mgmt

For

For

For

6

Elect Albert Carey

Mgmt

For

For

For

7

Elect Armando Codina

Mgmt

For

For

For

8

Elect Bonnie Hill

Mgmt

For

For

For

9

Elect Karen Katen

Mgmt

For

For

For

10

Ratification of Auditor

Mgmt

For

For

For

11

Right to Call a Special Meeting

Mgmt

For

For

For

12

Shareholder Proposal Regarding Cumulative Voting

ShrHoldr

Against

For

Against

13

Shareholder Proposal Regarding Special Shareholder Meetings

ShrHoldr

Against

Against

For

14

Shareholder Proposal Regarding Employment Diversity Report

ShrHoldr

Against

Abstain

Against

15

Shareholder Proposal Regarding Advisory Vote on Compensation (Say on Pay)

ShrHoldr

Against

For

Against

16

Shareholder Proposal Regarding Energy Usage

ShrHoldr

Against

Abstain

Against

 


 

Honeywell International Inc.

 

Ticker

Security ID:

Meeting Date

Meeting Status

HON

CUSIP 438516106

04/27/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1

Election Of Director: Gordon M. Bethune

Mgmt

For

For

For

2

Election Of Director: Jaime Chico Pardo

Mgmt

For

Against

Against

3

Election Of Director: David M. Cote

Mgmt

For

For

For

4

Election Of Director: D. Scott Davis

Mgmt

For

For

For

5

Election Of Director: Linnet F. Deily

Mgmt

For

For

For

6

Election Of Director: Clive R. Hollick

Mgmt

For

For

For

7

Election Of Director: George Paz

Mgmt

For

For

For

8

Election Of Director: Bradley T. Sheares

Mgmt

For

For

For

9

Election Of Director: John R. Stafford

Mgmt

For

For

For

10

Election Of Director: Michael W. Wright

Mgmt

For

For

For

11

Approval Of Independent Accountants

Mgmt

For

For

For

12

Cumulative Voting

ShrHoldr

Against

For

Against

13

Principles For Health Care Reform

ShrHoldr

Against

Abstain

Against

14

Executive Compensation Advisory Vote

ShrHoldr

Against

For

Against

15

Tax Gross-Up Payments

ShrHoldr

Against

For

Against

16

Special Shareowner Meetings

ShrHoldr

Against

For

Against

 

Illumina, Inc.

 

Ticker

Security ID:

Meeting Date

Meeting Status

ILMN

CUSIP 452327109

09/09/2008

Voted

Meeting Type

Country of Trade

 

 

Special

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1

Approval Of Amendment To The Certificate Of Incorporation.

Mgmt

For

For

For

 

Insituform Technologies, Inc.

 

Ticker

Security ID:

Meeting Date

Meeting Status

INSU

CUSIP 457667103

04/22/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1

Election Of Director: J. Joseph Burgess

Mgmt

For

For

For

2

Election Of Director: Stephen P. Cortinovis

Mgmt

For

For

For

3

Election Of Director: Stephanie A. Cuskley

Mgmt

For

For

For

4

Election Of Director: John P. Dubinsky

Mgmt

For

Against

Against

5

Election Of Director: Juanita H. Hinshaw

Mgmt

For

For

For

6

Election Of Director: Alfred L. Woods

Mgmt

For

For

For

7

2009 Employee Equity Incentive Plan

Mgmt

For

Against

Against

8

Ratification of Auditor

Mgmt

For

For

For

 


 

Intel Corporation

 

Ticker

Security ID:

Meeting Date

Meeting Status

INTC

CUSIP 458140100

05/20/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1

Elect Charlene Barshefsky

Mgmt

For

For

For

2

Elect Susan Decker

Mgmt

For

For

For

3

Elect John Donahoe

Mgmt

For

For

For

4

Elect Reed Hundt

Mgmt

For

For

For

5

Elect Paul Otellini

Mgmt

For

For

For

6

Elect James Plummer

Mgmt

For

For

For

7

Elect David Pottruck

Mgmt

For

For

For

8

Elect Jane Shaw

Mgmt

For

For

For

9

Elect John Thornton

Mgmt

For

For

For

10

Elect Frank Yeary

Mgmt

For

For

For

11

Elect David Yoffie

Mgmt

For

For

For

12

Ratification of Auditor

Mgmt

For

For

For

13

Amendment to the 2006 Equity Incentive Plan

Mgmt

For

For

For

14

Stock Option Exchange Program

Mgmt

For

Against

Against

15

Advisory Vote On Executive Compensation

Mgmt

For

For

For

16

Shareholder Proposal Regarding Cumulative Voting

ShrHoldr

Against

For

Against

17

Shareholder Proposal Regarding Human Right to Water

ShrHoldr

Against

Abstain

Against

 

International Business Machines Corporation

 

Ticker

Security ID:

Meeting Date

Meeting Status

IBM

CUSIP 459200101

04/28/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1

Election Of Director: A.J.P. Belda

Mgmt

For

For

For

2

Election Of Director: C. Black

Mgmt

For

For

For

3

Election Of Director: W.R. Brody

Mgmt

For

For

For

4

Election Of Director: K.I. Chenault

Mgmt

For

For

For

5

Election Of Director: M.L. Eskew

Mgmt

For

Against

Against

6

Election Of Director: S.A. Jackson

Mgmt

For

For

For

7

Election Of Director: T. Nishimuro

Mgmt

For

For

For

8

Election Of Director: J.W. Owens

Mgmt

For

For

For

9

Election Of Director: S.J. Palmisano

Mgmt

For

For

For

10

Election Of Director: J.E. Spero

Mgmt

For

For

For

11

Election Of Director: S. Taurel

Mgmt

For

For

For

12

Election Of Director: L.H. Zambrano

Mgmt

For

For

For

13

Ratification Of Auditor

Mgmt

For

For

For

14

Approval Of Long-Term Incentive Performance Terms

Mgmt

For

For

For

15

Stockholder Proposal On Cumulative Voting

ShrHoldr

Against

For

Against

16

Stockholder Proposal On Executive Compensation And Pension Income

ShrHoldr

Against

For

Against

17

Stockholder Proposal On Advisory Vote On Executive Compensation

ShrHoldr

Against

For

Against

 


 

INVESCO plc (fka Amvescap plc)

 

Ticker

Security ID:

Meeting Date

Meeting Status

IVZ

CUSIP G491BT108

05/21/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1

Elect Martin Flanagan

Mgmt

For

For

For

2

Elect Ben Johnson, III

Mgmt

For

For

For

3

Elect J. Thomas Presby

Mgmt

For

For

For

4

Ratification of Auditor

Mgmt

For

For

For

 

Johnson & Johnson

 

Ticker

Security ID:

Meeting Date

Meeting Status

JNJ

CUSIP 478160104

04/23/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1

Election Of Director: Mary Sue Coleman

Mgmt

For

Against

Against

2

Election Of Director: James G. Cullen

Mgmt

For

For

For

3

Election Of Director: Michael M.E. Johns

Mgmt

For

Against

Against

4

Election Of Director: Arnold G. Langbo

Mgmt

For

For

For

5

Election Of Director: Susan L. Lindquist

Mgmt

For

For

For

6

Election Of Director: Leo F. Mullin

Mgmt

For

For

For

7

Election Of Director: William D. Perez

Mgmt

For

For

For

8

Election Of Director: Charles Prince

Mgmt

For

Against

Against

9

Election Of Director: David Satcher

Mgmt

For

For

For

10

Election Of Director: William C. Weldon

Mgmt

For

For

For

11

Ratification Of Auditor

Mgmt

For

For

For

12

Advisory Vote On Executive Compensation Policies And Disclosure

ShrHoldr

Against

For

Against

 

Joy Global Inc.

 

Ticker

Security ID:

Meeting Date

Meeting Status

JOYG

CUSIP 481165108

02/24/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Elect Steven Gerard

Mgmt

For

For

For

1.2

Elect John Hanson

Mgmt

For

For

For

1.3

Elect Kenneth Johnsen

Mgmt

For

For

For

1.4

Elect Gale Klappa

Mgmt

For

For

For

1.5

Elect Richard Loynd

Mgmt

For

For

For

1.6

Elect P. Eric Siegert

Mgmt

For

For

For

1.7

Elect Michael Sutherlin

Mgmt

For

For

For

1.8

Elect James Tate

Mgmt

For

For

For

2

Ratification of Auditor

Mgmt

For

For

For

 


 

JPMorgan Chase & Co.

 

Ticker

Security ID:

Meeting Date

Meeting Status

JPM

CUSIP 46625H100

05/19/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1

Elect Crandall Bowles

Mgmt

For

For

For

2

Elect Stephen Burke

Mgmt

For

For

For

3

Elect David Cote

Mgmt

For

For

For

4

Elect James Crown

Mgmt

For

For

For

5

Elect James Dimon

Mgmt

For

For

For

6

Elect Ellen Futter

Mgmt

For

For

For

7

Elect William Gray, III

Mgmt

For

For

For

8

Elect Laban Jackson, Jr.

Mgmt

For

For

For

9

Elect David Novak

Mgmt

For

For

For

10

Elect Lee Raymond

Mgmt

For

For

For

11

Elect William Weldon

Mgmt

For

For

For

12

Ratification of Auditor

Mgmt

For

For

For

13

Advisory Vote On Executive Compensation

Mgmt

For

For

For

14

Shareholder Proposal Regarding Disclosure of Prior Government Service

ShrHoldr

Against

Abstain

Against

15

Shareholder Proposal Regarding Cumulative Voting

ShrHoldr

Against

For

Against

16

Shareholder Proposal Regarding Right to Call a Special Meeting

ShrHoldr

Against

Against

For

17

Shareholder Proposal Regarding Report on Credit Card Practices

ShrHoldr

Against

Abstain

Against

18

Shareholder Proposal Regarding Key Executive Performance Plan (“KEPP”)

ShrHoldr

Against

Against

For

19

Shareholder Proposal Regarding Retention of Shares After Retirement

ShrHoldr

Against

Against

For

20

Shareholder Proposal Regarding Carbon Principles Report

ShrHoldr

Against

Abstain

Against

 

Kaiser Aluminum Corporation

 

Ticker

Security ID:

Meeting Date

Meeting Status

KLU

CUSIP 483007704

06/02/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Elect David Foster

Mgmt

For

For

For

1.2

Elect Teresa Hopp

Mgmt

For

For

For

1.3

Elect William Murdy

Mgmt

For

For

For

2

Ratification of Auditor

Mgmt

For

For

For

 


 

Kohl’s Corporation

 

Ticker

Security ID:

