SC 13D/A 1 0001.txt AMENDMENT TO SCHEDULE 13D 1 SCHEDULE 13D (RULE 13d-101) Information to be Included in Statements Filed Pursuant to Rule 13d-1(a) and Amendments Thereto Filed Pursuant to Rule 13d-2(a) SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 3)* Eagle Pacific Industries, Inc. -------------------------------------------------------------------------------- (Name of Issuer) Common Stock, $0.01 par value -------------------------------------------------------------------------------- (Title of Class of Securities) 092068 20 4 -------------------------------------------------------------------------------- (CUSIP Number) William Blair Mezzanine Capital Fund, L.P. Attention: Terrance M. Shipp 222 West Adams Street Chicago, Illinois 60606 with a copy to: Laurence R. Bronska, Esq. Altheimer & Gray 10 South Wacker Drive Chicago, Illinois 60606 (312) 715-4927 -------------------------------------------------------------------------------- (Name, Address and Telephone Number of Person Authorized to Receive Notices and Communications) June 5, 2000 -------------------------------------------------------------------------------- (Date of Event which Requires Filing of this Statement) If the filing person has previously filed a statement on Schedule 13G to report the acquisition which is the subject of this Schedule 13D, and is filing this schedule because of Rule 13d-1(e), 13d-1(f) or 13d-1(g), check the following box / /. Note: Schedules filed in paper format shall include a signed original and five copies of the schedule, including all exhibits. See Rule 13d-7(b) for other parties to whom copies are to be sent. *The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page. The information required on the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). 2 CUSIP NO. 092068 20 4 13D PAGE 2 OF 19 PAGES -------------------------------------------------------------------------------- 1 NAMES OF REPORTING PERSONS/I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY) William Blair Mezzanine Capital Fund, L.P. -------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (See Instructions) (a) [ ] (b) [X] -------------------------------------------------------------------------------- 3 SEC USE ONLY -------------------------------------------------------------------------------- 4 SOURCE OF FUNDS (See Instructions) Not Applicable -------------------------------------------------------------------------------- 5 CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) OR 2(e) [ ] -------------------------------------------------------------------------------- 6 CITIZENSHIP OR PLACE OF ORGANIZATION Illinois -------------------------------------------------------------------------------- 7 SOLE VOTING POWER NUMBER OF -0- SHARES ----------------------------------------------------------------- 8 SHARED VOTING POWER BENEFICIALLY 382,000(1)(2) OWNED BY EACH ----------------------------------------------------------------- 9 SOLE DISPOSITIVE POWER REPORTING 382,000(1)(2) PERSON ----------------------------------------------------------------- 10 SHARED DISPOSITIVE POWER WITH -0- -------------------------------------------------------------------------------- 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 382,000(1)(2) -------------------------------------------------------------------------------- 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (See Instructions) [ ] -------------------------------------------------------------------------------- 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 4.9%(3) -------------------------------------------------------------------------------- 14 TYPE OF REPORTING PERSON (See Instructions) PN -------------------------------------------------------------------------------- (1) Voting power is exercised solely by the Issuer, acting through its board of directors, pursuant to an Irrevocable Proxy until such time as an event of default occurs under the Debenture Acquisition Agreement. See Item 5. (2) Voting power is exercised through its sole general partner, William Blair Mezzanine Capital Partners, L.P. (3) Based on 7,831,775 shares of Common Stock outstanding as of April 15, 2000. 