-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, AtilXkXqFa3sMI+FljtQuxxp3SgeOCrtZhw8too+bgLMKhj5Qn27KlI314YNuMBX sG6w8n0F/eqHNE56QYVbFg== 0001273091-06-000006.txt : 20061019 0001273091-06-000006.hdr.sgml : 20061019 20061019143441 ACCESSION NUMBER: 0001273091-06-000006 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20061017 FILED AS OF DATE: 20061019 DATE AS OF CHANGE: 20061019 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: DIGITAL RECORDERS INC CENTRAL INDEX KEY: 0000853695 STANDARD INDUSTRIAL CLASSIFICATION: RADIO & TV BROADCASTING & COMMUNICATIONS EQUIPMENT [3663] IRS NUMBER: 561362926 STATE OF INCORPORATION: NC FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 4018 PATRIOT DRIVE STREET 2: SUITE 100 CITY: DURHAM STATE: NC ZIP: 27703 BUSINESS PHONE: 9193612155 MAIL ADDRESS: STREET 1: 4018 PATRIOT DRIVE STREET 2: SUITE 100 CITY: DURHAM STATE: NC ZIP: 27703 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: ENGLANDER ISRAEL A CENTRAL INDEX KEY: 0001017456 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-28539 FILM NUMBER: 061153132 BUSINESS ADDRESS: BUSINESS PHONE: 2123767158 MAIL ADDRESS: STREET 1: C/O MILLENNIUM MANAGEMENT, L.L.C. STREET 2: 666 FIFTH AVENUE CITY: NEW YORK STATE: NY ZIP: 10103 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: MILLENNIUM MANAGEMENT, L.L.C. CENTRAL INDEX KEY: 0001273087 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-28539 FILM NUMBER: 061153133 BUSINESS ADDRESS: STREET 1: 666 FIFTH AVE STREET 2: 8TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10103-0899 BUSINESS PHONE: (212) 841-4100 MAIL ADDRESS: STREET 1: 666 FIFTH AVE STREET 2: 8TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10103-0899 FORMER NAME: FORMER CONFORMED NAME: MILLENNIUM MANAGEMENT LLC DATE OF NAME CHANGE: 20031212 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: INTEGRATED HOLDING GROUP, L.P. CENTRAL INDEX KEY: 0001273089 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-28539 FILM NUMBER: 061153134 BUSINESS ADDRESS: STREET 1: C/O MILLENNIUM MANAGEMENT, L.L.C. STREET 2: 666 FIFTH AVENUE, 8TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10103-0899 BUSINESS PHONE: (212) 841-4100 MAIL ADDRESS: STREET 1: C/O MILLENNIUM MANAGEMENT, L.L.C. STREET 2: 666 FIFTH AVENUE, 8TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10103-0899 FORMER NAME: FORMER CONFORMED NAME: MILLENNIUM HOLDING GROUP, L.P. DATE OF NAME CHANGE: 20050310 FORMER NAME: FORMER CONFORMED NAME: MILLENNIUM HOLDING GROUP L.P. DATE OF NAME CHANGE: 20050310 FORMER NAME: FORMER CONFORMED NAME: MILLENNIUM HOLDING GROUP LP DATE OF NAME CHANGE: 20031212 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: RIVERVIEW GROUP, LLC CENTRAL INDEX KEY: 0001273091 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-28539 FILM NUMBER: 061153135 BUSINESS ADDRESS: STREET 1: 666 FIFTH AVE STREET 2: 8TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10103-0899 BUSINESS PHONE: (212) 841-4100 MAIL ADDRESS: STREET 1: 666 FIFTH AVE STREET 2: 8TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10103-0899 FORMER NAME: FORMER CONFORMED NAME: RIVERVIEW GROUP LLC DATE OF NAME CHANGE: 20031212 4 1 edgar.xml PRIMARY DOCUMENT X0202 4 2006-10-17 1 0000853695 DIGITAL RECORDERS INC TBUS 0001273091 RIVERVIEW GROUP, LLC C/O MILLENNIUM MANAGEMENT, L.L.C. 666 FIFTH AVENUE, 8TH FLOOR NEW YORK NY 10103 0 0 1 0 0001273089 INTEGRATED HOLDING GROUP, L.P. C/O MILLENNIUM MANAGEMENT, L.L.C. 666 FIFTH AVENUE, 8TH FLOOR NEW YORK NY 10103 0 0 0 1 May be deemed as group member. 