Meeting Date

Meeting Status

KSS

CUSIP 500255104

05/14/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1

Elect Peter Boneparth

Mgmt

For

For

For

2

Elect Steven Burd

Mgmt

For

For

For

3

Elect John Herma

Mgmt

For

For

For

4

Elect Dale Jones

Mgmt

For

For

For

5

Elect William Kellogg

Mgmt

For

For

For

6

Elect Kevin Mansell

Mgmt

For

For

For

7

Elect R. Lawrence Montgomery

Mgmt

For

For

For

8

Elect Frank Sica

Mgmt

For

For

For

9

Elect Peter Sommerhauser

Mgmt

For

For

For

10

Elect Stephanie Streeter

Mgmt

For

For

For

11

Elect Stephen Watson

Mgmt

For

For

For

12

Ratification of Auditor

Mgmt

For

For

For

13

Shareholder Proposal Regarding Majority Vote for Election of Directors

ShrHoldr

Against

For

Against

 

Kraft Foods Inc

 

Ticker

Security ID:

Meeting Date

Meeting Status

KFT

CUSIP 50075N104

05/20/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1

Elect Ajay Banga

Mgmt

For

For

For

2

Elect Myra Hart

Mgmt

For

For

For

3

Elect Lois Juliber

Mgmt

For

For

For

4

Elect Mark Ketchum

Mgmt

For

For

For

5

Elect Richard Lerner

Mgmt

For

For

For

6

Elect John Pope

Mgmt

For

For

For

7

Elect Fedric Reynolds

Mgmt

For

For

For

8

Elect Irene Rosenfeld

Mgmt

For

For

For

9

Elect Deborah Wright

Mgmt

For

For

For

10

Elect Frank Zarb

Mgmt

For

For

For

11

Amendment to the 2005 Performance Incentive Plan

Mgmt

For

For

For

12

Ratification of Auditor

Mgmt

For

For

For

13

Shareholder Proposal Regarding the Right to Call Special Metings

ShrHoldr

Against

Against

For

 


 

Kroger Co.

 

Ticker

Security ID:

Meeting Date

Meeting Status

KR

CUSIP 501044101

06/25/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1

Elect Reuben Anderson

Mgmt

For

For

For

2

Elect Robert Beyer

Mgmt

For

For

For

3

Elect David Dillon

Mgmt

For

For

For

4

Elect Susan Kropf

Mgmt

For

For

For

5

Elect John LaMacchia

Mgmt

For

For

For

6

Elect David Lewis

Mgmt

For

For

For

7

Elect Don McGeorge

Mgmt

For

For

For

8

Elect W. Rodney McMullen

Mgmt

For

For

For

9

Elect Jorge Montoya

Mgmt

For

For

For

10

Elect Clyde Moore

Mgmt

For

For

For

11

Elect Susan Phillips

Mgmt

For

For

For

12

Elect Steven Rogel

Mgmt

For

For

For

13

Elect James Runde

Mgmt

For

For

For

14

Elect Ronald Sargent

Mgmt

For

For

For

15

Elect Bobby Shackouls

Mgmt

For

For

For

16

Ratification of Auditor

Mgmt

For

For

For

17

Shareholder Proposal Regarding Cage Free Eggs

ShrHoldr

Against

Abstain

Against

18

Shareholder Proposal Regarding Majority Vote for Election of Directors

ShrHoldr

Against

For

Against

 

Landstar System, Inc.

 

Ticker

Security ID:

Meeting Date

Meeting Status

LSTR

CUSIP 515098101

04/30/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Elect Henry Gerkens

Mgmt

For

For

For

2

Ratification of Auditor

Mgmt

For

For

For

3

Approval Of An Amendment To The Companys 2002 Employee Stock Option Plan.

Mgmt

For

For

For

 

Marathon Oil Corporation

 

Ticker

Security ID:

Meeting Date

Meeting Status

MRO

CUSIP 565849106

04/29/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1

Election Of Director: Charles F. Bolden, Jr.

Mgmt

For

For

For

2

Election Of Director: Gregory H. Boyce

Mgmt

For

For

For

3

Election Of Director: Clarence P. Cazalot, Jr.

Mgmt

For

For

For

4

Election Of Director: David A. Daberko

Mgmt

For

For

For

5

Election Of Director: William L. Davis

Mgmt

For

For

For

6

Election Of Director: Shirley Ann Jackson

Mgmt

For

For

For

7

Election Of Director: Philip Lader

Mgmt

For

For

For

8

Election Of Director: Charles R. Lee

Mgmt

For

For

For

9

Election Of Director: Michael E.J. Phelps

Mgmt

For

For

For

10

Election Of Director: Dennis H. Reilley

Mgmt

For

For

For

11

Election Of Director: Seth E. Schofield

Mgmt

For

For

For

12

Election Of Director: John W. Snow

Mgmt

For

For

For

13

Election Of Director: Thomas J. Usher

Mgmt

For

For

For

14

Ratification of Auditor

Mgmt

For

For

For

15

Shareholder Proposal Regarding Right to Call a Special Meetings

ShrHoldr

Against

For

Against

16

Shareholder Proposal Regarding Advisory Vote on Compensation (Say on Pay)

ShrHoldr

Against

For

Against

 


 

MasterCard Incorporated

 

Ticker

Security ID:

Meeting Date

Meeting Status

MA

CUSIP 57636Q104

06/09/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Elect Richard Haythornthwaite

Mgmt

For

For

For

1.2

Elect David Carlucci

Mgmt

For

For

For

1.3

Elect Robert Selander

Mgmt

For

For

For

2

Change In Board Size

Mgmt

For

For

For

3

Ratification of Auditor

Mgmt

For

For

For

 

McAfee, Inc.

 

Ticker

Security ID:

Meeting Date

Meeting Status

MFE

CUSIP 579064106

07/28/2008

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Elect Thomas Darcy

Mgmt

For

For

For

1.2

Elect Denise O’Leary

Mgmt

For

For

For

1.3

Elect Robert Pangia

Mgmt

For

For

For

1.4

Elect Carl Bass

Mgmt

For

For

For

1.5

Elect Jeffrey Miller

Mgmt

For

For

For

1.6

Elect Anthony Zingzale

Mgmt

For

For

For

2

Approval Of The Executive Bonus Plan.

Mgmt

For

For

For

3

Approval Of The Amendments To The 1997 Stock Incentive Plan, As Amended.

Mgmt

For

For

For

4

Ratification of Auditor

Mgmt

For

For

For

 

McKesson Corporation

 

Ticker

Security ID:

Meeting Date

Meeting Status

MCK

CUSIP 58155Q103

07/23/2008

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1

Election Of Director: Andy D. Bryant

Mgmt

For

For

For

2

Election Of Director: Wayne A. Budd

Mgmt

For

For

For

3

Election Of Director: John H. Hammergren

Mgmt

For

For

For

4

Election Of Director: Alton F. Irby III

Mgmt

For

For

For

5

Election Of Director: M. Christine Jacobs

Mgmt

For

For

For

6

Election Of Director: Marie L. Knowles

Mgmt

For

For

For

7

Election Of Director: David M. Lawrence, M.D.

Mgmt

For

For

For

8

Election Of Director: Edward A. Mueller

Mgmt

For

For

For

9

Election Of Director: James V. Napier

Mgmt

For

For

For

10

Election Of Director: Jane E. Shaw

Mgmt

For

For

For

11

Ratification of Auditor

Mgmt

For

For

For

 


 

MetLife, Inc.

 

Ticker

Security ID:

Meeting Date

Meeting Status

MET

CUSIP 59156R108

04/28/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Elect C. Robert Henrikson

Mgmt

For

For

For

1.2

Elect John Keane

Mgmt

For

For

For

1.3

Elect Catherine Kinney

Mgmt

For

For

For

1.4

Elect Hugh Price

Mgmt

For

For

For

1.5

Elect Kenton Sicchitano

Mgmt

For

For

For

2

Reapproval Of The Metlife, Inc. 2005 Stock And Incentive Compensation Plan

Mgmt

For

For

For

3

Ratification of Auditor

Mgmt

For

For

For

 

Microsemi Corporation

 

Ticker

Security ID:

Meeting Date

Meeting Status

MSCC

CUSIP 595137100

02/19/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Elect James Peterson

Mgmt

For

For

For

1.2

Elect Dennis Leibel

Mgmt

For

For

For

1.3

Elect Thomas Anderson

Mgmt

For

For

For

1.4

Elect William Bendush

Mgmt

For

For

For

1.5

Elect William Healey

Mgmt

For

For

For

1.6

Elect Paul Folino

Mgmt

For

For

For

1.7

Elect Matthew Massengill

Mgmt

For

For

For

2

Ratification of Auditor

Mgmt

For

For

For

 

Microsoft Corp.

 

Ticker

Security ID:

Meeting Date

Meeting Status

MSFT

CUSIP 594918104

11/19/2008

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1

Election Of Director: Steven A. Ballmer

Mgmt

For

For

For

2

Election Of Director: James I. Cash Jr.

Mgmt

For

For

For

3

Election Of Director: Dina Dublon

Mgmt

For

For

For

4

Election Of Director: William H. Gates Iii

Mgmt

For

For

For

5

Election Of Director: Raymond V. Gilmartin

Mgmt

For

For

For

6

Election Of Director: Reed Hastings

Mgmt

For

For

For

7

Election Of Director: David F. Marquardt

Mgmt

For

For

For

8

Election Of Director: Charles H. Noski

Mgmt

For

For

For

9

Election Of Director: Helmut Panke

Mgmt

For

For

For

10

Executive Officer Incentive Plan

Mgmt

For

For

For

11

Amendment To The 1999 Stock Option Plan For Non-Employee Directors

Mgmt

For

For

For

12

Ratification Of Auditor

Mgmt

For

For

For

13

Shareholder Proposal - Adoption Of Policies On Internet Censorship.

ShrHoldr

Against

Abstain

Against

14

Shareholder Proposal - Establishment Of Board Committee On Human Rights.

ShrHoldr

Against

Abstain

Against

15

Shareholder Proposal - Disclosure Of Charitable Contributions.

ShrHoldr

Against

For

Against

 


 

Millicom International Cellular SA

 

Ticker

Security ID:

Meeting Date

Meeting Status

MICC

CUSIP L6388F110

07/07/2008

Take No Action

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1

Election Of Chairman.

Mgmt

N/A

TNA

N/A

2

Report Of The Board Of Directors And Auditor

Mgmt

N/A

TNA

N/A

3

Accounts And Reports

Mgmt

N/A

TNA

N/A

4

Allocation Of The Results Of The Year Ended December 31 2007.

Mgmt

N/A

TNA

N/A

5

Ratification Of Board Acts

Mgmt

N/A

TNA

N/A

6

Election Of The Board Of Directors, Including Two New Directors.

Mgmt

N/A

TNA

N/A

7

Election Of The External Auditors.

Mgmt

N/A

TNA

N/A

8

Approval Of Directors Fees.

Mgmt

N/A

TNA

N/A

9

Authority To Repurchase Shares

Mgmt

N/A

TNA

N/A

10

Miscellaneous.

