0000851968-12-000017.txt : 20120222
0000851968-12-000017.hdr.sgml : 20120222
20120222164508
ACCESSION NUMBER: 0000851968-12-000017
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20120207
FILED AS OF DATE: 20120222
DATE AS OF CHANGE: 20120222
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: LORBERBAUM JEFFREY S
CENTRAL INDEX KEY: 0000925177
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-13697
FILM NUMBER: 12630817
MAIL ADDRESS:
STREET 1: MOHAWK INDUSTRIES INC
STREET 2: P O BOX 12069
CITY: CALHOUN
STATE: GA
ZIP: 30703
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: MOHAWK INDUSTRIES INC
CENTRAL INDEX KEY: 0000851968
STANDARD INDUSTRIAL CLASSIFICATION: CARPETS AND RUGS [2273]
IRS NUMBER: 521604305
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 160 S INDUSTRIAL BLVD
STREET 2: PO BOX 12069
CITY: CALHOUN
STATE: GA
ZIP: 30701
BUSINESS PHONE: 678-355-5814
MAIL ADDRESS:
STREET 1: P O BOX 12069
CITY: CALHOUN
STATE: GA
ZIP: 30703
4
1
primary_doc.xml
PRIMARY DOCUMENT
X0304
4
2012-02-07
0
0000851968
MOHAWK INDUSTRIES INC
MHK
0000925177
LORBERBAUM JEFFREY S
MOHAWK INDUSTRIES INC
P O BOX 12069
CALHOUN
GA
30703
1
1
0
0
Chairman and CEO
Common Stock
8414619
I
Aladdin Partners
Common Stock
194
I
Managed Account
Common Stock
1282918
I
Family Partnership
Common Stock
386702
I
PAS Trust
Common Stock
2012-02-07
5
G
0
E
374605
0
D
27085
D
Common Stock
2012-02-07
5
G
0
E
374605
0
A
374605
I
Dalton Partners
Common Stock
2012-02-20
4
D
0
884
66.79
D
26201
D
Common Stock
2012-02-20
4
D
0
240
66.79
D
25961
D
Common Stock
2012-02-21
4
D
0
564
66.14
D
25397
D
The reporting person reports indirect beneficial ownership of 100% of the issuer shares held by Aladdin Partners, L.P., but disclaims beneficial ownership of these shares except to the extent of his individual pecuniary interest in such shares.
While the number of shares shown as held indirectly through this partnership has declined, the reporting person did not engage in any sale or disposition of Mohawk shares. The reporting person previously reported as indirectly beneficially owned 1,831,120 issuer shares held by JMS Group, L.P. (the "Family Partnership"). On December 13, 2011, in connection with estate planning, the Family Partnership distributed 548,202 shares to the reporting person's PAS Trust (the "Family Partnership Distribution").
Reflects 548,202 issuer shares received in connection with the Family Partnership Distribution and the distributions of 86,500 and 75,000 of such shares to the reporting person on December 22, 2011 and January 31, 2012, respectively (the "PAS Trust Distributions"). The reporting person previously reported his indirect beneficial ownership of all of these shares through the Family Partnership.
The reporting person received 161,500 shares in connection with the PAS Trust Distributions. The reporting person previously reported his indirect beneficial ownership of all these shares through the Family Partnership. Following these transactions, the reporting person beneficially owned, directly, 401,690 issuer shares. On February 7, 2012, the reporting person transferred 374,605 of such shares to a new family limited partnership ("Dalton Partners"), which resulted in the reporting person beneficially owning, directly, 27,085 shares. The reporting person disclaims beneficial ownership of the shares held by Dalton Partners except to the extent of his individual pecuniary interest in such shares.
Disposition related to meeting tax obligations upon vesting of restricted stock units.
Jeffrey S. Lorberbaum
2012-02-22