3 CUSIP NO. 092068 20 4 13D PAGE 3 OF 19 PAGES -------------------------------------------------------------------------------- 1 NAMES OF REPORTING PERSONS/I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY) William Blair Mezzanine Capital Partners, L.P. -------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (See Instructions) (a) [ ] (b) [X] -------------------------------------------------------------------------------- 3 SEC USE ONLY -------------------------------------------------------------------------------- 4 SOURCE OF FUNDS (See Instructions) Not Applicable -------------------------------------------------------------------------------- 5 CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) OR 2(e) [ ] -------------------------------------------------------------------------------- 6 CITIZENSHIP OR PLACE OF ORGANIZATION Illinois -------------------------------------------------------------------------------- 7 SOLE VOTING POWER NUMBER OF -0- SHARES ----------------------------------------------------------------- 8 SHARED VOTING POWER BENEFICIALLY 382,000(1)(2)(3) OWNED BY EACH ----------------------------------------------------------------- 9 SOLE DISPOSITIVE POWER REPORTING 382,000(1)(2)(3) PERSON ----------------------------------------------------------------- 10 SHARED DISPOSITIVE POWER WITH -0- -------------------------------------------------------------------------------- 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 382,000(2)(3) -------------------------------------------------------------------------------- 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (See Instructions) [ ] -------------------------------------------------------------------------------- 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 4.9%(4) -------------------------------------------------------------------------------- 14 TYPE OF REPORTING PERSON (See Instructions) PN -------------------------------------------------------------------------------- (1) Voting power is exercised solely by the Issuer, acting through its board of directors, pursuant to an Irrevocable Proxy until such time as an event of default occurs under the Debenture Acquisition Agreement. See Item 5. (2) Solely in its capacity as the sole general partner of William Blair Mezzanine Fund, L.P. (3) Voting power is exercised through its general partners, William Blair & Company, L.L.C., Timothy J. MacKenzie, Terrance M. Shipp and Marc J. Walfish. (4) Based on 7,831,775 shares of Common Stock outstanding as of April 15, 2000. 4 CUSIP NO. 092068 20 4 13D PAGE 4 OF 19 PAGES -------------------------------------------------------------------------------- 1 NAMES OF REPORTING PERSONS/I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY) William Blair & Company, L.L.C. -------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (See Instructions) (a) [ ] (b) [X] -------------------------------------------------------------------------------- 3 SEC USE ONLY -------------------------------------------------------------------------------- 4 SOURCE OF FUNDS (See Instructions) Not Applicable -------------------------------------------------------------------------------- 5 CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) OR 2(e) [ ] -------------------------------------------------------------------------------- 6 CITIZENSHIP OR PLACE OF ORGANIZATION Illinois -------------------------------------------------------------------------------- 7 SOLE VOTING POWER NUMBER OF -0- SHARES ----------------------------------------------------------------- 8 SHARED VOTING POWER BENEFICIALLY 382,000(1)(2)(3) OWNED BY EACH ----------------------------------------------------------------- 9 SOLE DISPOSITIVE POWER REPORTING -0- PERSON ----------------------------------------------------------------- 10 SHARED DISPOSITIVE POWER WITH 382,000(2)(3) -------------------------------------------------------------------------------- 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 382,000(2)(3) -------------------------------------------------------------------------------- 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (See Instructions) [ ] -------------------------------------------------------------------------------- 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 4.9%(4) -------------------------------------------------------------------------------- 14 TYPE OF REPORTING PERSON (See