Mgmt

N/A

TNA

N/A

11

Amendments To Articles

Mgmt

N/A

TNA

N/A

12

Miscellaneous.

Mgmt

N/A

TNA

N/A

 

Mindray Medical International Ltd.

 

Ticker

Security ID:

Meeting Date

Meeting Status

MR

CUSIP 602675100

10/17/2008

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1

Re-Election Of Mr. Li Xiting As A Director Of The Company

Mgmt

For

For

For

2

Re-Election Of Mr. Wu Qiyao As A Director Of The Company

Mgmt

For

For

For

3

Election Of Mr. Lin Jixun As A Director Of The Company

Mgmt

For

For

For

4

Ratification of Auditor

Mgmt

For

For

For

5

Appointment of Auditor

Mgmt

For

For

For

6

Amendment Regarding Board Size

Mgmt

For

For

For

 

Molson Coors Brewing Company

 

Ticker

Security ID:

Meeting Date

Meeting Status

TAPA

CUSIP 60871R209

05/13/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Elect John Cleghorn

Mgmt

For

For

For

1.2

Elect Charles Herington

Mgmt

For

For

For

1.3

Elect David O’Brien

Mgmt

For

For

For

 

Monsanto Company

 

Ticker

Security ID:

Meeting Date

Meeting Status

MON

CUSIP 61166W101

01/14/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1

Election Of Director: Janice L. Fields

Mgmt

For

For

For

2

Election Of Director: Hugh Grant

Mgmt

For

For

For

3

Election Of Director: C. Steven Mcmillan

Mgmt

For

For

For

4

Election Of Director: Robert J. Stevens

Mgmt

For

For

For

5

Ratification of Auditor

Mgmt

For

For

For

 


 

MWI Veterinary Supply, Inc.

 

Ticker

Security ID:

Meeting Date

Meeting Status

MWIV

CUSIP 55402X105

02/11/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Elect Keith Alessi

Mgmt

For

For

For

1.2

Elect Bruce Bruckmann

Mgmt

For

For

For

1.3

Elect James Cleary, Jr.

Mgmt

For

For

For

1.4

Elect John McNamara

Mgmt

For

For

For

1.5

Elect A. Craig Olson

Mgmt

For

For

For

1.6

Elect Robert Rebholtz, Jr.

Mgmt

For

For

For

1.7

Elect William Robison

Mgmt

For

For

For

2

Ratification of Auditor

Mgmt

For

For

For

 

National Oilwell Varco, Inc.

 

Ticker

Security ID:

Meeting Date

Meeting Status

NOV

CUSIP 637071101

05/13/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1

Elect Merrill Miller, Jr.

Mgmt

For

For

For

2

Elect Greg Armstrong

Mgmt

For

For

For

3

Elect David Harrison

Mgmt

For

For

For

4

Ratification of Auditor

Mgmt

For

For

For

5

Amendment to the Long-Term Incentive Plan

Mgmt

For

For

For

 

Nike Inc.

 

Ticker

Security ID:

Meeting Date

Meeting Status

NKE

CUSIP 654106103

09/22/2008

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Elect Jill Conway

Mgmt

For

For

For

1.2

Elect Alan Graf, Jr.

Mgmt

For

For

For

1.3

Elect Jeanne Jackson

Mgmt

For

For

For

2

Ratification of Auditor

Mgmt

For

For

For

 

Nintendo Co Ltd

 

Ticker

Security ID:

Meeting Date

Meeting Status

 

CINS J51699106

06/26/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

Japan

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1

Non-Voting Meeting Note

N/A

N/A

N/A

N/A

2

Allocation of Profits/Dividends

Mgmt

For

For

For

3

Amendments to Articles

Mgmt

For

For

For

4

Elect Satoru Iwata

Mgmt

For

For

For

5

Elect Yoshihiro Mori

Mgmt

For

Against

Against

6

Elect Shinji Hatano

Mgmt

For

Against

Against

7

Elect Genyoh Takeda

Mgmt

For

Against

Against

8

Elect Shigeru Miyamoto

Mgmt

For

Against

Against

9

Elect Nobuo Nagai

Mgmt

For

Against

Against

10

Elect Masaharu Matsumoto

Mgmt

For

Against

Against

11

Elect Eiichi Suzuki

Mgmt

For

Against

Against

12

Elect Kazuo Kawahara

Mgmt

For

Against

Against

13

Elect Tatsumi Kimishima

Mgmt

For

Against

Against

14

Elect Kaoru Takemura

Mgmt

For

Against

Against

15

Elect Kohji Yoshida

Mgmt

For

Against

Against

 


 

Noble Corporation

 

Ticker

Security ID:

Meeting Date

Meeting Status

NE

CUSIP G65422100

03/17/2009

Voted

Meeting Type

Country of Trade

 

 

Special

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1

Reincorporation from the Cayman Islands to Switzerland

Mgmt

For

For

For

2

Right to Adjourn Meeting

Mgmt

For

Against

Against

 

Noble Corporation

 

Ticker

Security ID:

Meeting Date

Meeting Status

NE

CUSIP H5833N103

05/28/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1

Amendment to Par Value; Capital Repayment

Mgmt

For

For

For

2.1

Elect Julie Edwards

Mgmt

For

For

For

2.2

Elect Marc Leland

Mgmt

For

For

For

2.3

Elect David Williams

Mgmt

For

For

For

3

Appointment of Auditor

Mgmt

For

For

For

4

Amendment Regarding Supermajority Voting

Mgmt

For

For

For

 

Noble Energy, Inc.

 

Ticker

Security ID:

Meeting Date

Meeting Status

NBL

CUSIP 655044105

04/28/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Elect Jeffrey Berenson

Mgmt

For

For

For

1.2

Elect Michael Cawley

Mgmt

For

For

For

1.3

Elect Edward Cox

Mgmt

For

For

For

1.4

Elect Charles Davidson

Mgmt

For

For

For

1.5

Elect Thomas Edelman

Mgmt

For

For

For

1.6

Elect Eric Grubman

Mgmt

For

For

For

1.7

Elect Kirby Hedrick

Mgmt

For

For

For

1.8

Elect Scott Urban

Mgmt

For

For

For

1.9

Elect William Van Kleef

Mgmt

For

For

For

2

Ratification of Auditor

Mgmt

For

For

For

3

Amendment to the 1992 Stock Option and Restricted Stock Plan

Mgmt

For

For

For

 


 

Nokian Renkaat Oyj

 

Ticker

Security ID:

Meeting Date

Meeting Status

 

CINS X5862L103

04/02/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

Finland

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1

Non-Voting Meeting Note

N/A

N/A

N/A

N/A

2

Non-Voting Agenda Item

N/A

N/A

N/A

N/A

3

Non-Voting Agenda Item

N/A

N/A

N/A

N/A

4

Non-Voting Agenda Item

N/A

N/A

N/A

N/A

5

Non-Voting Agenda Item

N/A

N/A

N/A

N/A

6

Non-Voting Agenda Item

N/A

N/A

N/A

N/A

7

Non-Voting Agenda Item

N/A

N/A

N/A

N/A

8

Approve the financial statements 2008

Mgmt

For

For

For

9

Allocation of Profits/Dividends

Mgmt

For

For

For

10

Ratification of Board and Management Acts

Mgmt

For

For

For

11

Approve the remuneration of Board Members

Mgmt

For

For

For

12

Approve the remuneration of the Auditor

Mgmt

For

For

For

13

Approve the number of Members of the Board of Directors

Mgmt

For

For

For

14

Election of Directors

Mgmt

For

For

For

15

Elect KPMG OY AB as the Auditor of the Company

Mgmt

For

For

For

16

Non-Voting Agenda Item

N/A

N/A

N/A

N/A

 


 

Norfolk Southern Corporation

 

Ticker

Security ID:

Meeting Date

Meeting Status

NSC

CUSIP 655844108

05/14/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Elect Daniel Carp

Mgmt

For

For

For

1.2

Elect Steven Leer

Mgmt

For

For

For

1.3

Elect Michael Lockhart

Mgmt

For

For

For

1.4

Elect Charles Moorman, IV

Mgmt

For

For

For

2

Ratification of Auditor

Mgmt

For

For

For

3

Shareholder Proposal Regarding Political Contributions and Expenditure Report

ShrHoldr

Against

Against

For

 

Nucor Corporation

 

Ticker

Security ID:

Meeting Date

Meeting Status

NUE

CUSIP 670346105

05/14/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Elect Clayton Daley, Jr.

Mgmt

For

For

For

1.2

Elect Harvey Gantt

Mgmt

For

For

For

1.3

Elect Bernard Kasriel

Mgmt

For

For

For

1.4

Elect Christopher Kearney

Mgmt

For

For

For

2

Ratification of Auditor

Mgmt

For

For

For

3

Shareholder Proposal Regarding Majority Vote for Election of Directors

ShrHoldr

Against

For

Against

4

Shareholder Proposal Regarding Declassification of the Board

ShrHoldr

Against

For

Against

5

Shareholder Proposal Regarding Report on Human Rights

ShrHoldr

Against

Abstain

Against

6

Shareholder Proposal Regarding Adoption of Principles for Health Care Reform

ShrHoldr

Against

Abstain

Against

 

Occidental Petroleum Corporation

 

Ticker

Security ID:

Meeting Date

Meeting Status

OXY

CUSIP 674599105

05/01/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1

Elect Spencer Abraham

Mgmt

For

For

For

2

Elect Ronald Burkle

Mgmt

For

For

For

3

Elect John Chalsty

Mgmt

For

For

For

4

Elect Edward Djerejian

Mgmt

For

For

For

5

Elect John Feick

Mgmt

For

For

For

6

Elect Ray Irani

Mgmt

For

For

For

7

Elect Irvin Maloney

Mgmt

For

For

For

8

Elect Avedick Poladian

Mgmt

For

For

For

9

Elect Rodolfo Segovia

Mgmt

For

For

For

10

Elect Aziz Syriani

Mgmt

For

For

For

11

Elect Rosemary Tomich

Mgmt

For

For

For

12

Elect Walter Weisman

Mgmt

For

For

For

13

Ratification of Auditor

Mgmt

For

For

For

14

Amendment to Permit Shareholders to Call a Special Meeting

Mgmt

For

For

For

15

Shareholder Proposal Regarding Report on Host Country Regulations

ShrHoldr

Against

Abstain

Against

 


 

Onyx Pharmaceuticals, Inc.

