-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, KM5U8keNJFGWqRRwtxdPtsax3LASkszsyi52tmTV1NVxh/gVLOH90MzXUTlbm54K inzjUeN8vR0G/nAzIewt9w== 0000897069-99-000611.txt : 19991229 0000897069-99-000611.hdr.sgml : 19991229 ACCESSION NUMBER: 0000897069-99-000611 CONFORMED SUBMISSION TYPE: 15-12G PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19991228 FILER: COMPANY DATA: COMPANY CONFORMED NAME: EFFECTIVE MANAGEMENT SYSTEMS INC CENTRAL INDEX KEY: 0000853372 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 391292200 STATE OF INCORPORATION: WI FISCAL YEAR END: 1130 FILING VALUES: FORM TYPE: 15-12G SEC ACT: SEC FILE NUMBER: 000-23438 FILM NUMBER: 99781338 BUSINESS ADDRESS: STREET 1: 12000 WEST PARK PL CITY: MILWAUKEE STATE: WI ZIP: 53224 BUSINESS PHONE: 4143599800 15-12G 1 FORM 15 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 15 CERTIFICATION AND NOTICE OF TERMINATION OF REGISTRATION UNDER SECTION 12(g) OF THE SECURITIES EXCHANGE ACT OF 1934 OR SUSPENSION OF DUTY TO FILE REPORTS UNDER SECTION 13 AND 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934. Commission File Number: 0-23438 EFFECTIVE MANAGEMENT SYSTEMS, INC. (Exact name of registrant as specified in its charter) 12000 West Park Place Milwaukee, Wisconsin 53224 (414) 359-9800 (Address, including zip code, and telephone number, including area code, of registrant's principal executive offices) Common Stock, par value $.01 per share Common Stock Warrants/1 (Title of each class of securities covered by this Form) None (Titles of all other classes of securities for which a duty to file reports under section 12(a) or 15(d) remains) Please place an X in the box(es) to designate the appropriate rule provision(s) relied upon to terminate or suspend the duty to file reports: Rule 12g-4(a)(1)(i) [x] Rule 12h-3(b)(1)(i) [x] Rule 12g-4(a)(1)(ii) [ ] Rule 12h-3(b)(1)(ii) [ ] Rule 12g-4(a)(2)(i) [ ] Rule 12h-3(b)(2)(i) [ ] Rule 12g-4(a)(2)(ii) [ ] Rule 12h-3(b)(2)(ii) [ ] Rule 15d-6 [ ] Approximate number of holders of record as of the certification or notice date: Common Stock Warrants 0 Common Stock 1 Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this certification/notice to be signed on its behalf by the undersigned duly authorized person. Date: December 28, 1999 By: /s/ Thomas G. Hickinbotham ------------------------------- Name: Thomas G. Hickinbotham Title: Chief Financial Officer - -------- 1/As of December 27, 1999, each Common Stock Warrant is no longer a security under applicable law, as each such Common Stock Warrant no longer represents a right to receive common stock of, or any other security of, Effective Management Systems, Inc. -----END PRIVACY-ENHANCED MESSAGE-----