Instructions) OO -------------------------------------------------------------------------------- (1) Voting power is exercised solely by the Issuer, acting through its board of directors, pursuant to an Irrevocable Proxy until such time as an event of default occurs under the Debenture Acquisition Agreement. See Item 5. (2) Solely in its capacity as the sole general partner of William Blair Mezzanine Capital Partners, L.P. (See Item 5). (3) Voting power is exercised through its principals listed on Schedule I attached hereto and incorporated herein by this reference. (4) Based on 7,831,775 shares of Common Stock outstanding as of April 15, 2000. 5 CUSIP NO. 092068 20 4 13D PAGE 5 OF 19 PAGES -------------------------------------------------------------------------------- 1 NAMES OF REPORTING PERSONS/I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY) Timothy J. MacKenzie -------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (See Instructions) (a) [ ] (b) [X] -------------------------------------------------------------------------------- 3 SEC USE ONLY -------------------------------------------------------------------------------- 4 SOURCE OF FUNDS (See Instructions) Not Applicable -------------------------------------------------------------------------------- 5 CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) OR 2(e) [ ] -------------------------------------------------------------------------------- 6 CITIZENSHIP OR PLACE OF ORGANIZATION United States -------------------------------------------------------------------------------- 7 SOLE VOTING POWER NUMBER OF -0- SHARES ----------------------------------------------------------------- 8 SHARED VOTING POWER BENEFICIALLY 382,000(1)(2) OWNED BY EACH ----------------------------------------------------------------- 9 SOLE DISPOSITIVE POWER REPORTING -0- PERSON ----------------------------------------------------------------- 10 SHARED DISPOSITIVE POWER WITH 382,000(1)(2) -------------------------------------------------------------------------------- 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 382,000(2) -------------------------------------------------------------------------------- 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (See Instructions) [ ] -------------------------------------------------------------------------------- 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 4.9%(3) -------------------------------------------------------------------------------- 14 TYPE OF REPORTING PERSON (See Instructions) IN -------------------------------------------------------------------------------- (1) Voting power is exercised solely by the Issuer, acting through its board of directors, pursuant to an Irrevocable Proxy until such time as an event of default occurs under the Debenture Acquisition Agreement. See Item 5. (2) Solely in its capacity as the sole general partner of William Blair Mezzanine Capital Partners, L.P. (See Item 5). (3) Based on 7,831,775 shares of Common Stock outstanding as of April 15, 2000. 6 CUSIP NO. 092068 20 4 13D PAGE 6 OF 19 PAGES -------------------------------------------------------------------------------- 1 NAMES OF REPORTING PERSONS/I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY) Terrance M. Shipp -------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (See Instructions) (a) [ ] (b) [X] -------------------------------------------------------------------------------- 3 SEC USE ONLY -------------------------------------------------------------------------------- 4 SOURCE OF FUNDS (See Instructions) Not Applicable -------------------------------------------------------------------------------- 5 CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) OR 2(e) [ ] -------------------------------------------------------------------------------- 6 CITIZENSHIP OR PLACE OF ORGANIZATION United States -------------------------------------------------------------------------------- 7 SOLE VOTING POWER NUMBER OF -0- SHARES ----------------------------------------------------------------- 8 SHARED VOTING POWER BENEFICIALLY 382,000(1)(2) OWNED BY EACH ----------------------------------------------------------------- 9 SOLE DISPOSITIVE POWER REPORTING -0- PERSON ----------------------------------------------------------------- 10 SHARED