-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, UEo3viWyiRtFqiAeGvSzHkUS7D4druiLdnhxAuxmIHU3vj5gH6AW87Bp79+Ns11Z PBAfK7bYmYZl8dbJWY2vEg== 0001144204-09-035458.txt : 20090701 0001144204-09-035458.hdr.sgml : 20090701 20090701153004 ACCESSION NUMBER: 0001144204-09-035458 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20090630 FILED AS OF DATE: 20090701 DATE AS OF CHANGE: 20090701 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Waye Thom CENTRAL INDEX KEY: 0001327217 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-31265 FILM NUMBER: 09922387 MAIL ADDRESS: STREET 1: C/O SIGMA CAPITAL ADVISORS, LLC STREET 2: 800 THIRD AVENUE CITY: NEW YORK STATE: NY ZIP: 10022 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: AVATECH SOLUTIONS INC CENTRAL INDEX KEY: 0000852437 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 841035353 STATE OF INCORPORATION: DE FISCAL YEAR END: 0630 BUSINESS ADDRESS: STREET 1: 11403 CRONHILL DRIVE STREET 2: SUITE A CITY: OWING MILLS STATE: MD ZIP: 21117 BUSINESS PHONE: 4109026900 MAIL ADDRESS: STREET 1: 11403 CRONHILL DRIVE STREET 2: SUITE A CITY: OWING MILLS STATE: MD ZIP: 21117 FORMER COMPANY: FORMER CONFORMED NAME: PLANETCAD INC DATE OF NAME CHANGE: 20001117 FORMER COMPANY: FORMER CONFORMED NAME: SPATIAL TECHNOLOGY INC DATE OF NAME CHANGE: 19960708 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Sigma Capital Partners, LLC CENTRAL INDEX KEY: 0001327128 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-31265 FILM NUMBER: 09922385 BUSINESS ADDRESS: STREET 1: 800 THIRD AVENUE CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 212-201-6636 MAIL ADDRESS: STREET 1: 800 THIRD AVENUE CITY: NEW YORK STATE: NY ZIP: 10022 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Sigma Capital Advisors, LLC CENTRAL INDEX KEY: 0001327130 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-31265 FILM NUMBER: 09922386 BUSINESS ADDRESS: STREET 1: 800 THIRD AVENUE CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 212-201-6636 MAIL ADDRESS: STREET 1: 800 THIRD AVENUE CITY: NEW YORK STATE: NY ZIP: 10022 4 1 v153926_ex.xml X0303 4 2009-06-30 0 0000852437 AVATECH SOLUTIONS INC AVSO 0001327217 Waye Thom C/O SIGMA CAPITAL ADVISORS, LLC 800 THIRD AVENUE NEW YORK NY 10022 1 0 1 0 0001327130 Sigma Capital Advisors, LLC 800 THIRD AVENUE NEW YORK NY 10022 0 0 1 0 0001327128 Sigma Capital Partners, LLC 800 THIRD AVENUE NEW YORK NY 10022 0 0 1 0 Common Stock Purchase Option 0.49 2009-06-30 4 A 0 5400 0 A 2009-06-30 2019-06-30 Common Stock 5400 5400 I By Sigma Capital Advisors, LLC These options were granted under the Issuer's 2002 Stock Option Plan. The securities reported as beneficially owned are owned directly by Sigma Capital Advisors, LLC ("Sigma Advisors"). This Form 4 is filed jointly by Sigma Advisors, Sigma Capital Partners, LLC ("Sigma Partners") and Thom Waye. Mr. Waye and Sigma Partners may be deemed to indirectly beneficially own the securities by virtue of Mr. Waye being the sole member of Sigma Partners, which is the sole member of Sigma Advisors. Mr. Waye and Sigma Partners disclaim beneficial ownership of the securities except to the extent of their pecuniary interest therein. /s/ Kevin W. Waite 2009-07-01 -----END PRIVACY-ENHANCED MESSAGE-----