-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, PEX5NmjrxV4y6bUlgvzkypYSjLDG5RRcOoseHVgril3MO+K/pbt1LnFYmQizS62K 2sMe4pKm/7w9aT1IgmVtNw== 0000950148-01-000273.txt : 20010223 0000950148-01-000273.hdr.sgml : 20010223 ACCESSION NUMBER: 0000950148-01-000273 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20010214 GROUP MEMBERS: KAYNE ANDERSON CAPITAL ADVISORS LP GROUP MEMBERS: KAYNE ANDERSON CAPITOL ADVISORS GROUP MEMBERS: RICHARD A. KAYNE SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: DAY RUNNER INC CENTRAL INDEX KEY: 0000853102 STANDARD INDUSTRIAL CLASSIFICATION: BLANKBOOKS, LOOSELEAF BINDERS & BOOKBINDING & RELATED WORK [2780] IRS NUMBER: 953624280 STATE OF INCORPORATION: DE FISCAL YEAR END: 0630 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: SEC FILE NUMBER: 005-45607 FILM NUMBER: 1542552 BUSINESS ADDRESS: STREET 1: 2750 W. MOORE AVENUE CITY: FULLERTON STATE: CA ZIP: 92833 BUSINESS PHONE: 714/680-3500 MAIL ADDRESS: STREET 1: 15295 ALTON PARKWAY CITY: IRVINE STATE: CA ZIP: 92718 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: KAYNE ANDERSON CAPITAL ADVISORS LP CENTRAL INDEX KEY: 0000949615 STANDARD INDUSTRIAL CLASSIFICATION: [] IRS NUMBER: 954486379 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A BUSINESS ADDRESS: STREET 1: 1800 AVE OF THE STARS STREET 2: 1425 CITY: LOS ANGELES STATE: CA ZIP: 90067 BUSINESS PHONE: 3105562721 MAIL ADDRESS: STREET 1: 1800 AVENUE OF THE STARS STREET 2: 2ND FLOOR CITY: LOS ANGELES STATE: CA ZIP: 90067 FORMER COMPANY: FORMER CONFORMED NAME: KAIM NON TRADITIONAL L P/CA DATE OF NAME CHANGE: 19960605 SC 13G/A 1 v69476a4sc13ga.txt SCHEDULE 13G AMENDMENT 4 1 OMB Number: 3235-0145 Expires: December 31, 1997 Estimated average burden hours per response...14.90 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G UNDER THE SECURITIES EXCHANGE ACT OF 1934 (AMENDMENT NO. 4 ) DAYRUNNER, INC. ......................................... (Name of Issuer) COMMON STOCK ......................................... (Title of Class of Securities) 239545205 ......................................... (CUSIP Number) Check the following box if a fee is being paid with this statement [ ]. (A fee is not required only if the filing person: (1) has a previous statement on file reporting beneficial ownership of more than five percent of the class of securities described in Item 1; and (2) has filed no amendment subsequent thereto reporting beneficial ownership of five percent or less of such class.) (See Rule 13d-7.) *The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page. The information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). SEC 1745 (2-95) PAGE 1 OF 8 2 CUSIP NO. 239545205 13G PAGE 2 OF 8 PAGES ................................................................................ 1 NAME OF REPORTING PERSON S.S. or I.R.S. IDENTIFICATION NO. OF ABOVE PERSON (A) KAYNE ANDERSON CAPITAL ADVISORS, L.P. - 95-4486379 (B) RICHARD A. KAYNE - ###-##-#### ................................................................................ 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [ ] (b) [X] ................................................................................ 3 SEC USE ONLY ................................................................................ 4 CITIZENSHIP OR PLACE OF ORGANIZATION (A) IS A CALIFORNIA LIMITED PARTNERSHIP (B) IS A U.S. CITIZEN ................................................................................ 5 SOLE VOTING POWER (A) 0 NUMBER OF (B) 280 SHARES ....................................................... BENEFICIALLY 6 SHARED VOTING POWER OWNED BY (A) 9,360 EACH REPORTING (B) 9,360 PERSON WITH ....................................................... 7 SOLE DISPOSITIVE POWER (A) 0 (B) 280 ....................................................... 8 SHARED DISPOSITIVE POWER (A) 9,360 (B) 9,360 ................................................................................ 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON* (A) 9,360 (B) 9,640 ................................................................................ 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* [ ] ................................................................................ 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 (A) 0.39% (B) 0.40% ................................................................................ 12 TYPE OF REPORTING PERSON* (A) IA (B) IN ................................................................................ *SEE INSTRUCTIONS BEFORE FILLING OUT! PAGE 2 OF 8 3 United States Securities and Exchange Commission SCHEDULE 13G AMENDMENT NO. 3 Day Runner, Inc. (Issuer) ************************** Item 1. (a) Issuer: Day Runner, Inc. (b) Address: 2750 W. Moore Avenue Fullerton, CA 92633 Item 2. (a) Filing Persons: Kayne Anderson Capital Advisors, L.P. Richard A. Kayne (b) Addresses: 1800 Avenue of the Stars, 2nd Floor 1800 Avenue of the Stars, 2nd Floor Los Angeles, CA 90067 Los Angeles, CA 90067 (c) Citizenship: Kayne Anderson Capital Advisors, L.P. is a California limited partnership Richard A. Kayne is a U.S. Citizen (d) Title of Class of Services: Common Stock (e) Cusip Number: 239545205
