-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, BNlX4lbgD0V6zxLZ6624Gv7ULABdb/e86zF5pwHCeLG55AKUbSflBtGyBnBhex3Y q8poNLzBJCQ/z/dD0zALTA== 0000905383-98-000005.txt : 19980810 0000905383-98-000005.hdr.sgml : 19980810 ACCESSION NUMBER: 0000905383-98-000005 CONFORMED SUBMISSION TYPE: SC 13D PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19980807 SROS: NASD SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: SURGICAL LASER TECHNOLOGIES INC /DE/ CENTRAL INDEX KEY: 0000854099 STANDARD INDUSTRIAL CLASSIFICATION: ELECTROMEDICAL & ELECTROTHERAPEUTIC APPARATUS [3845] IRS NUMBER: 311093148 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13D SEC ACT: SEC FILE NUMBER: 005-40743 FILM NUMBER: 98679888 BUSINESS ADDRESS: STREET 1: 200 CRESSON BLVD PO BOX 880 CITY: OAKS STATE: PA ZIP: 19456 BUSINESS PHONE: 6106500700 MAIL ADDRESS: STREET 1: 200 CRESSON BLVD STREET 2: P O BOX 880 CITY: OAKS STATE: PA ZIP: 19456 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: NEWBY STEVEN T CENTRAL INDEX KEY: 0000905383 STANDARD INDUSTRIAL CLASSIFICATION: [] FILING VALUES: FORM TYPE: SC 13D BUSINESS ADDRESS: STREET 1: 6116 EXECUTIVE BLVD STREET 2: STE 701 CITY: ROCKVILLE STATE: MD ZIP: 20852 BUSINESS PHONE: 3018813660 MAIL ADDRESS: STREET 1: 6116 EXECUTIVE BLVD STREET 2: STE 701 CITY: ROCKVILLE STATE: MD ZIP: 20852 SC 13D 1 UNITED STATES SECURITIES AND EXHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities and Exchange Act of 1934 (Amendment No. )* Surgical Laser Technologies, Inc. (Name of Issuer) Common Stock, par value $0.01 (Title of Class of Securities) 868819103 (CUSIP Number) W. Keith Stoneback, President, 147 Keystone Drive Montgomeryville, PA 18936 (215) 619-3600 (Name, Address and Telephone Number of Person Authorized to Receive Notices and Communications) July 27, 1998 (Date of Event which Requires Filing of this Statement) If the filing person has previously filed a statement on Schedule 13G to report the acquisition which is the subject of this Schedule 13D, and is filing this schedule because of Rule 13d-1(b)(3) or (4), check the following box [ ]. Check the following box if a fee is being paid with the statement [ ]. (A fee is not required only if the reporting person: (1) has a previous statement on file reporting beneficial ownership of more than five percent of the class of securities described in Item 1; and (2) has filed no amendment subsequent thereto reporting beneficial ownership of five percent or less of such class.) (See rule 13d-7.) Note: Six copies of this statement, including all exhibits, should be filed with the Commission. See rule 13d-1(a) for other parties to whom copies are to be sent. *The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page. The information required on the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities and Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). CUSIP NO. 868819103 SCHEDULE 13D 1 NAME OF THE REPORTING PERSON STEVEN T. NEWBY 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [ ] (b) [ X ] 3 SEC USE ONLY 4 SOURCE OF FUNDS*PF 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e) [ ] 6 CITIZENSHIP OR PLACE OF ORGANIZATION UNITED STATES NUMBER OF 7 SOLE VOTING POWER SHARES 601,800 shares BENEFICIALLY 8 SHARED VOTING POWER OWNED BY -0- shares EACH 9 SOLE DISPOSITIVE POWER REPORTING 601,8000 shares PERSON 10 SHARED DISPOSITIVE POWER WITH -0- shares 11 AGGREGATE AMOUNT BENEFICALLY OWNED BY EACH REPORTING PERSON 601,800 shares 12 CHECK THE BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES*[ ] 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 6.09% 14 TYPE OF REPORTING PERSON* IN *SEE INSTRUCTIONS BEFORE FILLING OUT! ITEM 1. Security and Issuer Surgical Laser Technologies, Inc. Common Stock, Par Value $0.01 per share 147 Keystone Drive Montgomeryville, PA 18936 ITEM 2. Identity and Background A) Steven T. Newby B) 6116 Executive Boulevard, Suite 701 Rockville, MD 20852 C) Broker/Dealer Newby & Company same address as above D) None E) None F) USA ITEM 3. Source and Amount of funds or Other Consideration Source of all funds - personal. No funds borrowed ITEM 4. Purpose of Transaction For investment purposes only. No further information in reference to Items 4A-4J. ITEM 5. Interest in Securities of the Issuer A) Steven T. Newby owns 601,800 shares or 6.09% of Surgical Laser Technologies, Inc. 9,889,000 shares outstanding (05/01/98). B) Steven T. Newby has sole voting and sole disposition powers. C) All purchases in the last sixty days have been open market transactions. 07/27/98 Bought 20,000 shares @ 0.625 $ 12,500.00 07/23/98 Bought 63,000 shares @ 0.531 $ 33,468.75 07/22/98 Bought 80,000 shares @ 0.500 $ 40,000.00 07/21/98 Bought 10,000 shares @ 0.750 $ 7,500.00 07/17/98 Bought 10,000 shares @ 0.750 $ 7,500.00 07/10/98 Bought 9,000 shares @ 0.750 $ 6,750.00 06/30/98 Bought 3,000 shares @ 1.031 $ 3,093.75 D) Not applicable. E) Not applicable. ITEM 6. Contracts, Arrangements, Understandings or Relationships with respect to Securities of the Issuer. None ITEM 7. Material to be Filed as Exhibits None SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. Dated: August 4, 1998 /S/ STEVEN T. NEWBY STEVEN T. NEWBY -----END PRIVACY-ENHANCED MESSAGE-----