-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Plhs3Wb3PTToEtptuR/iZO2AKqPHHkH8ixlxAwMpzlwu2QzdDDC7WdP0CTz7dIRT aMhn/r5mD0NWxQIwBphV/A== 0000932214-07-000041.txt : 20070208 0000932214-07-000041.hdr.sgml : 20070208 20070208163656 ACCESSION NUMBER: 0000932214-07-000041 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20070129 FILED AS OF DATE: 20070208 DATE AS OF CHANGE: 20070208 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: AVATECH SOLUTIONS INC CENTRAL INDEX KEY: 0000852437 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 841035353 STATE OF INCORPORATION: DE FISCAL YEAR END: 0630 BUSINESS ADDRESS: STREET 1: 11403 CRONHILL DRIVE STREET 2: SUITE A CITY: OWING MILLS STATE: MD ZIP: 21117 BUSINESS PHONE: 4109026900 MAIL ADDRESS: STREET 1: 11403 CRONHILL DRIVE STREET 2: SUITE A CITY: OWING MILLS STATE: MD ZIP: 21117 FORMER COMPANY: FORMER CONFORMED NAME: PLANETCAD INC DATE OF NAME CHANGE: 20001117 FORMER COMPANY: FORMER CONFORMED NAME: SPATIAL TECHNOLOGY INC DATE OF NAME CHANGE: 19960708 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Sigma Capital Partners, LLC CENTRAL INDEX KEY: 0001327128 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-31265 FILM NUMBER: 07593052 BUSINESS ADDRESS: STREET 1: 800 THIRD AVENUE CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 212-201-6636 MAIL ADDRESS: STREET 1: 800 THIRD AVENUE CITY: NEW YORK STATE: NY ZIP: 10022 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Sigma Opportunity Fund LLC CENTRAL INDEX KEY: 0001291480 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-31265 FILM NUMBER: 07593053 BUSINESS ADDRESS: STREET 1: 800 THIRD AVENUE STREET 2: SUITE 1701 CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 2122016636 MAIL ADDRESS: STREET 1: 800 THIRD AVENUE STREET 2: SUITE 1701 CITY: NEW YORK STATE: NY ZIP: 10022 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Sigma Capital Advisors, LLC CENTRAL INDEX KEY: 0001327130 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-31265 FILM NUMBER: 07593054 BUSINESS ADDRESS: STREET 1: 800 THIRD AVENUE CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 212-201-6636 MAIL ADDRESS: STREET 1: 800 THIRD AVENUE CITY: NEW YORK STATE: NY ZIP: 10022 3 1 form3_ex.xml X0202 3 2007-01-29 0 0000852437 AVATECH SOLUTIONS INC AVSO 0001291480 Sigma Opportunity Fund LLC C/O SIGMA CAPITAL ADVISORS, LLC 800 THIRD AVENUE, SUITE 1701 NEW YORK NY 10022 0 0 1 0 0001327130 Sigma Capital Advisors, LLC 800 THIRD AVENUE NEW YORK NY 10022 0 0 1 0 0001327128 Sigma Capital Partners, LLC 800 THIRD AVENUE NEW YORK NY 10022 0 0 1 0 Common Stock 1646518 D Warrants (Right to Buy) 2.00 2006-06-14 2010-06-14 Common Stock 300000 D Warrants (Right to Buy) 1.5205 2007-01-29 2011-01-29 Common Stock 591911 D Warrants (Right to Buy) 1.5205 2007-01-29 2011-01-29 Common Stock 75000 I By Sigma Capital Advisors This Form 3 is filed jointly by Sigma Opportunity Fund, LLC ("Sigma Fund"), Sigma Capital Advisors, LLC ("Sigma Advisors") and Sigma Capital Partners, LLC ("Sigma Partners"). These securities are owned directly by Sigma Fund and may be deemed to be beneficially owned indirectly by Sigma Advisors by virtue of Sigma Advisors being the managing member of Sigma Fund and by Sigma Partners by virtue of Sigma Partners being the sole member of Sigma Advisors. Sigma Advisors and Sigma Partners disclaim beneficial ownership of the shares owned by Sigma Fund except to the extent of their pecuniary interest therein. These securities are owned directly by Sigma Advisors and may be deemed to be beneficially owned indirectly by Sigma Partners by virtue of Sigma Partners being the sole member of Sigma Advisors. Sigma Partners disclaims beneficial ownership of the securities owned by Sigma Advisors except to the extent of its pecuniary interest therein. Sigma Opportunity Fund, LLC, By: Sigma Capital Advisors, LLC, By: /s/Thom Waye, Manager 2007-02-08 Sigma Capital Advisors, LLC, By: /s/Thom Waye, Manager 2007-02-08 Sigma Capital Partners, LLC, By: /s/Thom Waye, Sole Member 2007-02-08 -----END PRIVACY-ENHANCED MESSAGE-----