-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, UZrHEASpqbtCy72C9n2T+4BYDS/htE3aZskVVSs4RPJMhFOo4XleAM0ZlB/kDyyd Km11chY7tYA4diEt/XtOCg== 0000851968-07-000053.txt : 20070829 0000851968-07-000053.hdr.sgml : 20070829 20070829095527 ACCESSION NUMBER: 0000851968-07-000053 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20070827 FILED AS OF DATE: 20070829 DATE AS OF CHANGE: 20070829 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: MOHAWK INDUSTRIES INC CENTRAL INDEX KEY: 0000851968 STANDARD INDUSTRIAL CLASSIFICATION: CARPETS AND RUGS [2273] IRS NUMBER: 521604305 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 160 S INDUSTRIAL BLVD STREET 2: PO BOX 12069 CITY: CALHOUN STATE: GA ZIP: 30701 BUSINESS PHONE: 678-355-5814 MAIL ADDRESS: STREET 1: P O BOX 12069 CITY: CALHOUN STATE: GA ZIP: 30703 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: KOLB DAVID L CENTRAL INDEX KEY: 0000903198 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-13697 FILM NUMBER: 071085536 BUSINESS ADDRESS: BUSINESS PHONE: 4049516000 MAIL ADDRESS: STREET 1: MOHAWK INDUSTRIES INC STREET 2: P O BOX 12069 CITY: CALHOUN STATE: GA ZIP: 30703 4 1 edgardoc.xml PRIMARY DOCUMENT X0202 4 2007-08-27 0 0000851968 MOHAWK INDUSTRIES INC MHK 0000903198 KOLB DAVID L 160 SOUTH INDUSTRIAL BLVD. P.O. BOX 12069 CALHOUN GA 30703 1 0 0 0 Common Stock 2007-08-27 4 X 1 300000 82.1502 D 16537 D Common Stock 2007-08-27 4 P 1 300000 87.3 A 316537 D Common Stock 2250 I Kolb Foundation Common Stock 4820 I Minor Children Common Stock 721 I by Managed Account Call Option (obligation to sell) 82.1502 2007-08-27 4 X 1 300000 0 D 2007-08-27 2007-08-27 Common Stock 300000 0 D Call Option (obligation to sell) 110.6964 2007-08-27 4 S 1 100000 2.94 A 2008-08-27 2008-08-27 Common Stock 100000 100000 D Call Option (obligation to sell) 118.7891 2007-08-27 4 S 1 100000 4.47 A 2009-08-27 2009-08-27 Common Stock 100000 100000 D Put Option (right to sell) 61.731 2007-08-27 4 E 1 300000 0 D 2007-08-27 2007-08-27 Common Stock 300000 0 D Put Option (right to sell) 69.84 2007-08-27 4 P 1 100000 2.94 A 2008-08-27 2008-08-27 Common Stock 100000 100000 D Put Option (right to sell) 69.84 2007-08-27 4 P 1 100000 4.47 A 2009-08-27 2009-08-27 Common Stock 100000 100000 D In connection with the settlement of a call option entered into on August 25, 2006, as part of a zero-cost collar arrangement, the reporting person paid to the optionholder, for each share of stock subject to the option, the excess of the market price of $87.30 over the exercise price of $82.1502 per share. The disposition and deemed repurchase of the shares subject to the call option as a result of such cash settlement is shown in Table I. On the same date the related put option expired unexercised. The reporting person entered into a "zero cost collar" arrangement pursuant to which he wrote a covered call option and purchased a put option. Only one of these options can be in the money on the expiration date at which time the in the money option will be exercised (and settled for cash) and the other option will expire. If neither option is in the money on the expiration date, both options will expire. The reporting person entered into a "zero cost collar" arrangement pursuant to which he wrote a covered call option and purchased a put option. Only one of these options can be in the money on the expiration date at which time the in the money option will be exercised (and settled for cash) and the other option will expire. If neither option is in the money on the expiration date, both options will expire. DAVID L. KOLB 2007-08-29 -----END PRIVACY-ENHANCED MESSAGE-----