DISPOSITIVE POWER WITH 382,000(2) -------------------------------------------------------------------------------- 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 382,000(2) -------------------------------------------------------------------------------- 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (See Instructions) [ ] -------------------------------------------------------------------------------- 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 4.9%(3) -------------------------------------------------------------------------------- 14 TYPE OF REPORTING PERSON (See Instructions) IN -------------------------------------------------------------------------------- (1) Voting power is exercised solely by the Issuer, acting through its board of directors, pursuant to an Irrevocable Proxy until such time as an event of default occurs under the Debenture Acquisition Agreement. See Item 5. (2) Solely in its capacity as the sole general partner of William Blair Mezzanine Capital Partners, L.P. (See Item 5). (3) Based on 7,831,775 shares of Common Stock outstanding as of April 15, 2000. 7 CUSIP NO. 092068 20 4 13D PAGE 7 OF 19 PAGES -------------------------------------------------------------------------------- 1 NAMES OF REPORTING PERSONS/I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY) Marc J. Walfish -------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (See Instructions) (a) [ ] (b) [X] -------------------------------------------------------------------------------- 3 SEC USE ONLY -------------------------------------------------------------------------------- 4 SOURCE OF FUNDS (See Instructions) Not Applicable -------------------------------------------------------------------------------- 5 CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) OR 2(e) [ ] -------------------------------------------------------------------------------- 6 CITIZENSHIP OR PLACE OF ORGANIZATION United States -------------------------------------------------------------------------------- 7 SOLE VOTING POWER NUMBER OF -0- SHARES ----------------------------------------------------------------- 8 SHARED VOTING POWER BENEFICIALLY 382,000(1)(2) OWNED BY EACH ----------------------------------------------------------------- 9 SOLE DISPOSITIVE POWER REPORTING -0- PERSON ----------------------------------------------------------------- 10 SHARED DISPOSITIVE POWER WITH 382,000(2) -------------------------------------------------------------------------------- 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 382,000(2) -------------------------------------------------------------------------------- 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (See Instructions) [ ] -------------------------------------------------------------------------------- 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 4.9%(3) -------------------------------------------------------------------------------- 14 TYPE OF REPORTING PERSON (See Instructions) IN -------------------------------------------------------------------------------- (1) Voting power is exercised solely by the Issuer, acting through its board of directors, pursuant to an Irrevocable Proxy until such time as an event of default occurs under the Debenture Acquisition Agreement. See Item 5. (2) Solely in its capacity as the sole general partner of William Blair Mezzanine Capital Partners, L.P. (See Item 5). (3) Based on 7,831,775 shares of Common Stock outstanding as of April 15, 2000. 8 Item 1. Security and Issuer. ------------------- This statement constitutes the third and final Amendment to the Schedule 13D dated December 13, 1993 (the "Original 13D"), as amended by Amendment No. 1 dated as of March 16, 1995 and as amended by Amendment No. 2 on May 10, 1996, by William Blair Mezzanine Capital Fund, L.P., an Illinois limited partnership (the "Mezzanine Fund"), William Blair Mezzanine Capital Partners, L.P., an Illinois limited partnership (the "Blair General Partner"), William Blair & Company, L.L.C., an Illinois limited liability company ("Blair"), Timothy J. MacKenzie ("MacKenzie"), Terrence M. Shipp ("Shipp") and Marc J. Walfish ("Walfish") in connection with their interest in the common stock, $0.01 par value per share (the "Common Stock") of Eagle Pacific Industries, Inc. (f/k/a Black