 

Ticker

Security ID:

Meeting Date

Meeting Status

ONXX

CUSIP 683399109

05/26/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Elect Paul Goddard

Mgmt

For

For

For

1.2

Elect Antonio Grillo-Lopez

Mgmt

For

For

For

1.3

Elect Wendell Wierenga

Mgmt

For

For

For

2

Amendment to the 2005 Equity Incentive Plan

Mgmt

For

Against

Against

3

Ratification of Auditor

Mgmt

For

For

For

 

Oracle Corporation

 

Ticker

Security ID:

Meeting Date

Meeting Status

ORCL

CUSIP 68389X105

10/10/2008

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Elect Jeffrey Henley

Mgmt

For

For

For

1.2

Elect Lawrence Ellison

Mgmt

For

For

For

1.3

Elect Donald Lucas

Mgmt

For

For

For

1.4

Elect Michael Boskin

Mgmt

For

For

For

1.5

Elect Jack Kemp

Mgmt

For

For

For

1.6

Elect Jeffrey Berg

Mgmt

For

For

For

1.7

Elect Safra Catz

Mgmt

For

For

For

1.8

Elect Hector Garcia-Molina

Mgmt

For

For

For

1.9

Elect H. Raymond Bingham

Mgmt

For

For

For

1.10

Elect Charles Phillips, Jr.

Mgmt

For

For

For

1.11

Elect Naomi Seligman

Mgmt

For

For

For

1.12

Elect George Conrades

Mgmt

For

For

For

1.13

Elect Bruce Chizen

Mgmt

For

For

For

2

2009 Executive Bonus Plan

Mgmt

For

Against

Against

3

Ratification of Auditor

Mgmt

For

For

For

4

Stockholder Proposal On Advisory Vote On Executive Compensation.

ShrHoldr

Against

For

Against

 

OSI Pharmaceuticals, Inc.

 

Ticker

Security ID:

Meeting Date

Meeting Status

OSIP

CUSIP 671040103

06/17/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Elect Robert Ingram

Mgmt

For

For

For

1.2

Elect Colin Goddard

Mgmt

For

For

For

1.3

Elect Santo Costa

Mgmt

For

For

For

1.4

Elect Joseph Klein, III

Mgmt

For

For

For

1.5

Elect Kenneth Lee, Jr.

Mgmt

For

For

For

1.6

Elect Viren Mehta

Mgmt

For

Withhold

Against

1.7

Elect David Niemiec

Mgmt

For

For

For

1.8

Elect Herbert Pinedo

Mgmt

For

For

For

1.9

Elect Katharine Stevenson

Mgmt

For

For

For

1.10

Elect John White

Mgmt

For

For

For

2

Ratification of Auditor

Mgmt

For

For

For

 


 

Parker-Hannifin Corporation

 

Ticker

Security ID:

Meeting Date

Meeting Status

PH

CUSIP 701094104

10/22/2008

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Elect William Kassling

Mgmt

For

For

For

1.2

Elect Joseph Scaminace

Mgmt

For

For

For

1.3

Elect Wolfgang Schmitt

Mgmt

For

For

For

2

Ratification of Auditor

Mgmt

For

For

For

 

Paychex, Inc.

 

Ticker

Security ID:

Meeting Date

Meeting Status

PAYX

CUSIP 704326107

10/07/2008

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1

Election Of Director: B. Thomas Golisano

Mgmt

For

For

For

2

Election Of Director: David J.S. Flaschen

Mgmt

For

For

For

3

Election Of Director: Phillip Horsley

Mgmt

For

For

For

4

Election Of Director: Grant M. Inman

Mgmt

For

For

For

5

Election Of Director: Pamela A. Joseph

Mgmt

For

For

For

6

Election Of Director: Jonathan J. Judge

Mgmt

For

For

For

7

Election Of Director: Joseph M. Tucci

Mgmt

For

For

For

8

Election Of Director: Joseph M. Velli

Mgmt

For

For

For

9

Ratification of Auditor

Mgmt

For

For

For

 

Peabody Energy Corporation

 

Ticker

Security ID:

Meeting Date

Meeting Status

BTU

CUSIP 704549104

05/07/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Elect Gregory Boyce

Mgmt

For

For

For

1.2

Elect William James

Mgmt

For

For

For

1.3

Elect Robert Karn III

Mgmt

For

For

For

1.4

Elect M. Frances Keeth

Mgmt

For

For

For

1.5

Elect Henry Lentz

Mgmt

For

For

For

2

Ratification of Auditor

Mgmt

For

For

For

3

Reapproval of the Material Terms of the 2004 Long-Term Equity Incentive Plan

Mgmt

For

For

For

 


 

PepsiCo, Inc.

 

Ticker

Security ID:

Meeting Date

Meeting Status

PEP

CUSIP 713448108

05/06/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1

Elect Shona Brown

Mgmt

For

For

For

2

Elect Ian Cook

Mgmt

For

For

For

3

Elect Dina Dublon

Mgmt

For

For

For

4

Elect Victor Dzau

Mgmt

For

For

For

5

Elect Ray Hunt

Mgmt

For

For

For

6

Elect Alberto Ibarguen

Mgmt

For

For

For

7

Elect Arthur Martinez

Mgmt

For

For

For

8

Elect Indra Nooyi

Mgmt

For

For

For

9

Elect Sharon Rockefeller

Mgmt

For

For

For

10

Elect James Schiro

Mgmt

For

For

For

11

Elect Lloyd Trotter

Mgmt

For

For

For

12

Elect Daniel Vasella

Mgmt

For

For

For

13

Elect Michael White

Mgmt

For

For

For

14

Ratification of Auditor

Mgmt

For

For

For

15

Executive Incentive Compensation Plan

Mgmt

For

For

For

16

Shareholder Proposal Regarding Report on Beverage Container Recycling Program

ShrHoldr

Against

Abstain

Against

17

Shareholder Proposal Regarding Genetically Engineered Products

ShrHoldr

Against

Abstain

Against

18

Shareholder Regarding Reviewing Charitable Spending

ShrHoldr

Against

Against

For

19

Shareholder Proposal Regarding Advisory Vote on Compensation (Say on Pay)

ShrHoldr

Against

For

Against

 

Petróleo Brasileiro S.A.

 

Ticker

Security ID:

Meeting Date

Meeting Status

PBR

CUSIP 71654V408

04/08/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1

Accounts and Reports

Mgmt

For

For

For

2

Capital Expenditure Budget For The Fiscal Year 2009

Mgmt

For

For

For

3

Distribution Of Results For The Fiscal Year 2008

Mgmt

For

For

For

4

Election Of Members Of The Board Of Directors

Mgmt

For

Abstain

Against

5

Election Of Chairman Of The Board Of Directors

Mgmt

For

Abstain

Against

6

Election Of Members Of The Audit Board And Their Respective Substitutes

Mgmt

For

Abstain

Against

7

Directors’ Fees

Mgmt

For

Abstain

Against

 

Petróleo Brasileiro S.A.

 

Ticker

Security ID:

Meeting Date

Meeting Status

PBR

CUSIP 71654V408

11/24/2008

Voted

Meeting Type

Country of Trade

 

 

Special

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1

Protocol and Justification of Merger by Absorption of 17 de Maio Participações S.A.; Merger by Absorption of 17 de Maio Participações S.A.

Mgmt

For

For

For

2

Appointment of Appraiser; Valuation Report

Mgmt

For

For

For

 


 

Philip Morris International Inc.

 

Ticker

Security ID:

Meeting Date

Meeting Status

PM

CUSIP 718172109

05/05/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1

Elect Harold Brown

Mgmt

For

For

For

2

Elect Mathis Cabiallavetta

Mgmt

For

For

For

3

Elect Louis Camilleri

Mgmt

For

For

For

4

Elect J. Dudley Fishburn

Mgmt

For

For

For

5

Elect Graham MacKay

Mgmt

For

For

For

6

Elect Sergio Marchionne

Mgmt

For

For

For

7

Elect Lucio Noto

Mgmt

For

For

For

8

Elect Carlos Slim Helú

Mgmt

For

For

For

9

Elect Stephen Wolf

Mgmt

For

For

For

10

Ratification of Auditor

Mgmt

For

For

For

11

Approval of Material Terms of the 2008 Performance Incentive Plan

Mgmt

For

For

For

 

Polo Ralph Lauren Corporation

 

Ticker

Security ID:

Meeting Date

Meeting Status

RL

CUSIP 731572103

08/07/2008

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Elect Frank Bennack, Jr.

Mgmt

For

For

For

1.2

Elect Joel Fleishman

Mgmt

For

For

For

1.3

Elect Terry Semel

Mgmt

For

For

For

2

Ratification of Auditor

Mgmt

For

For

For

 

Potash Corp of Saskatchewan

 

Ticker

Security ID:

Meeting Date

Meeting Status

POT

CUSIP 73755L107

05/07/2009

Voted

Meeting Type

Country of Trade

 

 

Special

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Elect Christopher Burley

Mgmt

For

For

For

1.2

Elect William Doyle

Mgmt

For

For

For

1.3

Elect John Estey

Mgmt

For

For

For

1.4

Elect Charles Hoffman

Mgmt

For

For

For

1.5

Elect Dallas Howe

Mgmt

For

For

For

1.6

Elect Alice Laberge

Mgmt

For

For

For

1.7

Elect Keith Martell

Mgmt

For

For

For

1.8

Elect Jeffrey McCaig

Mgmt

For

For

For

1.9

Elect Mary Mogford

Mgmt

For

For

For

1.10

Elect Paul Schoenhals

Mgmt

For

For

For

1.11

Elect E. Robert Stromberg

Mgmt

For

For

For

1.12

Elect Elena Viyella de Paliza

Mgmt

For

For

For

2

Appointment of Auditor

Mgmt

For

For

For

3

2009 Performance Option Plan

Mgmt

For

For

For

4

Shareholder Proposal Regarding Advisory Vote on Executive Compensation (Say on Pay)

Mgmt

Against

For

Against

 


 

Proctor & Gamble

 

Ticker

Security ID:

Meeting Date

Meeting Status

PG

CUSIP 742718109

10/14/2008

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Elect Kenneth Chenault

Mgmt

For

For

For

1.2

Elect Scott Cook

Mgmt

For

For

For

1.3

Elect Rajat Gupta

Mgmt

For

For

For

1.4

Elect Alan Lafley

Mgmt

For

For

For

1.5

Elect Charles Lee

Mgmt

For

For

For

1.6

Elect Lynn Martin

Mgmt

For

For

For

1.7

Elect W. James McNerney, Jr.

Mgmt

For

For

For

1.8

Elect Johnathan Rodgers

Mgmt

For

For

For

1.9

Elect Ralph Snyderman

Mgmt

For

For

For

1.10

Elect Margaret Whitman

Mgmt

For

For

For

1.11

Elect Patricia Woertz

Mgmt

For

For

For

1.12

Elect Ernesto Zedillo

Mgmt

For

For

For

2

Ratify Appointment Of The Independent Registered Public Accounting Firm

Mgmt

For

For

For

3

Amend Company S Amended Articles Of Incorporation To Adopt Majority Voting

Mgmt

For

For

For

4

Shareholder Proposal #1 - Rotate Site Of Annual Meeting

ShrHoldr

Against

Against

For

5

Shareholder Proposal #2 - Advisory Vote On Executive Compensation

ShrHoldr

Against

Against

For

 

Prosperity Bancshares, Inc.

