-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, MHBNNdPttA0wzQlSrjBq5G1MXlrDRWANvl0lTnxq3vZU3mwe0AU7HCxAtrezdPHL I1pBkNOhYyV27OFVW4rYOw== 0001035704-02-000179.txt : 20020415 0001035704-02-000179.hdr.sgml : 20020415 ACCESSION NUMBER: 0001035704-02-000179 CONFORMED SUBMISSION TYPE: SC TO-C PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20020319 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: PLANETCAD INC CENTRAL INDEX KEY: 0000852437 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 841035353 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC TO-C SEC ACT: 1934 Act SEC FILE NUMBER: 005-47261 FILM NUMBER: 02578784 BUSINESS ADDRESS: STREET 1: 2425 55TH STREET STREET 2: STE 100 CITY: BOULDER STATE: CO ZIP: 80301 BUSINESS PHONE: 3034490649 MAIL ADDRESS: STREET 1: 2425 55TH STREET STREET 2: STE 100 CITY: BOULDER STATE: CO ZIP: 80301 FORMER COMPANY: FORMER CONFORMED NAME: SPATIAL TECHNOLOGY INC DATE OF NAME CHANGE: 19960708 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: PCD INVESTMENTS LLC CENTRAL INDEX KEY: 0001162462 IRS NUMBER: 841607522 STATE OF INCORPORATION: CO FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC TO-C BUSINESS ADDRESS: STREET 1: 1871 FOLSOM ST STREET 2: SUITE 106 CITY: BOULDER STATE: CO ZIP: 80302 BUSINESS PHONE: 3035267236 MAIL ADDRESS: STREET 1: 1871 FOLSOM ST STREET 2: SUITE 106 CITY: BOULDER STATE: CO ZIP: 80302 SC TO-C 1 d95135a2scto-c.txt SCHEDULE TO RELATING TO COMMUNICATIONS UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE TO Tender Offer Statement under Section 14(d)(1) or 13(e)(1) of the Securities Exchange Act of 1934 PlanetCAD Inc. - -------------------------------------------------------------------------------- (Name of Subject Company (issuer)) PCD Investments, LLC (Offeror) - -------------------------------------------------------------------------------- (Names of Filing Persons (identifying status as offeror, issuer or other person)) Common Stock, $0.01 par value per share - -------------------------------------------------------------------------------- (Title of Class of Securities) 72704Y 10 3 - -------------------------------------------------------------------------------- (CUSIP Number of Class of Securities) Eric A. Weissmann copy to: Matthew R. Perkins, Esq. PCD Investments, LLC Jacobs Chase Frick Kleinkopf & Kelley 1871 Folsom Street, Suite 106 1050 17th Street, Suite 1500 Boulder, CO 80302 Denver, CO 80265 303-526-7636 303-685-4800 - -------------------------------------------------------------------------------- (Name, address, and telephone numbers of person authorized to receive notices and communications on behalf of filing persons) Calculation of Filing Fee Transaction valuation* N/A Amount of filing fee N/A *Set forth the amount on which the filing fee is calculated and state how it was determined. [ ] Check the box if any part of the fee is offset as provided by Rule 0-11(a)(2) and identify the filing with which the offsetting fee was previously paid. Identify the previous filing by registration statement number, or the Form or Schedule and the date of its filing. Amount Previously Paid: ------------------------ Form or Registration No.: ---------------------- Filing Party: ---------------------------------- Date Filed: ------------------------------------ [X] Check the box if the filing relates solely to preliminary communications made before the commencement of a tender offer. Check the appropriate boxes below to designate any transactions to which the statement relates: [X] third-party tender offer subject to Rule 14d-1. [ ] issuer tender offer subject to Rule 13e-4. [X] going-private transaction subject to Rule 13e-3. [ ] amendment to Schedule 13D under Rule 13d-2 Check the following box if the filing is a final amendment reporting the results of the tender offer: [ ] SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 -------------- SCHEDULE 13D (Rule 13d-101) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULE 13d-1(a) AND AMENDMENTS THERETO FILED PURSUANT TO RULE 13d-2(a) (AMENDMENT NO. 9) PlanetCAD Inc. - -------------------------------------------------------------------------------- (Name of Issuer) Common Stock, $0.01 par value per share - -------------------------------------------------------------------------------- (Title of Class of Securities) 72704Y 10 3 - -------------------------------------------------------------------------------- (CUSIP Number) Eric Weissmann PCD Investments, LLC 1871 Folsom Street, Suite 106 Boulder, Colorado 80302 303-526-7636 - -------------------------------------------------------------------------------- (Name, Address and Telephone Number of Person Authorized to Receive Notices and Communications) March 19, 2002 - -------------------------------------------------------------------------------- (Date of Event which Requires Filing of this Statement) If the filing person has previously filed a statement on Schedule 13G to report the acquisition that is the subject of this Schedule 13D, and is filing this schedule because of Rule 13d-1(e), 13d-1(f) or 13d-1(g), check the following box [ ]. Note: Schedules filed in paper