-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, JdcrEdsDUI6xgHSCz3krTHkWUkqOKvwpviWBclosuShRmb+9MTFyzer0rvcpzwnx 801erb1MWoUfD/MS48RINA== 0000932214-07-000010.txt : 20070131 0000932214-07-000010.hdr.sgml : 20070131 20070131163626 ACCESSION NUMBER: 0000932214-07-000010 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20070129 FILED AS OF DATE: 20070131 DATE AS OF CHANGE: 20070131 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: AVATECH SOLUTIONS INC CENTRAL INDEX KEY: 0000852437 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 841035353 STATE OF INCORPORATION: DE FISCAL YEAR END: 0630 BUSINESS ADDRESS: STREET 1: 11403 CRONHILL DRIVE STREET 2: SUITE A CITY: OWING MILLS STATE: MD ZIP: 21117 BUSINESS PHONE: 4109026900 MAIL ADDRESS: STREET 1: 11403 CRONHILL DRIVE STREET 2: SUITE A CITY: OWING MILLS STATE: MD ZIP: 21117 FORMER COMPANY: FORMER CONFORMED NAME: PLANETCAD INC DATE OF NAME CHANGE: 20001117 FORMER COMPANY: FORMER CONFORMED NAME: SPATIAL TECHNOLOGY INC DATE OF NAME CHANGE: 19960708 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Waye Thom CENTRAL INDEX KEY: 0001327217 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-31265 FILM NUMBER: 07568540 BUSINESS ADDRESS: BUSINESS PHONE: 212-201-6636 MAIL ADDRESS: STREET 1: C/O SIGMA CAPITAL ADVISORS, LLC STREET 2: 800 THIRD AVENUE CITY: NEW YORK STATE: NY ZIP: 10022 4 1 waye12907_ex.xml X0202 4 2007-01-29 0 0000852437 AVATECH SOLUTIONS INC AVSO 0001327217 Waye Thom 800 THIRD AVENUE, SUITE 1701 NEW YORK NY 10022 1 0 1 0 Common Stock 2007-01-29 4 P 0 986518 1.5205 A 1646518 I By Sigma Opportunity Fund, LLC Warrants (Right to Buy) 1.5205 2007-01-29 4 P 0 591911 0 A 2007-01-29 2011-01-29 Common Stock 591911 591911 I By Sigma Opportunity Fund, LLC Warrants (Right to Buy) 1.5205 2007-01-29 4 P 0 75000 0 A 2007-01-29 2011-01-29 Common Stock 75000 75000 I By Sigma Capital Advisors, LLC These securities are owned directly by Sigma Opportunity Fund, LLC (the "Fund"). Mr. Waye may be deemed to indirectly beneficially own such securities by virtue of his being the manager of Sigma Capital Advisors, LLC ("Sigma Advisors"), the managing member of the Fund, and the sole member of Sigma Capital Partners, LLC, the sole member of Sigma Advisors. Mr. Waye disclaims beneficial ownership of the securities owned by the Fund except to the extent of his pecuniary interest therein. The warrants were issued in connection with the purchase of the common stock reported herein. No additional consideration was paid. These securities are owned directly by Sigma Advisors. Mr. Waye may be deemed to indirectly beneficially own such securities by virtue of his being the manager of Sigma Advisors and the sole member of Sigma Capital Partners, LLC, the sole member of Sigma Advisors. Mr. Waye disclaims beneficial ownership of the securities owned by Sigma Advisors except to the extent of his pecuniary interest therein. /s/Thom Waye 2007-01-31 -----END PRIVACY-ENHANCED MESSAGE-----