Item 3. If this statement is filed pursuant to Rule 13d-1(b) or 13d-2(b), check whether the person filing is a: Kayne Anderson Capital Advisors, L.P., is an investment adviser registered under section 203 of the Investment Advisers Act of 1940 Item 4. Ownership (a) Amount Beneficially Owned: Managed accounts 9,360 Richard A. Kayne 280 ------ TOTAL 9,640 (b) Percent of Class: 0.40% PAGE 3 OF 8 4 United States Securities and Exchange Commission SCHEDULE 13G AMENDMENT NO. 4 Day Runner, Inc. (Issuer) ************************** Item 5. Ownership of Five Percent or Less of a Class If this statement is being filed to report the fact that as of the date hereof the reporting persons have ceased to be the beneficial owner of more than five percent of the class of securities, check the following [X]. Item 6. Ownership of More than Five Percent on Behalf of Another Person. Not applicable. Item 7. Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company Not applicable. Item 8. Identification and Classification of Members of the Group Not applicable Item 9. Notice of Dissolution of Group Not applicable Item 10. Certification By signing below we certify that, to the best of our knowledge and belief, the securities referred to above were acquired in the ordinary course of business and were not acquired for the purpose of and do not have the effect of changing or influencing the control of the issuer of such securities and were not acquired in connection with or as a participant in any transaction having such purposes or effect. PAGE 4 OF 8 5 United States Securities and Exchange Commission SCHEDULE 13G AMENDMENT NO. 4 Day Runner, Inc. (Issuer) ************************** SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. February 9, 2001 - --------------------------------------------- Date /s/ Richard A. Kayne - --------------------------------------------- Richard A. Kayne KAYNE ANDERSON CAPITAL ADVISORS, L.P. By: Kayne Anderson Investment Management, Inc. By: /s/ David J. Shladovsky ------------------------------- David J. Shladovsky, Secretary PAGE 5 OF 8 6 JOINT FILING AGREEMENT PURSUANT TO RULE 13d-1(f)(1) --------------------------------------------------- This agreement is made pursuant to Rule 13d-1(f)(1) under the Securities Exchange Act of 1934 (the "Act") by and between the parties listed below, each referred to herein as a "Joint Filer." The Joint Filers agree that a statement of beneficial ownership as required by Section 13(d) of the Act and the Rules thereunder may be filed on each of their behalf on Schedule 13D or Schedule 13G, as appropriate, and that said joint filing may thereafter be amended by further joint filings. The Joint Filers state that they each satisfy the requirements for making a joint filing under Rule 13d-1. February 9, 2001 - --------------------------------------------- Date /s/ Richard A. Kayne - --------------------------------------------- Richard A. Kayne KAYNE ANDERSON CAPITAL ADVISORS, L.P. By: Kayne Anderson Investment Management, Inc. By: /s/ David J. Shladovsky -------------------------------- David J. Shladovsky, Secretary PAGE 6 OF 8 7 United States Securities and Exchange Commission SCHEDULE 13G AMENDMENT NO. 4 (cover page) Day Runner, Inc. (Issuer) ************************** Box 9. The reported shares are owned by investment accounts (including one insurance company and an employee benefit plan) managed, with discretion to purchase or sell securities, by Kayne Anderson Capital Advisors, L.P., a registered investment adviser. Richard A. Kayne is the controlling shareholder of the corporate owner of Kayne Anderson Investment Management, Inc., the sole general partner of Kayne Anderson Capital Advisors, L.P. Mr. Kayne disclaims beneficial ownership of the shares reported, except those shares held by him. PAGE 7 OF 8 8 UNDERTAKING The undersigned agree jointly to file the attached Statement of Beneficial Ownership on Schedule 13G with the U.S. Securities Exchange Commission and Day Runner, Inc. Dated: February 9, 2001 /s/ Richard A. Kayne - --------------------------------------------- Richard A. Kayne KAYNE ANDERSON CAPITAL ADVISORS, L.P. By: Kayne Anderson Investment Management, Inc. By: /s/ David J. Shladovsky -------------------------------- David J. Shladovsky, Secretary PAGE 8 OF 8 -----END PRIVACY-ENHANCED MESSAGE-----