 

Ticker

Security ID:

Meeting Date

Meeting Status

PRSP

CUSIP 743606105

04/21/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Elect James Bouligny

Mgmt

For

For

For

1.2

Elect Robert Steelhammer

Mgmt

For

For

For

1.3

Elect H. E. Timanus, Jr.

Mgmt

For

For

For

1.4

Elect Ervan Zouzalik

Mgmt

For

For

For

2

Ratification of Auditor

Mgmt

For

For

For

 

PT PERUSAHAAN GAS NEGARA (PERSERO) TBK

 

Ticker

Security ID:

Meeting Date

Meeting Status

 

CINS Y7136Y118

06/23/2009

Voted

Meeting Type

Country of Trade

 

 

Mix

Indonesia

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1

Directors’ and Commissioners’ Report

Mgmt

For

For

For

2

Financial Statements and Ratification of Board Acts

Mgmt

For

For

For

3

Allocation of Profits/Dividends

Mgmt

For

For

For

4

Directors’ and Commissioners’ Fees

Mgmt

For

For

For

5

Appointment of Auditor

Mgmt

For

For

For

6

Amendments to Articles

Mgmt

For

Abstain

Against

 


 

Qiagen N.V.

 

Ticker

Security ID:

Meeting Date

Meeting Status

QGEN

CUSIP N72482107

06/24/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1

Accounts and Reports

Mgmt

For

For

For

2

Ratification of Management Board Acts

Mgmt

For

For

For

3

Ratification of Supervisory Board Acts

Mgmt

For

For

For

4

Elect Detlev Riesner

Mgmt

For

For

For

5

Elect Dr. Werner Brandt

Mgmt

For

For

For

6

Elect Metin Colpan

Mgmt

For

For

For

7

Elect Erik Hornnaess

Mgmt

For

For

For

8

Elect Manfred Karobath

Mgmt

For

For

For

9

Elect Heino von Prondzynski

Mgmt

For

For

For

10

Elect Peer Schatz

Mgmt

For

For

For

11

Elect Roland Sackers

Mgmt

For

For

For

12

Elect Joachim Schorr

Mgmt

For

For

For

13

Elect Bernd Uder

Mgmt

For

For

For

14

Appointment of Auditor

Mgmt

For

For

For

15

Authority to Repurchase Shares

Mgmt

For

For

For

 

QUALCOMM Incorporated

 

Ticker

Security ID:

Meeting Date

Meeting Status

QCOM

CUSIP 747525103

03/03/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Elect Barbara Alexander

Mgmt

For

For

For

1.2

Elect Stephen Bennett

Mgmt

For

For

For

1.3

Elect Donald Cruickshank

Mgmt

For

For

For

1.4

Elect Raymond Dittamore

Mgmt

For

For

For

1.5

Elect Thomas Horton

Mgmt

For

For

For

1.6

Elect Irwin Jacobs

Mgmt

For

For

For

1.7

Elect Paul Jacobs

Mgmt

For

For

For

1.8

Elect Robert Kahn

Mgmt

For

For

For

1.9

Elect Sherry Lansing

Mgmt

For

For

For

1.10

Elect Duane Nelles

Mgmt

For

For

For

1.11

Elect Marc Stern

Mgmt

For

For

For

1.12

Elect Brent Scowcroft

Mgmt

For

For

For

2

Ratification of Auditor

Mgmt

For

For

For

 

Quanta Services, Inc.

 

Ticker

Security ID:

Meeting Date

Meeting Status

PWR

CUSIP 74762E102

05/21/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Elect James Ball

Mgmt

For

For

For

1.2

Elect John Colson

Mgmt

For

For

For

1.3

Elect John Conaway

Mgmt

For

For

For

1.4

Elect Ralph DiSibio

Mgmt

For

For

For

1.5

Elect Bernard Fried

Mgmt

For

For

For

1.6

Elect Louis Golm

Mgmt

For

For

For

1.7

Elect Worthing Jackman

Mgmt

For

For

For

1.8

Elect Bruce Ranck

Mgmt

For

For

For

1.9

Elect John Wilson

Mgmt

For

For

For

1.10

Elect Pat Wood, III

Mgmt

For

For

For

2

Ratification of Auditor

Mgmt

For

For

For

 


 

Raymond James Financial, Inc.

 

Ticker

Security ID:

Meeting Date

Meeting Status

RJF

CUSIP 754730109

02/19/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Elect Shelley Broader

Mgmt

For

For

For

1.2

Elect Francis Godbold

Mgmt

For

For

For

1.3

Elect H. William Habermeyer, Jr.

Mgmt

For

For

For

1.4

Elect Chet Helck

Mgmt

For

For

For

1.5

Elect Thomas James

Mgmt

For

For

For

1.6

Elect Paul Reilly

Mgmt

For

For

For

1.7

Elect Robert Saltzman

Mgmt

For

For

For

1.8

Elect Kenneth Shields

Mgmt

For

For

For

1.9

Elect Hardwick Simmons

Mgmt

For

For

For

1.10

Elect Susan Story

Mgmt

For

For

For

2

Ratification of Auditor

Mgmt

For

For

For

3

To Approve An Amendment To The 2005 Restricted Stock Plan.

Mgmt

For

For

For

4

To Approve An Amendment To The 2003 Employee Stock Purchase Plan.

Mgmt

For

For

For

 

Raytheon Company

 

Ticker

Security ID:

Meeting Date

Meeting Status

RTN

CUSIP 755111507

05/28/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1

Elect Vernon Clark

Mgmt

For

For

For

2

Elect John Deutch

Mgmt

For

For

For

3

Elect Frederic Poses

Mgmt

For

For

For

4

Elect Michael Ruettgers

Mgmt

For

For

For

5

Elect Ronald Skates

Mgmt

For

For

For

6

Elect William Spivey

Mgmt

For

For

For

7

Elect Linda Stuntz

Mgmt

For

For

For

8

Elect William Swanson

Mgmt

For

For

For

9

Ratification of Auditor

Mgmt

For

For

For

10

Shareholder Proposal Regarding Advisory Vote on Compensation

ShrHoldr

Against

For

Against

11

Shareholder Proposal Regarding Right to Call a Special Meeting

ShrHoldr

Against

Against

For

12

Shareholder Proposal Regarding Cumulative Voting

ShrHoldr

Against

For

Against

13

Shareholder Proposal Regarding Adoption of Health Care Reform Principles

ShrHoldr

Against

Abstain

Against

14

Shareholder Proposal Regarding Supplemental Executive Retirement Plans

ShrHoldr

Against

Against

For

 

Redecard S.A.

 

Ticker

Security ID:

Meeting Date

Meeting Status

 

CINS P79941103

03/18/2009

Take No Action

Meeting Type

Country of Trade

 

 

Annual

Brazil

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1

Non-Voting Meeting Note

N/A

N/A

TNA

N/A

2

Non-Voting Meeting Note

N/A

N/A

TNA

N/A

3

Accounts and Reports

Mgmt

For

TNA

N/A

4

Allocation of Profits/Dividends

Mgmt

For

TNA

N/A

5

Directors’ Fees

Mgmt

For

TNA

N/A

 


 

Redecard S.A.

 

Ticker

Security ID:

Meeting Date

Meeting Status

 

CINS P79941103

03/18/2009

Take No Action

Meeting Type

Country of Trade

 

 

Special

Brazil

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1

Non-Voting Meeting Note

N/A

N/A

TNA

N/A

2

Non-Voting Meeting Note

N/A

N/A

TNA

N/A

3

Increase Age Limit for Chairman

Mgmt

For

TNA

N/A

4

Ratification of the Co-Option of Board Members

Mgmt

For

TNA

N/A

 

Redecard S.A.

 

Ticker

Security ID:

Meeting Date

Meeting Status

 

CINS P79941103

04/30/2009

Take No Action

Meeting Type

Country of Trade

 

 

Special

Brazil

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1

Non-Voting Meeting Note

N/A

N/A

TNA

N/A

2

Non-Voting Meeting Note

N/A

N/A

TNA

N/A

3

Amend the Articles regarding creation of statutory Earnings reserve

Mgmt

For

TNA

N/A

4

Amendments to Articles

Mgmt

For

TNA

N/A

5

Amend the Articles 3 ,6 ,7 ,8 ,9 ,11 ,12, 13 ,14, 16 , 22 and 30

Mgmt

For

TNA

N/A

6

Amend the Articles regarding the Executive Officer Board

Mgmt

For

TNA

N/A

7

Approve to delete Sub-Section 5 of Article 27, Article 31, and Article 43

Mgmt

For

TNA

N/A

 

Redecard S.A.

 

Ticker

Security ID:

Meeting Date

Meeting Status

 

CINS P79941103

09/17/2008

Take No Action

Meeting Type

Country of Trade

 

 

Special

Brazil

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1

Non-Voting Meeting Note

N/A

N/A

TNA

N/A

2

Relocation of Company Headquarters

Mgmt

For

TNA

N/A

3

Publication of Company Notices

Mgmt

For

TNA

N/A

4

Amendments to Articles

Mgmt

For

TNA

N/A

5

Approve the consolidation of the Corporate By-laws

Mgmt

For

TNA

N/A

 

Redecard S.A.

 

Ticker

Security ID:

Meeting Date

Meeting Status

 

CINS P79941103

10/23/2008

Take No Action

Meeting Type

Country of Trade

 

 

Special

Brazil

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1

Non-Voting Meeting Note

N/A

N/A

TNA

N/A

2

Amend the Stock Option Plan for the shares of Redecard S.A

Mgmt

For

TNA

N/A

 


 

Redwood Trust, Inc.

 

Ticker

Security ID:

Meeting Date

Meeting Status

RWT

CUSIP 758075402

05/19/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Elect George Bull

Mgmt

For

For

For

1.2

Elect Thomas Brown

Mgmt

For

For

For

1.3

Elect Diane Merdian

Mgmt

For

For

For

1.4

Elect Georganne Proctor

Mgmt

For

For

For

2

Ratification of Auditor

Mgmt

For

For

For

3

2002 Employee Stock Purchase Plan

Mgmt

For

For

For

4

Increase of Authorized Common Stock

Mgmt

For

For

For

 

Republic Services, Inc.

 

Ticker

Security ID:

Meeting Date

Meeting Status

RSG

CUSIP 760759100

11/14/2008

Voted

Meeting Type

Country of Trade

 

 

Special

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1

Approval of the Merger Agreement

Mgmt

For

For

For

2

Right to Adjourn Meeting

Mgmt

For

Against

Against

 

Research In Motion Ltd.

 

Ticker

Security ID:

Meeting Date

Meeting Status

RIMM

CUSIP 760975102

07/15/2008

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1

Election of Directors (Slate)

Mgmt

For

For

For

2

Appointment of Auditor and Authority to Set Fees

Mgmt

For

For

For

 

Ross Stores, Inc.

