-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, R1mAr+7DtQ37zt+evNnBpGrGe7gdEAxz4Xnx1zaD1M2h4QD8hWPION48yHA5+Os4 +3jAv4pHcp+ekDNg375CnA== 0001193125-08-251619.txt : 20081211 0001193125-08-251619.hdr.sgml : 20081211 20081211062157 ACCESSION NUMBER: 0001193125-08-251619 CONFORMED SUBMISSION TYPE: 6-K PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20081211 FILED AS OF DATE: 20081211 DATE AS OF CHANGE: 20081211 FILER: COMPANY DATA: COMPANY CONFORMED NAME: BANK OF TOKYO - MITSUBISHI UFJ, LTD CENTRAL INDEX KEY: 0000852743 STANDARD INDUSTRIAL CLASSIFICATION: COMMERCIAL BANKS, NEC [6029] IRS NUMBER: 135611741 FISCAL YEAR END: 0331 FILING VALUES: FORM TYPE: 6-K SEC ACT: 1934 Act SEC FILE NUMBER: 033-93414 FILM NUMBER: 081242313 BUSINESS ADDRESS: STREET 1: 7-1 MARUNOUCHI 2-CHOME STREET 2: CHIYODA-KU CITY: TOKYO 100-8388, STATE: M0 ZIP: 00000 BUSINESS PHONE: 2127824547 MAIL ADDRESS: STREET 1: 1251 AVENUE OF THE AMERICAS 15TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10020-1104 FORMER COMPANY: FORMER CONFORMED NAME: BANK OF TOKYO - MITSUBISHI LTD DATE OF NAME CHANGE: 20030908 FORMER COMPANY: FORMER CONFORMED NAME: BANK OF TOKYO MITSUBISHI LTD DATE OF NAME CHANGE: 19981209 FORMER COMPANY: FORMER CONFORMED NAME: MITSUBISHI BANK LTD DATE OF NAME CHANGE: 19981209 6-K 1 d6k.htm FORM 6-K Form 6-K

 

 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D. C. 20549

 

 

Form 6-K

 

 

Report of Foreign Issuer

Pursuant to Rule 13a-16 or 15d-16 of

the Securities Exchange Act of 1934

For the month of December, 2008

 

 

THE BANK OF TOKYO-MITSUBISHI UFJ, LTD.

( Translation of registrant’s name into English )

 

 

7-1, Marunouchi 2-chome, Chiyoda-ku,

Tokyo 100-8388, Japan

( Address of principal executive offices )

 

 

[ Indicate by check mark whether the registrant files or

will file annual reports under cover Form 20-F or Form 40-F. ]

Form 20-F       X            Form 40-F              

[ Indicate by check mark whether the registrant by furnishing the information

contained in this Form is also thereby furnishing the information to the Commission

pursuant to Rule 12g3-2( b ) under the Securities Exchange Act of 1934. ]

Yes                      No      X    

This report on Form 6-K is hereby incorporated by reference into the prospectus constituting part of the registration statement on Form F-3 of The Bank of Tokyo-Mitsubishi UFJ, Ltd. (No. 333-11072.)

 

 

 

SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.

 

  THE BANK OF TOKYO-MITSUBISHI UFJ, LTD.
Date : December 11, 2008   By  

/s/ Naoki Imaoka

    Naoki Imaoka
    Chief Manager
    Corporate Administration Division

The Bank of Tokyo-Mitsubishi UFJ, Ltd.

Notice of Capital Increase by way of Third-Party Allotment

Tokyo, December 11, 2008—The Bank of Tokyo-Mitsubishi UFJ, Ltd. (the “Bank”) (President Katsunori Nagayasu) hereby announces that the Bank has resolved the issuance of new shares by way of a third-party allotment at a meeting of the Board of Directors held today as set forth below.

PARTICULARS

Part I.

 

  1. Class and Number of Shares to be Issued

496,960,000 shares of common stock

 

  2. Amount to be Paid

Seven hundred fifty (750) yen per share

 

  3. Aggregate Amount to be Paid

372,720,000,000 yen

 

  4. Application Date

December 24, 2008

 

  5. Payment Date

December 25, 2008

 

  6. Amount of Capital and Capital Reserve to be increased

JPY 186,360,000,000 (JPY 375 per share) for each.