Hawk Holdings, Inc.), a Minnesota corporation ("Issuer"). The principal executive offices of Issuer are located at 333 South Seventh Street, Suite 2430, Minneapolis, Minnesota 55402. Item 2. Identity and Background. ----------------------- (a) Pursuant to Rule 13d-1(k)(1) of Regulation 13D-G under the Securities Exchange Act of 1934, as amended (the "Act"), the undersigned hereby file this Amendment No. 3 to Schedule 13D on behalf of the Mezzanine Fund, the Blair General Partner, Blair, MacKenzie, Shipp and Walfish. The Mezzanine Fund, Blair General Partner, Blair, MacKenzie, Shipp and Walfish are sometimes hereinafter referred to as the "Reporting Persons." The Reporting Persons are making this single, joint filing because they may be deemed to constitute a "group" within the meaning of Section 13d-5(b)(1) of the Act, although neither the fact of this filing nor anything contained herein shall be deemed to be an admission by the Reporting Persons that a "group" exists. (b) - (c) Mezzanine Fund -------------- The Mezzanine Fund is an Illinois limited partnership, the principal business of which is that of a private investment partnership. The principal business address of the Mezzanine Fund, which also serves as its principal office, is 222 West Adams Street, Chicago, Illinois 60606. Pursuant to Instruction C to Schedule 13D of the Act, certain information with respect to Blair General Partner, the sole general partner of the Mezzanine Fund, is set forth below. Blair General Partner --------------------- The Blair General Partner is an Illinois limited partnership, the principal business of which is serving as the sole general partner of the Mezzanine Fund. The principal address of the Blair General Partner, which also serves as its principal office, is 222 West Adams Street, Chicago, Illinois 60606. Pursuant to Instruction C to Schedule 13D of the Act, certain information with respect to Blair, MacKenzie, Shipp and Walfish, the general partners of the Blair General Partner, is set forth below. Blair ----- Blair is an Illinois limited liability company, the principal business of which is providing a wide range of financial services to businesses, governments, financial institutions and individuals, primarily in the United States. The principal address of the Blair, which also serves as its principal office, is 222 West 8 of 19 9 Adams Street, Chicago, Illinois 60606. Pursuant to Instruction C to Schedule 13D of the Act, certain information with respect to the principals of Blair is set forth on Schedule I attached hereto and incorporated herein by this reference. MacKenzie --------- MacKenzie's business address is 222 West Adams Street, Chicago, Illinois 60606. His present principal occupation is serving as a general partner of the Blair General Partner and as a principal of Blair. Shipp ----- Shipp's business address is 222 West Adams Street, Chicago, Illinois 60606. His present principal occupation is serving as a managing partner of the Blair General Partner and as a principal of Blair. Walfish ------- Walfish's business address is 222 West Adams Street, Chicago, Illinois 60606. His present principal occupation is serving as a managing partner of the Blair General Partner and as a principal of Blair. (d) None of the entities or persons identified in this Item 2 has, during the last five years, been convicted in a criminal proceeding (excluding traffic violations or similar misdemeanors). (e) None of the entities or persons identified in this Item 2 has, during the last five years, been a party to a civil proceeding of a judicial or administrative body of competent jurisdiction and as a result of such proceeding was or is subject to a judgment, decree or final order enjoining future violations of, or prohibiting or mandating activities subject to, federal or state securities laws or finding any violation with respect to such laws. (f) The Mezzanine Fund, the Blair General Partner and Blair are all Illinois entities. All of the natural persons identified in this Item 2 are citizens of the United States except as otherwise indicated. Item 3. Source and Amount of Funds or Other Consideration. ------------------------------------------------- Not applicable. Item 4. Purpose of Transaction. ---------------------- By virtue of the sale of shares of Common Stock on June 5, 2000, the Reporting Persons ceased to be the beneficial owners of more than five percent of the shares of Common Stock of the Issuer. 