-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, B6qYSw3Ws1sXEBZCrF/uGjvXcgfY6Y5hPpEjamAs7NOS5Dgj8XA/VQ6TCyL915sK mw49d6HsMOJhzCiFzKXSfQ== 0000851968-04-000045.txt : 20040811 0000851968-04-000045.hdr.sgml : 20040811 20040811171455 ACCESSION NUMBER: 0000851968-04-000045 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20040809 FILED AS OF DATE: 20040811 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: MOHAWK INDUSTRIES INC CENTRAL INDEX KEY: 0000851968 STANDARD INDUSTRIAL CLASSIFICATION: CARPETS AND RUGS [2273] IRS NUMBER: 521604305 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 160 S INDUSTRIAL BLVD STREET 2: PO BOX 12069 CITY: CALHOUN STATE: GA ZIP: 30701 BUSINESS PHONE: 706-624-2246 MAIL ADDRESS: STREET 1: P O BOX 12069 CITY: CALHOUN STATE: GA ZIP: 30703 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: KOLB DAVID L CENTRAL INDEX KEY: 0000903198 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-13697 FILM NUMBER: 04967779 BUSINESS ADDRESS: STREET 1: MOHAWK INDUSTRIES INC STREET 2: P O BOX 12069 CITY: CALHOUN STATE: GA ZIP: 30703 BUSINESS PHONE: 4049516000 MAIL ADDRESS: STREET 1: MOHAWK INDUSTRIES INC STREET 2: P O BOX 12069 CITY: CALHOUN STATE: GA ZIP: 30703 4 1 edgardoc.xml PRIMARY DOCUMENT X0202 4 2004-08-09 0 0000851968 MOHAWK INDUSTRIES INC MHK 0000903198 KOLB DAVID L 160 SOUTH INDUSTRIAL BLVD. P.O. BOX 12069 CALHOUN GA 30703 1 0 0 0 Call Option (obligation to sell) 79.0424 2004-08-09 4 J 0 100000 0 D 2004-11-18 2004-11-18 Common Stock 100000 0 D Call Option (obligation to sell) 82.89 2004-08-09 4 J 0 25000 0 D 2002-03-26 2005-03-24 Common Stock 25000 0 D Call Option (obligation to sell) 85.7504 2004-08-09 4 J 0 300000 0 A 2004-08-10 2006-08-09 Common Stock 300000 300000 D Call Option (obligation to sell) 93.03 2004-08-09 4 J 0 25000 0 D 2002-03-26 2005-03-24 Common Stock 25000 0 D Put Option (right to sell) 48 2004-08-09 4 J 0 25000 0 D 2002-03-26 2005-03-24 Common Stock 25000 0 D Put Option (right to sell) 54 2004-08-09 4 J 0 25000 0 D 2002-03-26 2005-03-24 Common Stock 25000 0 D Put Option (right to sell) 54.2625 2004-08-09 4 J 0 100000 0 D 2004-11-18 2004-11-18 Common Stock 100000 0 D Put Option (right to sell) 57.2146 2004-08-09 4 J 0 300000 0 A 2004-08-10 2006-08-09 Common Stock 300000 300000 D The reporting person entered a "zero cost collar" arrangement pursuant to which he wrote a covered call option and purchased a put option. Only one of these options can be in the money on the expiration date at which time the in the money option will be exercised (and settled for cash) and the other option will expire. If neither option is in the money on the expiration date, both options will expire. On August 9, 2004, the reporting person terminated 100,000 shares of an existing collar agreement which was entered into on 11/18/2003. The reporting person entered a "zero cost collar" arrangement pursuant to which he wrote a covered call option and purchased a put option. Only one of these options can be in the money on the expiration date at which time the in the money option will be exercised (and settled for cash) and the other option will expire. If neither option is in the money on the expiration date, both options will expire. On August 9, 2004, the reporting person terminated 25,000 shares of an existing collar agreement which was entered into on 3/25/02. The reporting person entered into two "zero cost collar" arrangements in each instance pursuant to which he wrote covered call option and purchased a put option. Only one of these options can be in the money on the expiration date at which time the in the money option will be exercised (and settled for cash) and the other option will expire. If neither option is in the money on the expiration date, both options will expire. DAVID L. KOLB 2004-08-11 -----END PRIVACY-ENHANCED MESSAGE-----