-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, VnKod7HAg7DJYjBfcxur2F3KXtxtNfSGtb2Bb7JsXASyM9ISKVXYR8QD11x4mVQF sHpXdC63SuTB3fVO2dq6fg== 0001144204-10-008437.txt : 20100216 0001144204-10-008437.hdr.sgml : 20100215 20100216174358 ACCESSION NUMBER: 0001144204-10-008437 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20091106 FILED AS OF DATE: 20100216 DATE AS OF CHANGE: 20100216 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Waye Thom CENTRAL INDEX KEY: 0001327217 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-31265 FILM NUMBER: 10610216 MAIL ADDRESS: STREET 1: C/O SIGMA CAPITAL ADVISORS, LLC STREET 2: 800 THIRD AVENUE CITY: NEW YORK STATE: NY ZIP: 10022 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: AVATECH SOLUTIONS INC CENTRAL INDEX KEY: 0000852437 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 841035353 STATE OF INCORPORATION: DE FISCAL YEAR END: 0630 BUSINESS ADDRESS: STREET 1: 11403 CRONHILL DRIVE STREET 2: SUITE A CITY: OWING MILLS STATE: MD ZIP: 21117 BUSINESS PHONE: 4109026900 MAIL ADDRESS: STREET 1: 11403 CRONHILL DRIVE STREET 2: SUITE A CITY: OWING MILLS STATE: MD ZIP: 21117 FORMER COMPANY: FORMER CONFORMED NAME: PLANETCAD INC DATE OF NAME CHANGE: 20001117 FORMER COMPANY: FORMER CONFORMED NAME: SPATIAL TECHNOLOGY INC DATE OF NAME CHANGE: 19960708 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Sigma Opportunity Fund LLC CENTRAL INDEX KEY: 0001291480 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-31265 FILM NUMBER: 10610218 BUSINESS ADDRESS: STREET 1: 800 THIRD AVENUE STREET 2: SUITE 1701 CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 2122016636 MAIL ADDRESS: STREET 1: 800 THIRD AVENUE STREET 2: SUITE 1701 CITY: NEW YORK STATE: NY ZIP: 10022 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Sigma Capital Partners, LLC CENTRAL INDEX KEY: 0001327128 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-31265 FILM NUMBER: 10610214 BUSINESS ADDRESS: STREET 1: 800 THIRD AVENUE CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 212-201-6636 MAIL ADDRESS: STREET 1: 800 THIRD AVENUE CITY: NEW YORK STATE: NY ZIP: 10022 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Sigma Capital Advisors, LLC CENTRAL INDEX KEY: 0001327130 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-31265 FILM NUMBER: 10610215 BUSINESS ADDRESS: STREET 1: 800 THIRD AVENUE CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 212-201-6636 MAIL ADDRESS: STREET 1: 800 THIRD AVENUE CITY: NEW YORK STATE: NY ZIP: 10022 4 1 v174673_ex.xml X0303 4 2009-11-06 0 0000852437 AVATECH SOLUTIONS INC AVSO 0001327217 Waye Thom C/O SIGMA CAPITAL ADVISORS, LLC 800 THIRD AVENUE SUITE 1701 NEW YORK NY 10022 1 0 1 0 0001327130 Sigma Capital Advisors, LLC 800 THIRD AVENUE NEW YORK NY 10022 0 0 1 0 0001327128 Sigma Capital Partners, LLC 800 THIRD AVENUE NEW YORK NY 10022 0 0 1 0 0001291480 Sigma Opportunity Fund LLC 800 THIRD AVENUE NEW YORK NY 10022 0 0 1 0 Common Stock 2009-11-06 4 A 0 6873 0 A 1784163 I By Sigma Opportunity Fund, LLC and Sigma Capital Advisors, LLC Common Stock 2010-02-11 4 A 0 6517 0 A 1790680 I By Sigma Opportunity Fund, LLC and Sigma Capital Advisors, LLC Acquired from Avatech Solutions, Inc. in payment of directors' fees. 90,742 shares reported as beneficially owned are owned directly by Sigma Capital Advisors, LLC ("Sigma Advisors"). The remainder is owned directly by Sigma Opportunity Fund, LLC (the "Fund"). This Form 4 is filed jointly by the Fund, Sigma Advisors, Sigma Capital Partners, LLC ("Sigma Partners") and Thom Waye. Mr. Waye, Sigma Partners, and Sigma Advisors may be deemed to indirectly beneficially own the securities not directly owned by virtue of Mr. Waye being the sole member of Sigma Partners, which is the sole member of Sigma Advisors, the managing member of the Fund and for which Mr. Waye is the manager. Each of the reporting persons disclaims beneficial ownership of the securities not directly owned by them except to the extent of their pecuniary interest therein. /s/ Kevin W. Waite, Power of Attorney 2010-02-16 Sigma Capital Advisors, LLC, By: /s/ Kevin W. Waite, Authorized Representative 2010-02-16 Sigma Capital Partners, LLC, By: /s/ Kevin W. Waite, Authorized Representative 2010-02-16 Sigma Opportunity Fund, LLC, By: /s/ Kevin W. Waite, Authorized Representative 2010-02-16 -----END PRIVACY-ENHANCED MESSAGE-----