9 of 19 10 Item 5. Interest in Securities of the Issuer. ------------------------------------ (a) Mezzanine Fund -------------- The aggregate number of shares of Common Stock that the Mezzanine Fund owns beneficially, pursuant to Rule 13d-3 of the Act, is 382,000 which constitutes approximately 4.9% of the outstanding shares of Common Stock. Blair General Partner --------------------- As the sole general partner of the Mezzanine Fund, the Blair General Partner may, pursuant to Rule 13d-3 of the Act, be deemed to be the beneficial owner of 382,000 shares of Common Stock, which constitutes approximately 4.9% of the outstanding shares of Common Stock. The Blair General Partner disclaims beneficial ownership of all such shares of Common Stock. Blair ----- As a general partner of the Blair General Partner, Blair may, pursuant to Rule 13d-3 of the Act, be deemed to be the beneficial owner of 382,000 shares of Common Stock, which constitutes approximately 4.9% of the outstanding shares of Common Stock. Blair disclaims beneficial ownership of all such shares of Common Stock. MacKenzie --------- As a general partner of the Blair General Partner, MacKenzie may, pursuant to Rule 13d-3 of the Act, be deemed to be the beneficial owner of 382,000 shares of Common Stock, which constitutes approximately 4.9% of the outstanding shares of Common Stock. MacKenzie disclaims beneficial ownership of all such shares of Common Stock. Shipp ----- As a managing partner of the Blair General Partner, Shipp may, pursuant to Rule 13d-3 of the Act, be deemed to be the beneficial owner of 382,000 shares of Common Stock, which constitutes approximately 4.9% of the outstanding shares of Common Stock. Shipp disclaims beneficial ownership of all such shares of Common Stock. Walfish ------- As a managing partner of the Blair General Partner, Walfish may, pursuant to Rule 13d-3 of the Act, be deemed to be the beneficial owner of 382,000 shares of Common Stock, which constitutes approximately 4.9% of the outstanding shares of Common Stock. Walfish disclaims beneficial ownership of all such shares of Common Stock. 10 of 19 11 (b) Mezzanine Fund -------------- Acting through its sole general partner, the Mezzanine Fund has the sole power to dispose or to direct the disposition of 382,000 shares of Common Stock. Sole voting power with respect to the 382,000 shares of Common Stock is exercised by the Issuer pursuant to an Irrevocable Proxy (the "Proxy") which was filed as an Exhibit to Amendment No. 2 to the Schedule 13D. Blair General Partner --------------------- Acting through its general partners and in its capacity as the sole general partner of the Mezzanine Fund, the Blair General Partner has the sole power to dispose or to direct the disposition of 382,000 shares of Common Stock. Sole voting power with respect to the 382,000 shares of Common Stock is exercised by the Issuer pursuant to the Proxy. Blair ----- Acting through its principals and in its capacity as a general partner of the Blair General Partner, which is the sole general partner of the Mezzanine Fund, Blair may be deemed to have shared power with MacKenzie, Shipp and Walfish (as the other general partners of Blair General Partner) to dispose or to direct the disposition of 382,000 shares of Common Stock held by the Mezzanine Fund. Sole voting power with respect to the 382,000 shares of Common Stock is exercised by the Issuer pursuant to the Proxy. MacKenzie --------- As a general partner of the Blair General Partner, which is the sole general partner of the Mezzanine Fund, MacKenzie may be deemed to have shared power with Blair, Shipp and Walfish (as the other general partners of the Blair General Partner) to dispose or to direct the disposition of 382,000 shares of Common Stock held by the Mezzanine Fund. Sole voting power with respect to the 382,000 shares of Common Stock is exercised by the Issuer pursuant to the Proxy. Shipp ----- As a managing partner of the Blair General Partner, which is the sole general partner of the Mezzanine Fund, Shipp may be deemed to have shared power with MacKenzie, Blair and Walfish (as the other general partners of the Blair General Partner) to