 

Ticker

Security ID:

Meeting Date

Meeting Status

ROST

CUSIP 778296103

05/20/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Elect Michael Balmuth

Mgmt

For

For

For

1.2

Elect K. Gunnar Bjorklund

Mgmt

For

For

For

1.3

Elect Sharon Garrett

Mgmt

For

For

For

2

Ratification of Auditor

Mgmt

For

For

For

 

Sanderson Farms, Inc.

 

Ticker

Security ID:

Meeting Date

Meeting Status

SAFM

CUSIP 800013104

02/19/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Elect John Baker, III

Mgmt

For

For

For

1.2

Elect John Bierbusse

Mgmt

For

For

For

1.3

Elect Mike Cockrell

Mgmt

For

For

For

1.4

Elect Rowan Taylor

Mgmt

For

For

For

2

Ratification of Auditor

Mgmt

For

For

For

3

To Consider And Act Upon A Stockholder Proposal Regarding Cak .

ShrHoldr

Against

Abstain

Against

 


 

Schlumberger Limited

 

Ticker

Security ID:

Meeting Date

Meeting Status

SLB

CUSIP 806857108

04/08/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Elect Philippe Camus

Mgmt

For

For

For

1.2

Elect Jamie Gorelick

Mgmt

For

For

For

1.3

Elect Andrew Gould

Mgmt

For

For

For

1.4

Elect Tony Isaac

Mgmt

For

For

For

1.5

Elect Nikolay Kudryavtsev

Mgmt

For

For

For

1.6

Elect Adrian Lajous

Mgmt

For

For

For

1.7

Elect Michael Marks

Mgmt

For

For

For

1.8

Elect Leo Reif

Mgmt

For

For

For

1.9

Elect Tore Sandvold

Mgmt

For

For

For

1.10

Elect Henri Seydoux

Mgmt

For

For

For

1.11

Elect Linda Stuntz

Mgmt

For

For

For

2

Proposal To Adopt And Approve Of Financials And Dividends.

Mgmt

For

For

For

3

Shareholder Proposal Regarding An Advisory Vote On Compensation Report (Say On Pay)

ShrHoldr

Against

For

Against

4

Proposal To Approve Of Independent Registered Public Accounting Firm.

Mgmt

For

For

For

 

Sequenom, Inc.

 

Ticker

Security ID:

Meeting Date

Meeting Status

SQNM

CUSIP 817337405

05/12/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Elect Ernst-Gunter Afting

Mgmt

For

For

For

1.2

Elect Charles R. Cantor

Mgmt

For

For

For

1.3

Elect John Fazio

Mgmt

For

For

For

1.4

Elect Harry Hixson, Jr.

Mgmt

For

For

For

1.5

Elect Richard Lerner

Mgmt

For

For

For

1.6

Elect Ronald Lindsay

Mgmt

For

For

For

1.7

Elect Harry Stylli

Mgmt

For

For

For

1.8

Elect Kathleen Wiltsey

Mgmt

For

For

For

2

Amendment to the 2006 Equity Incentive Plan

Mgmt

For

Against

Against

3

Ratification of Auditor

Mgmt

For

For

For

 

Sherwin-Williams Co.

 

Ticker

Security ID:

Meeting Date

Meeting Status

SHW

CUSIP 824348106

04/15/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Elect Arthur Anton

Mgmt

For

For

For

1.2

Elect James Boland

Mgmt

For

For

For

1.3

Elect Christopher Connor

Mgmt

For

For

For

1.4

Elect David Hodnik

Mgmt

For

For

For

1.5

Elect Susan Kropf

Mgmt

For

For

For

1.6

Elect Gary McCullough

Mgmt

For

For

For

1.7

Elect A. Malachi Mixon, III

Mgmt

For

For

For

1.8

Elect Curtis Moll

Mgmt

For

For

For

1.9

Elect Richard Smucker

Mgmt

For

For

For

2

Ratification of Auditor

Mgmt

For

For

For

3

Shareholder Proposal Relating To Majority Voting.

ShrHoldr

Against

For

Against

 


 

Smith & Nephew plc

 

Ticker

Security ID:

Meeting Date

Meeting Status

SNN

CUSIP 83175M205

04/30/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1

To Adopt The Report And Accounts

Mgmt

For

For

For

2

To Approve The Remuneration Report

Mgmt

For

For

For

3

To Confirm The Interim Dividends

Mgmt

For

For

For

4

To Re-Elect Mr David J Illingworth

Mgmt

For

Against

Against

5

To Re-Elect Mr Joseph C Papa

Mgmt

For

For

For

6

To Re-Elect Dr Rolf W.H. Stomberg

Mgmt

For

For

For

7

To Reappoint The Auditors

Mgmt

For

For

For

8

To Authorise The Directors To Determine The Remuneration Of The Auditors

Mgmt

For

For

For

9

To Renew The Directors Authority To Allot Shares

Mgmt

For

For

For

10

To Amend The French Sharesave Plan (2002)

Mgmt

For

For

For

11

Authority To Issue Shares W/O Preemptive Rights

Mgmt

For

For

For

12

Authority To Repurchase Shares

Mgmt

For

For

For

13

To Authorise General Meetings To Be Held On 14 Clear Days Notice

Mgmt

For

Against

Against

 

Southwestern Energy Company

 

Ticker

Security ID:

Meeting Date

Meeting Status

SWN

CUSIP 845467109

05/19/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Elect Lewis Epley, Jr.

Mgmt

For

For

For

1.2

Elect Robert Howard

Mgmt

For

For

For

1.3

Elect Harold Korell

Mgmt

For

For

For

1.4

Elect Vello Kuuskraa

Mgmt

For

For

For

1.5

Elect Kenneth Mourton

Mgmt

For

For

For

1.6

Elect Charles Scharlau

Mgmt

For

For

For

2

Ratification of Auditor

Mgmt

For

For

For

 

Statoil ASA

 

Ticker

Security ID:

Meeting Date

Meeting Status

STO

CUSIP 85771P102

05/19/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1

Election of Presiding Chairman

Mgmt

For

For

For

2

Meeting Notice and Agenda

Mgmt

For

For

For

3

Voting List

Mgmt

For

For

For

4

Election of Individuals to Check Minutes

Mgmt

For

For

For

5

Accounts and Reports; Allocation of Profits/Dividends

Mgmt

For

For

For

6

Authority to Set Auditor’s Fees

Mgmt

For

For

For

7

Election of Deputy Member to Corporate Assembly

Mgmt

For

Abstain

Against

8

Compensation Policy

Mgmt

For

For

For

9

Authority to Repurchase Shares for 2004 Share Savings Plan

Mgmt

For

For

For

10

Amendments to Articles Regarding Company Name

Mgmt

For

For

For

11

Shareholder Proposal Regarding Withdrawal from Canadian Oil Sands

Mgmt

Against

Against

For

 


 

Sysco Corporation

 

Ticker

Security ID:

Meeting Date

Meeting Status

SYY

CUSIP 871829107

11/19/2008

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1

Elect Judith Craven

Mgmt

For

For

For

2

Elect Phyllis Sewell

Mgmt

For

For

For

3

Elect Richard Tilghman

Mgmt

For

For

For

4

2008 Cash Performance Unit Plan

Mgmt

For

For

For

5

Ratification of Auditor

Mgmt

For

For

For

6

Shareholder Proposal Regarding Declassification of the Board

ShrHoldr

Against

For

Against

 

Target Corporation

 

Ticker

Security ID:

Meeting Date

Meeting Status

TGT

CUSIP 87612E106

05/28/2009

Take No Action

Meeting Type

Country of Trade

 

 

Proxy Contest

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1

Fix the Number of Directors at Twelve

ShrHoldr

N/A

TNA

N/A

2.1

Elect William Ackman

ShrHoldr

N/A

TNA

N/A

2.2

Elect Michael Ashner

ShrHoldr

N/A

TNA

N/A

2.3

Elect James Donald

ShrHoldr

N/A

TNA

N/A

2.4

Elect Richard Vague

ShrHoldr

N/A

TNA

N/A

3

Elect Ronald Gilson

ShrHoldr

N/A

TNA

N/A

4

Ratification of Auditor

ShrHoldr

N/A

TNA

N/A

5

Amendment to the Long-Term Incentive Plan

ShrHoldr

N/A

TNA

N/A

6

Shareholder Proposal Regarding Advisory Vote on Compensation

ShrHoldr

N/A

TNA

N/A

 

Target Corporation

 

Ticker

Security ID:

Meeting Date

Meeting Status

TGT

CUSIP 87612E106

05/28/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1

Fix the Number of Directors at Twelve

Mgmt

For

For

For

2

Elect Mary Dillon

Mgmt

For

For

For

3

Elect Richard Kovacevich

Mgmt

For

For

For

4

Elect George Tamke

Mgmt

For

For

For

5

Elect Solomon Trujillo

Mgmt

For

For

For

6

Ratification of Auditor

Mgmt

For

For

For

7

Amendment to the Long-Term Incentive Plan

Mgmt

For

For

For

8

Shareholder Proposal Regarding Advisory Vote on Compensation

ShrHoldr

Against

For

Against

 


 

TCF Financial Corporation

 

Ticker

Security ID:

Meeting Date

Meeting Status

TCB

CUSIP 872275102

04/29/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Elect William Bieber

Mgmt

For

For

For

1.2

Elect Theodore Bigos

Mgmt

For

For

For

1.3

Elect William Cooper

Mgmt

For

For

For

1.4

Elect Thomas Cusick

Mgmt

For

For

For

1.5

Elect Gregory Pulles

Mgmt

For

For

For

1.6

Elect Gerald Schwalbach

Mgmt

For

For

For

1.7

Elect Douglas Scovanner

Mgmt

For

For

For

1.8

Elect Barry Winslow

Mgmt

For

For

For

2

Re-Approve The TCF Performance-Based Compensation Policy

Mgmt

For

For

For

3

Amendment to the Incentive Stock Program

Mgmt

For

Against

Against

4

Amendment to the Incentive Stock Program

Mgmt

For

Against

Against

5

Advisory Vote on Executive Compensation

Mgmt

For

For

For

6

Ratification of Auditor

Mgmt

For

For

For

 

Telekomunikasi Indonesia TBK Pt

 

Ticker

Security ID:

Meeting Date

Meeting Status

TLK

CUSIP 715684106

09/19/2008

Voted

Meeting Type

Country of Trade

 

 

Special

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1

Filling The Vacant Position On The Board Of Commissioners.

Mgmt

For

Abstain

Against

2

Term of Commissioner

Mgmt

For

For

For

 

Teva Pharmaceutical Industries Ltd.

