-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, SDh1qpBNBRsfQuPQ1/qRz2HAs0fYX7z5xZSVu9nM4U1mP7PGnFWNCh7YFL0+QCmP +4OhCrjaeG3O7U9AJw0PVQ== 0001042645-98-000137.txt : 19980609 0001042645-98-000137.hdr.sgml : 19980609 ACCESSION NUMBER: 0001042645-98-000137 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 19980531 FILED AS OF DATE: 19980608 SROS: NASD SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: ALLSTATE FINANCIAL CORP /VA/ CENTRAL INDEX KEY: 0000852220 STANDARD INDUSTRIAL CLASSIFICATION: SHORT-TERM BUSINESS CREDIT INSTITUTIONS [6153] IRS NUMBER: 541208450 STATE OF INCORPORATION: VA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: SEC FILE NUMBER: 000-17832 FILM NUMBER: 98643811 BUSINESS ADDRESS: STREET 1: 2700 S QUINCY ST STE 540 CITY: ARLINGTON STATE: VA ZIP: 22206 BUSINESS PHONE: 7039312274 MAIL ADDRESS: STREET 1: 2700 S QUINCY STREET STREET 2: STE 540 CITY: ARLINGTON STATE: VA ZIP: 22206 COMPANY DATA: COMPANY CONFORMED NAME: FISHMAN LEON CENTRAL INDEX KEY: 0001058702 STANDARD INDUSTRIAL CLASSIFICATION: [] OWNER FILING VALUES: FORM TYPE: 4 BUSINESS ADDRESS: STREET 1: C/O ALLSTATE FINANCIAL CORP STREET 2: 2700 SOUTH QUINCY STREET, SUITE 540 CITY: N MIAMI BEACH STATE: FL ZIP: 33180 4 1
- ------------------------- UNITED STATES SECURITIES AND EXCHANGE COMMISSION ---------------------------- Washington, D.C. 20549 FORM 4 OMB APPROVAL STATEMENT OF CHANGES IN BENEFICIAL - ------------------------ OWNERSHIP ---------------------------- /_/ Check this box if no OMB Number: 3235-0287 longer subject to Filed pursuant to Section 16(a) of the Expires: September 30, 1998 Section 16. Form 4 Securities Exchange Act of 1934, Section 17(a) Estimated average or Form 5 of the Public Utility Holding Company Act of burden hours per obligations may 1935 or Section 30(f) of the Investment Company response............... 0.5 continue. See Act of 1940 ---------------------------- Instruction 1(b). (Print or Type Responses) - ------------------------------------------------------------------------------------------------------------- 1. Name and Address of 2. Issuer Name AND Ticker or 6. Relationship of Reporting Reporting Person* Trading Symbol Person(s) to Issuer (Check all applicable) Allstate Financial Corporation __ Director _X_ 10% Owner Fishman Leon (ASFN) __ Officer (give ___ Other (specify ________________________________ title below) (Last) (First) (Middle) below) __________________________________ 2700 South Quincy Street Suite 540 3. IRS or Social 4. Statement ________________________________ Security Number for (Street) of Reporting Month/Year Person (Voluntary) 5/98 Arlington VA 22206 ________________________________ 5. If 7. Individual or Joint/Group (City (State) (Zip) Amendment, Filing Date of (Check Applicable Line) Original _X__Form filed by One Reporting (Month/ Person Year) ____Form filed by More than One Reporting Person - --------------------------------------------------------------------------------------------------------------------------
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned 1. Title of Security 2. Trans- 3. Trans- 4. Securities Acquired 5. Amount 6. Owner- 7. Nature (Instr. 3) action action (A) or of ship of Date Code Disposed of (D) Securities Form: Indirect (Month/ (Instr.8) (Instr. 3, 4 and 5) Benefi- Direct (D) Beneficial Day/ cially or Indi- Ownership Year) Owned at rect (I) (Instr. 4) End of (Instr. 4) Month (Instr. 3 and 4) ____________ ___________________________ Code V Amount (A) or Price (D) Common Stock, no par value 5/20/98 S 1,000 shs D $7.125 242,350 D 5/20/98 S 6,000 shs D $7.125 D 5/22/98 S 2,400 shs D $6.750 D 5/29/98 S 1,000 shs D $6.375 D 5/29/98 S 1,000 shs D $6.375 D - --------------------------------------------------------------------------------------------------------------------------
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. (Over) SEC 1474 (7-96)
FORM 4 (continued) Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) - ------------------------------------------------------------------------------------------------------------------------------------ 1. Title of 2. Con- 3. Trans- 4. Trans- 5. Num- 6. Date 7. Title 8. Price 9. Num- 10. Own- 11. Na- Derivative version action action ber of Exercis- and Amount of De- ber of ership ture of Security or Date Code Deri- able and of Under- rivative Deriva- Form of Indi- (Instr. 3) Exer- (Month/ (Instr. vative Expiration lying Secu- Secu- tive Deriva- rect Ben- cise Day/ 8) Secu- Date rities rity Securi- tive Se- eficial Price Year) rities (Month/Day/ (Instr. 3 (Instr. ties Ben- curity: Owner- of De- Acquired Year) and 4) 5) eficially Direct ship rivative (A) or Owned at (D) or (Instr. Security Disposed End of Indirect 4) of (D) Month (I) (Instr. 3, (Instr. (Instr. 4, and 5) 4) 4) __________ ___________ ____________ _____________ Code V (A) (D) Date Expi- Title Amount Exer- ra- or cis- tion Number able Date of Shares - ------------------------------------------------------------------------------------------------------------------------------------ Explanation of Responses: ** Intentional misstatements or omissions of facts constitute Federal Criminal Violations. SEE 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). /s/ Leon Fishman June 8, 1998 ------------------------------------------ ------------- ** Signature of Reporting Person Date Leon Fishman
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, SEE Instruction 6 for procedure. Potential persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number. Page 2 SEC 1474 (7-96) -----END PRIVACY-ENHANCED MESSAGE-----