dispose or to direct the disposition of 382,000 shares of Common Stock held by the Mezzanine Fund. Sole voting power with respect to the 382,000 shares of Common Stock is exercised by the Issuer pursuant to the Proxy. Walfish ------- As a managing partner of the Blair General Partner, which is the sole general partner of the Mezzanine Fund, Walfish may be deemed to have shared power with MacKenzie, Blair and Shipp (as the other general partners of the Blair General Partner) to dispose or to direct the disposition of 382,000 shares of Common Stock held by the Mezzanine Fund. Sole voting power with respect to the 382,000 shares of Common Stock is exercised by the Issuer pursuant to the Proxy. 11 of 19 12 (c) Except as set forth in Item 4 above, to the best of the knowledge of each of the Reporting Persons, none of the persons named in response to paragraph (a) of this Item 5 has effected any other transactions in Common Stock during the past sixty (60) days. (d) None. (e) As of June 5, 2000, the Reporting Persons ceased to be the beneficial owner of more than five percent of the shares of Common Stock of the Issuer. Item 6. Contracts, Arrangements, Understandings or Relationships with Respect of the Securities of the Issuer. --------------------------------------------------------------------- Except as set forth herein or in the Exhibits filed with the original Schedule 13D, Amendment No. 1 to such Schedule 13D or Amendment No. 2 to such Schedule 13D, there are no contracts, arrangements, understandings or relationships of the type required to be disclosed in response to Item 6 of Schedule 13D of the Act with respect to the shares owned by the Reporting Persons. Item 7. Materials to be Filed as Exhibits. --------------------------------- None. 12 of 19 13 After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. Dated: June 12, 2000 WILLIAM BLAIR MEZZANINE CAPITAL FUND, L.P., an Illinois Limited Partnership By: William Blair Mezzanine Capital Partners, L.P., its General Partner By: /s/ Terrance M. Shipp --------------------- Name: Terrance M. Shipp Title: A General Partner WILLIAM BLAIR MEZZANINE CAPITAL PARTNERS, L.P. By: /s/ Terrance M. Shipp ---------------------- Name: Terrance M. Shipp Title: A General Partner WILLIAM BLAIR & COMPANY, L.L.C. By: /s/ Stephen Campbell ---------------------- Name: Stephen Campbell Title: A Principal TIMOTHY J. MACKENZIE /s/ Timothy J. MacKenzie ------------------------ Timothy J. MacKenzie TERRANCE M. SHIPP /s/ Terrance M. Shipp ------------------------ Terrance M. Shipp MARC J. WALFISH /s/ Marc J. Walfish ------------------------ Marc J. Walfish 13 of 19 14 EXHIBIT A Pursuant to Rule 13d-1(k)(1)(iii) of Regulation 13D-G of the General Rules and Regulations under the Securities Exchange Act of 1934, as amended, the undersigned agree that the statement to which this Exhibit is attached is filed on behalf of each of them in the capacities set forth below. Dated: June 12, 2000 WILLIAM BLAIR MEZZANINE CAPITAL FUND, L.P., an Illinois Limited Partnership By: William Blair Mezzanine Capital Partners, L.P., its General Partner By: /s/ Terrance M. Shipp --------------------- Name: Terrance M. Shipp Title: A General Partner WILLIAM BLAIR MEZZANINE CAPITAL PARTNERS, L.P. By: /s/ Terrance M. Shipp ---------------------- Name: Terrance M. Shipp Title: A General Partner WILLIAM BLAIR & COMPANY, L.L.C. By: /s/ Stephen Campbell ---------------------- Name: Stephen Campbell Title: A Principal TIMOTHY J. MACKENZIE /s/ Timothy J. MacKenzie ------------------------ Timothy J. MacKenzie TERRANCE M. SHIPP /s/ Terrance M. Shipp ------------------------ Terrance M. Shipp MARC J. WALFISH /s/ Marc J. Walfish ------------------------ Marc J. Walfish 14 of 19 15 SCHEDULE I WILLIAM BLAIR & COMPANY, L.L.C. PRINCIPALS AS OF JUNE 12, 2000 A. The following principals all have a business address of: William Blair & Company, L.L.C. 222 West Adams Street Chicago, Illinois 60606 Name Citizenship ---- ----------- JAMES J. ARADO USA STEVEN J. ASHBY USA NOLAN H. BAIRD, JR. USA MICHAEL P. BALKIN USA SHEZAD K. BANDUKWALA USA JAMES L. BARBER USA JOHN A. BARONE USA MICHAEL W. BARONE USA ROBERT R. BARTELS USA ROSS BAUMGARTEN USA BOWEN BLAIR USA EDWARD McC. BLAIR USA EDWARD McC. BLAIR, JR. USA ROBERT D. BLANK USA MARK G. BRADY USA JOHN J. BRANSFIELD, JR. USA