-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Rb5LWeHRFHYCV8g83cTX1dVoCAP/CJKxTzsXXtomBDB45Vm/wEJWMnV1zP+udqVS P8NM0QCHmYxAy+cJQdkZ3Q== 0001104659-06-069245.txt : 20061027 0001104659-06-069245.hdr.sgml : 20061027 20061027153954 ACCESSION NUMBER: 0001104659-06-069245 CONFORMED SUBMISSION TYPE: 8-K PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20060929 ITEM INFORMATION: Departure of Directors or Principal Officers; Election of Directors; Appointment of Principal Officers FILED AS OF DATE: 20061027 DATE AS OF CHANGE: 20061027 FILER: COMPANY DATA: COMPANY CONFORMED NAME: HENRY JOHN W & CO/MILLBURN L P CENTRAL INDEX KEY: 0000853456 STANDARD INDUSTRIAL CLASSIFICATION: [6221] IRS NUMBER: 061287586 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 8-K SEC ACT: 1934 Act SEC FILE NUMBER: 000-18215 FILM NUMBER: 061168843 BUSINESS ADDRESS: STREET 1: WORLD FINANCIAL CTR SOUTH TWR-6TH FLR STREET 2: C/O ML FUTURE INVESTMENT PARTNERS INCAGE CITY: MERRILL LYNCH WORLD STATE: NY ZIP: 10080 BUSINESS PHONE: 2122364161 MAIL ADDRESS: STREET 1: MERRILL LYNCH & CO STREET 2: WORLD FINANCIAL CTR, SOUTH TOWER, 6TH FL CITY: NEW YORK STATE: NY ZIP: 10080-6106 8-K 1 a06-22706_28k.htm CURRENT REPORT OF MATERIAL EVENTS OR CORPORATE CHANGES

 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

WASHINGTON, DC 20549

FORM 8-K

CURRENT REPORT

Pursuant to Section 13 or 15(d) of the

Securities Exchange Act of 1934

Date of Report (Date of earliest event reported):  September 29, 2006

JOHN W. HENRY & CO./MILLBURN L.P.
(Exact name of each Registrant as specified in its Charter)

Delaware

 

0-18215

 

06-1287586

(State or other jurisdiction of
incorporation or organization)

 

(Commission File Number)

 

(IRS Employer ID Number)

 

c/o Merrill Lynch Alternative Investments LLC
Princeton Corporate Campus
800 Scudders Mill Road – Section 2H
Plainsboro, New Jersey  08536

(Address of principal executive offices) (Zip Code)

(609) 282-6091

(Registrant’s telephone number, including area code)

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):

o            Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

o            Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

o            Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

o            Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

 



Item 5.02.  Departure of Directors or Principal Officers; Election of Directors; Appointment of Principal Officers.

(b)  Effective as of September 29, 2006, Michael Pungello resigned, having served as Vice President and Chief Financial Officer at Merrill Lynch Alternative Investments LLC (“MLAI”) and having performed functions similar to those of a principal executive officer for the Registrant.

(c)  Effective as of September 29, 2006, Barbra E. Kocsis began performing functions similar to those of a principal executive officer for the Registrant as Chief Financial Officer of MLAI.

Barbra E. Kocsis was born in 1966.  She is also a Director within the Merrill Lynch Global Private Client Global Infrastructure Solutions group.  Prior to that, she was the Fund Controller of MLAI. Before coming to MLAI, Ms Kocsis held various accounting and tax positions at Derivatives Portfolio Management LLC from May 1992 until May 1999, at which time she held the position of accounting director.  Prior to that, she was an associate at Coopers & Lybrand in both the audit and tax practices.  She graduated cum laude from Monmouth College in 1988 with a Bachelor of Science in Business Administration - Accounting.

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SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

 

JOHN W. HENRY & CO./MILLBURN L.P.

 

 

 

 

By:

Merrill Lynch Alternative Investments, LLC

 

 

its General Partner

 

 

 

 

 

 

 

By:

/s/  Barbra E. Kocsis

 

 

 

Name:  Barbra E. Kocsis

 

 

Vice President and Chief Financial Officer

 

 

(Principal Financial and Accounting Officer)

 

 

 

Date:  October 23, 2006

 

 

 

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