format shall include a signed original and five copies of the schedule, including all exhibits. See Rule 13d-7(b) for other parties to whom copies are to be sent. - ---------- (1) The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page. The information required on the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934, as amended (the "Act"), or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). (Continued on following pages) - --------------------- ----------------- CUSIP No. 72704Y 10 3 13D Page 2 of 7 Pages - --------------------- ----------------- - -------------------------------------------------------------------------------- 1 NAMES OF REPORTING PERSONS I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY) PCD INVESTMENTS, LLC I.D. NO. 84-1607522 - -------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [ ] (b) [ ] - -------------------------------------------------------------------------------- 3 SEC USE ONLY - -------------------------------------------------------------------------------- 4 SOURCE OF FUNDS* WC - -------------------------------------------------------------------------------- 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) or 2(e) [ ] - -------------------------------------------------------------------------------- 6 CITIZENSHIP OR PLACE OF ORGANIZATION COLORADO, UNITED STATES - -------------------------------------------------------------------------------- NUMBER OF 7 SOLE VOTING POWER 1,863,809 SHARES ------------------------------------------------------ BENEFICIALLY 8 SHARED VOTING POWER 0 OWNED BY ------------------------------------------------------ EACH 9 SOLE DISPOSITIVE POWER 1,863,809 REPORTING ------------------------------------------------------ PERSON WITH 10 SHARED DISPOSITIVE POWER 0 - -------------------------------------------------------------------------------- 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 1,863,809 - -------------------------------------------------------------------------------- 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES* [ ] - -------------------------------------------------------------------------------- 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 15.0% - -------------------------------------------------------------------------------- 14 TYPE OF REPORTING PERSON* OO - -------------------------------------------------------------------------------- *SEE INSTRUCTIONS BEFORE FILLING OUT! - --------------------- ----------------- CUSIP No. 72704Y 10 3 13D Page 3 of 7 Pages - --------------------- ----------------- - -------------------------------------------------------------------------------- 1 NAMES OF REPORTING PERSONS I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY) GARY M. JACOBS - -------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [ ] (b) [ ] - -------------------------------------------------------------------------------- 3 SEC USE ONLY - -------------------------------------------------------------------------------- 4 SOURCE OF FUNDS* NOT APPLICABLE - -------------------------------------------------------------------------------- 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) or 2(e) [ ] - -------------------------------------------------------------------------------- 6 CITIZENSHIP OR PLACE OF ORGANIZATION UNITED STATES OF AMERICA - -------------------------------------------------------------------------------- NUMBER OF 7 SOLE VOTING POWER 0 SHARES ------------------------------------------------------ BENEFICIALLY 8 SHARED VOTING POWER 1,863,809 OWNED BY ------------------------------------------------------ EACH 9 SOLE DISPOSITIVE POWER 0 REPORTING ------------------------------------------------------ PERSON WITH 10 SHARED DISPOSITIVE POWER 1,863,809 - -------------------------------------------------------------------------------- 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 1,863,809 - -------------------------------------------------------------------------------- 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES* [ ] - -------------------------------------------------------------------------------- 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 15.0% - -------------------------------------------------------------------------------- 14 TYPE OF REPORTING PERSON* IN - -------------------------------------------------------------------------------- *SEE INSTRUCTIONS BEFORE FILLING OUT! - --------------------- ----------------- CUSIP No. 72704Y 10 3 13D Page 4 of 7 Pages - --------------------- ----------------- - -------------------------------------------------------------------------------- 1 NAMES OF REPORTING PERSONS I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY) ERIC A. WEISSMANN - -------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [ ] (b) [ ] - -------------------------------------------------------------------------------- 3 SEC USE ONLY - -------------------------------------------------------------------------------- 4 SOURCE OF FUNDS* NOT APPLICABLE - -------------------------------------------------------------------------------- 