TERRELL G. BRESSLER USA ROBERT C. BRIDGES USA KATHLEEN WIELAND BROWN USA KENTON BROWN USA HARVEY H. BUNDY, III USA W. NEWTON BURDICK, III USA TIMOTHY L. BURKE USA JOSEPH J. BURRELLO USA GEORGE K. BUSSE USA STEPHEN CAMPBELL USA RUSSELL R. CAMPION USA THOMAS F. CAMPION USA ELLEN CARNAHAN USA ROBERT W. CARTWRIGHT USA CANDIDA M. CASEY USA DAVID G. CHANDLER USA MARC W. CHRISTMAN USA E. DAVID COOLIDGE, III USA CHRISTOPHER A. COTTER USA THOMAS J. CROGHAN USA MICHAEL T. DAVIS USA EDWARD J. DELIN USA 15 of 19 16 PETER A. DOERR USA KELLEY R. DRAKE USA JOHN M. DRAPER USA STEPHEN E. ELKINS USA JOHN R. ETTELSON USA CHRISTINE N. EVANS KELLY USA DAVID T. FARINA USA FRANCIS C. FARWELL USA BRENT FELITTO USA F. CONRAD FISCHER USA FREDERICK FISCHER USA GARY J. FISHER USA ROBERT C. FIX USA RICHARD M. FRADIN USA PAUL W. FRANKE USA CHARLES W. FREEBURG USA TINA M. FREY USA MARK A. FULLER, III USA ABHISHEK S. GAMI USA JOHN R. GARDNER USA MICHAEL D. GENTILE USA JOEL K. GOMBERG USA RICHARD D. GOTTFRED USA JOHN K. GREENE USA THOMAS L. GREENE USA W. GEORGE GREIG USA J. TERRY HEATH USA DWIGHT E. HELM USA ELIZABETH M. HENNESSY USA JAMES P. HICKEY USA CHARLES H. HODGES, IV USA JOHN P. HUBER USA MORTIMER G. HUBER USA WILLIAM IANNESSA USA STEPHEN D. JACOBSON USA EDGAR D. JANNOTTA USA JOHN JOSTRAND USA RICHARD S. KAPLAN USA THEODORE C. KAUSS, JR. USA JOHN P. KAYSER USA KATHLEEN KIDDER USA RICHARD M. KING USA RICHARD P. KIPHART USA JAMES S. KOWSKI USA CHARLES J. KRAFT, III USA ANTHONY J. KRISS USA ALBERT J. LACHER Switzerland JOSEPH F. LaMANNA USA LOUISE LANE USA ROBERT C. LANPHIER, IV USA IAN LARKIN USA CONSTANCE S. LASH USA 16 of 19 17 ALAN A. LAZZARA USA LAURA J. LEDERMAN USA DANIEL B. LIDAWER USA DAVID K. MABIE USA JAMES W. MABIE USA TIMOTHY J. MacKENZIE USA EARL L. MANNS USA KELLY J. MARTIN USA LOUI L. MARVER USA CHARLES M. McDONALD USA JAMES D. McKINNEY USA CARLETTE C. McMULLAN USA JAMES M. McMULLAN USA JEFFREY S. MEDFORD USA ARDA M. MINOCHERHOMJEE USA COREY A. MINTURN USA JUDITH B. MORLEY USA RICHARD F. MORRIS USA DAVID W. MORRISON USA TERRENCE G. MULDOON USA TIMOTHY M. MURRAY USA BENTLEY M. MYER USA ROBERT D. NEWMAN USA GREGG S. NEWMARK USA JOHN P. NICHOLAS USA DANIEL J. NICHOLS USA DAVID F. NYREN USA DAVID G. O'NEILL USA JOHN F. O'TOOLE USA R. SCOTT PATTERSON USA WILLIAM T. PATTERSON USA WILLIAM G. PERLITZ USA DAVID C. PHILLIPS USA MICHAEL A. PITT USA THOMAS S. POSTEK USA GREGORY J. PUSINELLI USA PETER RAPHAEL USA PHILLIP W. REITZ USA DAVID RICCI USA WILLIAM J. RODDY USA ERIC B. ROWLEY USA STEVEN M. RYAN USA ALFRED J. SALVINO USA THOMAS J. SALVINO USA MICHELLE SEITZ USA NEAL L. SELTZER USA BARBARA J. SEMENS USA WILLIAM B. SEMMER USA RICHARD K. SHEINER USA TERRANCE M. SHIPP USA ARTHUR J. SIMON USA CHRISTOPHER R. SPAHR USA 17 of 19 18 RITA J. SPITZ USA JOHN B. STEBBINS USA THOMAS H. STORY USA RAYMOND J. TEBOREK USA MARK A. TIMMERMAN USA NORBERT W. TRUDERUNG USA W. JAMES TRUETTNER, JR. USA LAURA VAN PEENAN USA MARC J. WALFISH USA BENNET WANG USA JAMES E. WASHBURN USA DANIEL A. WEISS USA DANIEL J. WILSON USA ROBERT V. WITTIG USA B. The following principal has a business address of: William Blair & Company, L.L.C. Two Embarcedero Center, Suite 2320 San Francisco, California 94111 Name Citizenship ---- ----------- RONALD D. EMERICK USA MARK McNAY USA C. The following principals have a business address of: William Blair & Company, L.L.C. Mitteldorf I 9400 Vaduz Principality of Liechtenstein Name Citizenship ---- ----------- KURT L. BUECHEL Principality of Liechtenstein D. The following principals have a business address of: William Blair & Company, L.L.C. 3 St. Helen's Place London EC3A 6AU, England Name Citizenship ---- ----------- JOHN A. FORDHAM United Kingdom 18 of 19 19 E. The following principals have a business address of William Blair & Company, L.L.C. Stockerstrasse 46 8039 Zurich, Switzerland Name Citizenship ---- ----------- CHRISTOPH B. FUCHS Switzerland F. The principal business of William Blair & Company, L.L.C., is as an investment banker, securities broker/dealer and investment manager. All of the principals listed above, except as noted below, have as their principal occupations one or more of these activities or the administrative support for these activities. MacKenzie, Shipp and Walfish are also general partners of William Blair Mezzanine Capital Partners, L.P. 19 of 19