-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, SomiE5CwuezazIMG8FuDpBMzZ3w6HAK86VdG0Lquta8OPMq5jStgeZ9MDTTe/FPH q+iM27ceM1NsJRRntOGAiw== 0001044321-04-000071.txt : 20040225 0001044321-04-000071.hdr.sgml : 20040225 20040225174103 ACCESSION NUMBER: 0001044321-04-000071 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20040223 FILED AS OF DATE: 20040225 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: TARANTELLA INC CENTRAL INDEX KEY: 0000851560 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 942549086 STATE OF INCORPORATION: CA FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: 425 ENCINAL STREET STREET 2: PO BOX 1900 CITY: SANTA CRUZ STATE: CA ZIP: 95061 BUSINESS PHONE: 4084277172 MAIL ADDRESS: STREET 1: 425 ENCINAL STREET STREET 2: PO BOX 1900 CITY: SANTA CRUZ STATE: CA ZIP: 95061 FORMER COMPANY: FORMER CONFORMED NAME: SANTA CRUZ OPERATION INC DATE OF NAME CHANGE: 19940614 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: MARXE AUSTIN W & GREENHOUSE DAVID M CENTRAL INDEX KEY: 0001044321 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-21484 FILM NUMBER: 04628413 BUSINESS ADDRESS: STREET 1: 153 E 53RD ST STREET 2: 55ST FL CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 2122076500 MAIL ADDRESS: STREET 1: 153 E 53RD ST STREET 2: 55TH FL CITY: NEW YORK STATE: NY ZIP: 10022 4 1 primary_doc.xml PRIMARY DOCUMENT X0201 4 2004-02-23 0 0000851560 TARANTELLA INC TTLA 0001044321 MARXE AUSTIN W & GREENHOUSE DAVID M 153 E 53RD ST 55TH FL NEW YORK NY 10022 0 0 1 0 Common Stock 2004-02-23 4 P 0 1200000 1.4 A 6794771 I By Limited Partnerships Warrants 1.7 2004-02-23 4 P 0 240000 1.7 A 2004-02-23 2009-02-23 Common Stock 240000 2102500 I By Limited Partnerships This is a joint filing by Austin W. Marxe (Marxe) and David M. Greenhouse (Greenhouse). They share voting and investment control over all securities owned by Special Situations Cayman Fund, L.P. (CAY), Special Situations Private Equity Fund, L.P. (SSPE), Special Situations Technology Fund, LP (Tech) and Special Situations Technology II, LP. (Tech II), respectively. 600,000 shares of Common Stock and 120,000 Wts are held by CAY, 600,000 shares of Common Stock and 120,000 Wts are held by SSPE, 571,771 shares of Common Stock , 239,500 Wts and 65,460 Wts are held by Tech and 2,920,500 shares of Common Stock, 1,223,000 Wts and 334,540 wts are held by Tech II. The interest of Marxe and Greenhouse in the shares of Common Stock owned by CAY, SSPE, Tech and Tech II is limited to the extent of his pecuniary interest. Subject to the effective date of form S-3 to be filed by the Issuer. Austin W. Marxe 2004-02-25 David M. Greenhouse 2004-02-25 -----END PRIVACY-ENHANCED MESSAGE-----