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) or 2(e) [ ] - -------------------------------------------------------------------------------- 6 CITIZENSHIP OR PLACE OF ORGANIZATION UNITED STATES OF AMERICA - -------------------------------------------------------------------------------- NUMBER OF 7 SOLE VOTING POWER 0 SHARES ------------------------------------------------------ BENEFICIALLY 8 SHARED VOTING POWER 1,863,809 OWNED BY ------------------------------------------------------ EACH 9 SOLE DISPOSITIVE POWER 0 REPORTING ------------------------------------------------------ PERSON WITH 10 SHARED DISPOSITIVE POWER 1,863,809 - -------------------------------------------------------------------------------- 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 1,863,809 - -------------------------------------------------------------------------------- 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES* [ ] - -------------------------------------------------------------------------------- 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 15.0% - -------------------------------------------------------------------------------- 14 TYPE OF REPORTING PERSON* IN - -------------------------------------------------------------------------------- *SEE INSTRUCTIONS BEFORE FILLING OUT! - ---------------------- ----------------- CUSIP No. 72704Y 10 3 13D Page 5 of 7 Pages - ---------------------- ----------------- ITEM 4. PURPOSE OF TRANSACTION. As previously publicly disclosed, PCD Investments, LLC ("PCD") has made various alternative proposals to the board of directors of PlanetCAD Inc. (the "Issuer") with respect to an acquisition of the Issuer at a premium to its trading price. PCD has also stated that it would initiate a tender offer if the parties could not reach an agreement regarding one of PCD's proposals. The Issuer did not accept any of PCD's proposals. Additionally, on March 11, 2002, prior to any substantive discussions with PCD regarding its proposals, the Issuer announced that it had adopted a stockholder rights plan (the "Poison Pill") relating to the common stock of the Issuer. The Poison Pill provides that the commencement of a tender offer, the consummation of which would result in any person having beneficial ownership of 15% or more of the outstanding shares of common stock of the Issuer, is one trigger of the rights underlying the Poison Pill. (A complete description of the Poison Pill is available in the public filings of the Issuer). The Issuer's adoption of the Poison Pill has had the effect of making PCD's proposed tender offer prohibitively expensive. Therefore, due to the implementation of the Poison Pill, PCD is assessing its options with regard to its investment in the Issuer, but does not currently plan to commence a tender offer regarding the common stock of the Issuer. As previously disclosed, on March 8, 2002, in accordance with the Bylaws of the Issuer, PCD gave notice to the Issuer of its intention to nominate (at the 2002 annual meeting of stockholders) six individuals to serve as members of the board of directors of the Issuer. Additional information regarding such individuals will be available in PCD's proxy statement when filed with the Securities and Exchange Commission. - --------------------- ----------------- CUSIP No. 72704Y 10 3 13D Page 6 of 7 Pages - --------------------- ----------------- ITEM 7. MATERIAL TO BE FILED AS EXHIBITS. Exhibit 1 Agreement of the Reporting Persons to the filing of this Statement on behalf of each of them. - --------------------- ----------------- CUSIP No. 72704Y 10 3 13D Page 7 of 7 Pages - --------------------- ----------------- SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. Date: March 19, 2002 PCD INVESTMENTS, LLC By: /s/ Eric A. Weissmann ------------------------------------- Eric A. Weissmann, President /s/ Gary M. Jacobs ---------------------------------------- Gary M. Jacobs /s/ Eric A. Weissmann ---------------------------------------- Eric A. Weissmann INDEX TO EXHIBITS
EXHIBIT NUMBER DESCRIPTION - ------- ----------- 1 Agreement of the Reporting Persons to the filing of this Statement on behalf of each of them.
EXHIBIT 1 JOINT FILING AGREEMENT In accordance with Rule 13d-1(k) under the Securities Exchange Act of 1934, as amended, the undersigned hereby agree to this Amendment No. 9 to the joint filing with all other Reporting Persons (as such term is defined in the Schedule 13D referred to below) on behalf of each of them of a statement on Schedule 13D (including amendments thereto) with respect to the Common Stock, par value $.01 per share, of PlanetCAD Inc. This Agreement may be executed in any number of counterparts all of which taken together shall constitute one and the same instrument. IN WITNESS WHEREOF, the undersigned hereby execute this Agreement this 19th day of March, 2002. PCD INVESTMENTS, LLC By: /s/ Eric A. Weissmann ------------------------------------- Eric A. Weissmann, President /s/ Eric A. Weissmann ---------------------------------------- Eric A. Weissmann /s/ Gary M. Jacobs ---------------------------------------- Gary M. Jacobs -----END PRIVACY-ENHANCED MESSAGE-----