0001273087 MILLENNIUM MANAGEMENT, L.L.C. 666 FIFTH AVENUE, 8TH FLOOR NEW YORK NY 10103 0 0 0 1 May be deemed as group member. 0001017456 ENGLANDER ISRAEL A C/O MILLENNIUM MANAGEMENT, L.L.C. 666 FIFTH AVENUE, 8TH FLOOR NEW YORK NY 10103 0 0 0 1 May be deemed as group member. Common Stock, par value $0.10 per share ("Common Stock") 2006-10-17 4 S 0 25000 1.3461 D 968837 D Warrant ("Warrant") 6.00 2004-10-06 2009-10-05 Common Stock, par value $0.10 per share ("Common Stock") 241546 241546 D These securities are owned directly by Riverview Group, LLC, a Delaware limited liability company. Each of the Reporting Persons disclaims beneficial ownership of the shares of Common Stock owned by another Reporting Person to the extent such beneficial ownership exceeds such Reporting Person's pecuniary interest. Data provided by the executing broker to the Reporting Person on a single execution report, but such data may reflect an averaging of multiple fills. The number of shares of Common Stock into which the Warrant is exercisable is limited pursuant to the terms of such Warrant to that number of shares of Common Stock which would result in Riverview Group, LLC's having aggregate beneficial ownership of not more than 9.99% of the total issued and oustanding shares of Common Stock. RIVERVIEW GROUP, LLC By: Integrated Holding Group, L.P., its managing member By: Millennium Management, L.L.C., its general partner * Terry Feeney, Chief Operating Officer* 2006-10-19 EX-99 2 tbusjfa20061019.txt JOINT FILER INFORMATION EXHIBIT 99 - JOINT FILER INFORMATION Name: Integrated Holding Group, L.P. Address: c/o Millennium Management, L.L.C. 666 Fifth Avenue, 8th Floor New York, NY 10103 Designated Filer: Riverview Group, LLC Issuer & Ticker Symbol: Digital Recorders, Inc. (TBUS) Date of Event Requiring Statement: 10/17/2006 Signature: INTEGRATED HOLDING GROUP, L.P. BY: MILLENNIUM MANAGEMENT, L.L.C., its general partner By: /s/ Terry Feeney ------------------------------------ Name: Terry Feeney Title: Chief Operating Officer Name: Millennium Management, L.L.C. Address: 666 Fifth Avenue, 8th Floor New York, NY 10103 Designated Filer: Riverview Group, LLC Issuer & Ticker Symbol: Digital Recorders, Inc. (TBUS) Date of Event Requiring Statement: 10/17/2006 Signature: MILLENNIUM MANAGEMENT, L.L.C. By: /s/ Terry Feeney ------------------------------------ Name: Terry Feeney Title: Chief Operating Officer Name: Israel A. Englander Address: c/o Millennium Management, L.L.C. 666 Fifth Avenue, 8th Floor New York, NY 10103 Designated Filer: Riverview Group, LLC Issuer & Ticker Symbol: Digital Recorders, Inc. (TBUS) Date of Event Requiring Statement: 10/17/2006 Signature: /s/ Israel A. Englander by Simon Lorne pursuant to a Power of Attorney filed with the SEC on June 6, 2005 -------------------------------------------- Israel A. Englander -----END PRIVACY-ENHANCED MESSAGE-----