 

Ticker

Security ID:

Meeting Date

Meeting Status

TEVA

CUSIP 881624209

06/22/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1

Allocation of Profits/Dividends

Mgmt

For

For

For

2

Elect Phillip Frost

Mgmt

For

For

For

3

Elect Roger Abravanel

Mgmt

For

For

For

4

Elect Elon Kohlberg

Mgmt

For

For

For

5

Elect Yitzhak Peterburg

Mgmt

For

For

For

6

Elect Erez Vigodman

Mgmt

For

For

For

7

Appointment of Auditor

Mgmt

For

For

For

 


 

Texas Instruments Incorporated

 

Ticker

Security ID:

Meeting Date

Meeting Status

TXN

CUSIP 882508104

04/16/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1

Election Of Director: J.R. Adams

Mgmt

For

For

For

2

Election Of Director: D.L. Boren

Mgmt

For

For

For

3

Election Of Director: D.A. Carp

Mgmt

For

For

For

4

Election Of Director: C.S. Cox

Mgmt

For

For

For

5

Election Of Director: D.R. Goode

Mgmt

For

For

For

6

Election Of Director: S.P. Macmillan

Mgmt

For

For

For

7

Election Of Director: P.H. Patsley

Mgmt

For

For

For

8

Election Of Director: W.R. Sanders

Mgmt

For

For

For

9

Election Of Director: R.J. Simmons

Mgmt

For

For

For

10

Election Of Director: R.K. Templeton

Mgmt

For

For

For

11

Election Of Director: C.T. Whitman

Mgmt

For

For

For

12

Ratification Of Auditor

Mgmt

For

For

For

13

2009 Long-Term Incentive Plan

Mgmt

For

For

For

14

2009 Director Compensation Plan

Mgmt

For

For

For

15

Stockholder Proposal Regarding Separation Of Roles Of Chairman And CEO.

ShrHoldr

Against

For

Against

 

The Goldman Sachs Group, Inc.

 

Ticker

Security ID:

Meeting Date

Meeting Status

GS

CUSIP 38141G104

05/08/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1

Elect Lloyd Blankfein

Mgmt

For

For

For

2

Elect John Bryan

Mgmt

For

For

For

3

Elect Gary Cohn

Mgmt

For

For

For

4

Elect Claes Dahlbäck

Mgmt

For

For

For

5

Elect Stephen Friedman

Mgmt

For

For

For

6

Elect William George

Mgmt

For

For

For

7

Elect Rajat Gupta

Mgmt

For

For

For

8

Elect James Johnson

Mgmt

For

For

For

9

Elect Lois Juliber

Mgmt

For

For

For

10

Elect Lakshmi Mittal

Mgmt

For

For

For

11

Elect James Schiro

Mgmt

For

For

For

12

Elect Ruth Simmons

Mgmt

For

For

For

13

Ratification of Auditor

Mgmt

For

For

For

14

Advisory Vote on Executive Compensation

Mgmt

For

For

For

15

Shareholder Proposal Regarding Cumulative Voting

ShrHoldr

Against

For

Against

16

Shareholder Proposal Regarding a Simple Majority Vote

ShrHoldr

Against

For

Against

17

Shareholder Proposal to Create a Board-Level Committee to Address US Economic Security

ShrHoldr

Against

Abstain

Against

18

Shareholder Proposal Regarding Political Contributions and Expenditure Report

ShrHoldr

Against

For

Against

 


 

The TJX Companies, Inc.

 

Ticker

Security ID:

Meeting Date

Meeting Status

TJX

CUSIP 872540109

06/02/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Elect Jose Alvarez

Mgmt

For

For

For

1.2

Elect Alan Bennett

Mgmt

For

For

For

1.3

Elect David Brandon

Mgmt

For

For

For

1.4

Elect Bernard Cammarata

Mgmt

For

For

For

1.5

Elect David Ching

Mgmt

For

For

For

1.6

Elect Michael Hines

Mgmt

For

For

For

1.7

Elect Amy Lane

Mgmt

For

For

For

1.8

Elect Carol Meyrowitz

Mgmt

For

For

For

1.9

Elect John O’Brien

Mgmt

For

For

For

1.10

Elect Robert Shapiro

Mgmt

For

For

For

1.11

Elect Willow Shire

Mgmt

For

For

For

1.12

Elect Fletcher Wiley

Mgmt

For

For

For

2

Amendment to the Stock Incentive Plan

Mgmt

For

For

For

3

Ratification of Auditor

Mgmt

For

For

For

 

Thermo Fisher Scientific Inc.

 

Ticker

Security ID:

Meeting Date

Meeting Status

TMO

CUSIP 883556102

05/20/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Elect Judy Lewent

Mgmt

For

For

For

1.2

Elect Peter Manning

Mgmt

For

For

For

1.3

Elect Jim Manzi

Mgmt

For

For

For

1.4

Elect Elaine Ullian

Mgmt

For

For

For

2

Ratification of Auditor

Mgmt

For

For

For

 

Transocean Ltd.

 

Ticker

Security ID:

Meeting Date

Meeting Status

RIG

CUSIP H8817H100

05/15/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1

Accounts and Reports

Mgmt

For

For

For

2

Ratification of Board and Management Acts

Mgmt

For

For

For

3

Allocation of Profits/Dividends

Mgmt

For

For

For

4

Authority to Repurchase Shares

Mgmt

For

For

For

5

Amendment to the Long-Term Incentive Plan

Mgmt

For

For

For

6

Elect W. Richard Anderson

Mgmt

For

For

For

7

Elect Richard George

Mgmt

For

For

For

8

Elect Robert Long

Mgmt

For

For

For

9

Elect Edward Muller

Mgmt

For

For

For

10

Elect Victor Grijalva

Mgmt

For

For

For

11

Appointment of Auditor

Mgmt

For

For

For

 


 

Transocean Ltd.

 

Ticker

Security ID:

Meeting Date

Meeting Status

RIG

CUSIP G90073100

12/08/2008

Voted

Meeting Type

Country of Trade

 

 

Special

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1

Reincorporation from the Cayman Islands to Switzerland

Mgmt

For

For

For

2

Right to Adjourn Meeting

Mgmt

For

Against

Against

 

Ubisoft Entertainment SA

 

Ticker

Security ID:

Meeting Date

Meeting Status

 

CINS F9396N106

09/22/2008

Voted

Meeting Type

Country of Trade

 

 

Annual

France

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1

Non-Voting Meeting Note

N/A

N/A

N/A

N/A

2

Non-Voting Meeting Note

N/A

N/A

N/A

N/A

3

Accounts and Reports; Ratification of Board Acts

Mgmt

For

For

For

4

Allocation of Profits/Dividends

Mgmt

For

For

For

5

Consolidated Accounts and Reports

Mgmt

For

For

For

6

Related Party Transactions

Mgmt

For

For

For

7

Authority to Trade in Company Stock

Mgmt

For

Against

Against

8

Authority to Carry Out Formalities

Mgmt

For

For

For

9

Authority to Cancel Shares and Reduce Capital

Mgmt

For

For

For

10

Authority to Issue Shares and/or Convertible Securities w/ Preemptive Rights

Mgmt

For

For

For

11

Authority to Issue Shares and/or Convertible Securities w/o Preemptive Rights

Mgmt

For

For

For

12

Authority to Issue Shares and/or Convertible Securities Under Employee Savings Plan

Mgmt

For

For

For

13

Authority to Grant Stock Options

Mgmt

For

For

For

14

Authority to Issue Restricted Stock to Employees

Mgmt

For

For

For

15

Authority to Increase Capital for Foreign Employee Benefits

Mgmt

For

For

For

16

Authority to Issue Shares and/or Convertible Securities w/out Preemptive Rights

Mgmt

For

Against

Against

17

Authority to Increase Capital in Consideration to Contributions in Kind

Mgmt

For

For

For

18

Global Ceiling on Increases in Capital

Mgmt

For

For

For

19

Authority to Prevent a Takeover of the Company

Mgmt

For

Against

Against

20

Stock Split

Mgmt

For

For

For

21

Authority to Carry Out Formalities

Mgmt

For

For

For

 

UNILEVER N.V.

 

Ticker

Security ID:

Meeting Date

Meeting Status

UN

CUSIP 904784709

10/29/2008

Voted

Meeting Type

Country of Trade

 

 

Special

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1

To Appoint Mr P Polman As An Executive Director.

Mgmt

For

For

For

 


 

Union Pacific Corporation

 

Ticker

Security ID:

Meeting Date

Meeting Status

UNP

CUSIP 907818108

05/14/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1

Elect Andrew Card, Jr.

Mgmt

For

For

For

2

Elect Erroll Davis, Jr.

Mgmt

For

For

For

3

Elect Thomas Donohue

Mgmt

For

Against

Against

4

Elect Archie Dunham

Mgmt

For

For

For

5

Elect Judith Hope

Mgmt

For

For

For

6

Elect Charles Krulak

Mgmt

For

For

For

7

Elect Michael McCarthy

Mgmt

For

For

For

8

Elect Michael McConnell

Mgmt

For

For

For

9

Elect Thomas McLarty III

Mgmt

For

For

For

10

Elect Steven Rogel

Mgmt

For

For

For

11

Elect José Villarreal

Mgmt

For

For

For

12

Elect James Young

Mgmt

For

For

For

13

Ratification of Auditor

Mgmt

For

For

For

14

Shareholder Proposal Regarding Political Contributions and Expenditure Report

ShrHoldr

Against

Against

For

 

United Technologies Corp.

 

Ticker

Security ID:

Meeting Date

Meeting Status

UTX

CUSIP 913017109

04/08/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Elect Louis Chenevert

Mgmt

For

For

For

1.2

Elect George David

Mgmt

For

For

For

1.3

Elect John Faraci

Mgmt

For

For

For

1.4

Elect Jean-Pierre Garnier

Mgmt

For

For

For

1.5

Elect Jamie Gorelick

Mgmt

For

For

For

1.6

Elect Carlos Gutierrez

Mgmt

For

For

For

1.7

Elect Edward Kangas

Mgmt

For

For

For

1.8

Elect Charles Lee

Mgmt

For

For

For

1.9

Elect Richard McCormick

Mgmt

For

For

For

1.10

Elect Harold McGraw III

Mgmt

For

For

For

1.11

Elect Richard Myers

Mgmt

For

For

For

1.12

Elect H. Patrick Swygert

Mgmt

For

For

For

1.13

Elect André Villeneuve

Mgmt

For

For

For

1.14

Elect Christine Whitman

Mgmt

For

For

For

2

Appointment Of Independent Auditors

Mgmt

For

For

For

3

Shareowner Proposal: Offsets For Foreign Military Sales

ShrHoldr

Against

Abstain

N/A

 


 

Urban Outfitters, Inc.