 

  7. Allottee and Number of Shares

All shares shall be allotted to Mitsubishi UFJ Financial Group, Inc. (“MUFG”) by way of a third party allotment.

 

  8. Others

 

  (1) Shares that are not applied for by the Application Date shall not be issued.

 

  (2) Determination and execution of procedures for any other matters necessary for the issuance of new shares shall be conducted at the discretion of the officer in charge of the Planning Division.

 

  (3) Issuance of new shares shall be subject to the entry into force of the securities registration statements to be filed under the Financial Instruments and Exchange Act of Japan.

 

  (4) There is a possibility that the number of shares applied for will decrease, subject to the result of exercise of options to purchase the additionally issued shares of common stock of MUFG granted to (i) the underwriters with respect to the offering of shares of common stock of MUFG in the United States and Canada, and (ii) the underwriters with respect to the offering of shares of common stock of MUFG in the international market mainly in Europe (excluding the United States and Canada).

 

 

Note: This notice is published solely for the purpose of disclosing to the public information regarding the Bank’s offering of common stock. Accordingly, this notice is not a solicitation of investments or any similar activities in or outside Japan.

This notice does not constitute an offer of securities for sale in the United States. The common stock have not been and will not be registered under the U.S. Securities Act of 1933, as amended, and may not be offered or sold in the United States absent registration or an applicable exemption from registration requirements. The common stock will be issued and sold in Japan, and the Bank has no intention of offering or selling these securities in the United States.

 

 

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Part II.

 

  1. Class and Number of Shares to be Issued

34,567,000 shares of common stock

 

  2. Amount to be Paid

Seven hundred fifty (750) yen per share

 

  3. Aggregate Amount to be Paid

25,925,250,000 yen

 

  4. Application Date

January 29, 2009

 

  5. Payment Date

January 30, 2009

 

  6. Amount of Capital and Capital Reserve to be Increased

JPY 12,962,625,000 (JPY 375 per share) for each.

 

  7. Allottee and Number of Shares

All shares shall be allotted to MUFG by way of a third party allotment.

 

  8. Others

 

  (1) Shares that are not applied for by the Application Date shall not be issued.

 

  (2) Determination and execution of procedures for any other matters necessary for the issuance of new shares shall be conducted at the discretion of the officer in charge of the Planning Division.

 

  (3) Issuance of new shares shall be subject to the entry into force of the securities registration statements to be filed under the Financial Instruments and Exchange Act of Japan.

 

  (4) There is a possibility that the number of shares applied for will decrease, or that no shares will be applied for, subject to the result of the increase in capital of MUFG conducted by way of a third-party allotment to Nomura Securities Co., Ltd., the payment date of which shall be January 14, 2009.

 

 

Note: This notice is published solely for the purpose of disclosing to the public information regarding the Bank’s offering of common stock. Accordingly, this notice is not a solicitation of investments or any similar activities in or outside Japan.

This notice does not constitute an offer of securities for sale in the United States. The common stock have not been and will not be registered under the U.S. Securities Act of 1933, as amended, and may not be offered or sold in the United States absent registration or an applicable exemption from registration requirements. The common stock will be issued and sold in Japan, and the Bank has no intention of offering or selling these securities in the United States.

 

 

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<For reference>

 

1 Reason for capital reinforcement

To aim for enhanced stabilization of its financial base and continuous corporate growth.

 

2 Use of proceeds

Proceeds are expected to be used as current working capital.

 

3 Expected impact on business results

The Bank believes that this deal will increase the growth and profitability of the Bank.

 

 

Note: This notice is published solely for the purpose of disclosing to the public information regarding the Bank’s offering of common stock. Accordingly, this notice is not a solicitation of investments or any similar activities in or outside Japan.

This notice does not constitute an offer of securities for sale in the United States. The common stock have not been and will not be registered under the U.S. Securities Act of 1933, as amended, and may not be offered or sold in the United States absent registration or an applicable exemption from registration requirements. The common stock will be issued and sold in Japan, and the Bank has no intention of offering or selling these securities in the United States.

 

 

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