0000851968-12-000017.txt : 20120222 0000851968-12-000017.hdr.sgml : 20120222 20120222164508 ACCESSION NUMBER: 0000851968-12-000017 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20120207 FILED AS OF DATE: 20120222 DATE AS OF CHANGE: 20120222 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: LORBERBAUM JEFFREY S CENTRAL INDEX KEY: 0000925177 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-13697 FILM NUMBER: 12630817 MAIL ADDRESS: STREET 1: MOHAWK INDUSTRIES INC STREET 2: P O BOX 12069 CITY: CALHOUN STATE: GA ZIP: 30703 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: MOHAWK INDUSTRIES INC CENTRAL INDEX KEY: 0000851968 STANDARD INDUSTRIAL CLASSIFICATION: CARPETS AND RUGS [2273] IRS NUMBER: 521604305 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 160 S INDUSTRIAL BLVD STREET 2: PO BOX 12069 CITY: CALHOUN STATE: GA ZIP: 30701 BUSINESS PHONE: 678-355-5814 MAIL ADDRESS: STREET 1: P O BOX 12069 CITY: CALHOUN STATE: GA ZIP: 30703 4 1 primary_doc.xml PRIMARY DOCUMENT X0304 4 2012-02-07 0 0000851968 MOHAWK INDUSTRIES INC MHK 0000925177 LORBERBAUM JEFFREY S MOHAWK INDUSTRIES INC P O BOX 12069 CALHOUN GA 30703 1 1 0 0 Chairman and CEO Common Stock 8414619 I Aladdin Partners Common Stock 194 I Managed Account Common Stock 1282918 I Family Partnership Common Stock 386702 I PAS Trust Common Stock 2012-02-07 5 G 0 E 374605 0 D 27085 D Common Stock 2012-02-07 5 G 0 E 374605 0 A 374605 I Dalton Partners Common Stock 2012-02-20 4 D 0 884 66.79 D 26201 D Common Stock 2012-02-20 4 D 0 240 66.79 D 25961 D Common Stock 2012-02-21 4 D 0 564 66.14 D 25397 D The reporting person reports indirect beneficial ownership of 100% of the issuer shares held by Aladdin Partners, L.P., but disclaims beneficial ownership of these shares except to the extent of his individual pecuniary interest in such shares. While the number of shares shown as held indirectly through this partnership has declined, the reporting person did not engage in any sale or disposition of Mohawk shares. The reporting person previously reported as indirectly beneficially owned 1,831,120 issuer shares held by JMS Group, L.P. (the "Family Partnership"). On December 13, 2011, in connection with estate planning, the Family Partnership distributed 548,202 shares to the reporting person's PAS Trust (the "Family Partnership Distribution"). Reflects 548,202 issuer shares received in connection with the Family Partnership Distribution and the distributions of 86,500 and 75,000 of such shares to the reporting person on December 22, 2011 and January 31, 2012, respectively (the "PAS Trust Distributions"). The reporting person previously reported his indirect beneficial ownership of all of these shares through the Family Partnership. The reporting person received 161,500 shares in connection with the PAS Trust Distributions. The reporting person previously reported his indirect beneficial ownership of all these shares through the Family Partnership. Following these transactions, the reporting person beneficially owned, directly, 401,690 issuer shares. On February 7, 2012, the reporting person transferred 374,605 of such shares to a new family limited partnership ("Dalton Partners"), which resulted in the reporting person beneficially owning, directly, 27,085 shares. The reporting person disclaims beneficial ownership of the shares held by Dalton Partners except to the extent of his individual pecuniary interest in such shares. Disposition related to meeting tax obligations upon vesting of restricted stock units. Jeffrey S. Lorberbaum 2012-02-22