 

Ticker

Security ID:

Meeting Date

Meeting Status

URBN

CUSIP 917047102

05/19/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Elect Scott Belair

Mgmt

For

For

For

1.2

Elect Robert Strouse

Mgmt

For

For

For

1.3

Elect Glen Senk

Mgmt

For

For

For

1.4

Elect Joel Lawson III

Mgmt

For

For

For

1.5

Elect Richard Hayne

Mgmt

For

For

For

1.6

Elect Harry Cherken, Jr.

Mgmt

For

Withhold

Against

2

Shareholder Proposal Regarding Revised Vendor Code of Conduct

ShrHoldr

Against

Abstain

Against

 

UTi Worldwide Inc.

 

Ticker

Security ID:

Meeting Date

Meeting Status

UTIW

CUSIP G87210103

06/08/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Elect Brian Belchers

Mgmt

For

For

For

1.2

Elect Roger MacFarlane

Mgmt

For

For

For

1.3

Elect Matthys Wessels

Mgmt

For

For

For

2

Ratification of Auditor

Mgmt

For

For

For

3

2009 Long Term Incentive Plan

Mgmt

For

For

For

4

Executive Incentive Plan

Mgmt

For

For

For

 

Varian Medical Systems, Inc.

 

Ticker

Security ID:

Meeting Date

Meeting Status

VAR

CUSIP 92220P105

02/12/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Elect Timothy Guertin

Mgmt

For

For

For

1.2

Elect David Martin, Jr.

Mgmt

For

For

For

1.3

Elect Ruediger Naumann-Etienne

Mgmt

For

For

For

1.4

Elect Venkatraman Thyagarajan

Mgmt

For

For

For

2

Amendment to the 2005 Omnibus Stock Plan

Mgmt

For

For

For

3

TO APPROVE THE VARIAN MEDICAL SYSTEMS, INC. MANAGEMENT INCENTIVE PLAN.

Mgmt

For

For

For

4

Ratification of Auditor

Mgmt

For

For

For

 

VMWARE, INC.

 

Ticker

Security ID:

Meeting Date

Meeting Status

VMW

CUSIP 928563402

09/09/2008

Voted

Meeting Type

Country of Trade

 

 

Special

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1

Option Exchange Program

Mgmt

For

Against

Against

 


 

W.W. Grainger, Inc.

 

Ticker

Security ID:

Meeting Date

Meeting Status

GWW

CUSIP 384802104

04/29/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Elect Brian Anderson

Mgmt

For

For

For

1.2

Elect Wilbur Gantz

Mgmt

For

For

For

1.3

Elect V. Ann Hailey

Mgmt

For

For

For

1.4

Elect William Hall

Mgmt

For

For

For

1.5

Elect Richard Keyser

Mgmt

For

For

For

1.6

Elect Stuart Levenick

Mgmt

For

For

For

1.7

Elect John McCarter, Jr.

Mgmt

For

For

For

1.8

Elect Neil Novich

Mgmt

For

For

For

1.9

Elect Michael Roberts

Mgmt

For

For

For

1.10

Elect Gary Rogers

Mgmt

For

For

For

1.11

Elect James Ryan

Mgmt

For

For

For

1.12

Elect James Slavik

Mgmt

For

For

For

1.13

Elect Harold Smith

Mgmt

For

For

For

2

Ratification of Auditor

Mgmt

For

For

For

 

Waddell & Reed Financial, Inc.

 

Ticker

Security ID:

Meeting Date

Meeting Status

WDR

CUSIP 930059100

04/08/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Elect Dennis Logue

Mgmt

For

For

For

1.2

Elect Ronald Reimer

Mgmt

For

For

For

2

Ratification of Auditor

Mgmt

For

For

For

3

Stockholder Proposal To Require An Advisory Vote On Executive Compensation.

ShrHoldr

Against

For

Against

 

Walgreen Company

 

Ticker

Security ID:

Meeting Date

Meeting Status

WAG

CUSIP 931422109

01/14/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Elect William Foote

Mgmt

For

For

For

1.2

Elect Mark Frissora

Mgmt

For

For

For

1.3

Elect Alan McNally

Mgmt

For

For

For

1.4

Elect Cordell Reed

Mgmt

For

For

For

1.5

Elect Nancy Schlichting

Mgmt

For

For

For

1.6

Elect David Schwartz

Mgmt

For

For

For

1.7

Elect Alejandro Silva

Mgmt

For

For

For

1.8

Elect James Skinner

Mgmt

For

For

For

1.9

Elect Marilou von Ferstel

Mgmt

For

For

For

1.10

Elect Charles Walgreen III

Mgmt

For

For

For

2

Ratification of Auditor

Mgmt

For

For

For

3

1982 Employee Stock Purchase Plan

Mgmt

For

For

For

4

Shareholder Proposal Regarding Independent Board Chairman

ShrHoldr

Against

For

Against

5

Shareholder Proposal Regarding Advisory Vote on Compensation (Say on Pay)

ShrHoldr

Against

For

Against

 


 

Weatherford International Ltd.

 

Ticker

Security ID:

Meeting Date

Meeting Status

WFT

CUSIP G95089101

02/17/2009

Voted

Meeting Type

Country of Trade

 

 

Special

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1

Reincorporation from Bermuda to Switzerland

Mgmt

For

For

For

2

Right to Adjourn Meeting

Mgmt

For

Against

Against

 

Weatherford International Ltd.

 

Ticker

Security ID:

Meeting Date

Meeting Status

WFT

CUSIP H27013103

05/07/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1

Elect Bernard Duroc-Danner

Mgmt

For

For

For

2

Elect David Butters

Mgmt

For

For

For

3

Elect Nicholas Brady

Mgmt

For

For

For

4

Elect William Macaulay

Mgmt

For

For

For

5

Elect Robert Millard

Mgmt

For

For

For

6

Elect Robert Moses, Jr.

Mgmt

For

For

For

7

Elect Robert Rayne

Mgmt

For

Against

Against

8

Appointment of Auditor

Mgmt

For

For

For

 


 

Wells Fargo & Company

 

Ticker

Security ID:

Meeting Date

Meeting Status

WFC

CUSIP 949746101

04/28/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1

Election Of Director: John D. Baker II

Mgmt

For

For

For

2

Election Of Director: John S. Chen

Mgmt

For

For

For

3

Election Of Director: Lloyd H. Dean

Mgmt

For

For

For

4

Election Of Director: Susan E. Engel

Mgmt

For

For

For

5

Election Of Director: Enrique Hernandez, Jr.

Mgmt

For

For

For

6

Election Of Director: Donald M. James

Mgmt

For

Against

Against

7

Election Of Director: Robert L. Joss

Mgmt

For

For

For

8

Election Of Director: Richard M. Kovacevich

Mgmt

For

For

For

9

Election Of Director: Richard D. Mccormick

Mgmt

For

For

For

10

Election Of Director: Mackey J. Mcdonald

Mgmt

For

For

For

11

Election Of Director: Cynthia H. Milligan

Mgmt

For

Against

Against

12

Election Of Director: Nicholas G. Moore

Mgmt

For

For

For

13

Election Of Director: Philip J. Quigley

Mgmt

For

Against

Against

14

Election Of Director: Donald B. Rice

Mgmt

For

Against

Against

15

Election Of Director: Judith M. Runstad

Mgmt

For

For

For

16

Election Of Director: Stephen W. Sanger

Mgmt

For

For

For

17

Election Of Director: Robert K. Steel

Mgmt

For

For

For

18

Election Of Director: John G. Stumpf

Mgmt

For

For

For

19

Election Of Director: Susan G. Swenson

Mgmt

For

For

For

20

Advisory Vote On Executive Compensation

Mgmt

For

For

For

21

Ratification Of Auditor

Mgmt

For

For

For

22

Amendment To The Long-Term Incentive Compensation Plan

Mgmt

For

Against

Against

23

Shareholder Proposal Regarding Independent Board Chairman

ShrHoldr

Against

Against

For

24

Stockholder Proposal Regarding A Report On Political Contributions.

ShrHoldr

Against

Against

For

 

Wellstream Holdings plc

 

Ticker

Security ID:

Meeting Date

Meeting Status

 

CINS G9529Y101

05/12/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United Kingdom

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1

Accounts and Reports

Mgmt

For

For

For

2

Appointment of Auditor and Authority to Set Fees

Mgmt

For

For

For

3

Elect Gordon Chapman

Mgmt

For

For

For

4

Elect Chris Gill

Mgmt

For

Against

Against

5

Elect Neil Gaskell

Mgmt

For

For

For

6

Elect Luis Araujo

Mgmt

For

Against

Against

7

Directors’ Remuneration Report

Mgmt

For

For

For

8

Allocation of Profits/Dividends

Mgmt

For

For

For

9

Authority to Increase Authorised Capital

Mgmt

For

For

For

10

Authority to Issue Shares w/ Preemptive Rights

Mgmt

For

For

For

11

Authority to Issue Shares w/o Preemptive Rights

Mgmt

For

For

For

12

Authority to Repurchase Shares

Mgmt

For

For

For

13

Authority to Set General Meeting Notice Period at 14 Days

Mgmt

For

Against

Against

 


 

XTO Energy Inc.

 

Ticker

Security ID:

Meeting Date

Meeting Status

XTO

CUSIP 98385X106

05/19/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1

Amendment to Declassify the Board

Mgmt

For

For

For

2

Elect Phillip Kevil

Mgmt

For

For

For

3

Elect Herbert Simons

Mgmt

For

For

For

4

Elect Vaughn Vennerberg II

Mgmt

For

For

For

5

2009 Executive Incentive Compensation Plan

Mgmt

For

For

For

6

Ratification of Auditor

Mgmt

For

For

For

7

Shareholder Proposal Regarding Advisory Vote on Compensation (Say on Pay)

ShrHoldr

Against

For

Against

8

Shareholder Proposal Regarding the Approval of Survivor Benefits (Golden Coffins)

ShrHoldr

Against

For

Against

 


 

Any ballot marked ‘Abstain’ is considered to have been voted.  Ballots marked ‘Abstain’ are considered to have been voted ‘Against’ management’s recommendation if management’s recommendation is ‘For’ or ‘Against,’ and ‘For’ management’s recommendation if management’s recommendation is ‘Abstain.’  When management has recommended that shareholders ‘Abstain’ from voting on a ballot item, a ballot marked  ‘For’ or ‘Against’ is considered to have been voted ‘Against’ management’s recommendation to ‘Abstain.’

 

Where management has made no recommendation on a ballot item, ‘N/A’ is used to indicate that there is no management recommendation that a shareholder may vote ‘For’ or ‘Against.’

 

Any ballot marked as ‘Take No Action’ (or TNA) is considered to have not been voted and is neither ‘For’ nor ‘Against’ management and ‘N/A’ is used to represent this.

 


 

SIGNATURES

 

Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.

 

Registrant: 

Columbia Funds Institutional Trust

 

 

 

 

By (Signature and Title): 

/s/ J. Kevin Connaughton

 

 

J. Kevin Connaughton, President

 

 

 

 

Date: 

August 25, 2009